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CENTRAL PLUMBING AND HEATING, INC 401K PROFIT SHARING PLAN 401k Plan overview

Plan NameCENTRAL PLUMBING AND HEATING, INC 401K PROFIT SHARING PLAN
Plan identification number 003

CENTRAL PLUMBING AND HEATING, INC 401K PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

CENTRAL PLUMBING AND HEATING CO INC has sponsored the creation of one or more 401k plans.

Company Name:CENTRAL PLUMBING AND HEATING CO INC
Employer identification number (EIN):810285765
NAIC Classification:238220
NAIC Description:Plumbing, Heating, and Air-Conditioning Contractors

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CENTRAL PLUMBING AND HEATING, INC 401K PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032022-01-01ALECIA MALEK2023-10-12
0032021-01-01ALECIA MALEK2022-10-12
0032020-01-01
0032019-01-01MICHAEL WALDENBERG2019-10-15
0032018-01-01MICHAEL WALDENBERG2019-10-15
0032017-01-01MICHAEL WALDENBERG
0032016-01-01MICHAEL WALDENBERG
0032015-01-01MICHAEL WALDENBERG
0032015-01-01
0032014-01-01MICHAEL WALDENBERG2015-10-13
0032013-01-01MICHAEL WALDENBERG2014-09-25
0032012-01-01MICHAEL WALDENBERG2013-10-11
0032011-01-01MICHAEL WALDENBERG2012-10-10
0032010-01-01MICHAEL WALDENBERG
0032009-01-01MICHAEL WALDENBERG MICHAEL WALDENBERG2010-10-15

Plan Statistics for CENTRAL PLUMBING AND HEATING, INC 401K PROFIT SHARING PLAN

401k plan membership statisitcs for CENTRAL PLUMBING AND HEATING, INC 401K PROFIT SHARING PLAN

Measure Date Value
2022: CENTRAL PLUMBING AND HEATING, INC 401K PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01247
Total number of active participants reported on line 7a of the Form 55002022-01-01170
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0173
Total of all active and inactive participants2022-01-01243
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-011
Total participants2022-01-01244
Number of participants with account balances2022-01-01235
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-014
2021: CENTRAL PLUMBING AND HEATING, INC 401K PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01221
Total number of active participants reported on line 7a of the Form 55002021-01-01148
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0199
Total of all active and inactive participants2021-01-01247
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01247
Number of participants with account balances2021-01-01246
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0110
2020: CENTRAL PLUMBING AND HEATING, INC 401K PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01207
Total number of active participants reported on line 7a of the Form 55002020-01-01151
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0168
Total of all active and inactive participants2020-01-01219
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01219
Number of participants with account balances2020-01-01216
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-012
2019: CENTRAL PLUMBING AND HEATING, INC 401K PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01198
Total number of active participants reported on line 7a of the Form 55002019-01-01137
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0169
Total of all active and inactive participants2019-01-01206
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01206
Number of participants with account balances2019-01-01200
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-016
2018: CENTRAL PLUMBING AND HEATING, INC 401K PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01183
Total number of active participants reported on line 7a of the Form 55002018-01-01143
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0151
Total of all active and inactive participants2018-01-01194
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01194
Number of participants with account balances2018-01-01186
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-011
2017: CENTRAL PLUMBING AND HEATING, INC 401K PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01181
Total number of active participants reported on line 7a of the Form 55002017-01-0189
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0194
Total of all active and inactive participants2017-01-01183
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01183
Number of participants with account balances2017-01-01176
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0110
2016: CENTRAL PLUMBING AND HEATING, INC 401K PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01133
Total number of active participants reported on line 7a of the Form 55002016-01-01125
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0154
Total of all active and inactive participants2016-01-01179
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01179
Number of participants with account balances2016-01-01164
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-015
2015: CENTRAL PLUMBING AND HEATING, INC 401K PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01130
Total number of active participants reported on line 7a of the Form 55002015-01-01104
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0126
Total of all active and inactive participants2015-01-01130
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01130
Number of participants with account balances2015-01-01121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2010: CENTRAL PLUMBING AND HEATING, INC 401K PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01139
Total number of active participants reported on line 7a of the Form 55002010-01-0159
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0123
Total of all active and inactive participants2010-01-0182
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-0182
Number of participants with account balances2010-01-0179
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0118
2009: CENTRAL PLUMBING AND HEATING, INC 401K PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01129
Total number of active participants reported on line 7a of the Form 55002009-01-0188
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0148
Total of all active and inactive participants2009-01-01136
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01136
Number of participants with account balances2009-01-0114
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-018

Financial Data on CENTRAL PLUMBING AND HEATING, INC 401K PROFIT SHARING PLAN

Measure Date Value
2022 : CENTRAL PLUMBING AND HEATING, INC 401K PROFIT SHARING PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-134,961
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$930,168
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$906,597
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$2,330,112
Value of total assets at end of year2022-12-31$13,607,174
Value of total assets at beginning of year2022-12-31$14,672,303
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$23,571
Total interest from all sources2022-12-31$12,602
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$643,941
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$643,941
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$663,510
Participant contributions at end of year2022-12-31$325,429
Participant contributions at beginning of year2022-12-31$146,548
Participant contributions at end of year2022-12-31$0
Participant contributions at beginning of year2022-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$530,578
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$0
Administrative expenses (other) incurred2022-12-31$23,571
Liabilities. Value of operating payables at end of year2022-12-31$0
Liabilities. Value of operating payables at beginning of year2022-12-31$0
Total non interest bearing cash at end of year2022-12-31$0
Total non interest bearing cash at beginning of year2022-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-1,065,129
Value of net assets at end of year (total assets less liabilities)2022-12-31$13,607,174
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$14,672,303
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$11,761,109
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$13,091,240
Value of interest in pooled separate accounts at end of year2022-12-31$12,269
Value of interest in pooled separate accounts at beginning of year2022-12-31$9,700
Interest on participant loans2022-12-31$5,637
Interest earned on other investments2022-12-31$6,965
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$740,748
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$754,104
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-3,121,616
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$1,136,024
Employer contributions (assets) at end of year2022-12-31$767,619
Employer contributions (assets) at beginning of year2022-12-31$670,711
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$906,597
Liabilities. Value of benefit claims payable at end of year2022-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2022-12-31$0
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31WIPFLI LLP
Accountancy firm EIN2022-12-31390758449
2021 : CENTRAL PLUMBING AND HEATING, INC 401K PROFIT SHARING PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$15,909
Total income from all sources (including contributions)2021-12-31$3,393,173
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$471,936
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$456,894
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$1,838,669
Value of total assets at end of year2021-12-31$14,672,303
Value of total assets at beginning of year2021-12-31$11,766,975
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$15,042
Total interest from all sources2021-12-31$15,394
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$746,645
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$746,645
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$589,578
Participant contributions at end of year2021-12-31$146,548
Participant contributions at beginning of year2021-12-31$113,665
Participant contributions at end of year2021-12-31$0
Participant contributions at beginning of year2021-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$49,112
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$0
Administrative expenses (other) incurred2021-12-31$15,042
Liabilities. Value of operating payables at end of year2021-12-31$0
Liabilities. Value of operating payables at beginning of year2021-12-31$76
Total non interest bearing cash at end of year2021-12-31$0
Total non interest bearing cash at beginning of year2021-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$2,921,237
Value of net assets at end of year (total assets less liabilities)2021-12-31$14,672,303
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$11,751,066
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$13,091,240
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$10,312,810
Value of interest in pooled separate accounts at end of year2021-12-31$9,700
Value of interest in pooled separate accounts at beginning of year2021-12-31$0
Interest on participant loans2021-12-31$6,448
Interest earned on other investments2021-12-31$8,946
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$754,104
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$786,930
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$792,465
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$1,199,979
Employer contributions (assets) at end of year2021-12-31$670,711
Employer contributions (assets) at beginning of year2021-12-31$553,570
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$456,894
Liabilities. Value of benefit claims payable at end of year2021-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2021-12-31$15,833
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31WIPFLI LLP
Accountancy firm EIN2021-12-31390758449
2020 : CENTRAL PLUMBING AND HEATING, INC 401K PROFIT SHARING PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$15,909
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$12,555
Total income from all sources (including contributions)2020-12-31$3,239,100
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$459,528
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$428,645
Expenses. Certain deemed distributions of participant loans2020-12-31$8,249
Value of total corrective distributions2020-12-31$15,833
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,741,716
Value of total assets at end of year2020-12-31$11,766,975
Value of total assets at beginning of year2020-12-31$8,984,049
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$6,801
Total interest from all sources2020-12-31$6,779
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$420,954
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$420,954
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$589,283
Participant contributions at end of year2020-12-31$113,665
Participant contributions at beginning of year2020-12-31$145,507
Participant contributions at end of year2020-12-31$0
Participant contributions at beginning of year2020-12-31$168
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$25,000
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$0
Administrative expenses (other) incurred2020-12-31$6,801
Liabilities. Value of operating payables at end of year2020-12-31$76
Liabilities. Value of operating payables at beginning of year2020-12-31$76
Total non interest bearing cash at end of year2020-12-31$0
Total non interest bearing cash at beginning of year2020-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$2,779,572
Value of net assets at end of year (total assets less liabilities)2020-12-31$11,751,066
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$8,971,494
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$10,312,810
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$8,088,087
Interest on participant loans2020-12-31$6,779
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$786,930
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$750,287
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$1,069,651
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$1,127,433
Employer contributions (assets) at end of year2020-12-31$553,570
Employer contributions (assets) at beginning of year2020-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$428,645
Liabilities. Value of benefit claims payable at end of year2020-12-31$15,833
Liabilities. Value of benefit claims payable at beginning of year2020-12-31$12,479
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31WIPFLI LLP
Accountancy firm EIN2020-12-31390758449
2019 : CENTRAL PLUMBING AND HEATING, INC 401K PROFIT SHARING PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$12,555
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$12,555
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$40,694
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$40,694
Total income from all sources (including contributions)2019-12-31$2,574,380
Total income from all sources (including contributions)2019-12-31$2,574,380
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$507,948
Total of all expenses incurred2019-12-31$507,948
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$494,026
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$494,026
Value of total corrective distributions2019-12-31$8,022
Value of total corrective distributions2019-12-31$8,022
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,085,563
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,085,563
Value of total assets at end of year2019-12-31$8,984,049
Value of total assets at end of year2019-12-31$8,984,049
Value of total assets at beginning of year2019-12-31$6,945,756
Value of total assets at beginning of year2019-12-31$6,945,756
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$5,900
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$5,900
Total interest from all sources2019-12-31$4,847
Total interest from all sources2019-12-31$4,847
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$390,096
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$390,096
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$390,096
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$390,096
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$411,405
Contributions received from participants2019-12-31$411,405
Participant contributions at end of year2019-12-31$145,507
Participant contributions at end of year2019-12-31$145,507
Participant contributions at beginning of year2019-12-31$91,948
Participant contributions at beginning of year2019-12-31$91,948
Participant contributions at end of year2019-12-31$168
Participant contributions at end of year2019-12-31$168
Participant contributions at beginning of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$11,821
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$11,821
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$0
Administrative expenses (other) incurred2019-12-31$5,900
Administrative expenses (other) incurred2019-12-31$5,900
Liabilities. Value of operating payables at end of year2019-12-31$76
Liabilities. Value of operating payables at end of year2019-12-31$76
Liabilities. Value of operating payables at beginning of year2019-12-31$0
Liabilities. Value of operating payables at beginning of year2019-12-31$0
Total non interest bearing cash at end of year2019-12-31$0
Total non interest bearing cash at end of year2019-12-31$0
Total non interest bearing cash at beginning of year2019-12-31$0
Total non interest bearing cash at beginning of year2019-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$2,066,432
Value of net income/loss2019-12-31$2,066,432
Value of net assets at end of year (total assets less liabilities)2019-12-31$8,971,494
Value of net assets at end of year (total assets less liabilities)2019-12-31$8,971,494
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$6,905,062
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$6,905,062
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$8,088,087
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$8,088,087
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$5,805,313
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$5,805,313
Interest on participant loans2019-12-31$4,847
Interest on participant loans2019-12-31$4,847
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$750,287
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$750,287
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$702,538
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$702,538
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,093,874
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,093,874
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$662,337
Contributions received in cash from employer2019-12-31$662,337
Employer contributions (assets) at end of year2019-12-31$0
Employer contributions (assets) at end of year2019-12-31$0
Employer contributions (assets) at beginning of year2019-12-31$345,957
Employer contributions (assets) at beginning of year2019-12-31$345,957
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$494,026
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$494,026
Liabilities. Value of benefit claims payable at end of year2019-12-31$12,479
Liabilities. Value of benefit claims payable at end of year2019-12-31$12,479
Liabilities. Value of benefit claims payable at beginning of year2019-12-31$40,694
Liabilities. Value of benefit claims payable at beginning of year2019-12-31$40,694
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31WIPFLI LLP
Accountancy firm name2019-12-31WIPFLI LLP
Accountancy firm EIN2019-12-31390758449
Accountancy firm EIN2019-12-31390758449
2018 : CENTRAL PLUMBING AND HEATING, INC 401K PROFIT SHARING PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$40,694
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$51,383
Total income from all sources (including contributions)2018-12-31$744,293
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$612,184
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$550,916
Expenses. Certain deemed distributions of participant loans2018-12-31$10,461
Value of total corrective distributions2018-12-31$40,694
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,119,870
Value of total assets at end of year2018-12-31$6,945,756
Value of total assets at beginning of year2018-12-31$6,824,336
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$10,113
Total interest from all sources2018-12-31$4,314
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$333,096
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$333,096
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$291,875
Participant contributions at end of year2018-12-31$91,948
Participant contributions at beginning of year2018-12-31$80,076
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$24,151
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$10,502
Administrative expenses (other) incurred2018-12-31$10,113
Total non interest bearing cash at end of year2018-12-31$0
Total non interest bearing cash at beginning of year2018-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$132,109
Value of net assets at end of year (total assets less liabilities)2018-12-31$6,905,062
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$6,772,953
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$5,805,313
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$5,669,962
Interest on participant loans2018-12-31$4,314
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$702,538
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$1,074,298
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-712,987
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$803,844
Employer contributions (assets) at end of year2018-12-31$345,957
Employer contributions (assets) at beginning of year2018-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$550,916
Liabilities. Value of benefit claims payable at end of year2018-12-31$40,694
Liabilities. Value of benefit claims payable at beginning of year2018-12-31$40,881
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31WIPFLI LLP
Accountancy firm EIN2018-12-31390758449
2017 : CENTRAL PLUMBING AND HEATING, INC 401K PROFIT SHARING PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$51,383
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$23,653
Total income from all sources (including contributions)2017-12-31$1,746,241
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$758,116
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$683,711
Expenses. Certain deemed distributions of participant loans2017-12-31$11,105
Value of total corrective distributions2017-12-31$40,881
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$779,104
Value of total assets at end of year2017-12-31$6,824,336
Value of total assets at beginning of year2017-12-31$5,808,481
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$22,419
Total interest from all sources2017-12-31$3,263
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$214,952
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$210,901
Participant contributions at end of year2017-12-31$80,076
Participant contributions at beginning of year2017-12-31$61,188
Participant contributions at end of year2017-12-31$0
Participant contributions at beginning of year2017-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$175,418
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$10,502
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$625
Administrative expenses (other) incurred2017-12-31$22,419
Total non interest bearing cash at end of year2017-12-31$0
Total non interest bearing cash at beginning of year2017-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$988,125
Value of net assets at end of year (total assets less liabilities)2017-12-31$6,772,953
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$5,784,828
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$5,669,962
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$4,445,872
Interest on participant loans2017-12-31$3,263
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$1,074,298
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$1,028,862
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$748,922
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$392,785
Employer contributions (assets) at end of year2017-12-31$0
Employer contributions (assets) at beginning of year2017-12-31$272,559
Income. Dividends from common stock2017-12-31$214,952
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$683,711
Liabilities. Value of benefit claims payable at end of year2017-12-31$40,881
Liabilities. Value of benefit claims payable at beginning of year2017-12-31$23,028
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31WIPFLI LLP
Accountancy firm EIN2017-12-31390758449
2016 : CENTRAL PLUMBING AND HEATING, INC 401K PROFIT SHARING PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$23,653
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$28,295
Total income from all sources (including contributions)2016-12-31$1,203,528
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$864,557
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$831,421
Value of total corrective distributions2016-12-31$23,028
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$856,298
Value of total assets at end of year2016-12-31$5,808,481
Value of total assets at beginning of year2016-12-31$5,474,152
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$10,108
Total interest from all sources2016-12-31$2,765
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$229,520
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$173,482
Participant contributions at end of year2016-12-31$61,188
Participant contributions at beginning of year2016-12-31$46,060
Participant contributions at end of year2016-12-31$0
Participant contributions at beginning of year2016-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$625
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$0
Administrative expenses (other) incurred2016-12-31$10,108
Total non interest bearing cash at end of year2016-12-31$0
Total non interest bearing cash at beginning of year2016-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$338,971
Value of net assets at end of year (total assets less liabilities)2016-12-31$5,784,828
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$5,445,857
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$4,445,872
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$3,909,104
Income. Interest from loans (other than to participants)2016-12-31$2,765
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$1,028,862
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$1,342,109
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$114,945
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$682,816
Employer contributions (assets) at end of year2016-12-31$272,559
Employer contributions (assets) at beginning of year2016-12-31$176,879
Income. Dividends from common stock2016-12-31$229,520
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$831,421
Liabilities. Value of benefit claims payable at end of year2016-12-31$23,028
Liabilities. Value of benefit claims payable at beginning of year2016-12-31$28,295
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31WIPFLI LLP
Accountancy firm EIN2016-12-31390758449
2015 : CENTRAL PLUMBING AND HEATING, INC 401K PROFIT SHARING PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$28,295
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$710,116
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$284,822
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$280,232
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$756,741
Value of total assets at end of year2015-12-31$5,474,152
Value of total assets at beginning of year2015-12-31$5,020,563
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$4,590
Total interest from all sources2015-12-31$2,056
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$307,738
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$127,205
Participant contributions at end of year2015-12-31$46,060
Participant contributions at beginning of year2015-12-31$41,272
Participant contributions at end of year2015-12-31$0
Participant contributions at beginning of year2015-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$1,540
Other income not declared elsewhere2015-12-31$0
Administrative expenses (other) incurred2015-12-31$4,590
Total non interest bearing cash at end of year2015-12-31$0
Total non interest bearing cash at beginning of year2015-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$425,294
Value of net assets at end of year (total assets less liabilities)2015-12-31$5,445,857
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$5,020,563
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$3,909,104
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$3,567,401
Interest on participant loans2015-12-31$2,056
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$1,342,109
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$1,226,903
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-356,419
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$627,996
Employer contributions (assets) at end of year2015-12-31$176,879
Employer contributions (assets) at beginning of year2015-12-31$184,987
Income. Dividends from common stock2015-12-31$307,738
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$280,232
Liabilities. Value of benefit claims payable at end of year2015-12-31$28,295
Liabilities. Value of benefit claims payable at beginning of year2015-12-31$0
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Qualified
Accountancy firm name2015-12-31WIPFLI LLP
Accountancy firm EIN2015-12-31390758449
2010 : CENTRAL PLUMBING AND HEATING, INC 401K PROFIT SHARING PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$14,624
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$764
Total income from all sources (including contributions)2010-12-31$1,195,701
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$511,385
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$435,023
Value of total corrective distributions2010-12-31$14,291
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$475,764
Value of total assets at end of year2010-12-31$5,425,459
Value of total assets at beginning of year2010-12-31$4,727,283
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$62,071
Total interest from all sources2010-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$225,401
Participant contributions at end of year2010-12-31$3,137
Participant contributions at beginning of year2010-12-31$33,921
Assets. Other investments not covered elsewhere at end of year2010-12-31$32,093
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$25,606
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$210
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$764
Administrative expenses (other) incurred2010-12-31$1,965
Total non interest bearing cash at end of year2010-12-31$0
Total non interest bearing cash at beginning of year2010-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$684,316
Value of net assets at end of year (total assets less liabilities)2010-12-31$5,410,835
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$4,726,519
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$60,106
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$1,171,730
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$1,000,639
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$370,766
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$313,488
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$313,488
Asset value of US Government securities at end of year2010-12-31$364,964
Asset value of US Government securities at beginning of year2010-12-31$393,158
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$719,937
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31Yes
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$250,363
Employer contributions (assets) at end of year2010-12-31$18,293
Employer contributions (assets) at beginning of year2010-12-31$182,072
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$435,023
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$3,464,476
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$2,778,399
Liabilities. Value of benefit claims payable at end of year2010-12-31$14,414
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31GALUSHA, HIGGINS & GALUSHA, PC
Accountancy firm EIN2010-12-31810272932

Form 5500 Responses for CENTRAL PLUMBING AND HEATING, INC 401K PROFIT SHARING PLAN

2022: CENTRAL PLUMBING AND HEATING, INC 401K PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: CENTRAL PLUMBING AND HEATING, INC 401K PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: CENTRAL PLUMBING AND HEATING, INC 401K PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: CENTRAL PLUMBING AND HEATING, INC 401K PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: CENTRAL PLUMBING AND HEATING, INC 401K PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: CENTRAL PLUMBING AND HEATING, INC 401K PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: CENTRAL PLUMBING AND HEATING, INC 401K PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: CENTRAL PLUMBING AND HEATING, INC 401K PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedYes
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2010: CENTRAL PLUMBING AND HEATING, INC 401K PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: CENTRAL PLUMBING AND HEATING, INC 401K PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number334049-01
Policy instance 1
Insurance contract or identification number334049-01
Number of Individuals Covered7
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $3,789
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,789
Insurance broker organization code?3
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number334049-01
Policy instance 1
Insurance contract or identification number334049-01
Number of Individuals Covered9
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $3,407
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,407
Insurance broker organization code?3
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number334049-01
Policy instance 1
Insurance contract or identification number334049-01
Number of Individuals Covered10
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $3,181
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,181
Insurance broker organization code?3
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number334049-01
Policy instance 1
Insurance contract or identification number334049-01
Number of Individuals Covered8
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $3,388
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,092
Insurance broker organization code?3
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number334049-01
Policy instance 1
Insurance contract or identification number334049-01
Number of Individuals Covered8
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $4,192
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,096
Insurance broker organization code?3
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number334049-01
Policy instance 1
Insurance contract or identification number334049-01
Number of Individuals Covered7
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $5,842
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,921
Insurance broker organization code?3
Insurance broker nameDAVID REMY RBC CAPITAL MARKETS LLC
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number334049-01
Policy instance 1
Insurance contract or identification number334049-01
Number of Individuals Covered9
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $7,896
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,948
Insurance broker organization code?3
Insurance broker nameDAVID REMY RBC CAPITAL MARKETS LLC

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