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SGL GE CARBON LLC PENSION PLAN 401k Plan overview

Plan NameSGL GE CARBON LLC PENSION PLAN
Plan identification number 001

SGL GE CARBON LLC PENSION PLAN Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily pay related
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

TOKAI CARBON GE LLC has sponsored the creation of one or more 401k plans.

Company Name:TOKAI CARBON GE LLC
Employer identification number (EIN):810785534
NAIC Classification:333900

Additional information about TOKAI CARBON GE LLC

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 5897631

More information about TOKAI CARBON GE LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SGL GE CARBON LLC PENSION PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012020-01-01
0012019-01-01
0012019-01-01
0012018-01-01
0012018-01-01
0012017-05-15SCOTT CARLTON SCOTT CARLTON2018-10-15
0012017-01-01SCOTT CARLTON
0012016-06-02SHERRY PETERSON

Plan Statistics for SGL GE CARBON LLC PENSION PLAN

401k plan membership statisitcs for SGL GE CARBON LLC PENSION PLAN

Measure Date Value
2020: SGL GE CARBON LLC PENSION PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01200
Total number of active participants reported on line 7a of the Form 55002020-01-01162
Number of retired or separated participants receiving benefits2020-01-013
Number of other retired or separated participants entitled to future benefits2020-01-0126
Total of all active and inactive participants2020-01-01191
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01191
Number of participants with account balances2020-01-01191
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: SGL GE CARBON LLC PENSION PLAN 2019 401k membership
Market value of plan assets2019-12-3159,699,991
Acturial value of plan assets2019-12-3161,320,129
Funding target for retired participants and beneficiaries receiving payment2019-12-3136,777,467
Number of terminated vested participants2019-12-31258
Fundng target for terminated vested participants2019-12-317,468,555
Active participant vested funding target2019-12-319,655,927
Number of active participants2019-12-31111
Total funding liabilities for active participants2019-12-3110,323,252
Total participant count2019-12-311,017
Total funding target for all participants2019-12-3154,569,274
Balance at beginning of prior year after applicable adjustments2019-12-310
Prefunding balance at beginning of prior year after applicable adjustments2019-12-31355,354
Carryover balanced portion elected for use to offset prior years funding requirement2019-12-310
Prefunding balanced used to offset prior years funding requirement2019-12-310
Amount remaining of carryover balance2019-12-310
Amount remaining of prefunding balance2019-12-31355,354
Present value of excess contributions2019-12-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2019-12-310
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2019-12-310
Reductions in caryover balances due to elections or deemed elections2019-12-310
Reductions in prefunding balances due to elections or deemed elections2019-12-310
Balance of carryovers at beginning of current year2019-12-310
Balance of prefunding at beginning of current year2019-12-31347,643
Total employer contributions2019-12-310
Total employee contributions2019-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2019-12-310
Contributions made to avoid restrictions adjusted to valuation date2019-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2019-12-310
Unpaid minimum required contributions for all prior years2019-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2019-12-310
Remaining amount of unpaid minimum required contributions2019-12-310
Minimum required contributions for current year target normal cost2019-12-31551,991
Net shortfall amortization installment of oustanding balance2019-12-310
Waiver amortization installment2019-12-310
Total funding amount beforereflecting carryover/prefunding balances2019-12-310
Carryover balance elected to use to offset funding requirement2019-12-310
Prefunding balance elected to use to offset funding requirement2019-12-310
Additional cash requirement2019-12-310
Contributions allocatedtoward minimum required contributions for current year2019-12-310
Unpaid minimum required contributions for current year2019-12-310
Unpaid minimum required contributions for all years2019-12-310
Total participants, beginning-of-year2019-01-01203
Total number of active participants reported on line 7a of the Form 55002019-01-01174
Number of retired or separated participants receiving benefits2019-01-013
Number of other retired or separated participants entitled to future benefits2019-01-0123
Total of all active and inactive participants2019-01-01200
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01200
Number of participants with account balances2019-01-01197
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: SGL GE CARBON LLC PENSION PLAN 2018 401k membership
Market value of plan assets2018-12-3164,327,825
Acturial value of plan assets2018-12-3162,041,613
Funding target for retired participants and beneficiaries receiving payment2018-12-3136,266,156
Number of terminated vested participants2018-12-31261
Fundng target for terminated vested participants2018-12-316,742,043
Active participant vested funding target2018-12-319,123,001
Number of active participants2018-12-31122
Total funding liabilities for active participants2018-12-319,813,226
Total participant count2018-12-311,049
Total funding target for all participants2018-12-3152,821,425
Balance at beginning of prior year after applicable adjustments2018-12-310
Prefunding balance at beginning of prior year after applicable adjustments2018-12-31309,380
Carryover balanced portion elected for use to offset prior years funding requirement2018-12-310
Prefunding balanced used to offset prior years funding requirement2018-12-310
Amount remaining of carryover balance2018-12-310
Amount remaining of prefunding balance2018-12-31309,380
Present value of excess contributions2018-12-316,718,760
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2018-12-317,112,479
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2018-12-310
Reductions in caryover balances due to elections or deemed elections2018-12-310
Reductions in prefunding balances due to elections or deemed elections2018-12-310
Balance of carryovers at beginning of current year2018-12-310
Balance of prefunding at beginning of current year2018-12-31355,354
Total employer contributions2018-12-310
Total employee contributions2018-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2018-12-310
Contributions made to avoid restrictions adjusted to valuation date2018-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2018-12-310
Unpaid minimum required contributions for all prior years2018-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2018-12-310
Remaining amount of unpaid minimum required contributions2018-12-310
Minimum required contributions for current year target normal cost2018-12-31540,821
Net shortfall amortization installment of oustanding balance2018-12-310
Waiver amortization installment2018-12-310
Total funding amount beforereflecting carryover/prefunding balances2018-12-310
Carryover balance elected to use to offset funding requirement2018-12-310
Prefunding balance elected to use to offset funding requirement2018-12-310
Additional cash requirement2018-12-310
Contributions allocatedtoward minimum required contributions for current year2018-12-310
Unpaid minimum required contributions for current year2018-12-310
Unpaid minimum required contributions for all years2018-12-310
Total participants, beginning-of-year2018-01-011,049
Total number of active participants reported on line 7a of the Form 55002018-01-01111
Number of retired or separated participants receiving benefits2018-01-01477
Number of other retired or separated participants entitled to future benefits2018-01-01253
Total of all active and inactive participants2018-01-01841
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-01176
Total participants2018-01-011,017
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
Number of participants with account balances2018-01-01202
2017: SGL GE CARBON LLC PENSION PLAN 2017 401k membership
Market value of plan assets2017-12-3153,485,031
Acturial value of plan assets2017-12-3153,485,031
Funding target for retired participants and beneficiaries receiving payment2017-12-3135,668,648
Number of terminated vested participants2017-12-31264
Fundng target for terminated vested participants2017-12-316,547,378
Active participant vested funding target2017-12-318,559,803
Number of active participants2017-12-31135
Total funding liabilities for active participants2017-12-319,222,293
Total participant count2017-12-311,055
Total funding target for all participants2017-12-3151,438,319
Balance at beginning of prior year after applicable adjustments2017-12-310
Prefunding balance at beginning of prior year after applicable adjustments2017-12-31294,451
Carryover balanced portion elected for use to offset prior years funding requirement2017-12-310
Prefunding balanced used to offset prior years funding requirement2017-12-310
Amount remaining of carryover balance2017-12-310
Amount remaining of prefunding balance2017-12-31294,451
Present value of excess contributions2017-12-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2017-12-310
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2017-12-310
Reductions in caryover balances due to elections or deemed elections2017-12-310
Reductions in prefunding balances due to elections or deemed elections2017-12-310
Balance of carryovers at beginning of current year2017-12-310
Balance of prefunding at beginning of current year2017-12-31309,380
Total employer contributions2017-12-317,400,000
Total employee contributions2017-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2017-12-310
Contributions made to avoid restrictions adjusted to valuation date2017-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2017-12-316,718,760
Unpaid minimum required contributions for all prior years2017-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2017-12-310
Remaining amount of unpaid minimum required contributions2017-12-310
Minimum required contributions for current year target normal cost2017-12-31538,848
Net shortfall amortization installment of oustanding balance2017-12-310
Waiver amortization installment2017-12-310
Total funding amount beforereflecting carryover/prefunding balances2017-12-310
Carryover balance elected to use to offset funding requirement2017-12-310
Prefunding balance elected to use to offset funding requirement2017-12-310
Additional cash requirement2017-12-310
Contributions allocatedtoward minimum required contributions for current year2017-12-316,718,760
Unpaid minimum required contributions for current year2017-12-310
Unpaid minimum required contributions for all years2017-12-310
Total participants, beginning-of-year2017-05-15211
Total number of active participants reported on line 7a of the Form 55002017-05-15136
Number of retired or separated participants receiving benefits2017-05-153
Number of other retired or separated participants entitled to future benefits2017-05-1533
Total of all active and inactive participants2017-05-15172
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-05-150
Total participants2017-05-15172
Number of participants with account balances2017-05-15172
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-05-150
Total participants, beginning-of-year2017-01-011,055
Total number of active participants reported on line 7a of the Form 55002017-01-01122
Number of retired or separated participants receiving benefits2017-01-01496
Number of other retired or separated participants entitled to future benefits2017-01-01255
Total of all active and inactive participants2017-01-01873
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-01176
Total participants2017-01-011,049
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-013
2016: SGL GE CARBON LLC PENSION PLAN 2016 401k membership
Market value of plan assets2016-12-3152,717,298
Acturial value of plan assets2016-12-3152,717,298
Funding target for retired participants and beneficiaries receiving payment2016-12-3136,759,181
Number of terminated vested participants2016-12-31278
Fundng target for terminated vested participants2016-12-316,198,035
Active participant vested funding target2016-12-318,552,320
Number of active participants2016-12-31143
Total funding liabilities for active participants2016-12-319,256,882
Total participant count2016-12-311,057
Total funding target for all participants2016-12-3152,214,098
Balance at beginning of prior year after applicable adjustments2016-12-310
Prefunding balance at beginning of prior year after applicable adjustments2016-12-310
Carryover balanced portion elected for use to offset prior years funding requirement2016-12-310
Prefunding balanced used to offset prior years funding requirement2016-12-310
Amount remaining of carryover balance2016-12-310
Amount remaining of prefunding balance2016-12-310
Present value of excess contributions2016-12-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2016-12-310
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2016-12-310
Reductions in caryover balances due to elections or deemed elections2016-12-310
Reductions in prefunding balances due to elections or deemed elections2016-12-310
Balance of carryovers at beginning of current year2016-12-310
Balance of prefunding at beginning of current year2016-12-310
Total employer contributions2016-12-310
Total employee contributions2016-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2016-12-310
Contributions made to avoid restrictions adjusted to valuation date2016-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2016-12-310
Unpaid minimum required contributions for all prior years2016-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2016-12-310
Remaining amount of unpaid minimum required contributions2016-12-310
Minimum required contributions for current year target normal cost2016-12-310
Net shortfall amortization installment of oustanding balance2016-12-310
Waiver amortization installment2016-12-310
Total funding amount beforereflecting carryover/prefunding balances2016-12-310
Carryover balance elected to use to offset funding requirement2016-12-310
Prefunding balance elected to use to offset funding requirement2016-12-310
Additional cash requirement2016-12-310
Contributions allocatedtoward minimum required contributions for current year2016-12-310
Unpaid minimum required contributions for current year2016-12-310
Unpaid minimum required contributions for all years2016-12-310
Total participants, beginning-of-year2016-06-021,057
Total number of active participants reported on line 7a of the Form 55002016-06-02135
Number of retired or separated participants receiving benefits2016-06-02494
Number of other retired or separated participants entitled to future benefits2016-06-02256
Total of all active and inactive participants2016-06-02885
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-06-02170
Total participants2016-06-021,055
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-06-024

Financial Data on SGL GE CARBON LLC PENSION PLAN

Measure Date Value
2020 : SGL GE CARBON LLC PENSION PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$5,767,123
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$1,071,133
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$1,054,719
Expenses. Certain deemed distributions of participant loans2020-12-31$11,419
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,881,110
Value of total assets at end of year2020-12-31$23,484,543
Value of total assets at beginning of year2020-12-31$18,788,553
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$4,995
Total interest from all sources2020-12-31$86,348
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$56,771
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$56,771
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$10,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$753,483
Participant contributions at end of year2020-12-31$692,835
Participant contributions at beginning of year2020-12-31$555,346
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$732,371
Other income not declared elsewhere2020-12-31$7,581
Administrative expenses (other) incurred2020-12-31$4,995
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$4,695,990
Value of net assets at end of year (total assets less liabilities)2020-12-31$23,484,543
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$18,788,553
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$9,458,485
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$10,960,397
Value of interest in pooled separate accounts at end of year2020-12-31$5,582,269
Value of interest in pooled separate accounts at beginning of year2020-12-31$4,388,376
Interest on participant loans2020-12-31$30,588
Interest earned on other investments2020-12-31$55,760
Value of interest in common/collective trusts at end of year2020-12-31$4,105,825
Value of interest in common/collective trusts at beginning of year2020-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$3,645,129
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$2,884,434
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$1,614,421
Net investment gain/loss from pooled separate accounts2020-12-31$1,614,172
Net investment gain or loss from common/collective trusts2020-12-31$506,720
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$395,256
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$1,054,719
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31CHERRY BEKAERT LLP
Accountancy firm EIN2020-12-31560574444
2019 : SGL GE CARBON LLC PENSION PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$4,736,723
Total income from all sources (including contributions)2019-12-31$4,736,723
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$2,563,758
Total of all expenses incurred2019-12-31$2,563,758
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$2,557,001
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$2,557,001
Expenses. Certain deemed distributions of participant loans2019-12-31$786
Expenses. Certain deemed distributions of participant loans2019-12-31$786
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,295,781
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,295,781
Value of total assets at end of year2019-12-31$18,788,553
Value of total assets at end of year2019-12-31$18,788,553
Value of total assets at beginning of year2019-12-31$16,615,588
Value of total assets at beginning of year2019-12-31$16,615,588
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$5,971
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$5,971
Total interest from all sources2019-12-31$94,203
Total interest from all sources2019-12-31$94,203
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$95,260
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$95,260
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$95,260
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$95,260
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$10,000,000
Value of fidelity bond cover2019-12-31$10,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$749,723
Contributions received from participants2019-12-31$749,723
Participant contributions at end of year2019-12-31$555,346
Participant contributions at end of year2019-12-31$555,346
Participant contributions at beginning of year2019-12-31$634,781
Participant contributions at beginning of year2019-12-31$634,781
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$123,370
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$123,370
Other income not declared elsewhere2019-12-31$6,870
Other income not declared elsewhere2019-12-31$6,870
Administrative expenses (other) incurred2019-12-31$5,971
Administrative expenses (other) incurred2019-12-31$5,971
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$2,172,965
Value of net income/loss2019-12-31$2,172,965
Value of net assets at end of year (total assets less liabilities)2019-12-31$18,788,553
Value of net assets at end of year (total assets less liabilities)2019-12-31$18,788,553
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$16,615,588
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$16,615,588
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$10,960,397
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$10,960,397
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$8,532,119
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$8,532,119
Value of interest in pooled separate accounts at end of year2019-12-31$4,388,376
Value of interest in pooled separate accounts at end of year2019-12-31$4,388,376
Value of interest in pooled separate accounts at beginning of year2019-12-31$3,889,625
Value of interest in pooled separate accounts at beginning of year2019-12-31$3,889,625
Interest on participant loans2019-12-31$31,729
Interest on participant loans2019-12-31$31,729
Interest earned on other investments2019-12-31$62,474
Interest earned on other investments2019-12-31$62,474
Value of interest in common/collective trusts at end of year2019-12-31$6,479,304
Value of interest in common/collective trusts at beginning of year2019-12-31$5,883,636
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$-9
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$2,884,434
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$2,884,434
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$3,559,063
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$3,559,063
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$48,432,408
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$2,140,242
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$2,140,242
Net investment gain/loss from pooled separate accounts2019-12-31$1,104,367
Net investment gain/loss from pooled separate accounts2019-12-31$1,104,367
Net investment gain or loss from common/collective trusts2019-12-31$1,033,950
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$422,688
Contributions received in cash from employer2019-12-31$422,688
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$2,557,001
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$2,557,001
Contract administrator fees2019-12-31$1,219
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31CHERRY BEKAERT LLP
Accountancy firm name2019-12-31CHERRY BEKAERT LLP
Accountancy firm EIN2019-12-31560574444
Accountancy firm EIN2019-12-31560574444
2018 : SGL GE CARBON LLC PENSION PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$-1,160,690
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$3,665,583
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$3,662,802
Expenses. Certain deemed distributions of participant loans2018-12-31$11
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$0
Value of total assets at end of year2018-12-31$59,790,068
Value of total assets at beginning of year2018-12-31$64,616,341
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$2,781
Total interest from all sources2018-12-31$-3,532
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$520,986
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$520,986
Assets. Real estate other than employer real property at end of year2018-12-31$0
Assets. Real estate other than employer real property at beginning of year2018-12-31$3,081,152
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$5,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$664,480
Participant contributions at end of year2018-12-31$634,781
Participant contributions at beginning of year2018-12-31$576,436
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$12,443
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$2,275,534
Other income not declared elsewhere2018-12-31$10,183
Administrative expenses (other) incurred2018-12-31$1,872
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-4,826,273
Value of net assets at end of year (total assets less liabilities)2018-12-31$59,790,068
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$64,616,341
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$53,906,432
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$0
Value of interest in pooled separate accounts at end of year2018-12-31$3,889,625
Value of interest in pooled separate accounts at beginning of year2018-12-31$1,162,752
Interest on participant loans2018-12-31$28,511
Interest earned on other investments2018-12-31$58,241
Value of interest in common/collective trusts at end of year2018-12-31$5,883,636
Value of interest in common/collective trusts at beginning of year2018-12-31$54,135,189
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$-3,532
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$3,559,063
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$2,790,131
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-1,331,748
Net investment gain/loss from pooled separate accounts2018-12-31$-323,934
Net investment gain or loss from common/collective trusts2018-12-31$-346,396
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31Yes
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$378,925
Employer contributions (assets) at end of year2018-12-31$0
Employer contributions (assets) at beginning of year2018-12-31$7,400,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$3,662,802
Contract administrator fees2018-12-31$2,781
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31CHERRY BEKAERT LLP
Accountancy firm EIN2018-12-31560574444
2017 : SGL GE CARBON LLC PENSION PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets to this plan2017-12-31$634,389
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$15,068,297
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$3,936,987
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$3,935,731
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$7,400,000
Value of total assets at end of year2017-12-31$64,616,341
Value of total assets at beginning of year2017-12-31$52,850,642
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$1,256
Total interest from all sources2017-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$112,428
Assets. Real estate other than employer real property at end of year2017-12-31$3,081,152
Assets. Real estate other than employer real property at beginning of year2017-12-31$2,857,451
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$5,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$343,087
Participant contributions at end of year2017-12-31$576,436
Participant contributions at beginning of year2017-12-31$0
Participant contributions at end of year2017-12-31$12,443
Other income not declared elsewhere2017-12-31$223,701
Administrative expenses (other) incurred2017-12-31$2,160
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$11,131,310
Value of net assets at end of year (total assets less liabilities)2017-12-31$64,616,341
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$52,850,642
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$1,256
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$11,148,589
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$0
Value of interest in pooled separate accounts at end of year2017-12-31$1,162,752
Value of interest in pooled separate accounts at beginning of year2017-12-31$0
Interest on participant loans2017-12-31$16,532
Interest earned on other investments2017-12-31$30,333
Value of interest in common/collective trusts at end of year2017-12-31$54,135,189
Value of interest in common/collective trusts at beginning of year2017-12-31$49,993,191
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$2,790,131
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$856,989
Net investment gain/loss from pooled separate accounts2017-12-31$122,819
Net investment gain or loss from common/collective trusts2017-12-31$7,444,596
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31Yes
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$7,400,000
Employer contributions (assets) at end of year2017-12-31$7,400,000
Employer contributions (assets) at beginning of year2017-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$3,935,731
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31Yes
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31CHERRY BEKAERT LLP
Accountancy firm EIN2017-12-31560574444
2016 : SGL GE CARBON LLC PENSION PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets to this plan2016-12-31$54,382,880
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$946,776
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$2,479,014
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$2,478,494
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$0
Value of total assets at end of year2016-12-31$52,850,642
Value of total assets at beginning of year2016-12-31$0
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$520
Total interest from all sources2016-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Assets. Real estate other than employer real property at end of year2016-12-31$2,857,451
Assets. Real estate other than employer real property at beginning of year2016-12-31$0
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$5,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Other income not declared elsewhere2016-12-31$57,451
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-1,532,238
Value of net assets at end of year (total assets less liabilities)2016-12-31$52,850,642
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$0
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$520
Value of interest in common/collective trusts at end of year2016-12-31$49,993,191
Value of interest in common/collective trusts at beginning of year2016-12-31$0
Net investment gain or loss from common/collective trusts2016-12-31$889,325
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31Yes
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$2,478,494
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31CHERRY BEKAERT LLP
Accountancy firm EIN2016-12-31560574444

Form 5500 Responses for SGL GE CARBON LLC PENSION PLAN

2020: SGL GE CARBON LLC PENSION PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: SGL GE CARBON LLC PENSION PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: SGL GE CARBON LLC PENSION PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: SGL GE CARBON LLC PENSION PLAN 2017 form 5500 responses
2017-05-15Type of plan entitySingle employer plan
2017-05-15First time form 5500 has been submittedYes
2017-05-15Submission has been amendedNo
2017-05-15This submission is the final filingNo
2017-05-15This return/report is a short plan year return/report (less than 12 months)Yes
2017-05-15Plan is a collectively bargained planNo
2017-05-15Plan funding arrangement – InsuranceYes
2017-05-15Plan funding arrangement – TrustYes
2017-05-15Plan benefit arrangement – InsuranceYes
2017-05-15Plan benefit arrangement - TrustYes
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: SGL GE CARBON LLC PENSION PLAN 2016 form 5500 responses
2016-06-02Type of plan entitySingle employer plan
2016-06-02First time form 5500 has been submittedYes
2016-06-02Submission has been amendedNo
2016-06-02This submission is the final filingNo
2016-06-02This return/report is a short plan year return/report (less than 12 months)Yes
2016-06-02Plan is a collectively bargained planNo
2016-06-02Plan funding arrangement – TrustYes
2016-06-02Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number075057
Policy instance 1
Insurance contract or identification number075057
Number of Individuals Covered327
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number075057
Policy instance 1
Insurance contract or identification number075057
Number of Individuals Covered191
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number075057
Policy instance 1
Insurance contract or identification number075057
Number of Individuals Covered200
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number075057
Policy instance 1
Insurance contract or identification number075057
Number of Individuals Covered202
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number075057
Policy instance 1
Insurance contract or identification number075057
Number of Individuals Covered172
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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