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ANIMAL DERMATOLOGY 401(K) PLAN 401k Plan overview

Plan NameANIMAL DERMATOLOGY 401(K) PLAN
Plan identification number 001

ANIMAL DERMATOLOGY 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ANIMAL DERMATOLOGY GROUP, INC. has sponsored the creation of one or more 401k plans.

Company Name:ANIMAL DERMATOLOGY GROUP, INC.
Employer identification number (EIN):810798505
NAIC Classification:541940
NAIC Description:Veterinary Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ANIMAL DERMATOLOGY 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01JULIA MOON2023-10-10
0012021-01-01JULIA MOON2022-10-05
0012020-01-01JULIA MOON2021-10-14 JULIA MOON2021-10-14
0012019-01-01JULIA MOON2020-09-24 JULIA MOON2020-09-24
0012018-01-01WAYNE ROSENKRANTZ2019-10-08
0012017-01-01
0012016-01-01
0012015-01-01WAYNE ROSENKRANTZ

Plan Statistics for ANIMAL DERMATOLOGY 401(K) PLAN

401k plan membership statisitcs for ANIMAL DERMATOLOGY 401(K) PLAN

Measure Date Value
2022: ANIMAL DERMATOLOGY 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01187
Total number of active participants reported on line 7a of the Form 55002022-01-01225
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0150
Total of all active and inactive participants2022-01-01275
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01275
Number of participants with account balances2022-01-01209
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: ANIMAL DERMATOLOGY 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01181
Total number of active participants reported on line 7a of the Form 55002021-01-01130
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0157
Total of all active and inactive participants2021-01-01187
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01187
Number of participants with account balances2021-01-01148
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: ANIMAL DERMATOLOGY 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01169
Total number of active participants reported on line 7a of the Form 55002020-01-01130
Number of retired or separated participants receiving benefits2020-01-012
Number of other retired or separated participants entitled to future benefits2020-01-0136
Total of all active and inactive participants2020-01-01168
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01168
Number of participants with account balances2020-01-01133
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: ANIMAL DERMATOLOGY 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01195
Total number of active participants reported on line 7a of the Form 55002019-01-01118
Number of retired or separated participants receiving benefits2019-01-017
Number of other retired or separated participants entitled to future benefits2019-01-0133
Total of all active and inactive participants2019-01-01158
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01158
Number of participants with account balances2019-01-01132
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: ANIMAL DERMATOLOGY 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01170
Total number of active participants reported on line 7a of the Form 55002018-01-01103
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0178
Total of all active and inactive participants2018-01-01181
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01181
Number of participants with account balances2018-01-01150
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: ANIMAL DERMATOLOGY 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01163
Total number of active participants reported on line 7a of the Form 55002017-01-01112
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0145
Total of all active and inactive participants2017-01-01157
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01157
Number of participants with account balances2017-01-01126
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: ANIMAL DERMATOLOGY 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01148
Total number of active participants reported on line 7a of the Form 55002016-01-01113
Number of other retired or separated participants entitled to future benefits2016-01-0134
Total of all active and inactive participants2016-01-01147
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01147
Number of participants with account balances2016-01-01112
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: ANIMAL DERMATOLOGY 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01144
Total number of active participants reported on line 7a of the Form 55002015-01-01110
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0132
Total of all active and inactive participants2015-01-01142
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01142
Number of participants with account balances2015-01-01113
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010

Financial Data on ANIMAL DERMATOLOGY 401(K) PLAN

Measure Date Value
2022 : ANIMAL DERMATOLOGY 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$209,773
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$319,883
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$277,072
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,821,983
Value of total assets at end of year2022-12-31$9,763,802
Value of total assets at beginning of year2022-12-31$9,873,912
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$42,811
Total interest from all sources2022-12-31$910
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$853,506
Participant contributions at end of year2022-12-31$32,695
Participant contributions at beginning of year2022-12-31$17,148
Participant contributions at end of year2022-12-31$6,673
Participant contributions at beginning of year2022-12-31$22,884
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$547,070
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$0
Total non interest bearing cash at end of year2022-12-31$0
Total non interest bearing cash at beginning of year2022-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-110,110
Value of net assets at end of year (total assets less liabilities)2022-12-31$9,763,802
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$9,873,912
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$9,722,495
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$9,822,701
Interest on participant loans2022-12-31$910
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$4
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$4
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-1,613,120
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$421,407
Employer contributions (assets) at end of year2022-12-31$1,935
Employer contributions (assets) at beginning of year2022-12-31$11,175
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$277,072
Contract administrator fees2022-12-31$42,811
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31NOVOGRADAC & COMPANY, LLP
Accountancy firm EIN2022-12-31943108253
2021 : ANIMAL DERMATOLOGY 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$2,096,724
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$239,286
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$198,316
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$785,617
Value of total assets at end of year2021-12-31$9,873,912
Value of total assets at beginning of year2021-12-31$8,016,474
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$40,970
Total interest from all sources2021-12-31$1,605
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$518,271
Participant contributions at end of year2021-12-31$17,148
Participant contributions at beginning of year2021-12-31$50,647
Participant contributions at end of year2021-12-31$22,884
Participant contributions at beginning of year2021-12-31$16,088
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$0
Total non interest bearing cash at end of year2021-12-31$0
Total non interest bearing cash at beginning of year2021-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$1,857,438
Value of net assets at end of year (total assets less liabilities)2021-12-31$9,873,912
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$8,016,474
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$9,822,705
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$7,940,924
Interest on participant loans2021-12-31$1,605
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$1,309,502
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$267,346
Employer contributions (assets) at end of year2021-12-31$11,175
Employer contributions (assets) at beginning of year2021-12-31$8,815
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$198,316
Contract administrator fees2021-12-31$40,970
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31Yes
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31NOVOGRADAC & COMPANY, LLP
Accountancy firm EIN2021-12-31943108253
2020 : ANIMAL DERMATOLOGY 401(K) PLAN 2020 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$1,751,721
Total of all expenses incurred2020-12-31$549,305
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$515,782
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$677,527
Value of total assets at end of year2020-12-31$8,016,474
Value of total assets at beginning of year2020-12-31$6,814,058
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$33,523
Total interest from all sources2020-12-31$2,741
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$448,800
Participant contributions at end of year2020-12-31$50,647
Participant contributions at beginning of year2020-12-31$57,245
Participant contributions at end of year2020-12-31$16,088
Participant contributions at beginning of year2020-12-31$20,688
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$0
Total non interest bearing cash at beginning of year2020-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$1,202,416
Value of net assets at end of year (total assets less liabilities)2020-12-31$8,016,474
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$6,814,058
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$7,940,924
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$6,497,542
Interest on participant loans2020-12-31$2,741
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$1,071,453
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$228,727
Employer contributions (assets) at end of year2020-12-31$8,815
Employer contributions (assets) at beginning of year2020-12-31$238,583
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$515,782
Contract administrator fees2020-12-31$33,523
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31Yes
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31NOVOGRADAC & COMPANY, LLP
Accountancy firm EIN2020-12-31943108253
2019 : ANIMAL DERMATOLOGY 401(K) PLAN 2019 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$875
Total income from all sources (including contributions)2019-12-31$1,889,822
Total of all expenses incurred2019-12-31$428,354
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$391,577
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$695,372
Value of total assets at end of year2019-12-31$6,814,058
Value of total assets at beginning of year2019-12-31$5,353,465
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$36,777
Total interest from all sources2019-12-31$3,484
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$438,446
Participant contributions at end of year2019-12-31$57,245
Participant contributions at beginning of year2019-12-31$75,915
Participant contributions at end of year2019-12-31$20,688
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$18,343
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$875
Total non interest bearing cash at end of year2019-12-31$0
Total non interest bearing cash at beginning of year2019-12-31$2
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$1,461,468
Value of net assets at end of year (total assets less liabilities)2019-12-31$6,814,058
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$5,352,590
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$6,497,542
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$5,074,372
Interest on participant loans2019-12-31$3,484
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,190,966
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$238,583
Employer contributions (assets) at end of year2019-12-31$238,583
Employer contributions (assets) at beginning of year2019-12-31$203,176
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$391,577
Contract administrator fees2019-12-31$36,777
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31NOVOGRADAC & COMPANY, LLP
Accountancy firm EIN2019-12-31943108253
2018 : ANIMAL DERMATOLOGY 401(K) PLAN 2018 401k financial data
Total transfer of assets from this plan2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$875
Total income from all sources (including contributions)2018-12-31$232,185
Total of all expenses incurred2018-12-31$360,148
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$359,208
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$592,206
Value of total assets at end of year2018-12-31$5,353,465
Value of total assets at beginning of year2018-12-31$5,480,553
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$940
Total interest from all sources2018-12-31$3,809
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$381,480
Participant contributions at end of year2018-12-31$75,915
Participant contributions at beginning of year2018-12-31$46,701
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$7,654
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$875
Total non interest bearing cash at end of year2018-12-31$2
Total non interest bearing cash at beginning of year2018-12-31$106
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-127,963
Value of net assets at end of year (total assets less liabilities)2018-12-31$5,352,590
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$5,480,553
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$5,074,372
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$5,216,830
Interest on participant loans2018-12-31$3,809
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-363,830
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$203,072
Employer contributions (assets) at end of year2018-12-31$203,176
Employer contributions (assets) at beginning of year2018-12-31$216,916
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$359,208
Contract administrator fees2018-12-31$940
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31NOVOGRADAC & COMPANY, LLP
Accountancy firm EIN2018-12-31943108253
2017 : ANIMAL DERMATOLOGY 401(K) PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$1,350,861
Total of all expenses incurred2017-12-31$336,776
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$335,622
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$623,633
Value of total assets at end of year2017-12-31$5,480,551
Value of total assets at beginning of year2017-12-31$4,466,466
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$1,154
Total interest from all sources2017-12-31$2,744
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$401,081
Participant contributions at end of year2017-12-31$46,701
Participant contributions at beginning of year2017-12-31$68,809
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$5,636
Total non interest bearing cash at end of year2017-12-31$104
Total non interest bearing cash at beginning of year2017-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,014,085
Value of net assets at end of year (total assets less liabilities)2017-12-31$5,480,551
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$4,466,466
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$5,216,830
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$4,186,326
Interest on participant loans2017-12-31$2,744
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$724,484
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$216,916
Employer contributions (assets) at end of year2017-12-31$216,916
Employer contributions (assets) at beginning of year2017-12-31$211,331
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$335,622
Contract administrator fees2017-12-31$1,154
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31KSJG
Accountancy firm EIN2017-12-31953322166
2016 : ANIMAL DERMATOLOGY 401(K) PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$1,049,546
Total of all expenses incurred2016-12-31$588,931
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$587,853
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$769,402
Value of total assets at end of year2016-12-31$4,466,466
Value of total assets at beginning of year2016-12-31$4,005,851
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$1,078
Total interest from all sources2016-12-31$3,121
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$402,589
Participant contributions at end of year2016-12-31$68,809
Participant contributions at beginning of year2016-12-31$71,680
Participant contributions at beginning of year2016-12-31$17,237
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$155,482
Assets. Loans (other than to participants) at end of year2016-12-31$0
Assets. Loans (other than to participants) at beginning of year2016-12-31$0
Total non interest bearing cash at end of year2016-12-31$0
Total non interest bearing cash at beginning of year2016-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$460,615
Value of net assets at end of year (total assets less liabilities)2016-12-31$4,466,466
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$4,005,851
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$4,186,326
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$3,719,934
Interest on participant loans2016-12-31$2,902
Interest earned on other investments2016-12-31$219
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$7,635
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$277,023
Net investment gain/loss from pooled separate accounts2016-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$211,331
Employer contributions (assets) at end of year2016-12-31$211,331
Employer contributions (assets) at beginning of year2016-12-31$189,365
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$587,853
Contract administrator fees2016-12-31$1,078
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31KSJG, LLP
Accountancy firm EIN2016-12-31953322166
2015 : ANIMAL DERMATOLOGY 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$535,705
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$191,550
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$190,342
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$586,912
Value of total assets at end of year2015-12-31$4,005,851
Value of total assets at beginning of year2015-12-31$3,661,696
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$1,208
Total interest from all sources2015-12-31$2,622
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$384,111
Participant contributions at end of year2015-12-31$71,680
Participant contributions at beginning of year2015-12-31$46,491
Participant contributions at end of year2015-12-31$17,237
Participant contributions at beginning of year2015-12-31$12,380
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$13,436
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$344,155
Value of net assets at end of year (total assets less liabilities)2015-12-31$4,005,851
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$3,661,696
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$3,719,934
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$3,423,677
Interest on participant loans2015-12-31$2,681
Interest earned on other investments2015-12-31$-59
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$7,635
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$5,008
Net investment gain/loss from pooled separate accounts2015-12-31$-53,829
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$189,365
Employer contributions (assets) at end of year2015-12-31$189,365
Employer contributions (assets) at beginning of year2015-12-31$174,140
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$190,342
Contract administrator fees2015-12-31$1,208
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31FETTA KIDDER & WILCOX CPA LLC
Accountancy firm EIN2015-12-31640952456

Form 5500 Responses for ANIMAL DERMATOLOGY 401(K) PLAN

2022: ANIMAL DERMATOLOGY 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: ANIMAL DERMATOLOGY 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: ANIMAL DERMATOLOGY 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: ANIMAL DERMATOLOGY 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: ANIMAL DERMATOLOGY 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: ANIMAL DERMATOLOGY 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: ANIMAL DERMATOLOGY 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: ANIMAL DERMATOLOGY 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number145870
Policy instance 1
Insurance contract or identification number145870
Number of Individuals Covered225
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $219,550
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees210080
Additional information about fees paid to insurance brokerBROKER COMMISSION
Insurance broker organization code?4
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number145870
Policy instance 1
Insurance contract or identification number145870
Number of Individuals Covered169
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $20,335
Total amount of fees paid to insurance companyUSD $29,080
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees29080
Additional information about fees paid to insurance brokerTPA FEES & COMPENSATION
Insurance broker organization code?5
Commission paid to Insurance BrokerUSD $20,335
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number
Policy instance 1
Number of Individuals Covered0
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $15,317
Total amount of fees paid to insurance companyUSD $0
Commission paid to Insurance BrokerUSD $10,851
Insurance broker organization code?4
Additional information about fees paid to insurance brokerTPA EXPENSES
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number
Policy instance 2
Number of Individuals Covered145
Insurance policy start date2020-12-30
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number
Policy instance 1
Number of Individuals Covered124
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $60,151
Total amount of fees paid to insurance companyUSD $10,734
Commission paid to Insurance BrokerUSD $56,679
Amount paid for insurance broker fees10000
Insurance broker organization code?4
Additional information about fees paid to insurance brokerTPA ADMINSTRATIVE FEES
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number
Policy instance 2
Number of Individuals Covered0
Insurance policy start date2019-01-01
Insurance policy end date2019-02-19
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $214
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees214
Additional information about fees paid to insurance brokerTPA FEES
Insurance broker organization code?5
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number47748
Policy instance 1
Insurance contract or identification number47748
Number of Individuals Covered138
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $13,370
Total amount of fees paid to insurance companyUSD $2,692
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $13,370
Insurance broker organization code?4
Amount paid for insurance broker fees2692
Additional information about fees paid to insurance brokerMARKETING ALLOWANCE, SUBSCRIPTIONS AND WEBINARS
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number47748
Policy instance 1
Insurance contract or identification number47748
Number of Individuals Covered157
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $11,607
Total amount of fees paid to insurance companyUSD $2,323
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $11,607
Amount paid for insurance broker fees0
Insurance broker organization code?4
Additional information about fees paid to insurance brokerMARKETING ALLOWANCE,SUBCRIPTIONS AND WEBINARS
Insurance broker nameQBI, LLC

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