401k Plan data: R.D. HENRY & COMPANY, LLC PROFIT SHARING AND 401(K) PLAN plan

R.D. HENRY & COMPANY, LLC PROFIT SHARING AND 401(K) PLAN 401k Plan overview

Plan Name	R.D. HENRY & COMPANY, LLC PROFIT SHARING AND 401(K) PLAN
Plan identification number	001

R.D. HENRY & COMPANY, LLC PROFIT SHARING AND 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.

401k Sponsoring company profile

R.D. HENRY & COMPANY, LLC has sponsored the creation of one or more 401k plans.

Company Name: R.D. HENRY & COMPANY, LLC

Employer identification number (EIN): 812043916

NAIC Classification: 337000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan R.D. HENRY & COMPANY, LLC PROFIT SHARING AND 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2019-01-01
001 2018-01-01
001 2017-01-01 CHRIS L. FLICKINGER
001 2016-01-01 CHRIS L. FLICKINGER

Plan Statistics for R.D. HENRY & COMPANY, LLC PROFIT SHARING AND 401(K) PLAN

401k plan membership statisitcs for R.D. HENRY & COMPANY, LLC PROFIT SHARING AND 401(K) PLAN

Measure Date Value
2019: R.D. HENRY & COMPANY, LLC PROFIT SHARING AND 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 156
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 141
Number of retired or separated participants receiving benefits 2019-01-01 1
Number of other retired or separated participants entitled to future benefits 2019-01-01 18
Total of all active and inactive participants 2019-01-01 160
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 160
Number of participants with account balances 2019-01-01 113
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 8
2018: R.D. HENRY & COMPANY, LLC PROFIT SHARING AND 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 178
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 126
Number of retired or separated participants receiving benefits 2018-01-01 1
Number of other retired or separated participants entitled to future benefits 2018-01-01 19
Total of all active and inactive participants 2018-01-01 146
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 146
Number of participants with account balances 2018-01-01 106
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 19
2017: R.D. HENRY & COMPANY, LLC PROFIT SHARING AND 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 181
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 161
Number of retired or separated participants receiving benefits 2017-01-01 1
Number of other retired or separated participants entitled to future benefits 2017-01-01 17
Total of all active and inactive participants 2017-01-01 179
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 179
Number of participants with account balances 2017-01-01 126
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 23
2016: R.D. HENRY & COMPANY, LLC PROFIT SHARING AND 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 154
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 167
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 14
Total of all active and inactive participants 2016-01-01 181
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 181
Number of participants with account balances 2016-01-01 124
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0

Measure	Date	Value
2019: R.D. HENRY & COMPANY, LLC PROFIT SHARING AND 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	156
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	141
Number of retired or separated participants receiving benefits	2019-01-01	1
Number of other retired or separated participants entitled to future benefits	2019-01-01	18
Total of all active and inactive participants	2019-01-01	160
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	160
Number of participants with account balances	2019-01-01	113
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	8
2018: R.D. HENRY & COMPANY, LLC PROFIT SHARING AND 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	178
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	126
Number of retired or separated participants receiving benefits	2018-01-01	1
Number of other retired or separated participants entitled to future benefits	2018-01-01	19
Total of all active and inactive participants	2018-01-01	146
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	146
Number of participants with account balances	2018-01-01	106
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	19
2017: R.D. HENRY & COMPANY, LLC PROFIT SHARING AND 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	181
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	161
Number of retired or separated participants receiving benefits	2017-01-01	1
Number of other retired or separated participants entitled to future benefits	2017-01-01	17
Total of all active and inactive participants	2017-01-01	179
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	179
Number of participants with account balances	2017-01-01	126
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	23
2016: R.D. HENRY & COMPANY, LLC PROFIT SHARING AND 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	154
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	167
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	14
Total of all active and inactive participants	2016-01-01	181
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	181
Number of participants with account balances	2016-01-01	124
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0

Financial Data on R.D. HENRY & COMPANY, LLC PROFIT SHARING AND 401(K) PLAN

Measure	Date	Value
2019 : R.D. HENRY & COMPANY, LLC PROFIT SHARING AND 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$710,900
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$369,543
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$343,397
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$239,411
Value of total assets at end of year	2019-12-31	$2,571,428
Value of total assets at beginning of year	2019-12-31	$2,230,071
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$26,146
Total interest from all sources	2019-12-31	$5,433
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$79,634
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$79,634
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$250,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$11,842
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$186,876
Participant contributions at end of year	2019-12-31	$79,051
Participant contributions at beginning of year	2019-12-31	$97,501
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$52,535
Value of other receiveables (less allowance for doubtful accounts) at end of year	2019-12-31	$23,419
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2019-12-31	$88
Other income not declared elsewhere	2019-12-31	$64
Total non interest bearing cash at end of year	2019-12-31	$18
Total non interest bearing cash at beginning of year	2019-12-31	$24
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$341,357
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$2,571,428
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$2,230,071
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Investment advisory and management fees	2019-12-31	$17,711
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$2,462,653
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$2,127,331
Interest on participant loans	2019-12-31	$5,360
Interest earned on other investments	2019-12-31	$72
Value of interest in common/collective trusts at end of year	2019-12-31	$6,287
Value of interest in common/collective trusts at beginning of year	2019-12-31	$5,127
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-12-31	$1
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$386,160
Net investment gain or loss from common/collective trusts	2019-12-31	$198
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$343,397
Contract administrator fees	2019-12-31	$8,435
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	ADAMS BROWN BERAN & BALL CPAS
Accountancy firm EIN	2019-12-31	481040139
2018 : R.D. HENRY & COMPANY, LLC PROFIT SHARING AND 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$8,785
Total income from all sources (including contributions)	2018-12-31	$107,518
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$196,179
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$169,530
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$232,309
Value of total assets at end of year	2018-12-31	$2,230,071
Value of total assets at beginning of year	2018-12-31	$2,327,517
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$26,649
Total interest from all sources	2018-12-31	$6,131
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$73,606
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$73,606
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$250,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$26,659
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$208,668
Participant contributions at end of year	2018-12-31	$97,501
Participant contributions at beginning of year	2018-12-31	$142,601
Value of other receiveables (less allowance for doubtful accounts) at end of year	2018-12-31	$88
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2018-12-31	$8,785
Total non interest bearing cash at end of year	2018-12-31	$24
Total non interest bearing cash at beginning of year	2018-12-31	$15
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-88,661
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$2,230,071
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$2,318,732
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Investment advisory and management fees	2018-12-31	$17,923
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$2,127,331
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$2,180,614
Interest on participant loans	2018-12-31	$6,044
Interest earned on other investments	2018-12-31	$87
Value of interest in common/collective trusts at end of year	2018-12-31	$5,127
Value of interest in common/collective trusts at beginning of year	2018-12-31	$4,287
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-204,649
Net investment gain or loss from common/collective trusts	2018-12-31	$121
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$23,641
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$169,530
Contract administrator fees	2018-12-31	$8,726
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	KIRKPATRICK SPRECKER & COMPANY LLP
Accountancy firm EIN	2018-12-31	480685589
2017 : R.D. HENRY & COMPANY, LLC PROFIT SHARING AND 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$8,785
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$638,181
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$219,123
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$194,254
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$301,739
Value of total assets at end of year	2017-12-31	$2,327,517
Value of total assets at beginning of year	2017-12-31	$1,899,674
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$24,869
Total interest from all sources	2017-12-31	$5,659
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$32,403
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$32,403
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$250,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$13,820
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$198,048
Participant contributions at end of year	2017-12-31	$142,601
Participant contributions at beginning of year	2017-12-31	$109,001
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$73,849
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2017-12-31	$11,577
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2017-12-31	$8,785
Total non interest bearing cash at end of year	2017-12-31	$15
Total non interest bearing cash at beginning of year	2017-12-31	$3
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$419,058
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$2,318,732
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$1,899,674
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Investment advisory and management fees	2017-12-31	$16,201
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$2,180,614
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$1,777,406
Interest on participant loans	2017-12-31	$5,615
Interest earned on other investments	2017-12-31	$44
Value of interest in common/collective trusts at end of year	2017-12-31	$4,287
Value of interest in common/collective trusts at beginning of year	2017-12-31	$1,687
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$298,315
Net investment gain or loss from common/collective trusts	2017-12-31	$65
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$29,842
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$194,254
Contract administrator fees	2017-12-31	$8,668
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	ALLEN, GIBBS & HOULIK, L.C.
Accountancy firm EIN	2017-12-31	481032601
2016 : R.D. HENRY & COMPANY, LLC PROFIT SHARING AND 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$429,401
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$616,585
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$583,991
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$316,072
Value of total assets at end of year	2016-12-31	$1,899,674
Value of total assets at beginning of year	2016-12-31	$2,086,858
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$32,594
Total interest from all sources	2016-12-31	$14,083
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$38,984
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$38,984
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$250,000
If this is an individual account plan, was there a blackout period	2016-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$27,805
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$197,998
Participant contributions at end of year	2016-12-31	$109,001
Participant contributions at beginning of year	2016-12-31	$174,933
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$118,074
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-12-31	$11,577
Total non interest bearing cash at end of year	2016-12-31	$3
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$-187,184
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$1,899,674
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$2,086,858
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Investment advisory and management fees	2016-12-31	$19,783
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$1,777,406
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$1,911,925
Interest on participant loans	2016-12-31	$14,080
Interest earned on other investments	2016-12-31	$3
Value of interest in common/collective trusts at end of year	2016-12-31	$1,687
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$60,228
Net investment gain or loss from common/collective trusts	2016-12-31	$34
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$583,991
Contract administrator fees	2016-12-31	$12,811
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-12-31	Yes
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	ALLEN, GIBBS & HOULIK, L.C.
Accountancy firm EIN	2016-12-31	481032601

Form 5500 Responses for R.D. HENRY & COMPANY, LLC PROFIT SHARING AND 401(K) PLAN

2019: R.D. HENRY & COMPANY, LLC PROFIT SHARING AND 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: R.D. HENRY & COMPANY, LLC PROFIT SHARING AND 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: R.D. HENRY & COMPANY, LLC PROFIT SHARING AND 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: R.D. HENRY & COMPANY, LLC PROFIT SHARING AND 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes

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R.D. HENRY & COMPANY, INC PROFIT SHARING AND 401(K) PLAN [EIN = 854395010]

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Company Name:	R.D. HENRY & COMPANY, LLC
Employer identification number (EIN):	812043916
NAIC Classification:	337000