401k Plan data: UNIQUE WEALTH STRATEGIES 401(K) RETIREMENT PLAN & TRUST plan

UNIQUE WEALTH STRATEGIES 401(K) RETIREMENT PLAN & TRUST 401k Plan overview

Plan Name	UNIQUE WEALTH STRATEGIES 401(K) RETIREMENT PLAN & TRUST
Plan identification number	001

UNIQUE WEALTH STRATEGIES 401(K) RETIREMENT PLAN & TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

UNIQUE WEALTH STRATEGIES has sponsored the creation of one or more 401k plans.

Company Name: UNIQUE WEALTH STRATEGIES

Employer identification number (EIN): 812591402

NAIC Classification: 523900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan UNIQUE WEALTH STRATEGIES 401(K) RETIREMENT PLAN & TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01 RANJIT BAHADUR 2023-10-16
001 2021-01-01 RANJIT BAHADUR 2022-10-12
001 2020-01-01 RANJIT BAHADUR 2021-09-29
001 2019-01-01 RANJIT BAHADUR 2020-10-09
001 2018-01-01 RANJIT BAHADUR 2019-10-03
001 2017-01-01 RANJIT BAHADUR
001 2016-01-01 RANJIT BAHADUR

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2022-01-01	RANJIT BAHADUR	2023-10-16
001	2021-01-01	RANJIT BAHADUR	2022-10-12
001	2020-01-01	RANJIT BAHADUR	2021-09-29
001	2019-01-01	RANJIT BAHADUR	2020-10-09
001	2018-01-01	RANJIT BAHADUR	2019-10-03
001	2017-01-01	RANJIT BAHADUR
001	2016-01-01	RANJIT BAHADUR

Plan Statistics for UNIQUE WEALTH STRATEGIES 401(K) RETIREMENT PLAN & TRUST

401k plan membership statisitcs for UNIQUE WEALTH STRATEGIES 401(K) RETIREMENT PLAN & TRUST

Measure Date Value
2017: UNIQUE WEALTH STRATEGIES 401(K) RETIREMENT PLAN & TRUST 2017 401k membership
Total participants, beginning-of-year 2017-01-01 6
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 5
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 1
Total of all active and inactive participants 2017-01-01 6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 6
Number of participants with account balances 2017-01-01 6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: UNIQUE WEALTH STRATEGIES 401(K) RETIREMENT PLAN & TRUST 2016 401k membership
Total participants, beginning-of-year 2016-01-01 0
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 6
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 0
Total of all active and inactive participants 2016-01-01 6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 6
Number of participants with account balances 2016-01-01 6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0

Measure	Date	Value
2017: UNIQUE WEALTH STRATEGIES 401(K) RETIREMENT PLAN & TRUST 2017 401k membership
Total participants, beginning-of-year	2017-01-01	6
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	5
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	1
Total of all active and inactive participants	2017-01-01	6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	6
Number of participants with account balances	2017-01-01	6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: UNIQUE WEALTH STRATEGIES 401(K) RETIREMENT PLAN & TRUST 2016 401k membership
Total participants, beginning-of-year	2016-01-01	0
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	6
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	0
Total of all active and inactive participants	2016-01-01	6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	6
Number of participants with account balances	2016-01-01	6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0

Financial Data on UNIQUE WEALTH STRATEGIES 401(K) RETIREMENT PLAN & TRUST

Measure	Date	Value
2017 : UNIQUE WEALTH STRATEGIES 401(K) RETIREMENT PLAN & TRUST 2017 401k financial data
Total plan liabilities at end of year	2017-12-31	$0
Total income from all sources	2017-12-31	$55,696
Expenses. Total of all expenses incurred	2017-12-31	$725
Total plan assets at end of year	2017-12-31	$80,199
Total plan assets at beginning of year	2017-12-31	$25,228
Value of fidelity bond covering the plan	2017-12-31	$10,000
Total contributions received or receivable from participants	2017-12-31	$40,917
Other income received	2017-12-31	$7,107
Net income (gross income less expenses)	2017-12-31	$54,971
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$80,199
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$25,228
Total contributions received or receivable from employer(s)	2017-12-31	$7,672
Expenses. Administrative service providers (salaries,fees and commissions)	2017-12-31	$725
2016 : UNIQUE WEALTH STRATEGIES 401(K) RETIREMENT PLAN & TRUST 2016 401k financial data
Total income from all sources	2016-12-31	$25,228
Expenses. Total of all expenses incurred	2016-12-31	$0
Total plan assets at end of year	2016-12-31	$25,228
Total plan assets at beginning of year	2016-12-31	$0
Value of fidelity bond covering the plan	2016-12-31	$10,000
Total contributions received or receivable from participants	2016-12-31	$21,726
Other income received	2016-12-31	$127
Net income (gross income less expenses)	2016-12-31	$25,228
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$25,228
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$0
Total contributions received or receivable from employer(s)	2016-12-31	$3,375

Form 5500 Responses for UNIQUE WEALTH STRATEGIES 401(K) RETIREMENT PLAN & TRUST

2017: UNIQUE WEALTH STRATEGIES 401(K) RETIREMENT PLAN & TRUST 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: UNIQUE WEALTH STRATEGIES 401(K) RETIREMENT PLAN & TRUST 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	First time form 5500 has been submitted	Yes
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

126492

Policy instance

Insurance contract or identification number	126492
Number of Individuals Covered	6
Insurance policy start date	2017-11-14
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $457
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	457
Additional information about fees paid to insurance broker	TPA FEES
Insurance broker organization code?	5
Insurance broker name	HUNTER BENEFITS CONSULTING GROUP

Potentially related plans

UNIQUE WEALTH, LLC 401(K) PROFIT SHARING PLAN [EIN = 862346598]

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Company Name:	UNIQUE WEALTH STRATEGIES
Employer identification number (EIN):	812591402
NAIC Classification:	523900