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NORTHERN ROCKIES ORTHOPAEDIC SPECIALISTS 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameNORTHERN ROCKIES ORTHOPAEDIC SPECIALISTS 401(K) PROFIT SHARING PLAN
Plan identification number 003

NORTHERN ROCKIES ORTHOPAEDIC SPECIALISTS 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

NORTHERN ROCKIES ORTHOPAEDIC SPECIALISTS, PLLP has sponsored the creation of one or more 401k plans.

Company Name:NORTHERN ROCKIES ORTHOPAEDIC SPECIALISTS, PLLP
Employer identification number (EIN):810400370
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NORTHERN ROCKIES ORTHOPAEDIC SPECIALISTS 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032022-01-01
0032021-01-01
0032020-01-01
0032019-01-01
0032018-01-01
0032017-01-01
0032016-01-01
0032015-01-01
0032014-01-01LAURIE HARMON, AS PRACTITIONER
0032013-01-01BENJAMIN F. YONCE, CPA, CVA
0032012-01-01BENJAMIN F. YONCE, CPA, CVA
0032011-01-01BENJAMIN F YONCE CPA CVA
0032009-01-01BEN YONCE, CPA

Plan Statistics for NORTHERN ROCKIES ORTHOPAEDIC SPECIALISTS 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for NORTHERN ROCKIES ORTHOPAEDIC SPECIALISTS 401(K) PROFIT SHARING PLAN

Measure Date Value
2016: NORTHERN ROCKIES ORTHOPAEDIC SPECIALISTS 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0131
Total number of active participants reported on line 7a of the Form 55002016-01-0124
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-014
Total of all active and inactive participants2016-01-0128
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-0128
Number of participants with account balances2016-01-0128
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: NORTHERN ROCKIES ORTHOPAEDIC SPECIALISTS 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0136
Total number of active participants reported on line 7a of the Form 55002015-01-0123
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-018
Total of all active and inactive participants2015-01-0131
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0131
Number of participants with account balances2015-01-0131
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-013
2014: NORTHERN ROCKIES ORTHOPAEDIC SPECIALISTS 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0133
Total number of active participants reported on line 7a of the Form 55002014-01-0125
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-018
Total of all active and inactive participants2014-01-0133
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-0133
Number of participants with account balances2014-01-0133
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-012
2013: NORTHERN ROCKIES ORTHOPAEDIC SPECIALISTS 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0136
Total number of active participants reported on line 7a of the Form 55002013-01-0125
Number of other retired or separated participants entitled to future benefits2013-01-018
Total of all active and inactive participants2013-01-0133
Total participants2013-01-0133
Number of participants with account balances2013-01-0133
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-012
2012: NORTHERN ROCKIES ORTHOPAEDIC SPECIALISTS 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0131
Total number of active participants reported on line 7a of the Form 55002012-01-0125
Number of other retired or separated participants entitled to future benefits2012-01-018
Total of all active and inactive participants2012-01-0133
Total participants2012-01-0133
Number of participants with account balances2012-01-0133
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-011
2011: NORTHERN ROCKIES ORTHOPAEDIC SPECIALISTS 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0133
Total number of active participants reported on line 7a of the Form 55002011-01-0125
Number of other retired or separated participants entitled to future benefits2011-01-014
Total of all active and inactive participants2011-01-0129
Total participants2011-01-0129
Number of participants with account balances2011-01-0129
2009: NORTHERN ROCKIES ORTHOPAEDIC SPECIALISTS 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0139
Total number of active participants reported on line 7a of the Form 55002009-01-0129
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-019
Total of all active and inactive participants2009-01-0138
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-0138
Number of participants with account balances2009-01-0138
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-015

Financial Data on NORTHERN ROCKIES ORTHOPAEDIC SPECIALISTS 401(K) PROFIT SHARING PLAN

Measure Date Value
2016 : NORTHERN ROCKIES ORTHOPAEDIC SPECIALISTS 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total income from all sources2016-12-31$496,111
Expenses. Total of all expenses incurred2016-12-31$417,161
Benefits paid (including direct rollovers)2016-12-31$395,872
Total plan assets at end of year2016-12-31$2,116,543
Total plan assets at beginning of year2016-12-31$2,037,593
Value of fidelity bond covering the plan2016-12-31$500,000
Total contributions received or receivable from participants2016-12-31$109,003
Contributions received from other sources (not participants or employers)2016-12-31$6,048
Other income received2016-12-31$199,311
Net income (gross income less expenses)2016-12-31$78,950
Net plan assets at end of year (total assets less liabilities)2016-12-31$2,116,543
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$2,037,593
Assets. Value of real-estate (other than employer real property)2016-12-31$0
Total contributions received or receivable from employer(s)2016-12-31$181,749
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$21,289
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$90,000
2015 : NORTHERN ROCKIES ORTHOPAEDIC SPECIALISTS 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources2015-12-31$278,059
Expenses. Total of all expenses incurred2015-12-31$1,447,048
Benefits paid (including direct rollovers)2015-12-31$1,421,688
Total plan assets at end of year2015-12-31$2,037,593
Total plan assets at beginning of year2015-12-31$3,206,582
Value of fidelity bond covering the plan2015-12-31$500,000
Total contributions received or receivable from participants2015-12-31$121,932
Contributions received from other sources (not participants or employers)2015-12-31$11,414
Other income received2015-12-31$-5,774
Net income (gross income less expenses)2015-12-31$-1,168,989
Net plan assets at end of year (total assets less liabilities)2015-12-31$2,037,593
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$3,206,582
Assets. Value of real-estate (other than employer real property)2015-12-31$90,000
Total contributions received or receivable from employer(s)2015-12-31$150,487
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$25,360
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
2014 : NORTHERN ROCKIES ORTHOPAEDIC SPECIALISTS 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total plan liabilities at beginning of year2014-12-31$6,044
Total income from all sources2014-12-31$636,227
Expenses. Total of all expenses incurred2014-12-31$1,939,702
Benefits paid (including direct rollovers)2014-12-31$1,884,872
Total plan assets at end of year2014-12-31$3,206,582
Total plan assets at beginning of year2014-12-31$4,516,101
Value of fidelity bond covering the plan2014-12-31$500,000
Total contributions received or receivable from participants2014-12-31$164,863
Other income received2014-12-31$259,548
Net income (gross income less expenses)2014-12-31$-1,303,475
Net plan assets at end of year (total assets less liabilities)2014-12-31$3,206,582
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$4,510,057
Assets. Value of real-estate (other than employer real property)2014-12-31$90,000
Total contributions received or receivable from employer(s)2014-12-31$211,816
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$54,830
2013 : NORTHERN ROCKIES ORTHOPAEDIC SPECIALISTS 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total plan liabilities at end of year2013-12-31$6,044
Total income from all sources2013-12-31$838,142
Expenses. Total of all expenses incurred2013-12-31$1,218,918
Benefits paid (including direct rollovers)2013-12-31$1,144,598
Total plan assets at end of year2013-12-31$4,516,101
Total plan assets at beginning of year2013-12-31$4,890,833
Value of fidelity bond covering the plan2013-12-31$500,000
Total contributions received or receivable from participants2013-12-31$137,057
Other income received2013-12-31$471,168
Net income (gross income less expenses)2013-12-31$-380,776
Net plan assets at end of year (total assets less liabilities)2013-12-31$4,510,057
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$4,890,833
Assets. Value of real-estate (other than employer real property)2013-12-31$136,124
Total contributions received or receivable from employer(s)2013-12-31$229,917
Value of corrective distributions2013-12-31$22,245
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$52,075
2012 : NORTHERN ROCKIES ORTHOPAEDIC SPECIALISTS 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total plan liabilities at beginning of year2012-12-31$4,166
Total income from all sources2012-12-31$724,816
Expenses. Total of all expenses incurred2012-12-31$87,190
Benefits paid (including direct rollovers)2012-12-31$16,312
Total plan assets at end of year2012-12-31$4,890,833
Total plan assets at beginning of year2012-12-31$4,257,373
Value of fidelity bond covering the plan2012-12-31$500,000
Total contributions received or receivable from participants2012-12-31$149,073
Other income received2012-12-31$336,544
Net income (gross income less expenses)2012-12-31$637,626
Net plan assets at end of year (total assets less liabilities)2012-12-31$4,890,833
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$4,253,207
Assets. Value of real-estate (other than employer real property)2012-12-31$136,124
Total contributions received or receivable from employer(s)2012-12-31$239,199
Value of corrective distributions2012-12-31$8,290
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$62,588
2011 : NORTHERN ROCKIES ORTHOPAEDIC SPECIALISTS 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total plan liabilities at end of year2011-12-31$4,166
Total plan liabilities at beginning of year2011-12-31$13,610
Total income from all sources2011-12-31$463,513
Expenses. Total of all expenses incurred2011-12-31$1,535,515
Benefits paid (including direct rollovers)2011-12-31$1,473,002
Total plan assets at end of year2011-12-31$4,257,373
Total plan assets at beginning of year2011-12-31$5,338,819
Value of fidelity bond covering the plan2011-12-31$500,000
Total contributions received or receivable from participants2011-12-31$132,740
Other income received2011-12-31$138,520
Net income (gross income less expenses)2011-12-31$-1,072,002
Net plan assets at end of year (total assets less liabilities)2011-12-31$4,253,207
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$5,325,209
Assets. Value of real-estate (other than employer real property)2011-12-31$136,124
Total contributions received or receivable from employer(s)2011-12-31$192,253
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$62,513
2010 : NORTHERN ROCKIES ORTHOPAEDIC SPECIALISTS 401(K) PROFIT SHARING PLAN 2010 401k financial data
Total plan liabilities at end of year2010-12-31$13,610
Total plan liabilities at beginning of year2010-12-31$10,102
Total income from all sources2010-12-31$796,154
Expenses. Total of all expenses incurred2010-12-31$68,563
Benefits paid (including direct rollovers)2010-12-31$10,990
Total plan assets at end of year2010-12-31$5,338,819
Total plan assets at beginning of year2010-12-31$4,607,720
Value of fidelity bond covering the plan2010-12-31$500,000
Total contributions received or receivable from participants2010-12-31$161,627
Other income received2010-12-31$421,994
Net income (gross income less expenses)2010-12-31$727,591
Net plan assets at end of year (total assets less liabilities)2010-12-31$5,325,209
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$4,597,618
Assets. Value of real-estate (other than employer real property)2010-12-31$136,124
Total contributions received or receivable from employer(s)2010-12-31$212,533
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$57,573
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
2009 : NORTHERN ROCKIES ORTHOPAEDIC SPECIALISTS 401(K) PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for NORTHERN ROCKIES ORTHOPAEDIC SPECIALISTS 401(K) PROFIT SHARING PLAN

2016: NORTHERN ROCKIES ORTHOPAEDIC SPECIALISTS 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: NORTHERN ROCKIES ORTHOPAEDIC SPECIALISTS 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: NORTHERN ROCKIES ORTHOPAEDIC SPECIALISTS 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: NORTHERN ROCKIES ORTHOPAEDIC SPECIALISTS 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: NORTHERN ROCKIES ORTHOPAEDIC SPECIALISTS 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: NORTHERN ROCKIES ORTHOPAEDIC SPECIALISTS 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: NORTHERN ROCKIES ORTHOPAEDIC SPECIALISTS 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entityMulitple employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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