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ABA INSURANCE SERVICES INC. 401(K) PLAN 401k Plan overview

Plan NameABA INSURANCE SERVICES INC. 401(K) PLAN
Plan identification number 001

ABA INSURANCE SERVICES INC. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ABA INSURANCE SERVICES INC. has sponsored the creation of one or more 401k plans.

Company Name:ABA INSURANCE SERVICES INC.
Employer identification number (EIN):800333563
NAIC Classification:524210
NAIC Description:Insurance Agencies and Brokerages

Additional information about ABA INSURANCE SERVICES INC.

Jurisdiction of Incorporation: Ohio Secretary of State Business Services Division
Incorporation Date: 2009-01-12
Company Identification Number: 1829021
Legal Registered Office Address: 50 W. BROAD ST
SUITE 1800
COLUMBUS
United States of America (USA)
43215

More information about ABA INSURANCE SERVICES INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ABA INSURANCE SERVICES INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012018-01-01SHAWN MCNAMARA2019-07-01
0012017-01-01SHAWN MCNAMARA2018-10-05
0012016-01-01TODD EVANS
0012015-01-01TODD EVANS
0012014-01-01TODD W. EVANS2015-06-17
0012013-01-01TODD W. EVANS2014-09-02
0012012-01-01TODD W. EVANS2013-09-10
0012011-01-01TODD W. EVANS2012-09-06
0012010-01-01TODD W. EVANS2011-05-26

Plan Statistics for ABA INSURANCE SERVICES INC. 401(K) PLAN

401k plan membership statisitcs for ABA INSURANCE SERVICES INC. 401(K) PLAN

Measure Date Value
2016: ABA INSURANCE SERVICES INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0169
Total number of active participants reported on line 7a of the Form 55002016-01-0164
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-015
Total of all active and inactive participants2016-01-0169
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-0169
Number of participants with account balances2016-01-0165
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: ABA INSURANCE SERVICES INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0173
Total number of active participants reported on line 7a of the Form 55002015-01-0163
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-016
Total of all active and inactive participants2015-01-0169
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0169
Number of participants with account balances2015-01-0167
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-011

Financial Data on ABA INSURANCE SERVICES INC. 401(K) PLAN

Measure Date Value
2016 : ABA INSURANCE SERVICES INC. 401(K) PLAN 2016 401k financial data
Transfers to/from the plan2016-12-31$0
Total plan liabilities at end of year2016-12-31$0
Total plan liabilities at beginning of year2016-12-31$0
Total income from all sources2016-12-31$1,399,065
Expenses. Total of all expenses incurred2016-12-31$195,843
Benefits paid (including direct rollovers)2016-12-31$171,328
Total plan assets at end of year2016-12-31$6,278,546
Total plan assets at beginning of year2016-12-31$5,075,324
Value of fidelity bond covering the plan2016-12-31$5,000,000
Total contributions received or receivable from participants2016-12-31$555,570
Expenses. Other expenses not covered elsewhere2016-12-31$0
Contributions received from other sources (not participants or employers)2016-12-31$65,363
Other income received2016-12-31$470,026
Noncash contributions received2016-12-31$0
Net income (gross income less expenses)2016-12-31$1,203,222
Net plan assets at end of year (total assets less liabilities)2016-12-31$6,278,546
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$5,075,324
Assets. Value of participant loans2016-12-31$148,830
Total contributions received or receivable from employer(s)2016-12-31$308,106
Value of certain deemed distributions of participant loans2016-12-31$0
Value of corrective distributions2016-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$24,515
2015 : ABA INSURANCE SERVICES INC. 401(K) PLAN 2015 401k financial data
Transfers to/from the plan2015-12-31$0
Total plan liabilities at end of year2015-12-31$0
Total plan liabilities at beginning of year2015-12-31$0
Total income from all sources2015-12-31$688,498
Expenses. Total of all expenses incurred2015-12-31$208,078
Benefits paid (including direct rollovers)2015-12-31$159,387
Total plan assets at end of year2015-12-31$5,075,324
Total plan assets at beginning of year2015-12-31$4,594,904
Value of fidelity bond covering the plan2015-12-31$5,000,000
Total contributions received or receivable from participants2015-12-31$518,502
Expenses. Other expenses not covered elsewhere2015-12-31$0
Contributions received from other sources (not participants or employers)2015-12-31$17,856
Other income received2015-12-31$-139,903
Noncash contributions received2015-12-31$0
Net income (gross income less expenses)2015-12-31$480,420
Net plan assets at end of year (total assets less liabilities)2015-12-31$5,075,324
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$4,594,904
Assets. Value of participant loans2015-12-31$140,770
Total contributions received or receivable from employer(s)2015-12-31$292,043
Value of certain deemed distributions of participant loans2015-12-31$1,604
Value of corrective distributions2015-12-31$28,023
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$19,064

Form 5500 Responses for ABA INSURANCE SERVICES INC. 401(K) PLAN

2016: ABA INSURANCE SERVICES INC. 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: ABA INSURANCE SERVICES INC. 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes

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