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VOGT ICE 401(K) PLAN 401k Plan overview

Plan NameVOGT ICE 401(K) PLAN
Plan identification number 001

VOGT ICE 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

VI ACQUISITIONS LLC DBA VOGT ICE LLC has sponsored the creation of one or more 401k plans.

Company Name:VI ACQUISITIONS LLC DBA VOGT ICE LLC
Employer identification number (EIN):800115293
NAIC Classification:333310

Form 5500 Filing Information

Submission information for form 5500 for 401k plan VOGT ICE 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012016-01-01TOM TRACY
0012015-01-01TOM TRACY
0012014-01-01TOM TRACY
0012013-01-01TOM TRACY
0012012-01-01THOMAS TRACY2013-07-29
0012011-01-01THOMAS TRACY2012-09-14
0012010-01-01THOMAS TRACY
0012009-01-01THOMAS TRACY

Plan Statistics for VOGT ICE 401(K) PLAN

401k plan membership statisitcs for VOGT ICE 401(K) PLAN

Measure Date Value
2016: VOGT ICE 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01103
Total number of active participants reported on line 7a of the Form 55002016-01-01103
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0110
Total of all active and inactive participants2016-01-01113
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01113
Number of participants with account balances2016-01-0175
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-013
2015: VOGT ICE 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01105
Total number of active participants reported on line 7a of the Form 55002015-01-0192
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0110
Total of all active and inactive participants2015-01-01102
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011
Total participants2015-01-01103
Number of participants with account balances2015-01-0179
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-013
2014: VOGT ICE 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0193
Total number of active participants reported on line 7a of the Form 55002014-01-0194
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0111
Total of all active and inactive participants2014-01-01105
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01105
Number of participants with account balances2014-01-0171
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-014
2013: VOGT ICE 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0197
Total number of active participants reported on line 7a of the Form 55002013-01-0181
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0111
Total of all active and inactive participants2013-01-0192
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-011
Total participants2013-01-0193
Number of participants with account balances2013-01-0170
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2010: VOGT ICE 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01103
Total number of active participants reported on line 7a of the Form 55002010-01-0171
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0118
Total of all active and inactive participants2010-01-0189
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-0189
Number of participants with account balances2010-01-0173
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: VOGT ICE 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01100
Total number of active participants reported on line 7a of the Form 55002009-01-0182
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0120
Total of all active and inactive participants2009-01-01102
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01102
Number of participants with account balances2009-01-0174
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-013

Financial Data on VOGT ICE 401(K) PLAN

Measure Date Value
2016 : VOGT ICE 401(K) PLAN 2016 401k financial data
Transfers to/from the plan2016-12-31$0
Total plan liabilities at end of year2016-12-31$0
Total plan liabilities at beginning of year2016-12-31$0
Total income from all sources2016-12-31$539,082
Expenses. Total of all expenses incurred2016-12-31$428,299
Benefits paid (including direct rollovers)2016-12-31$423,468
Total plan assets at end of year2016-12-31$3,898,475
Total plan assets at beginning of year2016-12-31$3,787,692
Value of fidelity bond covering the plan2016-12-31$500,000
Total contributions received or receivable from participants2016-12-31$228,152
Expenses. Other expenses not covered elsewhere2016-12-31$0
Contributions received from other sources (not participants or employers)2016-12-31$0
Other income received2016-12-31$264,119
Noncash contributions received2016-12-31$0
Net income (gross income less expenses)2016-12-31$110,783
Net plan assets at end of year (total assets less liabilities)2016-12-31$3,898,475
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$3,787,692
Assets. Value of participant loans2016-12-31$83,150
Total contributions received or receivable from employer(s)2016-12-31$46,811
Value of certain deemed distributions of participant loans2016-12-31$0
Value of corrective distributions2016-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$4,831
2015 : VOGT ICE 401(K) PLAN 2015 401k financial data
Transfers to/from the plan2015-12-31$0
Total plan liabilities at end of year2015-12-31$0
Total plan liabilities at beginning of year2015-12-31$0
Total income from all sources2015-12-31$273,693
Expenses. Total of all expenses incurred2015-12-31$1,121,364
Benefits paid (including direct rollovers)2015-12-31$1,111,213
Total plan assets at end of year2015-12-31$3,787,692
Total plan assets at beginning of year2015-12-31$4,635,363
Value of fidelity bond covering the plan2015-12-31$500,000
Total contributions received or receivable from participants2015-12-31$190,902
Expenses. Other expenses not covered elsewhere2015-12-31$0
Contributions received from other sources (not participants or employers)2015-12-31$0
Other income received2015-12-31$58,629
Noncash contributions received2015-12-31$0
Net income (gross income less expenses)2015-12-31$-847,671
Net plan assets at end of year (total assets less liabilities)2015-12-31$3,787,692
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$4,635,363
Assets. Value of participant loans2015-12-31$68,910
Total contributions received or receivable from employer(s)2015-12-31$24,162
Value of certain deemed distributions of participant loans2015-12-31$5,043
Value of corrective distributions2015-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$5,108
2014 : VOGT ICE 401(K) PLAN 2014 401k financial data
Transfers to/from the plan2014-12-31$0
Total plan liabilities at end of year2014-12-31$0
Total plan liabilities at beginning of year2014-12-31$0
Total income from all sources2014-12-31$547,886
Expenses. Total of all expenses incurred2014-12-31$515,799
Benefits paid (including direct rollovers)2014-12-31$512,455
Total plan assets at end of year2014-12-31$4,635,363
Total plan assets at beginning of year2014-12-31$4,603,276
Value of fidelity bond covering the plan2014-12-31$500,000
Total contributions received or receivable from participants2014-12-31$165,271
Expenses. Other expenses not covered elsewhere2014-12-31$0
Contributions received from other sources (not participants or employers)2014-12-31$0
Other income received2014-12-31$348,882
Noncash contributions received2014-12-31$0
Net income (gross income less expenses)2014-12-31$32,087
Net plan assets at end of year (total assets less liabilities)2014-12-31$4,635,363
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$4,603,276
Assets. Value of participant loans2014-12-31$109,635
Total contributions received or receivable from employer(s)2014-12-31$33,733
Value of certain deemed distributions of participant loans2014-12-31$0
Value of corrective distributions2014-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$3,344
2013 : VOGT ICE 401(K) PLAN 2013 401k financial data
Transfers to/from the plan2013-12-31$0
Total plan liabilities at end of year2013-12-31$0
Total plan liabilities at beginning of year2013-12-31$0
Total income from all sources2013-12-31$1,121,473
Expenses. Total of all expenses incurred2013-12-31$448,925
Benefits paid (including direct rollovers)2013-12-31$437,504
Total plan assets at end of year2013-12-31$4,603,276
Total plan assets at beginning of year2013-12-31$3,930,728
Value of fidelity bond covering the plan2013-12-31$500,000
Total contributions received or receivable from participants2013-12-31$187,599
Expenses. Other expenses not covered elsewhere2013-12-31$0
Contributions received from other sources (not participants or employers)2013-12-31$0
Other income received2013-12-31$893,818
Noncash contributions received2013-12-31$0
Net income (gross income less expenses)2013-12-31$672,548
Net plan assets at end of year (total assets less liabilities)2013-12-31$4,603,276
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$3,930,728
Assets. Value of participant loans2013-12-31$87,523
Total contributions received or receivable from employer(s)2013-12-31$40,056
Value of certain deemed distributions of participant loans2013-12-31$0
Value of corrective distributions2013-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$11,421
2010 : VOGT ICE 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$69
Total income from all sources (including contributions)2010-12-31$568,111
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$530,835
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$524,113
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$179,024
Value of total assets at end of year2010-12-31$3,504,652
Value of total assets at beginning of year2010-12-31$3,467,445
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$6,722
Total interest from all sources2010-12-31$8,352
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$52,398
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Administrative expenses professional fees incurred2010-12-31$6,722
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$157,871
Participant contributions at end of year2010-12-31$178,210
Participant contributions at beginning of year2010-12-31$126,879
Participant contributions at beginning of year2010-12-31$958
Total non interest bearing cash at beginning of year2010-12-31$733
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$37,276
Value of net assets at end of year (total assets less liabilities)2010-12-31$3,504,652
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$3,467,376
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$2,673,854
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$2,553,370
Interest on participant loans2010-12-31$8,005
Value of interest in common/collective trusts at end of year2010-12-31$405,076
Value of interest in common/collective trusts at beginning of year2010-12-31$330,449
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$247,512
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$454,817
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$454,817
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$347
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$287,085
Net investment gain or loss from common/collective trusts2010-12-31$41,252
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$21,153
Employer contributions (assets) at beginning of year2010-12-31$239
Income. Dividends from preferred stock2010-12-31$52,398
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$524,113
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Liabilities. Value of acquisition indebtedness at beginning of year2010-12-31$69
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31BUETOW, MASTUS, & DICK. LLC
Accountancy firm EIN2010-12-31611315679
2009 : VOGT ICE 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for VOGT ICE 401(K) PLAN

2016: VOGT ICE 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: VOGT ICE 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: VOGT ICE 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: VOGT ICE 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2010: VOGT ICE 401(K) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: VOGT ICE 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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