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HOLBROOK HICKS AND ASSOCIATES, LLC 401K PROFIT SHARING PLAN 401k Plan overview

Plan NameHOLBROOK HICKS AND ASSOCIATES, LLC 401K PROFIT SHARING PLAN
Plan identification number 001

HOLBROOK HICKS AND ASSOCIATES, LLC 401K PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

HOLBROOK HICKS AND ASSOCIATES, LLC has sponsored the creation of one or more 401k plans.

Company Name:HOLBROOK HICKS AND ASSOCIATES, LLC
Employer identification number (EIN):800605949
NAIC Classification:541211
NAIC Description:Offices of Certified Public Accountants

Additional information about HOLBROOK HICKS AND ASSOCIATES, LLC

Jurisdiction of Incorporation: Georgia Department of States Corporations Division
Incorporation Date:
Company Identification Number: 1539963

More information about HOLBROOK HICKS AND ASSOCIATES, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HOLBROOK HICKS AND ASSOCIATES, LLC 401K PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012018-01-01
0012017-01-01
0012016-01-01
0012015-01-01
0012014-01-01VERONICA H. HICKS2015-09-25
0012013-01-01VERONICA H. HICKS2014-07-15
0012012-01-01VERONICA H. HICKS
0012011-01-01VERONICA H. HICKS

Plan Statistics for HOLBROOK HICKS AND ASSOCIATES, LLC 401K PROFIT SHARING PLAN

401k plan membership statisitcs for HOLBROOK HICKS AND ASSOCIATES, LLC 401K PROFIT SHARING PLAN

Measure Date Value
2012: HOLBROOK HICKS AND ASSOCIATES, LLC 401K PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-019
Total number of active participants reported on line 7a of the Form 55002012-01-016
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-012
Total of all active and inactive participants2012-01-018
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-018
Number of participants with account balances2012-01-018
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-011
2011: HOLBROOK HICKS AND ASSOCIATES, LLC 401K PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-019
Total number of active participants reported on line 7a of the Form 55002011-01-017
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-012
Total of all active and inactive participants2011-01-019
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-019
Number of participants with account balances2011-01-019
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010

Financial Data on HOLBROOK HICKS AND ASSOCIATES, LLC 401K PROFIT SHARING PLAN

Measure Date Value
2012 : HOLBROOK HICKS AND ASSOCIATES, LLC 401K PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources2012-12-31$81,873
Expenses. Total of all expenses incurred2012-12-31$1,228
Benefits paid (including direct rollovers)2012-12-31$1,228
Total plan assets at end of year2012-12-31$242,698
Total plan assets at beginning of year2012-12-31$162,053
Value of fidelity bond covering the plan2012-12-31$20,000
Total contributions received or receivable from participants2012-12-31$52,870
Other income received2012-12-31$17,701
Net income (gross income less expenses)2012-12-31$80,645
Net plan assets at end of year (total assets less liabilities)2012-12-31$242,698
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$162,053
Total contributions received or receivable from employer(s)2012-12-31$11,302
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
2011 : HOLBROOK HICKS AND ASSOCIATES, LLC 401K PROFIT SHARING PLAN 2011 401k financial data
Total income from all sources2011-12-31$61,431
Expenses. Total of all expenses incurred2011-12-31$1,181
Benefits paid (including direct rollovers)2011-12-31$1,181
Total plan assets at end of year2011-12-31$162,053
Total plan assets at beginning of year2011-12-31$101,803
Value of fidelity bond covering the plan2011-12-31$20,000
Total contributions received or receivable from participants2011-12-31$44,929
Contributions received from other sources (not participants or employers)2011-12-31$5,596
Other income received2011-12-31$-1,928
Net income (gross income less expenses)2011-12-31$60,250
Net plan assets at end of year (total assets less liabilities)2011-12-31$162,053
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$101,803
Total contributions received or receivable from employer(s)2011-12-31$12,834
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
2010 : HOLBROOK HICKS AND ASSOCIATES, LLC 401K PROFIT SHARING PLAN 2010 401k financial data
Total income from all sources2010-12-31$186,122
Expenses. Total of all expenses incurred2010-12-31$84,319
Benefits paid (including direct rollovers)2010-12-31$84,319
Total plan assets at end of year2010-12-31$101,803
Total plan assets at beginning of year2010-12-31$0
Total contributions received or receivable from participants2010-12-31$41,975
Contributions received from other sources (not participants or employers)2010-12-31$135,225
Other income received2010-12-31$4,384
Net income (gross income less expenses)2010-12-31$101,803
Net plan assets at end of year (total assets less liabilities)2010-12-31$101,803
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$0
Total contributions received or receivable from employer(s)2010-12-31$4,538
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0

Form 5500 Responses for HOLBROOK HICKS AND ASSOCIATES, LLC 401K PROFIT SHARING PLAN

2012: HOLBROOK HICKS AND ASSOCIATES, LLC 401K PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: HOLBROOK HICKS AND ASSOCIATES, LLC 401K PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number98637
Policy instance 1
Insurance contract or identification number98637
Number of Individuals Covered9
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $829
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $829
Insurance broker organization code?7
Insurance broker nameMORGAN KEEGAN & CO INC.
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number98637
Policy instance 1
Insurance contract or identification number98637
Number of Individuals Covered7
Insurance policy start date2011-09-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $530
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number98637
Policy instance 1
Insurance contract or identification number98637
Number of Individuals Covered5
Insurance policy start date2010-09-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $115
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $115
Insurance broker organization code?7
Insurance broker nameMORGAN KEEGAN & CO INC.

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