401k Plan data: HEINZEN, LLC 401(K) PLAN plan

HEINZEN, LLC 401(K) PLAN 401k Plan overview

Plan Name	HEINZEN, LLC 401(K) PLAN
Plan identification number	001

HEINZEN, LLC 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

HEINZEN, LLC has sponsored the creation of one or more 401k plans.

Company Name: HEINZEN, LLC

Employer identification number (EIN): 800771784

NAIC Classification: 333100

Additional information about HEINZEN, LLC

Jurisdiction of Incorporation: California Department of State

Incorporation Date:

Company Identification Number: 201135310030

More information about HEINZEN, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HEINZEN, LLC 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01
001 2021-01-01
001 2020-01-01
001 2019-01-01
001 2018-01-01
001 2017-01-01 DAN MITCHELL
001 2016-01-01 DAN MITCHELL 2017-08-08
001 2015-01-01 DAN MITCHELL 2016-07-19

Plan Statistics for HEINZEN, LLC 401(K) PLAN

401k plan membership statisitcs for HEINZEN, LLC 401(K) PLAN

Measure Date Value
2022: HEINZEN, LLC 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 114
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 87
Number of retired or separated participants receiving benefits 2022-01-01 4
Number of other retired or separated participants entitled to future benefits 2022-01-01 21
Total of all active and inactive participants 2022-01-01 112
Total participants 2022-01-01 112
Number of participants with account balances 2022-01-01 104
2021: HEINZEN, LLC 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 114
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 85
Number of retired or separated participants receiving benefits 2021-01-01 4
Number of other retired or separated participants entitled to future benefits 2021-01-01 18
Total of all active and inactive participants 2021-01-01 107
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 107
Number of participants with account balances 2021-01-01 96
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 0
2020: HEINZEN, LLC 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 124
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 89
Number of retired or separated participants receiving benefits 2020-01-01 4
Number of other retired or separated participants entitled to future benefits 2020-01-01 20
Total of all active and inactive participants 2020-01-01 113
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 113
Number of participants with account balances 2020-01-01 105
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0
2019: HEINZEN, LLC 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 117
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 99
Number of retired or separated participants receiving benefits 2019-01-01 2
Number of other retired or separated participants entitled to future benefits 2019-01-01 18
Total of all active and inactive participants 2019-01-01 119
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 119
Number of participants with account balances 2019-01-01 107
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: HEINZEN, LLC 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 126
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 96
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 19
Total of all active and inactive participants 2018-01-01 115
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 115
Number of participants with account balances 2018-01-01 101
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: HEINZEN, LLC 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 130
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 108
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 14
Total of all active and inactive participants 2017-01-01 122
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 122
Number of participants with account balances 2017-01-01 106
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0

Measure	Date	Value
2022: HEINZEN, LLC 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	114
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	87
Number of retired or separated participants receiving benefits	2022-01-01	4
Number of other retired or separated participants entitled to future benefits	2022-01-01	21
Total of all active and inactive participants	2022-01-01	112
Total participants	2022-01-01	112
Number of participants with account balances	2022-01-01	104
2021: HEINZEN, LLC 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	114
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	85
Number of retired or separated participants receiving benefits	2021-01-01	4
Number of other retired or separated participants entitled to future benefits	2021-01-01	18
Total of all active and inactive participants	2021-01-01	107
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	107
Number of participants with account balances	2021-01-01	96
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	0
2020: HEINZEN, LLC 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	124
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	89
Number of retired or separated participants receiving benefits	2020-01-01	4
Number of other retired or separated participants entitled to future benefits	2020-01-01	20
Total of all active and inactive participants	2020-01-01	113
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	113
Number of participants with account balances	2020-01-01	105
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0
2019: HEINZEN, LLC 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	117
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	99
Number of retired or separated participants receiving benefits	2019-01-01	2
Number of other retired or separated participants entitled to future benefits	2019-01-01	18
Total of all active and inactive participants	2019-01-01	119
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	119
Number of participants with account balances	2019-01-01	107
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: HEINZEN, LLC 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	126
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	96
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	19
Total of all active and inactive participants	2018-01-01	115
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	115
Number of participants with account balances	2018-01-01	101
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: HEINZEN, LLC 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	130
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	108
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	14
Total of all active and inactive participants	2017-01-01	122
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	122
Number of participants with account balances	2017-01-01	106
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0

Financial Data on HEINZEN, LLC 401(K) PLAN

Measure	Date	Value
2022 : HEINZEN, LLC 401(K) PLAN 2022 401k financial data
Total income from all sources (including contributions)	2022-12-31	$-868,204
Total of all expenses incurred	2022-12-31	$192,773
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$190,095
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$643,892
Value of total assets at end of year	2022-12-31	$9,270,278
Value of total assets at beginning of year	2022-12-31	$10,331,255
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$2,678
Total interest from all sources	2022-12-31	$9,522
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$600,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$454,875
Participant contributions at end of year	2022-12-31	$24,200
Participant contributions at beginning of year	2022-12-31	$45,755
Participant contributions at beginning of year	2022-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$16
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2022-12-31	$0
Total non interest bearing cash at beginning of year	2022-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-1,060,977
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$9,270,278
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$10,331,255
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Value of interest in pooled separate accounts at end of year	2022-12-31	$8,630,360
Value of interest in pooled separate accounts at beginning of year	2022-12-31	$9,272,049
Interest on participant loans	2022-12-31	$1,710
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2022-12-31	$615,718
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2022-12-31	$1,013,451
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2022-12-31	$1,013,451
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2022-12-31	$7,812
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-1,521,618
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$189,001
Employer contributions (assets) at beginning of year	2022-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$190,095
Contract administrator fees	2022-12-31	$2,678
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	HUTCHINSON AND BLOODGOOD LLP
Accountancy firm EIN	2022-12-31	950858589
2021 : HEINZEN, LLC 401(K) PLAN 2021 401k financial data
Total income from all sources (including contributions)	2021-12-31	$1,667,732
Total of all expenses incurred	2021-12-31	$240,440
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$237,366
Expenses. Certain deemed distributions of participant loans	2021-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$572,614
Value of total assets at end of year	2021-12-31	$10,331,255
Value of total assets at beginning of year	2021-12-31	$8,903,963
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$3,074
Total interest from all sources	2021-12-31	$3,731
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$0
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$600,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$409,904
Participant contributions at end of year	2021-12-31	$45,755
Participant contributions at beginning of year	2021-12-31	$82,307
Participant contributions at end of year	2021-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2021-12-31	$0
Total non interest bearing cash at end of year	2021-12-31	$0
Total non interest bearing cash at beginning of year	2021-12-31	$28
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$1,427,292
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$10,331,255
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$8,903,963
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in pooled separate accounts at end of year	2021-12-31	$9,272,049
Value of interest in pooled separate accounts at beginning of year	2021-12-31	$8,821,628
Interest on participant loans	2021-12-31	$3,574
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2021-12-31	$1,013,451
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2021-12-31	$157
Expenses. Payments to insurance carriers foe the provision of benefits	2021-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$1,091,387
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$162,710
Employer contributions (assets) at end of year	2021-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$237,366
Contract administrator fees	2021-12-31	$3,074
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Disclaimer
Accountancy firm name	2021-12-31	HUTCHISON AND BLOODGOOD LLP
Accountancy firm EIN	2021-12-31	950858589
2020 : HEINZEN, LLC 401(K) PLAN 2020 401k financial data
Total income from all sources (including contributions)	2020-12-31	$1,709,844
Total of all expenses incurred	2020-12-31	$291,899
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$263,610
Expenses. Certain deemed distributions of participant loans	2020-12-31	$24,786
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$643,618
Value of total assets at end of year	2020-12-31	$8,903,963
Value of total assets at beginning of year	2020-12-31	$7,486,018
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$3,503
Total interest from all sources	2020-12-31	$6,046
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$600,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$447,983
Participant contributions at end of year	2020-12-31	$82,307
Participant contributions at beginning of year	2020-12-31	$113,913
Participant contributions at beginning of year	2020-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$16,269
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2020-12-31	$0
Total non interest bearing cash at end of year	2020-12-31	$28
Total non interest bearing cash at beginning of year	2020-12-31	$67
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$1,417,945
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$8,903,963
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$7,486,018
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in pooled separate accounts at end of year	2020-12-31	$8,821,628
Value of interest in pooled separate accounts at beginning of year	2020-12-31	$7,372,038
Interest on participant loans	2020-12-31	$6,046
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2020-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2020-12-31	$0
Net investment gain/loss from pooled separate accounts	2020-12-31	$1,060,180
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$179,366
Employer contributions (assets) at beginning of year	2020-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$263,610
Contract administrator fees	2020-12-31	$3,503
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	HUTCHISON AND BLOODGOOD LLP
Accountancy firm EIN	2020-12-31	950858589
2019 : HEINZEN, LLC 401(K) PLAN 2019 401k financial data
Total income from all sources (including contributions)	2019-12-31	$1,772,690
Total income from all sources (including contributions)	2019-12-31	$1,772,690
Total of all expenses incurred	2019-12-31	$164,189
Total of all expenses incurred	2019-12-31	$164,189
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$151,752
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$151,752
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$663,144
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$663,144
Value of total assets at end of year	2019-12-31	$7,486,018
Value of total assets at end of year	2019-12-31	$7,486,018
Value of total assets at beginning of year	2019-12-31	$5,877,517
Value of total assets at beginning of year	2019-12-31	$5,877,517
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$12,437
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$12,437
Total interest from all sources	2019-12-31	$7,057
Total interest from all sources	2019-12-31	$7,057
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$0
Was this plan covered by a fidelity bond	2019-12-31	Yes
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$600,000
Value of fidelity bond cover	2019-12-31	$600,000
If this is an individual account plan, was there a blackout period	2019-12-31	Yes
If this is an individual account plan, was there a blackout period	2019-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$461,939
Contributions received from participants	2019-12-31	$461,939
Participant contributions at end of year	2019-12-31	$113,913
Participant contributions at end of year	2019-12-31	$113,913
Participant contributions at beginning of year	2019-12-31	$101,790
Participant contributions at beginning of year	2019-12-31	$101,790
Participant contributions at end of year	2019-12-31	$0
Participant contributions at end of year	2019-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2019-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2019-12-31	$0
Other income not declared elsewhere	2019-12-31	$-225,760
Other income not declared elsewhere	2019-12-31	$-225,760
Total non interest bearing cash at end of year	2019-12-31	$67
Total non interest bearing cash at end of year	2019-12-31	$67
Total non interest bearing cash at beginning of year	2019-12-31	$9,861
Total non interest bearing cash at beginning of year	2019-12-31	$9,861
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$1,608,501
Value of net income/loss	2019-12-31	$1,608,501
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$7,486,018
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$7,486,018
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$5,877,517
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$5,877,517
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$5,765,855
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$5,765,855
Value of interest in pooled separate accounts at end of year	2019-12-31	$7,372,038
Value of interest in pooled separate accounts at end of year	2019-12-31	$7,372,038
Interest on participant loans	2019-12-31	$7,057
Interest on participant loans	2019-12-31	$7,057
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$11
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$11
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$11
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$11
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2019-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2019-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$568,938
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$568,938
Net investment gain/loss from pooled separate accounts	2019-12-31	$759,311
Net investment gain/loss from pooled separate accounts	2019-12-31	$759,311
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$201,205
Contributions received in cash from employer	2019-12-31	$201,205
Employer contributions (assets) at end of year	2019-12-31	$0
Employer contributions (assets) at end of year	2019-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$151,752
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$151,752
Contract administrator fees	2019-12-31	$12,437
Contract administrator fees	2019-12-31	$12,437
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2019-12-31	Yes
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2019-12-31	Yes
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	HUTCHISON AND BLOODGOOD LLP
Accountancy firm name	2019-12-31	HUTCHISON AND BLOODGOOD LLP
Accountancy firm EIN	2019-12-31	950858589
Accountancy firm EIN	2019-12-31	950858589
2018 : HEINZEN, LLC 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$323,944
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$295,090
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$253,792
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$650,790
Value of total assets at end of year	2018-12-31	$5,877,517
Value of total assets at beginning of year	2018-12-31	$5,848,663
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$41,298
Total interest from all sources	2018-12-31	$5,075
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$89,631
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$89,631
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$600,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$455,417
Participant contributions at end of year	2018-12-31	$101,790
Participant contributions at beginning of year	2018-12-31	$57,289
Administrative expenses (other) incurred	2018-12-31	$41,298
Total non interest bearing cash at end of year	2018-12-31	$9,861
Total non interest bearing cash at beginning of year	2018-12-31	$42,159
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$28,854
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$5,877,517
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$5,848,663
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$5,765,855
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$5,746,120
Interest on participant loans	2018-12-31	$5,075
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2018-12-31	$11
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-12-31	$3,095
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-12-31	$3,095
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-421,552
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$195,373
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$253,792
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	HUTCHINSON AND BLOODGOOD LLP
Accountancy firm EIN	2018-12-31	950858589
2017 : HEINZEN, LLC 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$1,506,401
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$717,295
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$680,244
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$648,237
Value of total assets at end of year	2017-12-31	$5,848,663
Value of total assets at beginning of year	2017-12-31	$5,059,557
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$37,051
Total interest from all sources	2017-12-31	$4,228
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$69,375
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$69,375
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$600,000
If this is an individual account plan, was there a blackout period	2017-12-31	Yes
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$446,328
Participant contributions at end of year	2017-12-31	$57,289
Participant contributions at beginning of year	2017-12-31	$64,551
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$9,794
Administrative expenses (other) incurred	2017-12-31	$37,051
Total non interest bearing cash at end of year	2017-12-31	$42,159
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$789,106
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$5,848,663
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$5,059,557
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$5,746,120
Value of interest in pooled separate accounts at end of year	2017-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2017-12-31	$4,995,006
Interest on participant loans	2017-12-31	$4,228
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-31	$3,095
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$-44,870
Net investment gain/loss from pooled separate accounts	2017-12-31	$829,431
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$192,115
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$680,244
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-12-31	Yes
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	HUTCHINSON AND BLOODGOOD LLP
Accountancy firm EIN	2017-12-31	950858589

Form 5500 Responses for HEINZEN, LLC 401(K) PLAN

2022: HEINZEN, LLC 401(K) PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Plan funding arrangement – Insurance	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement – Insurance	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: HEINZEN, LLC 401(K) PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement – Insurance	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: HEINZEN, LLC 401(K) PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement – Insurance	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: HEINZEN, LLC 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: HEINZEN, LLC 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: HEINZEN, LLC 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

138142

Policy instance

Insurance contract or identification number	138142
Number of Individuals Covered	105
Insurance policy start date	2022-01-01
Insurance policy end date	2022-12-31
Total amount of commissions paid to insurance broker	USD $28,302
Total amount of fees paid to insurance company	USD $2,025
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $23,568
Additional information about fees paid to insurance broker	BROKER COMMISSION
Insurance broker organization code?	3
Amount paid for insurance broker fees	2025

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

138142

Policy instance

Insurance contract or identification number	138142
Number of Individuals Covered	96
Insurance policy start date	2021-01-01
Insurance policy end date	2021-12-31
Total amount of commissions paid to insurance broker	USD $23,723
Total amount of fees paid to insurance company	USD $6,916
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $23,723
Insurance broker organization code?	3
Amount paid for insurance broker fees	6916

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

138142

Policy instance

Insurance contract or identification number	138142
Number of Individuals Covered	104
Insurance policy start date	2020-01-01
Insurance policy end date	2020-12-31
Total amount of commissions paid to insurance broker	USD $18,885
Total amount of fees paid to insurance company	USD $2,400
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $18,885
Insurance broker organization code?	3
Amount paid for insurance broker fees	2400

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

138142

Policy instance

Insurance contract or identification number	138142
Number of Individuals Covered	112
Total amount of commissions paid to insurance broker	USD $13,704
Total amount of fees paid to insurance company	USD $22,612
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	22612
Additional information about fees paid to insurance broker	TPA FEES & COMPENSATION
Insurance broker organization code?	5
Commission paid to Insurance Broker	USD $13,704

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

119830

Policy instance

Insurance contract or identification number	119830
Number of Individuals Covered	0
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-18
Total amount of commissions paid to insurance broker	USD $13,485
Total amount of fees paid to insurance company	USD $4,806
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	Yes
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Commission paid to Insurance Broker	USD $13,485
Insurance broker organization code?	3
Amount paid for insurance broker fees	4806
Additional information about fees paid to insurance broker	TPA FEES
Insurance broker name	PLAN DESIGN CONSULTANTS, INC.

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Company Name:	HEINZEN, LLC
Employer identification number (EIN):	800771784
NAIC Classification:	333100

Jurisdiction of Incorporation:	California Department of State
Incorporation Date:
Company Identification Number:	201135310030