BTG PACTUAL ASSET MANAGEMENT (US) LLC has sponsored the creation of one or more 401k plans.
| Measure | Date | Value |
|---|
| 2023 : BTG PACTUAL 401(K) PLAN 2023 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2023-12-31 | $0 |
| Total transfer of assets to this plan | 2023-12-31 | $0 |
| Total transfer of assets from this plan | 2023-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $5,482 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $393 |
| Total income from all sources (including contributions) | 2023-12-31 | $14,662,684 |
| Total loss/gain on sale of assets | 2023-12-31 | $0 |
| Total of all expenses incurred | 2023-12-31 | $3,546,768 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-12-31 | $3,532,516 |
| Expenses. Certain deemed distributions of participant loans | 2023-12-31 | $4,045 |
| Value of total corrective distributions | 2023-12-31 | $7,162 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-12-31 | $7,423,532 |
| Value of total assets at end of year | 2023-12-31 | $47,359,585 |
| Value of total assets at beginning of year | 2023-12-31 | $36,238,580 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-12-31 | $3,045 |
| Total interest from all sources | 2023-12-31 | $28,590 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-12-31 | $1,052,805 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2023-12-31 | $1,052,805 |
| Was this plan covered by a fidelity bond | 2023-12-31 | Yes |
| Value of fidelity bond cover | 2023-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2023-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-12-31 | No |
| Contributions received from participants | 2023-12-31 | $4,312,198 |
| Participant contributions at end of year | 2023-12-31 | $510,765 |
| Participant contributions at beginning of year | 2023-12-31 | $437,404 |
| Participant contributions at end of year | 2023-12-31 | $82,776 |
| Participant contributions at beginning of year | 2023-12-31 | $57,494 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2023-12-31 | $829,066 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Value of net income/loss | 2023-12-31 | $11,115,916 |
| Value of net assets at end of year (total assets less liabilities) | 2023-12-31 | $47,354,103 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-12-31 | $36,238,187 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-12-31 | $43,579,549 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-12-31 | $32,568,858 |
| Interest on participant loans | 2023-12-31 | $28,590 |
| Value of interest in common/collective trusts at end of year | 2023-12-31 | $2,822,775 |
| Value of interest in common/collective trusts at beginning of year | 2023-12-31 | $2,919,476 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-12-31 | $6,091,333 |
| Net investment gain or loss from common/collective trusts | 2023-12-31 | $66,424 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-12-31 | No |
| Contributions received in cash from employer | 2023-12-31 | $2,282,268 |
| Employer contributions (assets) at end of year | 2023-12-31 | $363,720 |
| Employer contributions (assets) at beginning of year | 2023-12-31 | $255,348 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-12-31 | $3,532,516 |
| Liabilities. Value of benefit claims payable at end of year | 2023-12-31 | $5,482 |
| Liabilities. Value of benefit claims payable at beginning of year | 2023-12-31 | $393 |
| Did the plan have assets held for investment | 2023-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-12-31 | Unqualified |
| Accountancy firm name | 2023-12-31 | CITRIN COOPERMAN & COMPANY |
| Accountancy firm EIN | 2023-12-31 | 222428965 |
| Total unrealized appreciation/depreciation of assets | 2023-01-01 | $0 |
| Total transfer of assets to this plan | 2023-01-01 | $0 |
| Total transfer of assets from this plan | 2023-01-01 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-01-01 | $5,482 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-01-01 | $393 |
| Total income from all sources (including contributions) | 2023-01-01 | $14,662,684 |
| Total loss/gain on sale of assets | 2023-01-01 | $0 |
| Total of all expenses incurred | 2023-01-01 | $3,546,768 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-01-01 | $3,532,516 |
| Expenses. Certain deemed distributions of participant loans | 2023-01-01 | $4,045 |
| Value of total corrective distributions | 2023-01-01 | $7,162 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-01-01 | $7,423,532 |
| Value of total assets at end of year | 2023-01-01 | $47,359,585 |
| Value of total assets at beginning of year | 2023-01-01 | $36,238,580 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-01-01 | $3,045 |
| Total interest from all sources | 2023-01-01 | $28,590 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-01-01 | $1,052,805 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-01-01 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2023-01-01 | $1,052,805 |
| Was this plan covered by a fidelity bond | 2023-01-01 | Yes |
| Value of fidelity bond cover | 2023-01-01 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2023-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-01-01 | No |
| Contributions received from participants | 2023-01-01 | $4,312,198 |
| Participant contributions at end of year | 2023-01-01 | $510,765 |
| Participant contributions at beginning of year | 2023-01-01 | $437,404 |
| Participant contributions at end of year | 2023-01-01 | $82,776 |
| Participant contributions at beginning of year | 2023-01-01 | $57,494 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2023-01-01 | $829,066 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Value of net income/loss | 2023-01-01 | $11,115,916 |
| Value of net assets at end of year (total assets less liabilities) | 2023-01-01 | $47,354,103 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-01-01 | $36,238,187 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-01-01 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-01-01 | $43,579,549 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-01-01 | $32,568,858 |
| Interest on participant loans | 2023-01-01 | $28,590 |
| Value of interest in common/collective trusts at end of year | 2023-01-01 | $2,822,775 |
| Value of interest in common/collective trusts at beginning of year | 2023-01-01 | $2,919,476 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-01-01 | $6,091,333 |
| Net investment gain or loss from common/collective trusts | 2023-01-01 | $66,424 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-01-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-01-01 | No |
| Contributions received in cash from employer | 2023-01-01 | $2,282,268 |
| Employer contributions (assets) at end of year | 2023-01-01 | $363,720 |
| Employer contributions (assets) at beginning of year | 2023-01-01 | $255,348 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-01-01 | $3,532,516 |
| Liabilities. Value of benefit claims payable at end of year | 2023-01-01 | $5,482 |
| Liabilities. Value of benefit claims payable at beginning of year | 2023-01-01 | $393 |
| Did the plan have assets held for investment | 2023-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-01-01 | 1 |
| Accountancy firm name | 2023-01-01 | CITRIN COOPERMAN & COMPANY |
| Accountancy firm EIN | 2023-01-01 | 222428965 |
| 2022 : BTG PACTUAL 401(K) PLAN 2022 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
| Total transfer of assets to this plan | 2022-12-31 | $0 |
| Total transfer of assets from this plan | 2022-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $393 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
| Total income from all sources (including contributions) | 2022-12-31 | $-394,875 |
| Total loss/gain on sale of assets | 2022-12-31 | $0 |
| Total of all expenses incurred | 2022-12-31 | $1,691,484 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $1,685,244 |
| Expenses. Certain deemed distributions of participant loans | 2022-12-31 | $3,434 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $6,654,874 |
| Value of total assets at end of year | 2022-12-31 | $36,238,580 |
| Value of total assets at beginning of year | 2022-12-31 | $38,324,546 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $2,806 |
| Total interest from all sources | 2022-12-31 | $19,426 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $1,184,547 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $1,184,547 |
| Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
| Value of fidelity bond cover | 2022-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
| Contributions received from participants | 2022-12-31 | $3,573,631 |
| Participant contributions at end of year | 2022-12-31 | $437,404 |
| Participant contributions at beginning of year | 2022-12-31 | $385,888 |
| Participant contributions at end of year | 2022-12-31 | $57,494 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $1,436,519 |
| Administrative expenses (other) incurred | 2022-12-31 | $2,806 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Value of net income/loss | 2022-12-31 | $-2,086,359 |
| Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $36,238,187 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $38,324,546 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $32,568,858 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $35,549,410 |
| Interest on participant loans | 2022-12-31 | $19,426 |
| Value of interest in common/collective trusts at end of year | 2022-12-31 | $2,919,476 |
| Value of interest in common/collective trusts at beginning of year | 2022-12-31 | $2,170,466 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-8,301,500 |
| Net investment gain or loss from common/collective trusts | 2022-12-31 | $47,778 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
| Contributions received in cash from employer | 2022-12-31 | $1,644,724 |
| Employer contributions (assets) at end of year | 2022-12-31 | $255,348 |
| Employer contributions (assets) at beginning of year | 2022-12-31 | $218,782 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $1,685,244 |
| Liabilities. Value of benefit claims payable at end of year | 2022-12-31 | $393 |
| Did the plan have assets held for investment | 2022-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
| Accountancy firm name | 2022-12-31 | CITRIN COOPERMAN & COMPANY, LLP |
| Accountancy firm EIN | 2022-12-31 | 222428965 |
| Total unrealized appreciation/depreciation of assets | 2022-01-01 | $0 |
| Total transfer of assets to this plan | 2022-01-01 | $0 |
| Total transfer of assets from this plan | 2022-01-01 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $393 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $0 |
| Total income from all sources (including contributions) | 2022-01-01 | $-394,875 |
| Total loss/gain on sale of assets | 2022-01-01 | $0 |
| Total of all expenses incurred | 2022-01-01 | $1,691,484 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-01-01 | $1,685,244 |
| Expenses. Certain deemed distributions of participant loans | 2022-01-01 | $3,434 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-01-01 | $6,654,874 |
| Value of total assets at end of year | 2022-01-01 | $36,238,580 |
| Value of total assets at beginning of year | 2022-01-01 | $38,324,546 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-01-01 | $2,806 |
| Total interest from all sources | 2022-01-01 | $19,426 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-01-01 | $1,184,547 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-01-01 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-01-01 | $1,184,547 |
| Was this plan covered by a fidelity bond | 2022-01-01 | Yes |
| Value of fidelity bond cover | 2022-01-01 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2022-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-01-01 | No |
| Contributions received from participants | 2022-01-01 | $3,573,631 |
| Participant contributions at end of year | 2022-01-01 | $437,404 |
| Participant contributions at beginning of year | 2022-01-01 | $385,888 |
| Participant contributions at end of year | 2022-01-01 | $57,494 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-01-01 | $1,436,519 |
| Administrative expenses (other) incurred | 2022-01-01 | $2,806 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Value of net income/loss | 2022-01-01 | $-2,086,359 |
| Value of net assets at end of year (total assets less liabilities) | 2022-01-01 | $36,238,187 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-01-01 | $38,324,546 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-01-01 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-01-01 | $32,568,858 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-01-01 | $35,549,410 |
| Interest on participant loans | 2022-01-01 | $19,426 |
| Value of interest in common/collective trusts at end of year | 2022-01-01 | $2,919,476 |
| Value of interest in common/collective trusts at beginning of year | 2022-01-01 | $2,170,466 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-01-01 | $-8,301,500 |
| Net investment gain or loss from common/collective trusts | 2022-01-01 | $47,778 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-01-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-01-01 | No |
| Contributions received in cash from employer | 2022-01-01 | $1,644,724 |
| Employer contributions (assets) at end of year | 2022-01-01 | $255,348 |
| Employer contributions (assets) at beginning of year | 2022-01-01 | $218,782 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-01-01 | $1,685,244 |
| Liabilities. Value of benefit claims payable at end of year | 2022-01-01 | $393 |
| Did the plan have assets held for investment | 2022-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-01-01 | 1 |
| Accountancy firm name | 2022-01-01 | CITRIN COOPERMAN & COMPANY, LLP |
| Accountancy firm EIN | 2022-01-01 | 222428965 |
| 2021 : BTG PACTUAL 401(K) PLAN 2021 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
| Total transfer of assets to this plan | 2021-12-31 | $0 |
| Total transfer of assets from this plan | 2021-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
| Total income from all sources (including contributions) | 2021-12-31 | $9,775,772 |
| Total loss/gain on sale of assets | 2021-12-31 | $0 |
| Total of all expenses incurred | 2021-12-31 | $3,840,134 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $3,831,672 |
| Expenses. Certain deemed distributions of participant loans | 2021-12-31 | $3,303 |
| Value of total corrective distributions | 2021-12-31 | $2,759 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $4,597,206 |
| Value of total assets at end of year | 2021-12-31 | $38,324,546 |
| Value of total assets at beginning of year | 2021-12-31 | $32,388,908 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $2,400 |
| Total interest from all sources | 2021-12-31 | $18,566 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $2,995,092 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $2,995,092 |
| Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
| Value of fidelity bond cover | 2021-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
| Contributions received from participants | 2021-12-31 | $2,934,275 |
| Participant contributions at end of year | 2021-12-31 | $385,888 |
| Participant contributions at beginning of year | 2021-12-31 | $370,361 |
| Participant contributions at beginning of year | 2021-12-31 | $48,672 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $288,886 |
| Other income not declared elsewhere | 2021-12-31 | $30 |
| Administrative expenses (other) incurred | 2021-12-31 | $2,400 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Value of net income/loss | 2021-12-31 | $5,935,638 |
| Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $38,324,546 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $32,388,908 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $35,549,410 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $29,403,524 |
| Interest on participant loans | 2021-12-31 | $18,566 |
| Value of interest in common/collective trusts at end of year | 2021-12-31 | $2,170,466 |
| Value of interest in common/collective trusts at beginning of year | 2021-12-31 | $2,349,239 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $2,136,283 |
| Net investment gain or loss from common/collective trusts | 2021-12-31 | $28,595 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
| Contributions received in cash from employer | 2021-12-31 | $1,374,045 |
| Employer contributions (assets) at end of year | 2021-12-31 | $218,782 |
| Employer contributions (assets) at beginning of year | 2021-12-31 | $217,112 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $3,831,672 |
| Did the plan have assets held for investment | 2021-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
| Accountancy firm name | 2021-12-31 | CITRIN COOPERMAN & COMPANY, LLP |
| Accountancy firm EIN | 2021-12-31 | 222428965 |
| 2020 : BTG PACTUAL 401(K) PLAN 2020 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
| Total transfer of assets to this plan | 2020-12-31 | $0 |
| Total transfer of assets from this plan | 2020-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
| Total income from all sources (including contributions) | 2020-12-31 | $9,601,971 |
| Total loss/gain on sale of assets | 2020-12-31 | $0 |
| Total of all expenses incurred | 2020-12-31 | $2,040,805 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $2,033,016 |
| Expenses. Certain deemed distributions of participant loans | 2020-12-31 | $3,628 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $4,780,869 |
| Value of total assets at end of year | 2020-12-31 | $32,388,908 |
| Value of total assets at beginning of year | 2020-12-31 | $24,827,742 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $4,161 |
| Total interest from all sources | 2020-12-31 | $12,924 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $842,306 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $842,306 |
| Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
| Value of fidelity bond cover | 2020-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
| Contributions received from participants | 2020-12-31 | $2,771,418 |
| Participant contributions at end of year | 2020-12-31 | $370,361 |
| Participant contributions at beginning of year | 2020-12-31 | $93,687 |
| Participant contributions at end of year | 2020-12-31 | $48,672 |
| Participant contributions at beginning of year | 2020-12-31 | $49,127 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $742,716 |
| Other income not declared elsewhere | 2020-12-31 | $6,750 |
| Administrative expenses (other) incurred | 2020-12-31 | $4,161 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Value of net income/loss | 2020-12-31 | $7,561,166 |
| Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $32,388,908 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $24,827,742 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $29,403,524 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $22,128,506 |
| Interest on participant loans | 2020-12-31 | $12,924 |
| Value of interest in common/collective trusts at end of year | 2020-12-31 | $2,349,239 |
| Value of interest in common/collective trusts at beginning of year | 2020-12-31 | $2,310,090 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $3,908,673 |
| Net investment gain or loss from common/collective trusts | 2020-12-31 | $50,449 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
| Contributions received in cash from employer | 2020-12-31 | $1,266,735 |
| Employer contributions (assets) at end of year | 2020-12-31 | $217,112 |
| Employer contributions (assets) at beginning of year | 2020-12-31 | $246,332 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $2,033,016 |
| Did the plan have assets held for investment | 2020-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
| Accountancy firm name | 2020-12-31 | ERNST & YOUNG LLP |
| Accountancy firm EIN | 2020-12-31 | 346565596 |
| 2019 : BTG PACTUAL 401(K) PLAN 2019 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
| Total transfer of assets to this plan | 2019-12-31 | $0 |
| Total transfer of assets from this plan | 2019-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
| Total income from all sources (including contributions) | 2019-12-31 | $8,652,235 |
| Total loss/gain on sale of assets | 2019-12-31 | $0 |
| Total of all expenses incurred | 2019-12-31 | $3,440,643 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $3,420,981 |
| Expenses. Certain deemed distributions of participant loans | 2019-12-31 | $14,880 |
| Value of total corrective distributions | 2019-12-31 | $2,482 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $4,005,703 |
| Value of total assets at end of year | 2019-12-31 | $24,827,742 |
| Value of total assets at beginning of year | 2019-12-31 | $19,616,150 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $2,300 |
| Total interest from all sources | 2019-12-31 | $9,253 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $832,424 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $832,424 |
| Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
| Value of fidelity bond cover | 2019-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
| Contributions received from participants | 2019-12-31 | $2,573,978 |
| Participant contributions at end of year | 2019-12-31 | $93,687 |
| Participant contributions at beginning of year | 2019-12-31 | $170,061 |
| Participant contributions at end of year | 2019-12-31 | $49,127 |
| Participant contributions at beginning of year | 2019-12-31 | $32,369 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $331,328 |
| Other income not declared elsewhere | 2019-12-31 | $24,669 |
| Administrative expenses (other) incurred | 2019-12-31 | $2,300 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Value of net income/loss | 2019-12-31 | $5,211,592 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $24,827,742 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $19,616,150 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $22,128,506 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $17,932,964 |
| Interest on participant loans | 2019-12-31 | $9,253 |
| Value of interest in common/collective trusts at end of year | 2019-12-31 | $2,310,090 |
| Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $1,318,440 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $3,744,539 |
| Net investment gain or loss from common/collective trusts | 2019-12-31 | $35,647 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
| Contributions received in cash from employer | 2019-12-31 | $1,100,397 |
| Employer contributions (assets) at end of year | 2019-12-31 | $246,332 |
| Employer contributions (assets) at beginning of year | 2019-12-31 | $162,316 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $3,420,981 |
| Did the plan have assets held for investment | 2019-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
| Accountancy firm name | 2019-12-31 | ERNST & YOUNG LLP |
| Accountancy firm EIN | 2019-12-31 | 346565596 |
| 2018 : BTG PACTUAL 401(K) PLAN 2018 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
| Total transfer of assets to this plan | 2018-12-31 | $0 |
| Total transfer of assets from this plan | 2018-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $21,516 |
| Total income from all sources (including contributions) | 2018-12-31 | $4,302,221 |
| Total loss/gain on sale of assets | 2018-12-31 | $0 |
| Total of all expenses incurred | 2018-12-31 | $1,612,434 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $1,607,503 |
| Expenses. Certain deemed distributions of participant loans | 2018-12-31 | $2,931 |
| Value of total corrective distributions | 2018-12-31 | $50 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $5,620,140 |
| Value of total assets at end of year | 2018-12-31 | $19,616,150 |
| Value of total assets at beginning of year | 2018-12-31 | $16,947,879 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $1,950 |
| Total interest from all sources | 2018-12-31 | $12,865 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $852,968 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $852,968 |
| Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
| Value of fidelity bond cover | 2018-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
| Contributions received from participants | 2018-12-31 | $2,740,831 |
| Participant contributions at end of year | 2018-12-31 | $170,061 |
| Participant contributions at beginning of year | 2018-12-31 | $253,243 |
| Participant contributions at end of year | 2018-12-31 | $32,369 |
| Participant contributions at beginning of year | 2018-12-31 | $57,522 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $1,428,725 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2018-12-31 | $21,516 |
| Administrative expenses (other) incurred | 2018-12-31 | $1,950 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Value of net income/loss | 2018-12-31 | $2,689,787 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $19,616,150 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $16,926,363 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $17,932,964 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $15,333,659 |
| Interest on participant loans | 2018-12-31 | $12,865 |
| Value of interest in common/collective trusts at end of year | 2018-12-31 | $1,318,440 |
| Value of interest in common/collective trusts at beginning of year | 2018-12-31 | $1,279,244 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-2,216,218 |
| Net investment gain or loss from common/collective trusts | 2018-12-31 | $32,466 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
| Contributions received in cash from employer | 2018-12-31 | $1,450,584 |
| Employer contributions (assets) at end of year | 2018-12-31 | $162,316 |
| Employer contributions (assets) at beginning of year | 2018-12-31 | $24,211 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $1,607,503 |
| Did the plan have assets held for investment | 2018-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
| Accountancy firm name | 2018-12-31 | ERNST & YOUNG LLP |
| Accountancy firm EIN | 2018-12-31 | 346565596 |
| 2017 : BTG PACTUAL 401(K) PLAN 2017 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $21,516 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
| Total income from all sources (including contributions) | 2017-12-31 | $6,991,954 |
| Total loss/gain on sale of assets | 2017-12-31 | $0 |
| Total of all expenses incurred | 2017-12-31 | $1,732,779 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $1,696,922 |
| Expenses. Certain deemed distributions of participant loans | 2017-12-31 | $19,934 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $4,512,433 |
| Value of total assets at end of year | 2017-12-31 | $16,947,879 |
| Value of total assets at beginning of year | 2017-12-31 | $11,667,188 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $15,923 |
| Total interest from all sources | 2017-12-31 | $12,507 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $582,012 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $582,012 |
| Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
| Value of fidelity bond cover | 2017-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
| Contributions received from participants | 2017-12-31 | $2,856,978 |
| Participant contributions at end of year | 2017-12-31 | $253,243 |
| Participant contributions at beginning of year | 2017-12-31 | $186,843 |
| Participant contributions at end of year | 2017-12-31 | $57,522 |
| Participant contributions at beginning of year | 2017-12-31 | $59,727 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $440,154 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2017-12-31 | $21,516 |
| Administrative expenses (other) incurred | 2017-12-31 | $15,923 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Value of net income/loss | 2017-12-31 | $5,259,175 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $16,926,363 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $11,667,188 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $15,333,659 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $9,679,779 |
| Interest on participant loans | 2017-12-31 | $12,507 |
| Value of interest in common/collective trusts at end of year | 2017-12-31 | $1,279,244 |
| Value of interest in common/collective trusts at beginning of year | 2017-12-31 | $1,311,732 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $1,855,770 |
| Net investment gain or loss from common/collective trusts | 2017-12-31 | $29,232 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
| Contributions received in cash from employer | 2017-12-31 | $1,215,301 |
| Employer contributions (assets) at end of year | 2017-12-31 | $24,211 |
| Employer contributions (assets) at beginning of year | 2017-12-31 | $429,107 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $1,696,922 |
| Did the plan have assets held for investment | 2017-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
| Accountancy firm name | 2017-12-31 | ERNST & YOUNG LLP |
| Accountancy firm EIN | 2017-12-31 | 346565596 |
| 2016 : BTG PACTUAL 401(K) PLAN 2016 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
| Total transfer of assets from this plan | 2016-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
| Total income from all sources (including contributions) | 2016-12-31 | $5,313,762 |
| Total loss/gain on sale of assets | 2016-12-31 | $0 |
| Total of all expenses incurred | 2016-12-31 | $1,961,002 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $1,890,433 |
| Expenses. Certain deemed distributions of participant loans | 2016-12-31 | $65,574 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $4,482,490 |
| Value of total assets at end of year | 2016-12-31 | $11,667,188 |
| Value of total assets at beginning of year | 2016-12-31 | $8,314,428 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $4,995 |
| Total interest from all sources | 2016-12-31 | $6,491 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $85,651 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $85,651 |
| Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
| Value of fidelity bond cover | 2016-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2016-12-31 | Yes |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Contributions received from participants | 2016-12-31 | $2,694,727 |
| Participant contributions at end of year | 2016-12-31 | $186,843 |
| Participant contributions at beginning of year | 2016-12-31 | $149,207 |
| Participant contributions at end of year | 2016-12-31 | $59,727 |
| Participant contributions at beginning of year | 2016-12-31 | $25,799 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $439,058 |
| Other income not declared elsewhere | 2016-12-31 | $1,701 |
| Administrative expenses (other) incurred | 2016-12-31 | $4,995 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Value of net income/loss | 2016-12-31 | $3,352,760 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $11,667,188 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $8,314,428 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $9,679,779 |
| Value of interest in pooled separate accounts at beginning of year | 2016-12-31 | $6,813,198 |
| Interest on participant loans | 2016-12-31 | $6,491 |
| Value of interest in common/collective trusts at end of year | 2016-12-31 | $1,311,732 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-12-31 | $790,057 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $736,688 |
| Net investment gain or loss from common/collective trusts | 2016-12-31 | $741 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
| Contributions received in cash from employer | 2016-12-31 | $1,348,705 |
| Employer contributions (assets) at end of year | 2016-12-31 | $429,107 |
| Employer contributions (assets) at beginning of year | 2016-12-31 | $536,167 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $1,890,433 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2016-12-31 | Yes |
| Did the plan have assets held for investment | 2016-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
| Accountancy firm name | 2016-12-31 | ERNST & YOUNG LLP |
| Accountancy firm EIN | 2016-12-31 | 346565596 |
| 2015 : BTG PACTUAL 401(K) PLAN 2015 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total income from all sources (including contributions) | 2015-12-31 | $4,263,380 |
| Total loss/gain on sale of assets | 2015-12-31 | $0 |
| Total of all expenses incurred | 2015-12-31 | $272,280 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $270,805 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $4,335,079 |
| Value of total assets at end of year | 2015-12-31 | $8,314,428 |
| Value of total assets at beginning of year | 2015-12-31 | $4,323,328 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $1,475 |
| Total interest from all sources | 2015-12-31 | $8,658 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $0 |
| Assets. Real estate other than employer real property at end of year | 2015-12-31 | $0 |
| Assets. Real estate other than employer real property at beginning of year | 2015-12-31 | $0 |
| Assets. Corporate prefeered stocks other than exployer securities at end of year | 2015-12-31 | $0 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2015-12-31 | $0 |
| Was this plan covered by a fidelity bond | 2015-12-31 | No |
| If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Contributions received from participants | 2015-12-31 | $2,695,610 |
| Participant contributions at end of year | 2015-12-31 | $149,207 |
| Participant contributions at beginning of year | 2015-12-31 | $131,212 |
| Participant contributions at end of year | 2015-12-31 | $25,799 |
| Participant contributions at beginning of year | 2015-12-31 | $5,932 |
| Assets. Other investments not covered elsewhere at end of year | 2015-12-31 | $0 |
| Assets. Other investments not covered elsewhere at beginning of year | 2015-12-31 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $221,424 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2015-12-31 | $0 |
| Assets. Loans (other than to participants) at end of year | 2015-12-31 | $0 |
| Assets. Loans (other than to participants) at beginning of year | 2015-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2015-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2015-12-31 | $0 |
| Liabilities. Value of operating payables at end of year | 2015-12-31 | $0 |
| Liabilities. Value of operating payables at beginning of year | 2015-12-31 | $0 |
| Total non interest bearing cash at end of year | 2015-12-31 | $0 |
| Total non interest bearing cash at beginning of year | 2015-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $3,991,100 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $8,314,428 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $4,323,328 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Assets. partnership/joint venture interests at end of year | 2015-12-31 | $0 |
| Assets. partnership/joint venture interests at beginning of year | 2015-12-31 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $0 |
| Value of interest in pooled separate accounts at end of year | 2015-12-31 | $6,813,198 |
| Value of interest in pooled separate accounts at beginning of year | 2015-12-31 | $3,237,152 |
| Interest on participant loans | 2015-12-31 | $8,658 |
| Value of interest in master investment trust accounts at end of year | 2015-12-31 | $0 |
| Value of interest in master investment trust accounts at beginning of year | 2015-12-31 | $0 |
| Value of interest in common/collective trusts at end of year | 2015-12-31 | $0 |
| Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $0 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-12-31 | $0 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-12-31 | $0 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-12-31 | $0 |
| Assets. Value of investments in 103.12 investment entities at end of year | 2015-12-31 | $0 |
| Assets. Value of investments in 103.12 investment entities at beginning of year | 2015-12-31 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-12-31 | $790,057 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-12-31 | $340,415 |
| Asset value of US Government securities at end of year | 2015-12-31 | $0 |
| Asset value of US Government securities at beginning of year | 2015-12-31 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-80,357 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Assets. Invements in employer securities at end of year | 2015-12-31 | $0 |
| Assets. Invements in employer securities at beginning of year | 2015-12-31 | $0 |
| Assets. Value of employer real property at end of year | 2015-12-31 | $0 |
| Assets. Value of employer real property at beginning of year | 2015-12-31 | $0 |
| Contributions received in cash from employer | 2015-12-31 | $1,418,045 |
| Employer contributions (assets) at end of year | 2015-12-31 | $536,167 |
| Employer contributions (assets) at beginning of year | 2015-12-31 | $608,617 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $270,805 |
| Asset. Corporate debt instrument preferred debt at end of year | 2015-12-31 | $0 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2015-12-31 | $0 |
| Asset. Corporate debt instrument debt (other) at end of year | 2015-12-31 | $0 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2015-12-31 | $0 |
| Contract administrator fees | 2015-12-31 | $1,475 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2015-12-31 | $0 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2015-12-31 | $0 |
| Liabilities. Value of benefit claims payable at end of year | 2015-12-31 | $0 |
| Liabilities. Value of benefit claims payable at beginning of year | 2015-12-31 | $0 |
| Assets. Value of buildings and other operty used in plan operation at end of year | 2015-12-31 | $0 |
| Assets. Value of buildings and other operty used in plan operation at beginning of year | 2015-12-31 | $0 |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Liabilities. Value of acquisition indebtedness at end of year | 2015-12-31 | $0 |
| Liabilities. Value of acquisition indebtedness at beginning of year | 2015-12-31 | $0 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
| Accountancy firm name | 2015-12-31 | ERNST & YOUNG LLP |
| Accountancy firm EIN | 2015-12-31 | 346565596 |
| 2014 : BTG PACTUAL 401(K) PLAN 2014 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total income from all sources (including contributions) | 2014-12-31 | $4,336,367 |
| Total loss/gain on sale of assets | 2014-12-31 | $0 |
| Total of all expenses incurred | 2014-12-31 | $13,039 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $12,484 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $4,275,511 |
| Value of total assets at end of year | 2014-12-31 | $4,323,328 |
| Value of total assets at beginning of year | 2014-12-31 | $0 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $555 |
| Total income from rents | 2014-12-31 | $0 |
| Total interest from all sources | 2014-12-31 | $60,856 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $0 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $0 |
| Assets. Real estate other than employer real property at end of year | 2014-12-31 | $0 |
| Assets. Real estate other than employer real property at beginning of year | 2014-12-31 | $0 |
| Assets. Corporate prefeered stocks other than exployer securities at end of year | 2014-12-31 | $0 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2014-12-31 | $0 |
| Was this plan covered by a fidelity bond | 2014-12-31 | No |
| If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Contributions received from participants | 2014-12-31 | $1,765,114 |
| Participant contributions at end of year | 2014-12-31 | $131,212 |
| Participant contributions at beginning of year | 2014-12-31 | $0 |
| Participant contributions at end of year | 2014-12-31 | $5,932 |
| Participant contributions at beginning of year | 2014-12-31 | $0 |
| Assets. Other investments not covered elsewhere at end of year | 2014-12-31 | $0 |
| Assets. Other investments not covered elsewhere at beginning of year | 2014-12-31 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $1,542,727 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-12-31 | $0 |
| Assets. Loans (other than to participants) at end of year | 2014-12-31 | $0 |
| Assets. Loans (other than to participants) at beginning of year | 2014-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2014-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2014-12-31 | $0 |
| Liabilities. Value of operating payables at end of year | 2014-12-31 | $0 |
| Liabilities. Value of operating payables at beginning of year | 2014-12-31 | $0 |
| Total non interest bearing cash at end of year | 2014-12-31 | $0 |
| Total non interest bearing cash at beginning of year | 2014-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $4,323,328 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $4,323,328 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $0 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Assets. partnership/joint venture interests at end of year | 2014-12-31 | $0 |
| Assets. partnership/joint venture interests at beginning of year | 2014-12-31 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $0 |
| Value of interest in pooled separate accounts at end of year | 2014-12-31 | $3,237,152 |
| Value of interest in pooled separate accounts at beginning of year | 2014-12-31 | $0 |
| Interest on participant loans | 2014-12-31 | $0 |
| Income. Interest from loans (other than to participants) | 2014-12-31 | $0 |
| Income. Interest from US Government securities | 2014-12-31 | $0 |
| Income. Interest from corporate debt instruments | 2014-12-31 | $0 |
| Value of interest in master investment trust accounts at end of year | 2014-12-31 | $0 |
| Value of interest in master investment trust accounts at beginning of year | 2014-12-31 | $0 |
| Value of interest in common/collective trusts at end of year | 2014-12-31 | $0 |
| Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $0 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-12-31 | $0 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-12-31 | $0 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-12-31 | $0 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2014-12-31 | $60,856 |
| Assets. Value of investments in 103.12 investment entities at end of year | 2014-12-31 | $0 |
| Assets. Value of investments in 103.12 investment entities at beginning of year | 2014-12-31 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-12-31 | $340,415 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2014-12-31 | $0 |
| Asset value of US Government securities at end of year | 2014-12-31 | $0 |
| Asset value of US Government securities at beginning of year | 2014-12-31 | $0 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Assets. Invements in employer securities at end of year | 2014-12-31 | $0 |
| Assets. Invements in employer securities at beginning of year | 2014-12-31 | $0 |
| Assets. Value of employer real property at end of year | 2014-12-31 | $0 |
| Assets. Value of employer real property at beginning of year | 2014-12-31 | $0 |
| Contributions received in cash from employer | 2014-12-31 | $967,670 |
| Employer contributions (assets) at end of year | 2014-12-31 | $608,617 |
| Employer contributions (assets) at beginning of year | 2014-12-31 | $0 |
| Income. Dividends from preferred stock | 2014-12-31 | $0 |
| Income. Dividends from common stock | 2014-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $12,484 |
| Asset. Corporate debt instrument preferred debt at end of year | 2014-12-31 | $0 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2014-12-31 | $0 |
| Asset. Corporate debt instrument debt (other) at end of year | 2014-12-31 | $0 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2014-12-31 | $0 |
| Contract administrator fees | 2014-12-31 | $555 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2014-12-31 | $0 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2014-12-31 | $0 |
| Liabilities. Value of benefit claims payable at end of year | 2014-12-31 | $0 |
| Liabilities. Value of benefit claims payable at beginning of year | 2014-12-31 | $0 |
| Assets. Value of buildings and other operty used in plan operation at end of year | 2014-12-31 | $0 |
| Assets. Value of buildings and other operty used in plan operation at beginning of year | 2014-12-31 | $0 |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Liabilities. Value of acquisition indebtedness at end of year | 2014-12-31 | $0 |
| Liabilities. Value of acquisition indebtedness at beginning of year | 2014-12-31 | $0 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
| Accountancy firm name | 2014-12-31 | ERNST & YOUNG LLP |
| Accountancy firm EIN | 2014-12-31 | 346565596 |
