THE BANK OF NEW YORK MELLON has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan CF GLOBAL NATURAL RESOURCES EQUITY FUND
| Measure | Date | Value |
|---|
| 2014 : CF GLOBAL NATURAL RESOURCES EQUITY FUND 2014 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2014-10-31 | $-1,409 |
| Total unrealized appreciation/depreciation of assets | 2014-10-31 | $-1,409 |
| Total transfer of assets to this plan | 2014-10-31 | $66,283 |
| Total transfer of assets from this plan | 2014-10-31 | $11,497,048 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-10-31 | $1,198,709 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-10-31 | $181,095 |
| Total income from all sources (including contributions) | 2014-10-31 | $267,107 |
| Total loss/gain on sale of assets | 2014-10-31 | $162,536 |
| Total of all expenses incurred | 2014-10-31 | $52,323 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-10-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-10-31 | $0 |
| Value of total assets at end of year | 2014-10-31 | $1,198,709 |
| Value of total assets at beginning of year | 2014-10-31 | $11,397,076 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-10-31 | $52,323 |
| Total interest from all sources | 2014-10-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-10-31 | $55,052 |
| Administrative expenses professional fees incurred | 2014-10-31 | $18,370 |
| Assets. Other investments not covered elsewhere at end of year | 2014-10-31 | $2,291 |
| Assets. Other investments not covered elsewhere at beginning of year | 2014-10-31 | $15,852 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-10-31 | $1,181,537 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-10-31 | $200,750 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2014-10-31 | $1,198,709 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2014-10-31 | $181,095 |
| Other income not declared elsewhere | 2014-10-31 | $50,864 |
| Total non interest bearing cash at beginning of year | 2014-10-31 | $10,023 |
| Value of net income/loss | 2014-10-31 | $214,784 |
| Value of net assets at end of year (total assets less liabilities) | 2014-10-31 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-10-31 | $11,215,981 |
| Value of interest in common/collective trusts at end of year | 2014-10-31 | $14,881 |
| Value of interest in common/collective trusts at beginning of year | 2014-10-31 | $138,407 |
| Net investment gain or loss from common/collective trusts | 2014-10-31 | $64 |
| Income. Dividends from common stock | 2014-10-31 | $55,052 |
| Contract administrator fees | 2014-10-31 | $33,953 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2014-10-31 | $11,032,044 |
| Aggregate proceeds on sale of assets | 2014-10-31 | $14,852,220 |
| Aggregate carrying amount (costs) on sale of assets | 2014-10-31 | $14,689,684 |
| Unrealized appreciation/depreciation of other (non real estate) assets | 2014-03-31 | $1,179,793 |
| Total unrealized appreciation/depreciation of assets | 2014-03-31 | $1,179,793 |
| Total transfer of assets to this plan | 2014-03-31 | $2,182,064 |
| Total transfer of assets from this plan | 2014-03-31 | $1,985,476 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-03-31 | $181,095 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-03-31 | $209,728 |
| Total income from all sources (including contributions) | 2014-03-31 | $1,248,289 |
| Total loss/gain on sale of assets | 2014-03-31 | $-170,579 |
| Total of all expenses incurred | 2014-03-31 | $29,234 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-03-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-03-31 | $0 |
| Value of total assets at end of year | 2014-03-31 | $11,397,076 |
| Value of total assets at beginning of year | 2014-03-31 | $10,010,066 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-03-31 | $29,234 |
| Total interest from all sources | 2014-03-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-03-31 | $230,642 |
| Administrative expenses professional fees incurred | 2014-03-31 | $23,604 |
| Assets. Other investments not covered elsewhere at end of year | 2014-03-31 | $15,852 |
| Assets. Other investments not covered elsewhere at beginning of year | 2014-03-31 | $22,402 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-03-31 | $200,750 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-03-31 | $1,691,885 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2014-03-31 | $181,095 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2014-03-31 | $209,728 |
| Other income not declared elsewhere | 2014-03-31 | $23,188 |
| Administrative expenses (other) incurred | 2014-03-31 | $5,630 |
| Total non interest bearing cash at end of year | 2014-03-31 | $10,023 |
| Total non interest bearing cash at beginning of year | 2014-03-31 | $7,059 |
| Value of net income/loss | 2014-03-31 | $1,219,055 |
| Value of net assets at end of year (total assets less liabilities) | 2014-03-31 | $11,215,981 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-03-31 | $9,800,338 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-03-31 | $52,513 |
| Value of interest in common/collective trusts at end of year | 2014-03-31 | $138,407 |
| Value of interest in common/collective trusts at beginning of year | 2014-03-31 | $102,562 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-03-31 | $-14,915 |
| Net investment gain or loss from common/collective trusts | 2014-03-31 | $160 |
| Income. Dividends from common stock | 2014-03-31 | $230,642 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2014-03-31 | $11,032,044 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2014-03-31 | $8,133,645 |
| Aggregate proceeds on sale of assets | 2014-03-31 | $13,672,868 |
| Aggregate carrying amount (costs) on sale of assets | 2014-03-31 | $13,843,447 |
| 2013 : CF GLOBAL NATURAL RESOURCES EQUITY FUND 2013 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2013-03-31 | $614,765 |
| Total unrealized appreciation/depreciation of assets | 2013-03-31 | $614,765 |
| Total transfer of assets to this plan | 2013-03-31 | $3,322,214 |
| Total transfer of assets from this plan | 2013-03-31 | $992,522 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-03-31 | $209,728 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-03-31 | $233,270 |
| Total income from all sources (including contributions) | 2013-03-31 | $353,790 |
| Total loss/gain on sale of assets | 2013-03-31 | $-429,581 |
| Total of all expenses incurred | 2013-03-31 | $24,200 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-03-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-03-31 | $0 |
| Value of total assets at end of year | 2013-03-31 | $10,010,066 |
| Value of total assets at beginning of year | 2013-03-31 | $7,374,326 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-03-31 | $24,200 |
| Total interest from all sources | 2013-03-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-03-31 | $151,107 |
| Administrative expenses professional fees incurred | 2013-03-31 | $24,200 |
| Assets. Other investments not covered elsewhere at end of year | 2013-03-31 | $22,402 |
| Assets. Other investments not covered elsewhere at beginning of year | 2013-03-31 | $12,862 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-03-31 | $1,691,885 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-03-31 | $390,661 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2013-03-31 | $209,728 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2013-03-31 | $233,270 |
| Other income not declared elsewhere | 2013-03-31 | $19,619 |
| Total non interest bearing cash at end of year | 2013-03-31 | $7,059 |
| Value of net income/loss | 2013-03-31 | $329,590 |
| Value of net assets at end of year (total assets less liabilities) | 2013-03-31 | $9,800,338 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-03-31 | $7,141,056 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-03-31 | $52,513 |
| Value of interest in common/collective trusts at end of year | 2013-03-31 | $102,562 |
| Value of interest in common/collective trusts at beginning of year | 2013-03-31 | $199,912 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-03-31 | $-2,291 |
| Net investment gain or loss from common/collective trusts | 2013-03-31 | $171 |
| Income. Dividends from common stock | 2013-03-31 | $151,107 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2013-03-31 | $8,133,645 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2013-03-31 | $6,770,891 |
| Aggregate proceeds on sale of assets | 2013-03-31 | $7,747,182 |
| Aggregate carrying amount (costs) on sale of assets | 2013-03-31 | $8,176,763 |
| 2012 : CF GLOBAL NATURAL RESOURCES EQUITY FUND 2012 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2012-03-31 | $737,736 |
| Total unrealized appreciation/depreciation of assets | 2012-03-31 | $737,736 |
| Total transfer of assets to this plan | 2012-03-31 | $632,829 |
| Total transfer of assets from this plan | 2012-03-31 | $427,887 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-03-31 | $233,270 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-03-31 | $234,819 |
| Total income from all sources (including contributions) | 2012-03-31 | $902,853 |
| Total loss/gain on sale of assets | 2012-03-31 | $91,764 |
| Total of all expenses incurred | 2012-03-31 | $23,500 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-03-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-03-31 | $0 |
| Value of total assets at end of year | 2012-03-31 | $7,374,326 |
| Value of total assets at beginning of year | 2012-03-31 | $6,291,580 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-03-31 | $23,500 |
| Total interest from all sources | 2012-03-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-03-31 | $51,836 |
| Administrative expenses professional fees incurred | 2012-03-31 | $23,500 |
| Assets. Other investments not covered elsewhere at end of year | 2012-03-31 | $12,862 |
| Assets. Other investments not covered elsewhere at beginning of year | 2012-03-31 | $16,881 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-03-31 | $390,661 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-03-31 | $29,759 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2012-03-31 | $233,270 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-03-31 | $234,819 |
| Other income not declared elsewhere | 2012-03-31 | $21,477 |
| Total non interest bearing cash at beginning of year | 2012-03-31 | $5,368 |
| Value of net income/loss | 2012-03-31 | $879,353 |
| Value of net assets at end of year (total assets less liabilities) | 2012-03-31 | $7,141,056 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-03-31 | $6,056,761 |
| Value of interest in common/collective trusts at end of year | 2012-03-31 | $199,912 |
| Value of interest in common/collective trusts at beginning of year | 2012-03-31 | $42,260 |
| Net investment gain or loss from common/collective trusts | 2012-03-31 | $40 |
| Income. Dividends from common stock | 2012-03-31 | $51,836 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2012-03-31 | $6,770,891 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2012-03-31 | $6,197,312 |
| Aggregate proceeds on sale of assets | 2012-03-31 | $4,807,409 |
| Aggregate carrying amount (costs) on sale of assets | 2012-03-31 | $4,715,645 |
| 2011 : CF GLOBAL NATURAL RESOURCES EQUITY FUND 2011 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2011-09-30 | $-2,054,403 |
| Total unrealized appreciation/depreciation of assets | 2011-09-30 | $-2,054,403 |
| Total transfer of assets to this plan | 2011-09-30 | $9,017,820 |
| Total transfer of assets from this plan | 2011-09-30 | $607,833 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-09-30 | $234,819 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-09-30 | $0 |
| Total income from all sources (including contributions) | 2011-09-30 | $-2,325,220 |
| Total loss/gain on sale of assets | 2011-09-30 | $-359,475 |
| Total of all expenses incurred | 2011-09-30 | $28,006 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-09-30 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-09-30 | $0 |
| Value of total assets at end of year | 2011-09-30 | $6,291,580 |
| Value of total assets at beginning of year | 2011-09-30 | $0 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-09-30 | $28,006 |
| Total interest from all sources | 2011-09-30 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-09-30 | $62,228 |
| Administrative expenses professional fees incurred | 2011-09-30 | $28,006 |
| Assets. Other investments not covered elsewhere at end of year | 2011-09-30 | $16,881 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-09-30 | $29,759 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-09-30 | $234,819 |
| Other income not declared elsewhere | 2011-09-30 | $26,148 |
| Total non interest bearing cash at end of year | 2011-09-30 | $5,368 |
| Value of net income/loss | 2011-09-30 | $-2,353,226 |
| Value of net assets at end of year (total assets less liabilities) | 2011-09-30 | $6,056,761 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-09-30 | $0 |
| Value of interest in common/collective trusts at end of year | 2011-09-30 | $42,260 |
| Net investment gain or loss from common/collective trusts | 2011-09-30 | $282 |
| Income. Dividends from common stock | 2011-09-30 | $62,228 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2011-09-30 | $6,197,312 |
| Aggregate proceeds on sale of assets | 2011-09-30 | $6,197,366 |
| Aggregate carrying amount (costs) on sale of assets | 2011-09-30 | $6,556,841 |
