401k Plan data: ADVANCED ORTHOPEDICS OF OKLAHOMA, PLLC 401(K) PLAN plan

ADVANCED ORTHOPEDICS OF OKLAHOMA, PLLC 401(K) PLAN 401k Plan overview

Plan Name	ADVANCED ORTHOPEDICS OF OKLAHOMA, PLLC 401(K) PLAN
Plan identification number	001

ADVANCED ORTHOPEDICS OF OKLAHOMA, PLLC 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ADVANCED ORTHOPEDICS OF OKLAHOMA, PLLC has sponsored the creation of one or more 401k plans.

Company Name: ADVANCED ORTHOPEDICS OF OKLAHOMA, PLLC

Employer identification number (EIN): 813249663

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ADVANCED ORTHOPEDICS OF OKLAHOMA, PLLC 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01
001 2021-01-01
001 2020-01-01
001 2020-01-01
001 2019-01-01
001 2018-01-01
001 2017-01-01 KIRK A. NAIFEH, CFO

Plan Statistics for ADVANCED ORTHOPEDICS OF OKLAHOMA, PLLC 401(K) PLAN

401k plan membership statisitcs for ADVANCED ORTHOPEDICS OF OKLAHOMA, PLLC 401(K) PLAN

Measure Date Value
2022: ADVANCED ORTHOPEDICS OF OKLAHOMA, PLLC 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 353
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 203
Number of other retired or separated participants entitled to future benefits 2022-01-01 116
Total of all active and inactive participants 2022-01-01 319
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 1
Total participants 2022-01-01 320
Number of participants with account balances 2022-01-01 320
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 19
2021: ADVANCED ORTHOPEDICS OF OKLAHOMA, PLLC 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 373
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 200
Number of other retired or separated participants entitled to future benefits 2021-01-01 139
Total of all active and inactive participants 2021-01-01 339
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 2
Total participants 2021-01-01 341
Number of participants with account balances 2021-01-01 341
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 12
2020: ADVANCED ORTHOPEDICS OF OKLAHOMA, PLLC 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 404
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 198
Number of other retired or separated participants entitled to future benefits 2020-01-01 161
Total of all active and inactive participants 2020-01-01 359
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 1
Total participants 2020-01-01 360
Number of participants with account balances 2020-01-01 360
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 23
2019: ADVANCED ORTHOPEDICS OF OKLAHOMA, PLLC 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 390
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 217
Number of other retired or separated participants entitled to future benefits 2019-01-01 175
Total of all active and inactive participants 2019-01-01 392
Total participants 2019-01-01 392
Number of participants with account balances 2019-01-01 390
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 20
2018: ADVANCED ORTHOPEDICS OF OKLAHOMA, PLLC 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 409
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 224
Number of other retired or separated participants entitled to future benefits 2018-01-01 152
Total of all active and inactive participants 2018-01-01 376
Total participants 2018-01-01 376
Number of participants with account balances 2018-01-01 376
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 24
2017: ADVANCED ORTHOPEDICS OF OKLAHOMA, PLLC 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 256
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 233
Number of other retired or separated participants entitled to future benefits 2017-01-01 152
Total of all active and inactive participants 2017-01-01 385
Total participants 2017-01-01 385
Number of participants with account balances 2017-01-01 378
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 41

Measure	Date	Value
2022: ADVANCED ORTHOPEDICS OF OKLAHOMA, PLLC 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	353
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	203
Number of other retired or separated participants entitled to future benefits	2022-01-01	116
Total of all active and inactive participants	2022-01-01	319
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	1
Total participants	2022-01-01	320
Number of participants with account balances	2022-01-01	320
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	19
2021: ADVANCED ORTHOPEDICS OF OKLAHOMA, PLLC 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	373
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	200
Number of other retired or separated participants entitled to future benefits	2021-01-01	139
Total of all active and inactive participants	2021-01-01	339
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	2
Total participants	2021-01-01	341
Number of participants with account balances	2021-01-01	341
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	12
2020: ADVANCED ORTHOPEDICS OF OKLAHOMA, PLLC 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	404
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	198
Number of other retired or separated participants entitled to future benefits	2020-01-01	161
Total of all active and inactive participants	2020-01-01	359
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	1
Total participants	2020-01-01	360
Number of participants with account balances	2020-01-01	360
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	23
2019: ADVANCED ORTHOPEDICS OF OKLAHOMA, PLLC 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	390
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	217
Number of other retired or separated participants entitled to future benefits	2019-01-01	175
Total of all active and inactive participants	2019-01-01	392
Total participants	2019-01-01	392
Number of participants with account balances	2019-01-01	390
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	20
2018: ADVANCED ORTHOPEDICS OF OKLAHOMA, PLLC 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	409
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	224
Number of other retired or separated participants entitled to future benefits	2018-01-01	152
Total of all active and inactive participants	2018-01-01	376
Total participants	2018-01-01	376
Number of participants with account balances	2018-01-01	376
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	24
2017: ADVANCED ORTHOPEDICS OF OKLAHOMA, PLLC 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	256
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	233
Number of other retired or separated participants entitled to future benefits	2017-01-01	152
Total of all active and inactive participants	2017-01-01	385
Total participants	2017-01-01	385
Number of participants with account balances	2017-01-01	378
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	41

Financial Data on ADVANCED ORTHOPEDICS OF OKLAHOMA, PLLC 401(K) PLAN

Measure	Date	Value
2022 : ADVANCED ORTHOPEDICS OF OKLAHOMA, PLLC 401(K) PLAN 2022 401k financial data
Total income from all sources (including contributions)	2022-12-31	$-8,372,039
Total of all expenses incurred	2022-12-31	$2,966,725
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$2,910,210
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$2,220,918
Value of total assets at end of year	2022-12-31	$64,024,584
Value of total assets at beginning of year	2022-12-31	$75,363,348
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$56,515
Total interest from all sources	2022-12-31	$52,833
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$1,095,159
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$1,095,159
Administrative expenses professional fees incurred	2022-12-31	$56,515
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$500,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$1,039,586
Participant contributions at end of year	2022-12-31	$11,757
Participant contributions at beginning of year	2022-12-31	$17,276
Assets. Other investments not covered elsewhere at end of year	2022-12-31	$19,348,844
Assets. Other investments not covered elsewhere at beginning of year	2022-12-31	$22,151,894
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$6,197
Other income not declared elsewhere	2022-12-31	$-1,832,769
Total non interest bearing cash at end of year	2022-12-31	$48,543
Total non interest bearing cash at beginning of year	2022-12-31	$48,143
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-11,338,764
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$64,024,584
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$75,363,348
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$40,643,008
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$49,246,828
Income. Interest from loans (other than to participants)	2022-12-31	$623
Value of interest in common/collective trusts at end of year	2022-12-31	$246,781
Value of interest in common/collective trusts at beginning of year	2022-12-31	$790
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2022-12-31	$3,056,439
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2022-12-31	$2,872,481
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2022-12-31	$2,872,481
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2022-12-31	$52,210
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-6,782,263
Net investment gain or loss from common/collective trusts	2022-12-31	$-3,125,917
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$1,175,135
Employer contributions (assets) at end of year	2022-12-31	$669,212
Employer contributions (assets) at beginning of year	2022-12-31	$1,025,936
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$2,910,210
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	EIDE BAILLY
Accountancy firm EIN	2022-12-31	450250958
2021 : ADVANCED ORTHOPEDICS OF OKLAHOMA, PLLC 401(K) PLAN 2021 401k financial data
Total income from all sources (including contributions)	2021-12-31	$11,567,332
Total of all expenses incurred	2021-12-31	$4,654,200
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$4,610,939
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$2,409,809
Value of total assets at end of year	2021-12-31	$75,363,348
Value of total assets at beginning of year	2021-12-31	$68,450,216
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$43,261
Total interest from all sources	2021-12-31	$1,703
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$1,488,754
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$1,488,754
Administrative expenses professional fees incurred	2021-12-31	$43,261
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$500,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$987,784
Participant contributions at end of year	2021-12-31	$17,276
Participant contributions at beginning of year	2021-12-31	$22,781
Assets. Other investments not covered elsewhere at end of year	2021-12-31	$22,151,894
Assets. Other investments not covered elsewhere at beginning of year	2021-12-31	$19,358,552
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$16,171
Other income not declared elsewhere	2021-12-31	$2,008,640
Total non interest bearing cash at end of year	2021-12-31	$48,143
Total non interest bearing cash at beginning of year	2021-12-31	$320,591
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$6,913,132
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$75,363,348
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$68,450,216
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$49,246,828
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$45,604,210
Interest on participant loans	2021-12-31	$893
Value of interest in common/collective trusts at end of year	2021-12-31	$790
Value of interest in common/collective trusts at beginning of year	2021-12-31	$901
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2021-12-31	$2,872,481
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2021-12-31	$2,349,338
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2021-12-31	$2,349,338
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2021-12-31	$810
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$3,020,593
Net investment gain or loss from common/collective trusts	2021-12-31	$2,637,833
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$1,405,854
Employer contributions (assets) at end of year	2021-12-31	$1,025,936
Employer contributions (assets) at beginning of year	2021-12-31	$793,843
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$4,610,939
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	EIDE BAILLY
Accountancy firm EIN	2021-12-31	450250958
2020 : ADVANCED ORTHOPEDICS OF OKLAHOMA, PLLC 401(K) PLAN 2020 401k financial data
Total income from all sources (including contributions)	2020-12-31	$10,300,079
Total of all expenses incurred	2020-12-31	$3,679,488
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$3,647,121
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$2,446,304
Value of total assets at end of year	2020-12-31	$68,450,216
Value of total assets at beginning of year	2020-12-31	$61,829,625
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$32,367
Total interest from all sources	2020-12-31	$15,636
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$1,139,094
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$1,139,094
Administrative expenses professional fees incurred	2020-12-31	$32,367
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$500,000
If this is an individual account plan, was there a blackout period	2020-12-31	Yes
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$882,695
Participant contributions at end of year	2020-12-31	$22,781
Participant contributions at beginning of year	2020-12-31	$27,842
Participant contributions at beginning of year	2020-12-31	$36,308
Assets. Other investments not covered elsewhere at end of year	2020-12-31	$19,358,552
Assets. Other investments not covered elsewhere at beginning of year	2020-12-31	$12,406,603
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$34,422
Other income not declared elsewhere	2020-12-31	$2,124,420
Total non interest bearing cash at end of year	2020-12-31	$320,591
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$6,620,591
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$68,450,216
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$61,829,625
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$45,604,210
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$45,537,561
Interest on participant loans	2020-12-31	$1,081
Value of interest in common/collective trusts at end of year	2020-12-31	$901
Value of interest in common/collective trusts at beginning of year	2020-12-31	$12
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2020-12-31	$2,349,338
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2020-12-31	$2,731,701
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2020-12-31	$2,731,701
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2020-12-31	$14,555
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$2,454,090
Net investment gain or loss from common/collective trusts	2020-12-31	$2,120,535
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$1,529,187
Employer contributions (assets) at end of year	2020-12-31	$793,843
Employer contributions (assets) at beginning of year	2020-12-31	$1,089,598
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$3,647,121
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2020-12-31	Yes
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Unqualified
Accountancy firm name	2020-12-31	EIDE BAILLY
Accountancy firm EIN	2020-12-31	450250958
2019 : ADVANCED ORTHOPEDICS OF OKLAHOMA, PLLC 401(K) PLAN 2019 401k financial data
Total income from all sources (including contributions)	2019-12-31	$12,993,327
Total income from all sources (including contributions)	2019-12-31	$12,993,327
Total of all expenses incurred	2019-12-31	$2,881,250
Total of all expenses incurred	2019-12-31	$2,881,250
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$2,857,491
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$2,857,491
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$2,521,862
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$2,521,862
Value of total assets at end of year	2019-12-31	$61,829,625
Value of total assets at end of year	2019-12-31	$61,829,625
Value of total assets at beginning of year	2019-12-31	$51,717,548
Value of total assets at beginning of year	2019-12-31	$51,717,548
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$23,759
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$23,759
Total interest from all sources	2019-12-31	$61,963
Total interest from all sources	2019-12-31	$61,963
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$1,135,425
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$1,135,425
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$1,135,425
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$1,135,425
Administrative expenses professional fees incurred	2019-12-31	$23,759
Administrative expenses professional fees incurred	2019-12-31	$23,759
Was this plan covered by a fidelity bond	2019-12-31	Yes
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$500,000
Value of fidelity bond cover	2019-12-31	$500,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
If this is an individual account plan, was there a blackout period	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$915,793
Contributions received from participants	2019-12-31	$915,793
Participant contributions at end of year	2019-12-31	$27,842
Participant contributions at end of year	2019-12-31	$27,842
Participant contributions at beginning of year	2019-12-31	$39,705
Participant contributions at beginning of year	2019-12-31	$39,705
Participant contributions at end of year	2019-12-31	$36,308
Participant contributions at end of year	2019-12-31	$36,308
Participant contributions at beginning of year	2019-12-31	$57,562
Participant contributions at beginning of year	2019-12-31	$57,562
Assets. Other investments not covered elsewhere at end of year	2019-12-31	$12,406,603
Assets. Other investments not covered elsewhere at end of year	2019-12-31	$12,406,603
Assets. Other investments not covered elsewhere at beginning of year	2019-12-31	$11,642,272
Assets. Other investments not covered elsewhere at beginning of year	2019-12-31	$11,642,272
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$49,246
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$49,246
Other income not declared elsewhere	2019-12-31	$1,930,382
Other income not declared elsewhere	2019-12-31	$1,930,382
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$10,112,077
Value of net income/loss	2019-12-31	$10,112,077
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$61,829,625
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$61,829,625
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$51,717,548
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$51,717,548
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$45,537,561
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$45,537,561
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$36,211,923
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$36,211,923
Interest on participant loans	2019-12-31	$1,435
Interest on participant loans	2019-12-31	$1,435
Value of interest in common/collective trusts at end of year	2019-12-31	$12
Value of interest in common/collective trusts at end of year	2019-12-31	$12
Value of interest in common/collective trusts at beginning of year	2019-12-31	$121
Value of interest in common/collective trusts at beginning of year	2019-12-31	$121
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$2,731,701
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$2,731,701
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$2,600,487
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$2,600,487
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$2,600,487
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$2,600,487
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-12-31	$60,528
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-12-31	$60,528
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$4,426,664
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$4,426,664
Net investment gain or loss from common/collective trusts	2019-12-31	$2,917,031
Net investment gain or loss from common/collective trusts	2019-12-31	$2,917,031
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2019-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$1,556,823
Contributions received in cash from employer	2019-12-31	$1,556,823
Employer contributions (assets) at end of year	2019-12-31	$1,089,598
Employer contributions (assets) at end of year	2019-12-31	$1,089,598
Employer contributions (assets) at beginning of year	2019-12-31	$1,165,478
Employer contributions (assets) at beginning of year	2019-12-31	$1,165,478
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$2,857,491
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$2,857,491
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	STANFIELD & O'DELL
Accountancy firm name	2019-12-31	STANFIELD & O'DELL
Accountancy firm EIN	2019-12-31	731293433
Accountancy firm EIN	2019-12-31	731293433
2018 : ADVANCED ORTHOPEDICS OF OKLAHOMA, PLLC 401(K) PLAN 2018 401k financial data
Total income from all sources (including contributions)	2018-12-31	$663,626
Total of all expenses incurred	2018-12-31	$6,046,179
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$6,021,858
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$2,814,263
Value of total assets at end of year	2018-12-31	$51,717,548
Value of total assets at beginning of year	2018-12-31	$57,100,101
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$24,321
Total interest from all sources	2018-12-31	$53,626
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$1,269,847
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$1,269,847
Administrative expenses professional fees incurred	2018-12-31	$24,321
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$500,000
If this is an individual account plan, was there a blackout period	2018-12-31	Yes
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$995,093
Participant contributions at end of year	2018-12-31	$39,705
Participant contributions at beginning of year	2018-12-31	$53,445
Participant contributions at end of year	2018-12-31	$57,562
Assets. Other investments not covered elsewhere at end of year	2018-12-31	$11,642,272
Assets. Other investments not covered elsewhere at beginning of year	2018-12-31	$11,647,172
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$162,736
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2018-12-31	$-56
Other income not declared elsewhere	2018-12-31	$43,689
Total non interest bearing cash at beginning of year	2018-12-31	$46,302
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-5,382,553
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$51,717,548
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$57,100,101
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$36,211,923
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$41,524,631
Interest on participant loans	2018-12-31	$2,069
Value of interest in common/collective trusts at end of year	2018-12-31	$121
Value of interest in common/collective trusts at beginning of year	2018-12-31	$20
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2018-12-31	$2,600,487
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-12-31	$2,910,729
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-12-31	$2,910,729
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2018-12-31	$51,557
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-2,694,478
Net investment gain or loss from common/collective trusts	2018-12-31	$-823,321
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$1,656,434
Employer contributions (assets) at end of year	2018-12-31	$1,165,478
Employer contributions (assets) at beginning of year	2018-12-31	$917,858
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$6,021,858
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2018-12-31	Yes
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	STANFIELD & O'DELL PC
Accountancy firm EIN	2018-12-31	731293433
2017 : ADVANCED ORTHOPEDICS OF OKLAHOMA, PLLC 401(K) PLAN 2017 401k financial data
Total transfer of assets to this plan	2017-12-31	$243,767
Total income from all sources (including contributions)	2017-12-31	$9,532,296
Total of all expenses incurred	2017-12-31	$4,535,560
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$4,510,505
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$2,635,867
Value of total assets at end of year	2017-12-31	$57,100,101
Value of total assets at beginning of year	2017-12-31	$51,859,598
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$25,055
Total interest from all sources	2017-12-31	$38,339
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$1,043,459
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$1,043,459
Administrative expenses professional fees incurred	2017-12-31	$25,055
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	Yes
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$969,979
Participant contributions at end of year	2017-12-31	$53,445
Participant contributions at beginning of year	2017-12-31	$-25
Assets. Other investments not covered elsewhere at end of year	2017-12-31	$11,647,172
Assets. Other investments not covered elsewhere at beginning of year	2017-12-31	$8,312,369
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$20,366
Value of other receiveables (less allowance for doubtful accounts) at end of year	2017-12-31	$-56
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2017-12-31	$22,941,539
Other income not declared elsewhere	2017-12-31	$1,227,047
Total non interest bearing cash at end of year	2017-12-31	$46,302
Total non interest bearing cash at beginning of year	2017-12-31	$141,298
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$4,996,736
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$57,100,101
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$51,859,598
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$41,524,631
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$18,471,779
Interest on participant loans	2017-12-31	$2,764
Value of interest in common/collective trusts at end of year	2017-12-31	$20
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-31	$2,910,729
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-31	$796,889
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-31	$796,889
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-12-31	$35,575
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$2,708,927
Net investment gain or loss from common/collective trusts	2017-12-31	$1,878,657
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$1,645,522
Employer contributions (assets) at end of year	2017-12-31	$917,858
Employer contributions (assets) at beginning of year	2017-12-31	$1,195,749
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$4,510,505
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-12-31	Yes
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	STANFIELD & O'DELL PC
Accountancy firm EIN	2017-12-31	731293433

Form 5500 Responses for ADVANCED ORTHOPEDICS OF OKLAHOMA, PLLC 401(K) PLAN

2022: ADVANCED ORTHOPEDICS OF OKLAHOMA, PLLC 401(K) PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: ADVANCED ORTHOPEDICS OF OKLAHOMA, PLLC 401(K) PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: ADVANCED ORTHOPEDICS OF OKLAHOMA, PLLC 401(K) PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: ADVANCED ORTHOPEDICS OF OKLAHOMA, PLLC 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: ADVANCED ORTHOPEDICS OF OKLAHOMA, PLLC 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: ADVANCED ORTHOPEDICS OF OKLAHOMA, PLLC 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	ADVANCED ORTHOPEDICS OF OKLAHOMA, PLLC
Employer identification number (EIN):	813249663
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)