401k Plan data: AVANTOR RETIREMENT SAVINGS 401(K) PLAN AND TRUST plan

AVANTOR RETIREMENT SAVINGS 401(K) PLAN AND TRUST 401k Plan overview

Plan Name	AVANTOR RETIREMENT SAVINGS 401(K) PLAN AND TRUST
Plan identification number	002

AVANTOR RETIREMENT SAVINGS 401(K) PLAN AND TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

AVANTOR, INC. has sponsored the creation of one or more 401k plans.

Company Name: AVANTOR, INC.

Employer identification number (EIN): 813921566

NAIC Classification: 423990
NAIC Description: Other Miscellaneous Durable Goods Merchant Wholesalers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan AVANTOR RETIREMENT SAVINGS 401(K) PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2022-01-01
002 2021-01-01
002 2020-01-01
002 2019-01-01

Plan Statistics for AVANTOR RETIREMENT SAVINGS 401(K) PLAN AND TRUST

401k plan membership statisitcs for AVANTOR RETIREMENT SAVINGS 401(K) PLAN AND TRUST

Measure Date Value
2022: AVANTOR RETIREMENT SAVINGS 401(K) PLAN AND TRUST 2022 401k membership
Total participants, beginning-of-year 2022-01-01 8,344
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 6,127
Number of retired or separated participants receiving benefits 2022-01-01 3
Number of other retired or separated participants entitled to future benefits 2022-01-01 2,789
Total of all active and inactive participants 2022-01-01 8,919
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 34
Total participants 2022-01-01 8,953
Number of participants with account balances 2022-01-01 8,738
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 1
2021: AVANTOR RETIREMENT SAVINGS 401(K) PLAN AND TRUST 2021 401k membership
Total participants, beginning-of-year 2021-01-01 7,463
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 5,643
Number of retired or separated participants receiving benefits 2021-01-01 4
Number of other retired or separated participants entitled to future benefits 2021-01-01 2,569
Total of all active and inactive participants 2021-01-01 8,216
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 32
Total participants 2021-01-01 8,248
Number of participants with account balances 2021-01-01 8,017
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 1
2020: AVANTOR RETIREMENT SAVINGS 401(K) PLAN AND TRUST 2020 401k membership
Total participants, beginning-of-year 2020-01-01 7,381
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 4,988
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 2,328
Total of all active and inactive participants 2020-01-01 7,316
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 28
Total participants 2020-01-01 7,344
Number of participants with account balances 2020-01-01 7,130
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 8
2019: AVANTOR RETIREMENT SAVINGS 401(K) PLAN AND TRUST 2019 401k membership
Total participants, beginning-of-year 2019-01-01 5,675
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 5,056
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 2,261
Total of all active and inactive participants 2019-01-01 7,317
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 29
Total participants 2019-01-01 7,346
Number of participants with account balances 2019-01-01 7,089
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 27

Measure	Date	Value
2022: AVANTOR RETIREMENT SAVINGS 401(K) PLAN AND TRUST 2022 401k membership
Total participants, beginning-of-year	2022-01-01	8,344
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	6,127
Number of retired or separated participants receiving benefits	2022-01-01	3
Number of other retired or separated participants entitled to future benefits	2022-01-01	2,789
Total of all active and inactive participants	2022-01-01	8,919
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	34
Total participants	2022-01-01	8,953
Number of participants with account balances	2022-01-01	8,738
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	1
2021: AVANTOR RETIREMENT SAVINGS 401(K) PLAN AND TRUST 2021 401k membership
Total participants, beginning-of-year	2021-01-01	7,463
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	5,643
Number of retired or separated participants receiving benefits	2021-01-01	4
Number of other retired or separated participants entitled to future benefits	2021-01-01	2,569
Total of all active and inactive participants	2021-01-01	8,216
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	32
Total participants	2021-01-01	8,248
Number of participants with account balances	2021-01-01	8,017
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	1
2020: AVANTOR RETIREMENT SAVINGS 401(K) PLAN AND TRUST 2020 401k membership
Total participants, beginning-of-year	2020-01-01	7,381
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	4,988
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	2,328
Total of all active and inactive participants	2020-01-01	7,316
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	28
Total participants	2020-01-01	7,344
Number of participants with account balances	2020-01-01	7,130
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	8
2019: AVANTOR RETIREMENT SAVINGS 401(K) PLAN AND TRUST 2019 401k membership
Total participants, beginning-of-year	2019-01-01	5,675
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	5,056
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	2,261
Total of all active and inactive participants	2019-01-01	7,317
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	29
Total participants	2019-01-01	7,346
Number of participants with account balances	2019-01-01	7,089
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	27

Financial Data on AVANTOR RETIREMENT SAVINGS 401(K) PLAN AND TRUST

Measure	Date	Value
2022 : AVANTOR RETIREMENT SAVINGS 401(K) PLAN AND TRUST 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$-33,795,140
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$50,112,319
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$49,536,681
Expenses. Certain deemed distributions of participant loans	2022-12-31	$11,320
Value of total corrective distributions	2022-12-31	$513
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$63,102,946
Value of total assets at end of year	2022-12-31	$508,174,067
Value of total assets at beginning of year	2022-12-31	$592,081,526
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$563,805
Total interest from all sources	2022-12-31	$299,509
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$1,614,272
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$1,614,272
Administrative expenses professional fees incurred	2022-12-31	$10,000
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$35,369,669
Participant contributions at end of year	2022-12-31	$6,483,170
Participant contributions at beginning of year	2022-12-31	$5,981,566
Participant contributions at beginning of year	2022-12-31	$2,838
Assets. Other investments not covered elsewhere at end of year	2022-12-31	$3,458,822
Assets. Other investments not covered elsewhere at beginning of year	2022-12-31	$3,895,427
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$9,327,085
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2022-12-31	$5,818
Other income not declared elsewhere	2022-12-31	$-569,148
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-83,907,459
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$508,174,067
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$592,081,526
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Investment advisory and management fees	2022-12-31	$117,035
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$74,900,366
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$102,461,709
Value of interest in pooled separate accounts at end of year	2022-12-31	$18,414,315
Value of interest in pooled separate accounts at beginning of year	2022-12-31	$5,452,333
Interest on participant loans	2022-12-31	$299,509
Value of interest in common/collective trusts at end of year	2022-12-31	$404,186,801
Value of interest in common/collective trusts at beginning of year	2022-12-31	$473,465,729
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-22,283,175
Net investment gain or loss from common/collective trusts	2022-12-31	$-75,959,544
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$18,406,192
Employer contributions (assets) at end of year	2022-12-31	$730,593
Employer contributions (assets) at beginning of year	2022-12-31	$821,924
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$49,530,863
Contract administrator fees	2022-12-31	$436,770
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	TORRILLO & ASSOCIATES, LLC
Accountancy firm EIN	2022-12-31	830414789
2021 : AVANTOR RETIREMENT SAVINGS 401(K) PLAN AND TRUST 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$138,166,718
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$60,264,595
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$59,635,829
Expenses. Certain deemed distributions of participant loans	2021-12-31	$4,680
Value of total corrective distributions	2021-12-31	$2,591
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$63,329,433
Value of total assets at end of year	2021-12-31	$592,081,526
Value of total assets at beginning of year	2021-12-31	$514,179,403
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$621,495
Total interest from all sources	2021-12-31	$304,805
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$3,043,234
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$3,043,234
Administrative expenses professional fees incurred	2021-12-31	$81,022
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2021-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$29,651,932
Participant contributions at end of year	2021-12-31	$5,981,566
Participant contributions at beginning of year	2021-12-31	$5,699,049
Participant contributions at end of year	2021-12-31	$2,838
Assets. Other investments not covered elsewhere at end of year	2021-12-31	$3,895,427
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$18,131,700
Other income not declared elsewhere	2021-12-31	$14,150
Administrative expenses (other) incurred	2021-12-31	$302,368
Total non interest bearing cash at beginning of year	2021-12-31	$40,838
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$77,902,123
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$592,081,526
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$514,179,403
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Investment advisory and management fees	2021-12-31	$5,055
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$102,461,709
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$430,474,206
Value of interest in pooled separate accounts at end of year	2021-12-31	$5,452,333
Interest on participant loans	2021-12-31	$304,805
Value of interest in common/collective trusts at end of year	2021-12-31	$473,465,729
Value of interest in common/collective trusts at beginning of year	2021-12-31	$77,341,347
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$46,620,983
Net investment gain or loss from common/collective trusts	2021-12-31	$24,854,113
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$15,545,801
Employer contributions (assets) at end of year	2021-12-31	$821,924
Employer contributions (assets) at beginning of year	2021-12-31	$623,963
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$59,635,829
Contract administrator fees	2021-12-31	$233,050
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2021-12-31	Yes
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	TORRILLO & ASSOCIATES, LLC
Accountancy firm EIN	2021-12-31	830414789
2020 : AVANTOR RETIREMENT SAVINGS 401(K) PLAN AND TRUST 2020 401k financial data
Unrealized appreciation/depreciation of real estate assets	2020-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2020-12-31	$0
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total transfer of assets to this plan	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Expenses. Interest paid	2020-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$99,538,268
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$42,586,776
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$42,025,256
Expenses. Certain deemed distributions of participant loans	2020-12-31	$-814
Value of total corrective distributions	2020-12-31	$8,099
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$40,468,224
Value of total assets at end of year	2020-12-31	$514,179,403
Value of total assets at beginning of year	2020-12-31	$457,227,911
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$554,235
Total income from rents	2020-12-31	$0
Total interest from all sources	2020-12-31	$474,558
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$5,797,552
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$5,797,552
Administrative expenses professional fees incurred	2020-12-31	$0
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Amount of non-exempt transactions with any party-in-interest	2020-12-31	$0
Contributions received from participants	2020-12-31	$25,295,042
Participant contributions at end of year	2020-12-31	$5,699,049
Participant contributions at beginning of year	2020-12-31	$6,120,679
Participant contributions at end of year	2020-12-31	$0
Participant contributions at beginning of year	2020-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2020-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2020-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$1,522,789
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2020-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2020-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2020-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2020-12-31	$0
Other income not declared elsewhere	2020-12-31	$0
Administrative expenses (other) incurred	2020-12-31	$554,235
Liabilities. Value of operating payables at beginning of year	2020-12-31	$0
Total non interest bearing cash at end of year	2020-12-31	$40,838
Total non interest bearing cash at beginning of year	2020-12-31	$38,627
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Income. Non cash contributions	2020-12-31	$0
Value of net income/loss	2020-12-31	$56,951,492
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$514,179,403
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$457,227,911
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year	2020-12-31	$0
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year	2020-12-31	$0
Investment advisory and management fees	2020-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$430,474,206
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$156,404,154
Interest on participant loans	2020-12-31	$316,408
Income. Interest from loans (other than to participants)	2020-12-31	$0
Interest earned on other investments	2020-12-31	$0
Income. Interest from US Government securities	2020-12-31	$0
Income. Interest from corporate debt instruments	2020-12-31	$0
Value of interest in common/collective trusts at end of year	2020-12-31	$77,341,347
Value of interest in common/collective trusts at beginning of year	2020-12-31	$273,138,359
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2020-12-31	$20,876,806
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2020-12-31	$20,876,806
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2020-12-31	$158,150
Expenses. Payments to insurance carriers foe the provision of benefits	2020-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$23,311,753
Net investment gain/loss from pooled separate accounts	2020-12-31	$0
Net investment gain or loss from common/collective trusts	2020-12-31	$29,486,181
Net gain/loss from 103.12 investment entities	2020-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$13,650,393
Employer contributions (assets) at end of year	2020-12-31	$623,963
Employer contributions (assets) at beginning of year	2020-12-31	$649,286
Income. Dividends from preferred stock	2020-12-31	$0
Income. Dividends from common stock	2020-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$42,025,256
Contract administrator fees	2020-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2020-12-31	$0
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Aggregate proceeds on sale of assets	2020-12-31	$11,327,213
Aggregate carrying amount (costs) on sale of assets	2020-12-31	$11,327,213
Liabilities. Value of acquisition indebtedness at beginning of year	2020-12-31	$0
Opinion of an independent qualified public accountant for this plan	2020-12-31	Unqualified
Accountancy firm name	2020-12-31	TORRILLO & ASSOCIATES, LLC
Accountancy firm EIN	2020-12-31	830414789
2019 : AVANTOR RETIREMENT SAVINGS 401(K) PLAN AND TRUST 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total transfer of assets to this plan	2019-12-31	$86,196,849
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$123,814,860
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$40,836,326
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$40,225,367
Expenses. Certain deemed distributions of participant loans	2019-12-31	$84,026
Value of total corrective distributions	2019-12-31	$23,089
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$41,180,436
Value of total assets at end of year	2019-12-31	$457,227,911
Value of total assets at beginning of year	2019-12-31	$288,052,528
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$503,844
Total interest from all sources	2019-12-31	$779,614
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$2,868,069
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$2,868,069
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$23,796,888
Participant contributions at end of year	2019-12-31	$6,120,679
Participant contributions at beginning of year	2019-12-31	$4,300,941
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$4,230,103
Administrative expenses (other) incurred	2019-12-31	$503,844
Total non interest bearing cash at end of year	2019-12-31	$38,627
Total non interest bearing cash at beginning of year	2019-12-31	$56,904
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$82,978,534
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$457,227,911
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$288,052,528
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$156,404,154
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$195,946,199
Interest on participant loans	2019-12-31	$335,050
Interest earned on other investments	2019-12-31	$9
Value of interest in common/collective trusts at end of year	2019-12-31	$273,138,359
Value of interest in common/collective trusts at beginning of year	2019-12-31	$68,888,096
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$20,876,806
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$18,301,699
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$18,301,699
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-12-31	$444,555
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$42,913,612
Net investment gain or loss from common/collective trusts	2019-12-31	$36,073,129
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$13,153,445
Employer contributions (assets) at end of year	2019-12-31	$649,286
Employer contributions (assets) at beginning of year	2019-12-31	$558,689
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$40,225,367
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Aggregate proceeds on sale of assets	2019-12-31	$6,860,034
Aggregate carrying amount (costs) on sale of assets	2019-12-31	$6,860,034
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	TORRILLO & ASSOCIATES, LLC
Accountancy firm EIN	2019-12-31	830414789

Form 5500 Responses for AVANTOR RETIREMENT SAVINGS 401(K) PLAN AND TRUST

2022: AVANTOR RETIREMENT SAVINGS 401(K) PLAN AND TRUST 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	Yes
2022-01-01	Plan funding arrangement – Insurance	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement – Insurance	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: AVANTOR RETIREMENT SAVINGS 401(K) PLAN AND TRUST 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	Yes
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement – Insurance	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: AVANTOR RETIREMENT SAVINGS 401(K) PLAN AND TRUST 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: AVANTOR RETIREMENT SAVINGS 401(K) PLAN AND TRUST 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )

Policy contract number

GA32192

Policy instance

Insurance contract or identification number	GA32192
Number of Individuals Covered	0
Insurance policy start date	2022-01-01
Insurance policy end date	2022-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )

Policy contract number

GA32192

Policy instance

Insurance contract or identification number	GA32192
Number of Individuals Covered	0
Insurance policy start date	2021-10-01
Insurance policy end date	2021-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	AVANTOR, INC.
Employer identification number (EIN):	813921566
NAIC Classification:	423990
NAIC Description:	Other Miscellaneous Durable Goods Merchant Wholesalers