401k Plan data: NOVATO RICHMOND, INC. 401(K) PLAN plan

NOVATO RICHMOND, INC. 401(K) PLAN 401k Plan overview

Plan Name	NOVATO RICHMOND, INC. 401(K) PLAN
Plan identification number	001

NOVATO RICHMOND, INC. 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

NOVATO RICHMOND, INC. has sponsored the creation of one or more 401k plans.

Company Name: NOVATO RICHMOND, INC.

Employer identification number (EIN): 811569446

NAIC Classification: 332700

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NOVATO RICHMOND, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2023-01-01
001 2023-01-01 ROB ODA
001 2022-01-01
001 2022-01-01 ROB ODA
001 2020-01-01
001 2018-01-01
001 2017-01-01 DOUGLAS RENTSCHLER DOUGLAS RENTSCHLER 2018-10-12
001 2016-02-18
001 2016-02-18 ROB ODA

Plan Statistics for NOVATO RICHMOND, INC. 401(K) PLAN

401k plan membership statisitcs for NOVATO RICHMOND, INC. 401(K) PLAN

Measure Date Value
2023: NOVATO RICHMOND, INC. 401(K) PLAN 2023 401k membership
Total participants, beginning-of-year 2023-01-01 27
Total number of active participants reported on line 7a of the Form 5500 2023-01-01 36
Number of retired or separated participants receiving benefits 2023-01-01 0
Number of other retired or separated participants entitled to future benefits 2023-01-01 0
Total of all active and inactive participants 2023-01-01 36
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2023-01-01 0
Total participants 2023-01-01 36
Number of participants with account balances 2023-01-01 5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2023-01-01 0
2022: NOVATO RICHMOND, INC. 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 19
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 27
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 0
Total of all active and inactive participants 2022-01-01 27
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 27
Number of participants with account balances 2022-01-01 5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 0
2020: NOVATO RICHMOND, INC. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 15
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 15
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 0
Total of all active and inactive participants 2020-01-01 15
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 15
Number of participants with account balances 2020-01-01 13
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0
2018: NOVATO RICHMOND, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 20
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 15
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 0
Total of all active and inactive participants 2018-01-01 15
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 15
Number of participants with account balances 2018-01-01 13
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: NOVATO RICHMOND, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 2
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 20
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 0
Total of all active and inactive participants 2017-01-01 20
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 20
Number of participants with account balances 2017-01-01 12
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: NOVATO RICHMOND, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-02-18 0
Total number of active participants reported on line 7a of the Form 5500 2016-02-18 17
Number of retired or separated participants receiving benefits 2016-02-18 0
Number of other retired or separated participants entitled to future benefits 2016-02-18 2
Total of all active and inactive participants 2016-02-18 19
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-02-18 0
Total participants 2016-02-18 19
Number of participants with account balances 2016-02-18 12
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-02-18 0

Measure	Date	Value
2023: NOVATO RICHMOND, INC. 401(K) PLAN 2023 401k membership
Total participants, beginning-of-year	2023-01-01	27
Total number of active participants reported on line 7a of the Form 5500	2023-01-01	36
Number of retired or separated participants receiving benefits	2023-01-01	0
Number of other retired or separated participants entitled to future benefits	2023-01-01	0
Total of all active and inactive participants	2023-01-01	36
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2023-01-01	0
Total participants	2023-01-01	36
Number of participants with account balances	2023-01-01	5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2023-01-01	0
2022: NOVATO RICHMOND, INC. 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	19
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	27
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	0
Total of all active and inactive participants	2022-01-01	27
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	27
Number of participants with account balances	2022-01-01	5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	0
2020: NOVATO RICHMOND, INC. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	15
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	15
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	0
Total of all active and inactive participants	2020-01-01	15
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	15
Number of participants with account balances	2020-01-01	13
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0
2018: NOVATO RICHMOND, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	20
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	15
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	0
Total of all active and inactive participants	2018-01-01	15
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	15
Number of participants with account balances	2018-01-01	13
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: NOVATO RICHMOND, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	2
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	20
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	0
Total of all active and inactive participants	2017-01-01	20
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	20
Number of participants with account balances	2017-01-01	12
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: NOVATO RICHMOND, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-02-18	0
Total number of active participants reported on line 7a of the Form 5500	2016-02-18	17
Number of retired or separated participants receiving benefits	2016-02-18	0
Number of other retired or separated participants entitled to future benefits	2016-02-18	2
Total of all active and inactive participants	2016-02-18	19
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-02-18	0
Total participants	2016-02-18	19
Number of participants with account balances	2016-02-18	12
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-02-18	0

Financial Data on NOVATO RICHMOND, INC. 401(K) PLAN

Measure	Date	Value
2023 : NOVATO RICHMOND, INC. 401(K) PLAN 2023 401k financial data
Transfers to/from the plan	2023-12-31	$0
Total plan liabilities at end of year	2023-12-31	$0
Total plan liabilities at beginning of year	2023-12-31	$0
Total income from all sources	2023-12-31	$-882,538
Expenses. Total of all expenses incurred	2023-12-31	$0
Benefits paid (including direct rollovers)	2023-12-31	$0
Total plan assets at end of year	2023-12-31	$480,674
Total plan assets at beginning of year	2023-12-31	$1,363,212
Value of fidelity bond covering the plan	2023-12-31	$340,000
Total contributions received or receivable from participants	2023-12-31	$9,465
Expenses. Other expenses not covered elsewhere	2023-12-31	$0
Contributions received from other sources (not participants or employers)	2023-12-31	$0
Other income received	2023-12-31	$-899,634
Noncash contributions received	2023-12-31	$0
Net income (gross income less expenses)	2023-12-31	$-882,538
Net plan assets at end of year (total assets less liabilities)	2023-12-31	$480,674
Net plan assets at beginning of year (total assets less liabilities)	2023-12-31	$1,363,212
Assets. Value of employer securities	2023-12-31	$463,578
Total contributions received or receivable from employer(s)	2023-12-31	$7,631
Value of certain deemed distributions of participant loans	2023-12-31	$0
Value of corrective distributions	2023-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2023-12-31	$0
2022 : NOVATO RICHMOND, INC. 401(K) PLAN 2022 401k financial data
Transfers to/from the plan	2022-12-31	$0
Total plan liabilities at end of year	2022-12-31	$0
Total plan liabilities at beginning of year	2022-12-31	$0
Total income from all sources	2022-12-31	$-367,327
Expenses. Total of all expenses incurred	2022-12-31	$0
Benefits paid (including direct rollovers)	2022-12-31	$0
Total plan assets at end of year	2022-12-31	$1,363,212
Total plan assets at beginning of year	2022-12-31	$1,730,539
Value of fidelity bond covering the plan	2022-12-31	$340,000
Total contributions received or receivable from participants	2022-12-31	$8,404
Expenses. Other expenses not covered elsewhere	2022-12-31	$0
Contributions received from other sources (not participants or employers)	2022-12-31	$0
Other income received	2022-12-31	$-382,438
Noncash contributions received	2022-12-31	$0
Net income (gross income less expenses)	2022-12-31	$-367,327
Net plan assets at end of year (total assets less liabilities)	2022-12-31	$1,363,212
Net plan assets at beginning of year (total assets less liabilities)	2022-12-31	$1,730,539
Assets. Value of employer securities	2022-12-31	$1,363,212
Total contributions received or receivable from employer(s)	2022-12-31	$6,707
Value of certain deemed distributions of participant loans	2022-12-31	$0
Value of corrective distributions	2022-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2022-12-31	$0
2020 : NOVATO RICHMOND, INC. 401(K) PLAN 2020 401k financial data
Total income from all sources	2020-12-31	$-461,649
Expenses. Total of all expenses incurred	2020-12-31	$0
Total plan assets at end of year	2020-12-31	$1,872,698
Total plan assets at beginning of year	2020-12-31	$2,334,347
Value of fidelity bond covering the plan	2020-12-31	$340,000
Total contributions received or receivable from participants	2020-12-31	$12,632
Other income received	2020-12-31	$-483,902
Net income (gross income less expenses)	2020-12-31	$-461,649
Net plan assets at end of year (total assets less liabilities)	2020-12-31	$1,872,698
Net plan assets at beginning of year (total assets less liabilities)	2020-12-31	$2,334,347
Assets. Value of participant loans	2020-12-31	$29,836
Assets. Value of employer securities	2020-12-31	$1,791,541
Total contributions received or receivable from employer(s)	2020-12-31	$9,621
2018 : NOVATO RICHMOND, INC. 401(K) PLAN 2018 401k financial data
Transfers to/from the plan	2018-12-31	$0
Total plan liabilities at end of year	2018-12-31	$0
Total plan liabilities at beginning of year	2018-12-31	$0
Total income from all sources	2018-12-31	$-215,709
Expenses. Total of all expenses incurred	2018-12-31	$0
Benefits paid (including direct rollovers)	2018-12-31	$0
Total plan assets at end of year	2018-12-31	$364,211
Total plan assets at beginning of year	2018-12-31	$579,920
Value of fidelity bond covering the plan	2018-12-31	$150,000
Total contributions received or receivable from participants	2018-12-31	$23,252
Expenses. Other expenses not covered elsewhere	2018-12-31	$0
Contributions received from other sources (not participants or employers)	2018-12-31	$0
Other income received	2018-12-31	$-256,501
Noncash contributions received	2018-12-31	$0
Net income (gross income less expenses)	2018-12-31	$-215,709
Net plan assets at end of year (total assets less liabilities)	2018-12-31	$364,211
Net plan assets at beginning of year (total assets less liabilities)	2018-12-31	$579,920
Assets. Value of participant loans	2018-12-31	$29,836
Assets. Value of employer securities	2018-12-31	$329,952
Total contributions received or receivable from employer(s)	2018-12-31	$17,540
Value of certain deemed distributions of participant loans	2018-12-31	$0
Value of corrective distributions	2018-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2018-12-31	$0
2017 : NOVATO RICHMOND, INC. 401(K) PLAN 2017 401k financial data
Transfers to/from the plan	2017-12-31	$0
Total plan liabilities at end of year	2017-12-31	$0
Total plan liabilities at beginning of year	2017-12-31	$0
Total income from all sources	2017-12-31	$-393,735
Expenses. Total of all expenses incurred	2017-12-31	$0
Benefits paid (including direct rollovers)	2017-12-31	$0
Total plan assets at end of year	2017-12-31	$579,920
Total plan assets at beginning of year	2017-12-31	$973,655
Value of fidelity bond covering the plan	2017-12-31	$150,000
Total contributions received or receivable from participants	2017-12-31	$32,421
Expenses. Other expenses not covered elsewhere	2017-12-31	$0
Contributions received from other sources (not participants or employers)	2017-12-31	$0
Other income received	2017-12-31	$-453,448
Noncash contributions received	2017-12-31	$0
Net income (gross income less expenses)	2017-12-31	$-393,735
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$579,920
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$973,655
Assets. Value of participant loans	2017-12-31	$30,302
Assets. Value of employer securities	2017-12-31	$520,207
Total contributions received or receivable from employer(s)	2017-12-31	$27,292
Value of certain deemed distributions of participant loans	2017-12-31	$0
Value of corrective distributions	2017-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2017-12-31	$0
2016 : NOVATO RICHMOND, INC. 401(K) PLAN 2016 401k financial data
Transfers to/from the plan	2016-12-31	$0
Total plan liabilities at end of year	2016-12-31	$0
Total plan liabilities at beginning of year	2016-12-31	$0
Total income from all sources	2016-12-31	$878,367
Expenses. Total of all expenses incurred	2016-12-31	$30
Benefits paid (including direct rollovers)	2016-12-31	$0
Total plan assets at end of year	2016-12-31	$878,337
Total plan assets at beginning of year	2016-12-31	$0
Total contributions received or receivable from participants	2016-12-31	$7,631
Expenses. Other expenses not covered elsewhere	2016-12-31	$30
Contributions received from other sources (not participants or employers)	2016-12-31	$1,010,685
Other income received	2016-12-31	$-146,828
Noncash contributions received	2016-12-31	$0
Net income (gross income less expenses)	2016-12-31	$878,337
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$878,337
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$0
Assets. Value of participant loans	2016-12-31	$33,690
Assets. Value of employer securities	2016-12-31	$825,771
Total contributions received or receivable from employer(s)	2016-12-31	$6,879
Value of certain deemed distributions of participant loans	2016-12-31	$0
Value of corrective distributions	2016-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2016-12-31	$0

Form 5500 Responses for NOVATO RICHMOND, INC. 401(K) PLAN

2023: NOVATO RICHMOND, INC. 401(K) PLAN 2023 form 5500 responses
2023-01-01	Type of plan entity	Single employer plan
2023-01-01	Submission has been amended	No
2023-01-01	This submission is the final filing	No
2023-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2023-01-01	Plan is a collectively bargained plan	No
2023-01-01	Plan funding arrangement – Trust	Yes
2023-01-01	Plan benefit arrangement - Trust	Yes
2022: NOVATO RICHMOND, INC. 401(K) PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2020: NOVATO RICHMOND, INC. 401(K) PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2018: NOVATO RICHMOND, INC. 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: NOVATO RICHMOND, INC. 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: NOVATO RICHMOND, INC. 401(K) PLAN 2016 form 5500 responses
2016-02-18	Type of plan entity	Single employer plan
2016-02-18	First time form 5500 has been submitted	Yes
2016-02-18	Submission has been amended	No
2016-02-18	This submission is the final filing	No
2016-02-18	This return/report is a short plan year return/report (less than 12 months)	Yes
2016-02-18	Plan is a collectively bargained plan	No
2016-02-18	Plan funding arrangement – Trust	Yes
2016-02-18	Plan benefit arrangement - Trust	Yes

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Company Name:	NOVATO RICHMOND, INC.
Employer identification number (EIN):	811569446
NAIC Classification:	332700

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2023-01-01
001	2023-01-01	ROB ODA
001	2022-01-01
001	2022-01-01	ROB ODA
001	2020-01-01
001	2018-01-01
001	2017-01-01	DOUGLAS RENTSCHLER	DOUGLAS RENTSCHLER	2018-10-12
001	2016-02-18
001	2016-02-18	ROB ODA