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BREAKTHROUGH BEHAVIOR, LLC 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameBREAKTHROUGH BEHAVIOR, LLC 401(K) PROFIT SHARING PLAN
Plan identification number 001

BREAKTHROUGH BEHAVIOR, LLC 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

BREAKTHROUGH BEHAVIOR, LLC has sponsored the creation of one or more 401k plans.

Company Name:BREAKTHROUGH BEHAVIOR, LLC
Employer identification number (EIN):810899676
NAIC Classification:621340
NAIC Description:Offices of Physical, Occupational and Speech Therapists, and Audiologists

Additional information about BREAKTHROUGH BEHAVIOR, LLC

Jurisdiction of Incorporation: Florida Department of State Division of Corporations
Incorporation Date: 2015-12-16
Company Identification Number: L15000209049
Legal Registered Office Address: 1236 ILLINOIS AVENUE

WINTER PARK

32789

More information about BREAKTHROUGH BEHAVIOR, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan BREAKTHROUGH BEHAVIOR, LLC 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012021-01-01MAEGEN PIERCE2022-11-03 MAEGEN PIERCE2022-11-03
0012020-01-01
0012019-01-01

Plan Statistics for BREAKTHROUGH BEHAVIOR, LLC 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for BREAKTHROUGH BEHAVIOR, LLC 401(K) PROFIT SHARING PLAN

Measure Date Value
2021: BREAKTHROUGH BEHAVIOR, LLC 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01237
Total number of active participants reported on line 7a of the Form 55002021-01-01175
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0130
Total of all active and inactive participants2021-01-01205
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01205
Number of participants with account balances2021-01-0163
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010

Financial Data on BREAKTHROUGH BEHAVIOR, LLC 401(K) PROFIT SHARING PLAN

Measure Date Value
2021 : BREAKTHROUGH BEHAVIOR, LLC 401(K) PROFIT SHARING PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$460
Total income from all sources (including contributions)2021-12-31$621,904
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$424,429
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$409,058
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$550,821
Value of total assets at end of year2021-12-31$484,054
Value of total assets at beginning of year2021-12-31$287,039
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$15,371
Total interest from all sources2021-12-31$160
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$49,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$168,364
Participant contributions at end of year2021-12-31$6,609
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$279,925
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$460
Administrative expenses (other) incurred2021-12-31$1,200
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$197,475
Value of net assets at end of year (total assets less liabilities)2021-12-31$484,054
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$286,579
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$3,969
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$477,338
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$287,027
Interest on participant loans2021-12-31$160
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$70,923
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$102,532
Employer contributions (assets) at end of year2021-12-31$107
Employer contributions (assets) at beginning of year2021-12-31$12
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$409,058
Contract administrator fees2021-12-31$10,202
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31GRENNAN FENDER, LLP
Accountancy firm EIN2021-12-31874032754

Form 5500 Responses for BREAKTHROUGH BEHAVIOR, LLC 401(K) PROFIT SHARING PLAN

2021: BREAKTHROUGH BEHAVIOR, LLC 401(K) PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number140810
Policy instance 1
Insurance contract or identification number140810
Number of Individuals Covered97
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1,452
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Amount paid for insurance broker fees1200
Additional information about fees paid to insurance brokerTPA FEES PAID
Insurance broker organization code?5

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