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SWAN SURFACES, LLC RETIREMENT SAVINGS PLAN 401k Plan overview

Plan NameSWAN SURFACES, LLC RETIREMENT SAVINGS PLAN
Plan identification number 002

SWAN SURFACES, LLC RETIREMENT SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

SWAN SURFACES, LLC has sponsored the creation of one or more 401k plans.

Company Name:SWAN SURFACES, LLC
Employer identification number (EIN):813016256
NAIC Classification:339900

Additional information about SWAN SURFACES, LLC

Jurisdiction of Incorporation: Texas Secretary of State
Incorporation Date: 2016-07-22
Company Identification Number: 0802505773
Legal Registered Office Address: PO BOX 18010

EVANSVILLE
United States of America (USA)
47719

More information about SWAN SURFACES, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SWAN SURFACES, LLC RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022018-01-01
0022018-01-01
0022017-01-01GREG WILHITE GREG WILHITE2018-10-16
0022017-01-01GREG WILHITE GREG WILHITE2018-11-02
0022017-01-01GREG WILHITE GREG WILHITE2018-10-15
0022017-01-01GREG WILHITE GREG WILHITE2018-10-15
0022016-01-01STEPHEN COBB STEPHEN COBB2017-08-21

Plan Statistics for SWAN SURFACES, LLC RETIREMENT SAVINGS PLAN

401k plan membership statisitcs for SWAN SURFACES, LLC RETIREMENT SAVINGS PLAN

Measure Date Value
2018: SWAN SURFACES, LLC RETIREMENT SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01154
Total number of active participants reported on line 7a of the Form 55002018-01-010
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-010
Total of all active and inactive participants2018-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-010
Number of participants with account balances2018-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: SWAN SURFACES, LLC RETIREMENT SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01156
Total number of active participants reported on line 7a of the Form 55002017-01-01143
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0111
Total of all active and inactive participants2017-01-01154
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01154
Number of participants with account balances2017-01-0189
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: SWAN SURFACES, LLC RETIREMENT SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01173
Total number of active participants reported on line 7a of the Form 55002016-01-01154
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0113
Total of all active and inactive participants2016-01-01167
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-01168
Number of participants with account balances2016-01-0195
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010

Financial Data on SWAN SURFACES, LLC RETIREMENT SAVINGS PLAN

Measure Date Value
2018 : SWAN SURFACES, LLC RETIREMENT SAVINGS PLAN 2018 401k financial data
Unrealized appreciation/depreciation of real estate assets2018-10-03$0
Unrealized appreciation/depreciation of other (non real estate) assets2018-10-03$0
Total unrealized appreciation/depreciation of assets2018-10-03$0
Total transfer of assets to this plan2018-10-03$0
Total transfer of assets from this plan2018-10-03$5,670,275
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-10-03$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-10-03$0
Total income from all sources (including contributions)2018-10-03$125,351
Total loss/gain on sale of assets2018-10-03$0
Total of all expenses incurred2018-10-03$873,853
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-10-03$873,533
Expenses. Certain deemed distributions of participant loans2018-10-03$0
Value of total corrective distributions2018-10-03$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-10-03$0
Value of total assets at end of year2018-10-03$0
Value of total assets at beginning of year2018-10-03$6,418,777
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-10-03$320
Total income from rents2018-10-03$0
Total interest from all sources2018-10-03$11,276
Total dividends received (eg from common stock, registered investment company shares)2018-10-03$395
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-10-03No
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2018-10-03$0
Total dividends received from registered investment company shares (eg mutual funds)2018-10-03$395
Administrative expenses professional fees incurred2018-10-03$0
Was this plan covered by a fidelity bond2018-10-03Yes
Value of fidelity bond cover2018-10-03$2,000,000
If this is an individual account plan, was there a blackout period2018-10-03No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-10-03$0
Were there any nonexempt tranactions with any party-in-interest2018-10-03No
Amount of non-exempt transactions with any party-in-interest2018-10-03$0
Contributions received from participants2018-10-03$0
Participant contributions at end of year2018-10-03$0
Participant contributions at beginning of year2018-10-03$70,116
Participant contributions at end of year2018-10-03$0
Participant contributions at beginning of year2018-10-03$0
Income. Received or receivable in cash from other sources (including rollovers)2018-10-03$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2018-10-03$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-10-03$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-10-03$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-10-03$0
Other income not declared elsewhere2018-10-03$0
Administrative expenses (other) incurred2018-10-03$0
Liabilities. Value of operating payables at beginning of year2018-10-03$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-10-03No
Value of net income/loss2018-10-03$-748,502
Value of net assets at end of year (total assets less liabilities)2018-10-03$0
Value of net assets at beginning of year (total assets less liabilities)2018-10-03$6,418,777
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-10-03No
Were any loans by the plan or fixed income obligations due to the plan in default2018-10-03No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2018-10-03$0
Were any leases to which the plan was party in default or uncollectible2018-10-03No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2018-10-03$0
Investment advisory and management fees2018-10-03$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-10-03$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-10-03$435,164
Value of interest in pooled separate accounts at end of year2018-10-03$0
Value of interest in pooled separate accounts at beginning of year2018-10-03$717,517
Interest on participant loans2018-10-03$-68
Income. Interest from loans (other than to participants)2018-10-03$0
Interest earned on other investments2018-10-03$11,344
Income. Interest from US Government securities2018-10-03$0
Income. Interest from corporate debt instruments2018-10-03$0
Value of interest in common/collective trusts at end of year2018-10-03$0
Value of interest in common/collective trusts at beginning of year2018-10-03$3,684,411
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-10-03$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-10-03$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-10-03$1,511,569
Expenses. Payments to insurance carriers foe the provision of benefits2018-10-03$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-10-03$3,882
Net investment gain/loss from pooled separate accounts2018-10-03$25,191
Net investment gain or loss from common/collective trusts2018-10-03$84,607
Net gain/loss from 103.12 investment entities2018-10-03$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-10-03No
Was there a failure to transmit to the plan any participant contributions2018-10-03No
Has the plan failed to provide any benefit when due under the plan2018-10-03No
Contributions received in cash from employer2018-10-03$0
Employer contributions (assets) at end of year2018-10-03$0
Employer contributions (assets) at beginning of year2018-10-03$0
Income. Dividends from preferred stock2018-10-03$0
Income. Dividends from common stock2018-10-03$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-10-03$873,533
Contract administrator fees2018-10-03$320
Liabilities. Value of benefit claims payable at beginning of year2018-10-03$0
Did the plan have assets held for investment2018-10-03No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-10-03No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-10-03Yes
Aggregate proceeds on sale of assets2018-10-03$0
Aggregate carrying amount (costs) on sale of assets2018-10-03$0
Liabilities. Value of acquisition indebtedness at beginning of year2018-10-03$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-10-03Yes
Opinion of an independent qualified public accountant for this plan2018-10-03Disclaimer
Accountancy firm name2018-10-03BLACK & PINCKARD LLC
Accountancy firm EIN2018-10-03260079381
2017 : SWAN SURFACES, LLC RETIREMENT SAVINGS PLAN 2017 401k financial data
Unrealized appreciation/depreciation of real estate assets2017-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$0
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets to this plan2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$961,856
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$2,889,865
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$2,887,898
Expenses. Certain deemed distributions of participant loans2017-12-31$0
Value of total corrective distributions2017-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$188,526
Value of total assets at end of year2017-12-31$6,418,777
Value of total assets at beginning of year2017-12-31$8,346,786
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$1,967
Total income from rents2017-12-31$0
Total interest from all sources2017-12-31$23,633
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$12,564
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$12,564
Administrative expenses professional fees incurred2017-12-31$0
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$2,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Amount of non-exempt transactions with any party-in-interest2017-12-31$0
Contributions received from participants2017-12-31$182,448
Participant contributions at end of year2017-12-31$70,116
Participant contributions at beginning of year2017-12-31$43,008
Participant contributions at end of year2017-12-31$0
Participant contributions at beginning of year2017-12-31$6,324
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$6,078
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2017-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$0
Other income not declared elsewhere2017-12-31$13
Administrative expenses (other) incurred2017-12-31$0
Liabilities. Value of operating payables at beginning of year2017-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$-1,928,009
Value of net assets at end of year (total assets less liabilities)2017-12-31$6,418,777
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$8,346,786
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2017-12-31$0
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2017-12-31$0
Investment advisory and management fees2017-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$435,164
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$586,838
Value of interest in pooled separate accounts at end of year2017-12-31$717,517
Value of interest in pooled separate accounts at beginning of year2017-12-31$872,743
Interest on participant loans2017-12-31$1,863
Income. Interest from loans (other than to participants)2017-12-31$0
Interest earned on other investments2017-12-31$21,770
Income. Interest from US Government securities2017-12-31$0
Income. Interest from corporate debt instruments2017-12-31$0
Value of interest in common/collective trusts at end of year2017-12-31$3,684,411
Value of interest in common/collective trusts at beginning of year2017-12-31$4,576,902
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$1,511,569
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$2,260,971
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$40,096
Net investment gain/loss from pooled separate accounts2017-12-31$170,457
Net investment gain or loss from common/collective trusts2017-12-31$526,567
Net gain/loss from 103.12 investment entities2017-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$0
Employer contributions (assets) at end of year2017-12-31$0
Employer contributions (assets) at beginning of year2017-12-31$0
Income. Dividends from preferred stock2017-12-31$0
Income. Dividends from common stock2017-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$2,887,898
Contract administrator fees2017-12-31$1,967
Liabilities. Value of benefit claims payable at beginning of year2017-12-31$0
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$0
Aggregate carrying amount (costs) on sale of assets2017-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2017-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Qualified
Accountancy firm name2017-12-31MUELLER PROST, CPA
Accountancy firm EIN2017-12-31431594752
2016 : SWAN SURFACES, LLC RETIREMENT SAVINGS PLAN 2016 401k financial data
Unrealized appreciation/depreciation of real estate assets2016-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$0
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets to this plan2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$666,916
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$358,044
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$355,746
Expenses. Certain deemed distributions of participant loans2016-12-31$0
Value of total corrective distributions2016-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$193,216
Value of total assets at end of year2016-12-31$8,346,786
Value of total assets at beginning of year2016-12-31$8,037,914
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$2,298
Total income from rents2016-12-31$0
Total interest from all sources2016-12-31$24,089
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$11,791
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$11,791
Administrative expenses professional fees incurred2016-12-31$0
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$2,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Amount of non-exempt transactions with any party-in-interest2016-12-31$0
Contributions received from participants2016-12-31$193,216
Participant contributions at end of year2016-12-31$43,008
Participant contributions at beginning of year2016-12-31$76,570
Participant contributions at end of year2016-12-31$6,324
Participant contributions at beginning of year2016-12-31$12,796
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$0
Other income not declared elsewhere2016-12-31$0
Administrative expenses (other) incurred2016-12-31$0
Liabilities. Value of operating payables at beginning of year2016-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$308,872
Value of net assets at end of year (total assets less liabilities)2016-12-31$8,346,786
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$8,037,914
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2016-12-31$0
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2016-12-31$0
Investment advisory and management fees2016-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$586,838
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$609,218
Value of interest in pooled separate accounts at end of year2016-12-31$872,743
Value of interest in pooled separate accounts at beginning of year2016-12-31$1,031,596
Interest on participant loans2016-12-31$1,872
Income. Interest from loans (other than to participants)2016-12-31$0
Interest earned on other investments2016-12-31$22,217
Income. Interest from US Government securities2016-12-31$0
Income. Interest from corporate debt instruments2016-12-31$0
Value of interest in common/collective trusts at end of year2016-12-31$4,576,902
Value of interest in common/collective trusts at beginning of year2016-12-31$4,961,579
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$2,260,971
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$1,346,155
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$26,111
Net investment gain/loss from pooled separate accounts2016-12-31$99,149
Net investment gain or loss from common/collective trusts2016-12-31$312,560
Net gain/loss from 103.12 investment entities2016-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$0
Employer contributions (assets) at end of year2016-12-31$0
Employer contributions (assets) at beginning of year2016-12-31$0
Income. Dividends from preferred stock2016-12-31$0
Income. Dividends from common stock2016-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$355,746
Contract administrator fees2016-12-31$2,298
Liabilities. Value of benefit claims payable at beginning of year2016-12-31$0
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$0
Aggregate carrying amount (costs) on sale of assets2016-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2016-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31MUELLER PROST
Accountancy firm EIN2016-12-31431594752

Form 5500 Responses for SWAN SURFACES, LLC RETIREMENT SAVINGS PLAN

2018: SWAN SURFACES, LLC RETIREMENT SAVINGS PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedYes
2018-01-01This submission is the final filingYes
2018-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: SWAN SURFACES, LLC RETIREMENT SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedYes
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: SWAN SURFACES, LLC RETIREMENT SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered154
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $5,289
Total amount of fees paid to insurance companyUSD $2,035
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $5,289
Amount paid for insurance broker fees2035
Additional information about fees paid to insurance brokerPRORATED INCENTIVE, NOT DEDUCTED FROM PLAN
Insurance broker organization code?3
Insurance broker nameLOCKTON FINANCIAL ADVISORS LLC
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number714173
Policy instance 2
Insurance contract or identification number714173
Number of Individuals Covered154
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $2,232
Total amount of fees paid to insurance companyUSD $785
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,232
Amount paid for insurance broker fees785
Additional information about fees paid to insurance brokerPRORATED INCENTIVE, NOT DEDUCTED FROM PLAN
Insurance broker organization code?3
Insurance broker nameLOCKTON FINANCIAL ADVISORS LLC

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