401k Plan data: MOUNTAIN CAPITAL PARTNERS 401(K) PLAN plan

MOUNTAIN CAPITAL PARTNERS 401(K) PLAN 401k Plan overview

Plan Name	MOUNTAIN CAPITAL PARTNERS 401(K) PLAN
Plan identification number	001

MOUNTAIN CAPITAL PARTNERS 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

MOUNTAIN CAPITAL PARTNERS, LLC has sponsored the creation of one or more 401k plans.

Company Name: MOUNTAIN CAPITAL PARTNERS, LLC

Employer identification number (EIN): 811696286

NAIC Classification: 713900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan MOUNTAIN CAPITAL PARTNERS 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01
001 2021-01-01
001 2020-01-01
001 2019-01-01
001 2018-01-01
001 2017-01-01 ERIN HYDER ERIN HYDER 2018-10-15

Plan Statistics for MOUNTAIN CAPITAL PARTNERS 401(K) PLAN

401k plan membership statisitcs for MOUNTAIN CAPITAL PARTNERS 401(K) PLAN

Measure Date Value
2022: MOUNTAIN CAPITAL PARTNERS 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 464
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 443
Number of retired or separated participants receiving benefits 2022-01-01 2
Number of other retired or separated participants entitled to future benefits 2022-01-01 78
Total of all active and inactive participants 2022-01-01 523
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 523
Number of participants with account balances 2022-01-01 266
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 14
2021: MOUNTAIN CAPITAL PARTNERS 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 411
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 389
Number of retired or separated participants receiving benefits 2021-01-01 1
Number of other retired or separated participants entitled to future benefits 2021-01-01 74
Total of all active and inactive participants 2021-01-01 464
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 464
Number of participants with account balances 2021-01-01 240
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 12
2020: MOUNTAIN CAPITAL PARTNERS 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 431
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 293
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 118
Total of all active and inactive participants 2020-01-01 411
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 411
Number of participants with account balances 2020-01-01 262
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 14
2019: MOUNTAIN CAPITAL PARTNERS 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 390
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 329
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 102
Total of all active and inactive participants 2019-01-01 431
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 431
Number of participants with account balances 2019-01-01 248
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 21
2018: MOUNTAIN CAPITAL PARTNERS 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 336
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 319
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 71
Total of all active and inactive participants 2018-01-01 390
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 390
Number of participants with account balances 2018-01-01 214
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 15
2017: MOUNTAIN CAPITAL PARTNERS 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 163
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 291
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 45
Total of all active and inactive participants 2017-01-01 336
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 336
Number of participants with account balances 2017-01-01 196
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0

Measure	Date	Value
2022: MOUNTAIN CAPITAL PARTNERS 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	464
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	443
Number of retired or separated participants receiving benefits	2022-01-01	2
Number of other retired or separated participants entitled to future benefits	2022-01-01	78
Total of all active and inactive participants	2022-01-01	523
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	523
Number of participants with account balances	2022-01-01	266
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	14
2021: MOUNTAIN CAPITAL PARTNERS 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	411
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	389
Number of retired or separated participants receiving benefits	2021-01-01	1
Number of other retired or separated participants entitled to future benefits	2021-01-01	74
Total of all active and inactive participants	2021-01-01	464
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	464
Number of participants with account balances	2021-01-01	240
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	12
2020: MOUNTAIN CAPITAL PARTNERS 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	431
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	293
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	118
Total of all active and inactive participants	2020-01-01	411
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	411
Number of participants with account balances	2020-01-01	262
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	14
2019: MOUNTAIN CAPITAL PARTNERS 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	390
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	329
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	102
Total of all active and inactive participants	2019-01-01	431
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	431
Number of participants with account balances	2019-01-01	248
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	21
2018: MOUNTAIN CAPITAL PARTNERS 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	336
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	319
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	71
Total of all active and inactive participants	2018-01-01	390
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	390
Number of participants with account balances	2018-01-01	214
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	15
2017: MOUNTAIN CAPITAL PARTNERS 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	163
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	291
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	45
Total of all active and inactive participants	2017-01-01	336
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	336
Number of participants with account balances	2017-01-01	196
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0

Financial Data on MOUNTAIN CAPITAL PARTNERS 401(K) PLAN

Measure	Date	Value
2022 : MOUNTAIN CAPITAL PARTNERS 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$-781,585
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$699,825
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$686,683
Value of total corrective distributions	2022-12-31	$11,542
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$847,918
Value of total assets at end of year	2022-12-31	$7,588,972
Value of total assets at beginning of year	2022-12-31	$9,070,382
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$1,600
Total interest from all sources	2022-12-31	$16,229
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$500,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$731,158
Participant contributions at end of year	2022-12-31	$24,098
Participant contributions at beginning of year	2022-12-31	$37,753
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$2,036
Other income not declared elsewhere	2022-12-31	$1,716
Administrative expenses (other) incurred	2022-12-31	$1,600
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-1,481,410
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$7,588,972
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$9,070,382
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$5,927,578
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$7,721,981
Interest on participant loans	2022-12-31	$1,202
Interest earned on other investments	2022-12-31	$15,027
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2022-12-31	$1,637,296
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2022-12-31	$1,310,648
Net investment gain/loss from pooled separate accounts	2022-12-31	$-1,647,448
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$114,724
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$686,683
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	MOSS ADAMS LLP
Accountancy firm EIN	2022-12-31	910189318
2021 : MOUNTAIN CAPITAL PARTNERS 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$1,835,939
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$567,097
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$550,939
Value of total corrective distributions	2021-12-31	$13,258
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$747,799
Value of total assets at end of year	2021-12-31	$9,070,382
Value of total assets at beginning of year	2021-12-31	$7,801,540
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$2,900
Total interest from all sources	2021-12-31	$15,363
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$500,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$603,633
Participant contributions at end of year	2021-12-31	$37,753
Participant contributions at beginning of year	2021-12-31	$7,628
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$48,111
Other income not declared elsewhere	2021-12-31	$958
Administrative expenses (other) incurred	2021-12-31	$2,900
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$1,268,842
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$9,070,382
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$7,801,540
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$7,721,981
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$5,937,447
Interest on participant loans	2021-12-31	$933
Interest earned on other investments	2021-12-31	$14,430
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2021-12-31	$1,310,648
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2021-12-31	$1,856,465
Net investment gain/loss from pooled separate accounts	2021-12-31	$1,071,819
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$96,055
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$550,939
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	MOSS ADAMS LLP
Accountancy firm EIN	2021-12-31	910189318
2020 : MOUNTAIN CAPITAL PARTNERS 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$1,650,895
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$590,085
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$587,244
Expenses. Certain deemed distributions of participant loans	2020-12-31	$2,141
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$638,947
Value of total assets at end of year	2020-12-31	$7,801,540
Value of total assets at beginning of year	2020-12-31	$6,740,730
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$700
Total interest from all sources	2020-12-31	$13,972
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$500,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$540,674
Participant contributions at end of year	2020-12-31	$7,628
Participant contributions at beginning of year	2020-12-31	$21,943
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$3,003
Other income not declared elsewhere	2020-12-31	$97
Administrative expenses (other) incurred	2020-12-31	$700
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$1,060,810
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$7,801,540
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$6,740,730
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$5,937,447
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$5,814,955
Interest on participant loans	2020-12-31	$748
Interest earned on other investments	2020-12-31	$13,224
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2020-12-31	$1,856,465
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2020-12-31	$903,832
Net investment gain/loss from pooled separate accounts	2020-12-31	$997,879
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$95,270
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$587,244
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	MOSS ADAMS LLP
Accountancy firm EIN	2020-12-31	910189318
2019 : MOUNTAIN CAPITAL PARTNERS 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$1,895,635
Total income from all sources (including contributions)	2019-12-31	$1,895,635
Total loss/gain on sale of assets	2019-12-31	$0
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$388,318
Total of all expenses incurred	2019-12-31	$388,318
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$382,716
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$382,716
Expenses. Certain deemed distributions of participant loans	2019-12-31	$3,602
Expenses. Certain deemed distributions of participant loans	2019-12-31	$3,602
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$678,361
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$678,361
Value of total assets at end of year	2019-12-31	$6,740,730
Value of total assets at end of year	2019-12-31	$6,740,730
Value of total assets at beginning of year	2019-12-31	$5,233,413
Value of total assets at beginning of year	2019-12-31	$5,233,413
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$2,000
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$2,000
Total interest from all sources	2019-12-31	$13,159
Total interest from all sources	2019-12-31	$13,159
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Was this plan covered by a fidelity bond	2019-12-31	Yes
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$500,000
Value of fidelity bond cover	2019-12-31	$500,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
If this is an individual account plan, was there a blackout period	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$557,067
Contributions received from participants	2019-12-31	$557,067
Participant contributions at end of year	2019-12-31	$21,943
Participant contributions at end of year	2019-12-31	$21,943
Participant contributions at beginning of year	2019-12-31	$15,248
Participant contributions at beginning of year	2019-12-31	$15,248
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$14,481
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$14,481
Other income not declared elsewhere	2019-12-31	$523
Other income not declared elsewhere	2019-12-31	$523
Administrative expenses (other) incurred	2019-12-31	$2,000
Administrative expenses (other) incurred	2019-12-31	$2,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$1,507,317
Value of net income/loss	2019-12-31	$1,507,317
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$6,740,730
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$6,740,730
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$5,233,413
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$5,233,413
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$5,814,955
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$5,814,955
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$4,325,482
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$4,325,482
Interest on participant loans	2019-12-31	$950
Interest on participant loans	2019-12-31	$950
Interest earned on other investments	2019-12-31	$12,209
Interest earned on other investments	2019-12-31	$12,209
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$903,832
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$903,832
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$892,683
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$892,683
Net investment gain/loss from pooled separate accounts	2019-12-31	$1,203,592
Net investment gain/loss from pooled separate accounts	2019-12-31	$1,203,592
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$106,813
Contributions received in cash from employer	2019-12-31	$106,813
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$382,716
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$382,716
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	MOSS ADAMS LLP
Accountancy firm name	2019-12-31	MOSS ADAMS LLP
Accountancy firm EIN	2019-12-31	910189318
Accountancy firm EIN	2019-12-31	910189318
2018 : MOUNTAIN CAPITAL PARTNERS 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$116,039
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$876,544
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$870,234
Value of total corrective distributions	2018-12-31	$4,460
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$542,401
Value of total assets at end of year	2018-12-31	$5,233,413
Value of total assets at beginning of year	2018-12-31	$5,993,918
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$1,850
Total interest from all sources	2018-12-31	$28,526
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$500,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$454,545
Participant contributions at end of year	2018-12-31	$15,248
Participant contributions at beginning of year	2018-12-31	$14,305
Other income not declared elsewhere	2018-12-31	$103
Administrative expenses (other) incurred	2018-12-31	$1,850
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-760,505
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$5,233,413
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$5,993,918
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$4,325,482
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$5,060,433
Interest on participant loans	2018-12-31	$794
Interest earned on other investments	2018-12-31	$27,732
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$892,683
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$919,180
Net investment gain/loss from pooled separate accounts	2018-12-31	$-454,991
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$87,856
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$870,234
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	MOSS ADAMS LLP
Accountancy firm EIN	2018-12-31	910189318
2017 : MOUNTAIN CAPITAL PARTNERS 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total transfer of assets to this plan	2017-12-31	$1,891,569
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$1,296,047
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$804,698
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$804,198
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$526,778
Value of total assets at end of year	2017-12-31	$5,993,918
Value of total assets at beginning of year	2017-12-31	$3,611,000
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$500
Total interest from all sources	2017-12-31	$24,743
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$414,616
Participant contributions at end of year	2017-12-31	$14,305
Participant contributions at beginning of year	2017-12-31	$23,153
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$36,545
Other income not declared elsewhere	2017-12-31	$183
Administrative expenses (other) incurred	2017-12-31	$500
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$491,349
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$5,993,918
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$3,611,000
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$5,060,433
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$3,028,626
Interest on participant loans	2017-12-31	$866
Interest earned on other investments	2017-12-31	$23,877
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$919,180
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$559,221
Net investment gain/loss from pooled separate accounts	2017-12-31	$744,343
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$75,617
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$804,198
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	MOSS ADAMS LLP
Accountancy firm EIN	2017-12-31	910189318

Form 5500 Responses for MOUNTAIN CAPITAL PARTNERS 401(K) PLAN

2022: MOUNTAIN CAPITAL PARTNERS 401(K) PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Insurance	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement – Insurance	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: MOUNTAIN CAPITAL PARTNERS 401(K) PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement – Insurance	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: MOUNTAIN CAPITAL PARTNERS 401(K) PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement – Insurance	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: MOUNTAIN CAPITAL PARTNERS 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: MOUNTAIN CAPITAL PARTNERS 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: MOUNTAIN CAPITAL PARTNERS 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

YH4162

Policy instance

Insurance contract or identification number	YH4162
Number of Individuals Covered	523
Insurance policy start date	2022-01-01
Insurance policy end date	2022-12-31
Total amount of commissions paid to insurance broker	USD $12,296
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $12,296
Insurance broker organization code?	3

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

YH4162

Policy instance

Insurance contract or identification number	YH4162
Number of Individuals Covered	464
Insurance policy start date	2021-01-01
Insurance policy end date	2021-12-31
Total amount of commissions paid to insurance broker	USD $16,741
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $16,741
Insurance broker organization code?	3

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

YH4162

Policy instance

Insurance contract or identification number	YH4162
Number of Individuals Covered	411
Insurance policy start date	2020-01-01
Insurance policy end date	2020-12-31
Total amount of commissions paid to insurance broker	USD $13,271
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $13,271
Insurance broker organization code?	3

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

PHX168

Policy instance

Insurance contract or identification number	PHX168
Number of Individuals Covered	0
Insurance policy start date	2019-01-01
Insurance policy end date	2019-03-12
Total amount of commissions paid to insurance broker	USD $3,426
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $3,426
Insurance broker organization code?	3

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

YH4162

Policy instance

Insurance contract or identification number	YH4162
Number of Individuals Covered	431
Insurance policy start date	2019-03-13
Insurance policy end date	2019-12-31
Total amount of commissions paid to insurance broker	USD $9,259
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $9,259
Insurance broker organization code?	3

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

PHX168

Policy instance

Insurance contract or identification number	PHX168
Number of Individuals Covered	390
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Total amount of commissions paid to insurance broker	USD $15,211
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $15,211
Insurance broker organization code?	3

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

PHX168

Policy instance

Insurance contract or identification number	PHX168
Number of Individuals Covered	336
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $11,932
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $11,932
Insurance broker organization code?	3
Insurance broker name	MORGAN STANLEY SMITH BARNEY LLC

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Company Name:	MOUNTAIN CAPITAL PARTNERS, LLC
Employer identification number (EIN):	811696286
NAIC Classification:	713900