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THE WADDINGTON GROUP 401(K) PLAN 401k Plan overview

Plan NameTHE WADDINGTON GROUP 401(K) PLAN
Plan identification number 001

THE WADDINGTON GROUP 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

THE WADDINGTON GROUP has sponsored the creation of one or more 401k plans.

Company Name:THE WADDINGTON GROUP
Employer identification number (EIN):810604894
NAIC Classification:326100

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE WADDINGTON GROUP 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012017-01-01DAVID L. WEITZEL, JR. DAVID L. WEITZEL, JR.2018-10-14
0012016-01-01DAVID L. WEITZEL, JR. DAVID L. WEITZEL, JR.2017-10-11
0012015-01-01DAVID L. WEITZEL, JR. DAVID L. WEITZEL, JR.2016-10-10
0012014-01-01DAVID L. WEITZEL, JR. DAVID L. WEITZEL, JR.2015-10-14
0012013-01-01DAVID L. WEITZEL, JR. DAVID L. WEITZEL, JR.2014-09-24
0012012-01-01DAVID L. WEITZEL, JR. DAVID L. WEITZEL, JR.2013-10-09
0012011-01-01DAVID L. WEITZEL, JR. DAVID L. WEITZEL, JR.2012-10-12
0012010-01-01DAVID L. WEITZEL, JR. DAVID L. WEITZEL, JR.2011-10-14
0012009-01-01DAVID L. WEITZEL, JR.

Plan Statistics for THE WADDINGTON GROUP 401(K) PLAN

401k plan membership statisitcs for THE WADDINGTON GROUP 401(K) PLAN

Measure Date Value
2017: THE WADDINGTON GROUP 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-011,847
Total number of active participants reported on line 7a of the Form 55002017-01-010
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-010
Total of all active and inactive participants2017-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-010
Number of participants with account balances2017-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0148
2016: THE WADDINGTON GROUP 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-012,160
Total number of active participants reported on line 7a of the Form 55002016-01-011,186
Number of retired or separated participants receiving benefits2016-01-0112
Number of other retired or separated participants entitled to future benefits2016-01-01101
Total of all active and inactive participants2016-01-011,299
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-011,299
Number of participants with account balances2016-01-011,082
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0151
2015: THE WADDINGTON GROUP 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-011,941
Total number of active participants reported on line 7a of the Form 55002015-01-011,563
Number of retired or separated participants receiving benefits2015-01-016
Number of other retired or separated participants entitled to future benefits2015-01-0191
Total of all active and inactive participants2015-01-011,660
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-011,660
Number of participants with account balances2015-01-011,061
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0148
2014: THE WADDINGTON GROUP 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-011,175
Total number of active participants reported on line 7a of the Form 55002014-01-011,402
Number of retired or separated participants receiving benefits2014-01-017
Number of other retired or separated participants entitled to future benefits2014-01-0180
Total of all active and inactive participants2014-01-011,489
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-011,489
Number of participants with account balances2014-01-01986
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0138
2013: THE WADDINGTON GROUP 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-011,047
Total number of active participants reported on line 7a of the Form 55002013-01-011,102
Number of retired or separated participants receiving benefits2013-01-018
Number of other retired or separated participants entitled to future benefits2013-01-0165
Total of all active and inactive participants2013-01-011,175
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-011,175
Number of participants with account balances2013-01-01801
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-018
2012: THE WADDINGTON GROUP 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01978
Total number of active participants reported on line 7a of the Form 55002012-01-01977
Number of retired or separated participants receiving benefits2012-01-015
Number of other retired or separated participants entitled to future benefits2012-01-0164
Total of all active and inactive participants2012-01-011,046
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-011
Total participants2012-01-011,047
Number of participants with account balances2012-01-01690
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0137
2011: THE WADDINGTON GROUP 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01908
Total number of active participants reported on line 7a of the Form 55002011-01-01917
Number of retired or separated participants receiving benefits2011-01-013
Number of other retired or separated participants entitled to future benefits2011-01-0158
Total of all active and inactive participants2011-01-01978
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01978
Number of participants with account balances2011-01-01661
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0126
2010: THE WADDINGTON GROUP 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01907
Total number of active participants reported on line 7a of the Form 55002010-01-01855
Number of retired or separated participants receiving benefits2010-01-013
Number of other retired or separated participants entitled to future benefits2010-01-0150
Total of all active and inactive participants2010-01-01908
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01908
Number of participants with account balances2010-01-01656
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0117
2009: THE WADDINGTON GROUP 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01891
Total number of active participants reported on line 7a of the Form 55002009-01-01857
Number of retired or separated participants receiving benefits2009-01-013
Number of other retired or separated participants entitled to future benefits2009-01-0147
Total of all active and inactive participants2009-01-01907
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01907
Number of participants with account balances2009-01-01668
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0121

Financial Data on THE WADDINGTON GROUP 401(K) PLAN

Measure Date Value
2017 : THE WADDINGTON GROUP 401(K) PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$-71
Total unrealized appreciation/depreciation of assets2017-12-31$-71
Total transfer of assets from this plan2017-12-31$44,017,039
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$45,003
Total income from all sources (including contributions)2017-12-31$10,316,668
Total loss/gain on sale of assets2017-12-31$327,142
Total of all expenses incurred2017-12-31$5,958,898
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$5,838,604
Expenses. Certain deemed distributions of participant loans2017-12-31$0
Value of total corrective distributions2017-12-31$31,283
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$4,053,588
Value of total assets at end of year2017-12-31$0
Value of total assets at beginning of year2017-12-31$39,704,272
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$89,011
Total interest from all sources2017-12-31$436,023
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$129,095
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2017-12-31$0
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$129,095
Administrative expenses professional fees incurred2017-12-31$11,800
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$2,000,000
If this is an individual account plan, was there a blackout period2017-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$2,700,967
Participant contributions at end of year2017-12-31$0
Participant contributions at beginning of year2017-12-31$29,943
Participant contributions at end of year2017-12-31$0
Participant contributions at beginning of year2017-12-31$96,311
Assets. Other investments not covered elsewhere at end of year2017-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$152,830
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2017-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$45,003
Other income not declared elsewhere2017-12-31$495,946
Administrative expenses (other) incurred2017-12-31$433
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$4,357,770
Value of net assets at end of year (total assets less liabilities)2017-12-31$0
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$39,659,269
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$63,923
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$25,042,186
Value of interest in pooled separate accounts at end of year2017-12-31$0
Value of interest in pooled separate accounts at beginning of year2017-12-31$0
Interest on participant loans2017-12-31$872
Interest earned on other investments2017-12-31$435,151
Value of interest in common/collective trusts at end of year2017-12-31$0
Value of interest in common/collective trusts at beginning of year2017-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$14,495,471
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$4,874,945
Net investment gain/loss from pooled separate accounts2017-12-31$0
Net investment gain or loss from common/collective trusts2017-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Assets. Invements in employer securities at end of year2017-12-31$0
Assets. Invements in employer securities at beginning of year2017-12-31$0
Contributions received in cash from employer2017-12-31$1,199,791
Employer contributions (assets) at end of year2017-12-31$0
Employer contributions (assets) at beginning of year2017-12-31$40,361
Income. Dividends from common stock2017-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$5,838,604
Contract administrator fees2017-12-31$12,855
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31Yes
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31Yes
Aggregate proceeds on sale of assets2017-12-31$4,591,699
Aggregate carrying amount (costs) on sale of assets2017-12-31$4,264,557
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31SCHULTE & UHRIG CERTIFIED PUBLIC A
Accountancy firm EIN2017-12-31311138983
2016 : THE WADDINGTON GROUP 401(K) PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$17
Total unrealized appreciation/depreciation of assets2016-12-31$17
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$45,003
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$26,150
Total income from all sources (including contributions)2016-12-31$6,714,029
Total loss/gain on sale of assets2016-12-31$8,219
Total of all expenses incurred2016-12-31$2,576,752
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$2,469,875
Expenses. Certain deemed distributions of participant loans2016-12-31$0
Value of total corrective distributions2016-12-31$25,705
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$4,618,338
Value of total assets at end of year2016-12-31$39,704,272
Value of total assets at beginning of year2016-12-31$35,548,142
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$81,172
Total interest from all sources2016-12-31$415,722
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$84,446
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$84,446
Administrative expenses professional fees incurred2016-12-31$11,400
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$2,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$2,795,247
Participant contributions at end of year2016-12-31$29,943
Participant contributions at beginning of year2016-12-31$55,003
Participant contributions at end of year2016-12-31$96,311
Participant contributions at beginning of year2016-12-31$96,862
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$667,028
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$45,003
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$26,150
Administrative expenses (other) incurred2016-12-31$854
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$4,137,277
Value of net assets at end of year (total assets less liabilities)2016-12-31$39,659,269
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$35,521,992
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$55,007
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$25,042,186
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$21,855,380
Value of interest in pooled separate accounts at end of year2016-12-31$0
Interest on participant loans2016-12-31$1,814
Interest earned on other investments2016-12-31$413,908
Value of interest in common/collective trusts at end of year2016-12-31$0
Value of interest in common/collective trusts at beginning of year2016-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$14,495,471
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$13,500,739
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,587,287
Net investment gain or loss from common/collective trusts2016-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Assets. Invements in employer securities at end of year2016-12-31$0
Assets. Invements in employer securities at beginning of year2016-12-31$0
Contributions received in cash from employer2016-12-31$1,156,063
Employer contributions (assets) at end of year2016-12-31$40,361
Employer contributions (assets) at beginning of year2016-12-31$40,158
Income. Dividends from common stock2016-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$2,469,875
Contract administrator fees2016-12-31$13,911
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$125,568
Aggregate carrying amount (costs) on sale of assets2016-12-31$117,349
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31SCHULT & UHRIG CERTIFIED PUBLIC ACC
Accountancy firm EIN2016-12-31311138983
2015 : THE WADDINGTON GROUP 401(K) PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$3
Total unrealized appreciation/depreciation of assets2015-12-31$3
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$26,150
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$52,299
Total income from all sources (including contributions)2015-12-31$4,994,179
Total loss/gain on sale of assets2015-12-31$123,476
Total of all expenses incurred2015-12-31$2,885,181
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$2,798,075
Expenses. Certain deemed distributions of participant loans2015-12-31$0
Value of total corrective distributions2015-12-31$14,527
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$4,354,633
Value of total assets at end of year2015-12-31$35,548,142
Value of total assets at beginning of year2015-12-31$33,465,293
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$72,579
Total interest from all sources2015-12-31$394,206
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$46,245
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$46,245
Administrative expenses professional fees incurred2015-12-31$10,400
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$2,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$2,801,264
Participant contributions at end of year2015-12-31$55,003
Participant contributions at beginning of year2015-12-31$88,846
Participant contributions at end of year2015-12-31$96,862
Participant contributions at beginning of year2015-12-31$72,970
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$365,711
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$7,979
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$26,150
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$52,299
Administrative expenses (other) incurred2015-12-31$4,070
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$2,108,998
Value of net assets at end of year (total assets less liabilities)2015-12-31$35,521,992
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$33,412,994
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$51,992
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$21,855,380
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$1,659,570
Value of interest in pooled separate accounts at end of year2015-12-31$0
Value of interest in pooled separate accounts at beginning of year2015-12-31$18,709,673
Interest on participant loans2015-12-31$3,148
Interest earned on other investments2015-12-31$391,058
Value of interest in common/collective trusts at end of year2015-12-31$0
Value of interest in common/collective trusts at beginning of year2015-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$13,500,739
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$12,895,735
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-134,938
Net investment gain/loss from pooled separate accounts2015-12-31$210,554
Net investment gain or loss from common/collective trusts2015-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Assets. Invements in employer securities at end of year2015-12-31$0
Assets. Invements in employer securities at beginning of year2015-12-31$0
Contributions received in cash from employer2015-12-31$1,187,658
Employer contributions (assets) at end of year2015-12-31$40,158
Employer contributions (assets) at beginning of year2015-12-31$30,520
Income. Dividends from common stock2015-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$2,798,075
Contract administrator fees2015-12-31$6,117
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$657,475
Aggregate carrying amount (costs) on sale of assets2015-12-31$533,999
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31SCHULTE & UHRIG CPAS
Accountancy firm EIN2015-12-31311138983
2014 : THE WADDINGTON GROUP 401(K) PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$4
Total unrealized appreciation/depreciation of assets2014-12-31$4
Total transfer of assets to this plan2014-12-31$66,643
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$52,299
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$45,265
Total income from all sources (including contributions)2014-12-31$5,560,131
Total loss/gain on sale of assets2014-12-31$988
Total of all expenses incurred2014-12-31$2,210,263
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$2,140,454
Expenses. Certain deemed distributions of participant loans2014-12-31$0
Value of total corrective distributions2014-12-31$3,643
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$3,874,099
Value of total assets at end of year2014-12-31$33,465,293
Value of total assets at beginning of year2014-12-31$30,041,748
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$66,166
Total interest from all sources2014-12-31$365,777
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$68,579
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$68,579
Administrative expenses professional fees incurred2014-12-31$9,850
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$2,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$2,317,271
Participant contributions at end of year2014-12-31$88,846
Participant contributions at beginning of year2014-12-31$34,622
Participant contributions at end of year2014-12-31$72,970
Participant contributions at beginning of year2014-12-31$31,373
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$600,455
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$7,979
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$52,299
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$45,265
Administrative expenses (other) incurred2014-12-31$3,181
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$3,349,868
Value of net assets at end of year (total assets less liabilities)2014-12-31$33,412,994
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$29,996,483
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$47,452
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$1,659,570
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$947,041
Value of interest in pooled separate accounts at end of year2014-12-31$18,709,673
Value of interest in pooled separate accounts at beginning of year2014-12-31$17,577,262
Interest on participant loans2014-12-31$3,989
Interest earned on other investments2014-12-31$361,788
Value of interest in common/collective trusts at end of year2014-12-31$0
Value of interest in common/collective trusts at beginning of year2014-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$12,895,735
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$11,438,939
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$41,359
Net investment gain/loss from pooled separate accounts2014-12-31$1,209,325
Net investment gain or loss from common/collective trusts2014-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$0
Assets. Invements in employer securities at beginning of year2014-12-31$0
Contributions received in cash from employer2014-12-31$956,373
Employer contributions (assets) at end of year2014-12-31$30,520
Employer contributions (assets) at beginning of year2014-12-31$12,511
Income. Dividends from common stock2014-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$2,140,454
Contract administrator fees2014-12-31$5,683
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$6,064
Aggregate carrying amount (costs) on sale of assets2014-12-31$5,076
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31SCHULTE & UHRIG CERTIFIED PUBLIC A
Accountancy firm EIN2014-12-31311138983
2013 : THE WADDINGTON GROUP 401(K) PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$9
Total unrealized appreciation/depreciation of assets2013-12-31$9
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$45,265
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$43,942
Total income from all sources (including contributions)2013-12-31$7,160,124
Total loss/gain on sale of assets2013-12-31$19,825
Total of all expenses incurred2013-12-31$1,806,670
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,748,930
Expenses. Certain deemed distributions of participant loans2013-12-31$0
Value of total corrective distributions2013-12-31$4,794
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$3,081,561
Value of total assets at end of year2013-12-31$30,041,748
Value of total assets at beginning of year2013-12-31$24,686,971
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$52,946
Total interest from all sources2013-12-31$340,476
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$7,557
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$7,557
Administrative expenses professional fees incurred2013-12-31$9,000
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$2,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,722,276
Participant contributions at end of year2013-12-31$34,622
Participant contributions at beginning of year2013-12-31$0
Participant contributions at end of year2013-12-31$31,373
Participant contributions at beginning of year2013-12-31$64,622
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$637,782
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$45,265
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$43,942
Administrative expenses (other) incurred2013-12-31$1,651
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$5,353,454
Value of net assets at end of year (total assets less liabilities)2013-12-31$29,996,483
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$24,643,029
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$34,189
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$947,041
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$0
Value of interest in pooled separate accounts at end of year2013-12-31$17,577,262
Value of interest in pooled separate accounts at beginning of year2013-12-31$13,412,887
Interest on participant loans2013-12-31$350
Interest earned on other investments2013-12-31$340,126
Value of interest in common/collective trusts at end of year2013-12-31$0
Value of interest in common/collective trusts at beginning of year2013-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$11,438,939
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$11,181,621
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$113,143
Net investment gain/loss from pooled separate accounts2013-12-31$3,597,553
Net investment gain or loss from common/collective trusts2013-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$0
Assets. Invements in employer securities at beginning of year2013-12-31$0
Contributions received in cash from employer2013-12-31$721,503
Employer contributions (assets) at end of year2013-12-31$12,511
Employer contributions (assets) at beginning of year2013-12-31$27,841
Income. Dividends from common stock2013-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,748,930
Contract administrator fees2013-12-31$8,106
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$311,978
Aggregate carrying amount (costs) on sale of assets2013-12-31$292,153
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31SCHULTE & UHRIG CERTIFIED PUBLIC AC
Accountancy firm EIN2013-12-31311138983
2012 : THE WADDINGTON GROUP 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$43,942
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$26,931
Total income from all sources (including contributions)2012-12-31$4,127,400
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$734,550
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$726,424
Expenses. Certain deemed distributions of participant loans2012-12-31$0
Value of total corrective distributions2012-12-31$1,793
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$2,112,535
Value of total assets at end of year2012-12-31$24,686,971
Value of total assets at beginning of year2012-12-31$21,277,110
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$6,333
Total interest from all sources2012-12-31$302,474
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$0
Administrative expenses professional fees incurred2012-12-31$0
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$2,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,414,377
Participant contributions at end of year2012-12-31$0
Participant contributions at beginning of year2012-12-31$0
Participant contributions at end of year2012-12-31$64,622
Participant contributions at beginning of year2012-12-31$52,019
Assets. Other investments not covered elsewhere at end of year2012-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$110,908
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2012-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$43,942
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$26,931
Other income not declared elsewhere2012-12-31$0
Administrative expenses (other) incurred2012-12-31$1,380
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$3,392,850
Value of net assets at end of year (total assets less liabilities)2012-12-31$24,643,029
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$21,250,179
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$0
Value of interest in pooled separate accounts at end of year2012-12-31$13,412,887
Value of interest in pooled separate accounts at beginning of year2012-12-31$11,261,509
Interest on participant loans2012-12-31$0
Interest earned on other investments2012-12-31$302,474
Value of interest in common/collective trusts at end of year2012-12-31$0
Value of interest in common/collective trusts at beginning of year2012-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$11,181,621
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$9,942,322
Expenses. Payments to insurance carriers foe the provision of benefits2012-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$0
Net investment gain/loss from pooled separate accounts2012-12-31$1,712,391
Net investment gain or loss from common/collective trusts2012-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Assets. Invements in employer securities at end of year2012-12-31$0
Assets. Invements in employer securities at beginning of year2012-12-31$0
Contributions received in cash from employer2012-12-31$587,250
Employer contributions (assets) at end of year2012-12-31$27,841
Employer contributions (assets) at beginning of year2012-12-31$21,260
Income. Dividends from common stock2012-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$726,424
Contract administrator fees2012-12-31$4,953
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31SCHULTE & UHRIG CERTIFIED PUBLIC A
Accountancy firm EIN2012-12-31311138983
2011 : THE WADDINGTON GROUP 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$26,931
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$27,770
Total income from all sources (including contributions)2011-12-31$1,983,574
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$1,651,871
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,637,233
Expenses. Certain deemed distributions of participant loans2011-12-31$0
Value of total corrective distributions2011-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,811,716
Value of total assets at end of year2011-12-31$21,277,110
Value of total assets at beginning of year2011-12-31$20,946,246
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$14,638
Total interest from all sources2011-12-31$288,834
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$0
Administrative expenses professional fees incurred2011-12-31$0
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$2,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,273,304
Participant contributions at end of year2011-12-31$0
Participant contributions at beginning of year2011-12-31$0
Participant contributions at end of year2011-12-31$52,019
Participant contributions at beginning of year2011-12-31$44,228
Assets. Other investments not covered elsewhere at end of year2011-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2011-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$26,931
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$27,770
Other income not declared elsewhere2011-12-31$0
Administrative expenses (other) incurred2011-12-31$9,838
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$331,703
Value of net assets at end of year (total assets less liabilities)2011-12-31$21,250,179
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$20,918,476
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$0
Value of interest in pooled separate accounts at end of year2011-12-31$11,261,509
Value of interest in pooled separate accounts at beginning of year2011-12-31$11,385,606
Interest on participant loans2011-12-31$0
Interest earned on other investments2011-12-31$288,834
Value of interest in common/collective trusts at end of year2011-12-31$0
Value of interest in common/collective trusts at beginning of year2011-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$9,942,322
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$9,497,942
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$0
Net investment gain/loss from pooled separate accounts2011-12-31$-116,976
Net investment gain or loss from common/collective trusts2011-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Assets. Invements in employer securities at end of year2011-12-31$0
Assets. Invements in employer securities at beginning of year2011-12-31$0
Contributions received in cash from employer2011-12-31$538,412
Employer contributions (assets) at end of year2011-12-31$21,260
Employer contributions (assets) at beginning of year2011-12-31$18,470
Income. Dividends from common stock2011-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,637,233
Contract administrator fees2011-12-31$4,800
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31SCHULTE & UHRIG CERTIFIED PUBLIC AC
Accountancy firm EIN2011-12-31311138983
2010 : THE WADDINGTON GROUP 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$27,770
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$40,340
Total income from all sources (including contributions)2010-12-31$3,824,292
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$1,392,972
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,369,075
Expenses. Certain deemed distributions of participant loans2010-12-31$0
Value of total corrective distributions2010-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,934,523
Value of total assets at end of year2010-12-31$20,946,246
Value of total assets at beginning of year2010-12-31$18,527,496
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$23,897
Total interest from all sources2010-12-31$289,864
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$0
Administrative expenses professional fees incurred2010-12-31$0
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$2,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,284,306
Participant contributions at end of year2010-12-31$0
Participant contributions at beginning of year2010-12-31$0
Participant contributions at end of year2010-12-31$44,228
Participant contributions at beginning of year2010-12-31$47,170
Assets. Other investments not covered elsewhere at end of year2010-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$120,706
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2010-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$27,770
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$40,340
Other income not declared elsewhere2010-12-31$0
Administrative expenses (other) incurred2010-12-31$18,168
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$2,431,320
Value of net assets at end of year (total assets less liabilities)2010-12-31$20,918,476
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$18,487,156
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$0
Value of interest in pooled separate accounts at end of year2010-12-31$11,385,606
Value of interest in pooled separate accounts at beginning of year2010-12-31$9,202,163
Interest on participant loans2010-12-31$0
Interest earned on other investments2010-12-31$289,864
Value of interest in common/collective trusts at end of year2010-12-31$0
Value of interest in common/collective trusts at beginning of year2010-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$9,497,942
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$9,259,242
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$0
Net investment gain/loss from pooled separate accounts2010-12-31$1,599,905
Net investment gain or loss from common/collective trusts2010-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at end of year2010-12-31$0
Assets. Invements in employer securities at beginning of year2010-12-31$0
Contributions received in cash from employer2010-12-31$529,511
Employer contributions (assets) at end of year2010-12-31$18,470
Employer contributions (assets) at beginning of year2010-12-31$18,921
Income. Dividends from common stock2010-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,369,075
Contract administrator fees2010-12-31$5,729
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31SCHULTE & UHRIG CERTIFIED PUBLIC AC
Accountancy firm EIN2010-12-31311138983
2009 : THE WADDINGTON GROUP 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for THE WADDINGTON GROUP 401(K) PLAN

2017: THE WADDINGTON GROUP 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingYes
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: THE WADDINGTON GROUP 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: THE WADDINGTON GROUP 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: THE WADDINGTON GROUP 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: THE WADDINGTON GROUP 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: THE WADDINGTON GROUP 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: THE WADDINGTON GROUP 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: THE WADDINGTON GROUP 401(K) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: THE WADDINGTON GROUP 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberSF 7130
Policy instance 1
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberSF 7130
Policy instance 1
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberSF 7130
Policy instance 1
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberSF 7130
Policy instance 1
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberSF 7130
Policy instance 1
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberSF 7130
Policy instance 1
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberSF 7130
Policy instance 1

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