401k Plan data: ROSE COMPANIES EMPLOYER 401(K) PLAN plan

ROSE COMPANIES EMPLOYER 401(K) PLAN 401k Plan overview

Plan Name	ROSE COMPANIES EMPLOYER 401(K) PLAN
Plan identification number	002

ROSE COMPANIES EMPLOYER 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ROSE COMPANIES EMPLOYER, LLC has sponsored the creation of one or more 401k plans.

Company Name: ROSE COMPANIES EMPLOYER, LLC

Employer identification number (EIN): 813982831

NAIC Classification: 531310

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ROSE COMPANIES EMPLOYER 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2022-01-01
002 2021-01-01
002 2020-01-01
002 2020-01-01
002 2019-01-01
002 2018-01-01
002 2017-01-01 MIKE GOMEZ
002 2017-01-01 MIKE GOMEZ
002 2017-01-01 MIKE GOMEZ
002 2017-01-01 MIKE GOMEZ
002 2017-01-01 MIKE GOMEZ

Plan Statistics for ROSE COMPANIES EMPLOYER 401(K) PLAN

401k plan membership statisitcs for ROSE COMPANIES EMPLOYER 401(K) PLAN

Measure Date Value
2022: ROSE COMPANIES EMPLOYER 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 547
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 461
Number of retired or separated participants receiving benefits 2022-01-01 1
Number of other retired or separated participants entitled to future benefits 2022-01-01 210
Total of all active and inactive participants 2022-01-01 672
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 2
Total participants 2022-01-01 674
Number of participants with account balances 2022-01-01 629
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 85
2021: ROSE COMPANIES EMPLOYER 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 501
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 425
Number of retired or separated participants receiving benefits 2021-01-01 1
Number of other retired or separated participants entitled to future benefits 2021-01-01 119
Total of all active and inactive participants 2021-01-01 545
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 2
Total participants 2021-01-01 547
Number of participants with account balances 2021-01-01 464
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 0
2020: ROSE COMPANIES EMPLOYER 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 490
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 429
Number of retired or separated participants receiving benefits 2020-01-01 1
Number of other retired or separated participants entitled to future benefits 2020-01-01 71
Total of all active and inactive participants 2020-01-01 501
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 501
Number of participants with account balances 2020-01-01 480
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0
2019: ROSE COMPANIES EMPLOYER 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 483
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 385
Number of retired or separated participants receiving benefits 2019-01-01 1
Number of other retired or separated participants entitled to future benefits 2019-01-01 104
Total of all active and inactive participants 2019-01-01 490
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 490
Number of participants with account balances 2019-01-01 485
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: ROSE COMPANIES EMPLOYER 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 317
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 379
Number of retired or separated participants receiving benefits 2018-01-01 1
Number of other retired or separated participants entitled to future benefits 2018-01-01 102
Total of all active and inactive participants 2018-01-01 482
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 1
Total participants 2018-01-01 483
Number of participants with account balances 2018-01-01 453
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: ROSE COMPANIES EMPLOYER 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 312
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 284
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 33
Total of all active and inactive participants 2017-01-01 317
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 317
Number of participants with account balances 2017-01-01 217
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0

Measure	Date	Value
2022: ROSE COMPANIES EMPLOYER 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	547
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	461
Number of retired or separated participants receiving benefits	2022-01-01	1
Number of other retired or separated participants entitled to future benefits	2022-01-01	210
Total of all active and inactive participants	2022-01-01	672
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	2
Total participants	2022-01-01	674
Number of participants with account balances	2022-01-01	629
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	85
2021: ROSE COMPANIES EMPLOYER 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	501
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	425
Number of retired or separated participants receiving benefits	2021-01-01	1
Number of other retired or separated participants entitled to future benefits	2021-01-01	119
Total of all active and inactive participants	2021-01-01	545
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	2
Total participants	2021-01-01	547
Number of participants with account balances	2021-01-01	464
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	0
2020: ROSE COMPANIES EMPLOYER 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	490
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	429
Number of retired or separated participants receiving benefits	2020-01-01	1
Number of other retired or separated participants entitled to future benefits	2020-01-01	71
Total of all active and inactive participants	2020-01-01	501
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	501
Number of participants with account balances	2020-01-01	480
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0
2019: ROSE COMPANIES EMPLOYER 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	483
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	385
Number of retired or separated participants receiving benefits	2019-01-01	1
Number of other retired or separated participants entitled to future benefits	2019-01-01	104
Total of all active and inactive participants	2019-01-01	490
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	490
Number of participants with account balances	2019-01-01	485
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: ROSE COMPANIES EMPLOYER 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	317
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	379
Number of retired or separated participants receiving benefits	2018-01-01	1
Number of other retired or separated participants entitled to future benefits	2018-01-01	102
Total of all active and inactive participants	2018-01-01	482
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	1
Total participants	2018-01-01	483
Number of participants with account balances	2018-01-01	453
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: ROSE COMPANIES EMPLOYER 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	312
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	284
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	33
Total of all active and inactive participants	2017-01-01	317
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	317
Number of participants with account balances	2017-01-01	217
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0

Financial Data on ROSE COMPANIES EMPLOYER 401(K) PLAN

Measure	Date	Value
2022 : ROSE COMPANIES EMPLOYER 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$-2,876,030
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$2,575,983
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$2,515,600
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$3,941,454
Value of total assets at end of year	2022-12-31	$31,090,691
Value of total assets at beginning of year	2022-12-31	$36,542,704
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$60,383
Total interest from all sources	2022-12-31	$19,647
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$1,504,199
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$1,504,199
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$2,641,810
Participant contributions at end of year	2022-12-31	$302,625
Participant contributions at beginning of year	2022-12-31	$366,822
Participant contributions at end of year	2022-12-31	$27,280
Participant contributions at beginning of year	2022-12-31	$181
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$89,835
Value of other receiveables (less allowance for doubtful accounts) at end of year	2022-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2022-12-31	$103,768
Administrative expenses (other) incurred	2022-12-31	$60,383
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-5,452,013
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$31,090,691
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$36,542,704
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$28,976,774
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$33,388,900
Interest on participant loans	2022-12-31	$15,637
Value of interest in common/collective trusts at end of year	2022-12-31	$1,587,025
Value of interest in common/collective trusts at beginning of year	2022-12-31	$1,632,709
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2022-12-31	$26,997
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2022-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2022-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2022-12-31	$4,010
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-8,341,330
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$1,209,809
Employer contributions (assets) at end of year	2022-12-31	$169,990
Employer contributions (assets) at beginning of year	2022-12-31	$1,050,324
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$2,515,600
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	COHNREZNICK LLP
Accountancy firm EIN	2022-12-31	221478099
2021 : ROSE COMPANIES EMPLOYER 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$8,315,312
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$1,273,514
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$1,197,437
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$3,799,849
Value of total assets at end of year	2021-12-31	$36,542,704
Value of total assets at beginning of year	2021-12-31	$29,500,906
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$76,077
Total interest from all sources	2021-12-31	$19,437
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$1,583,552
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$1,583,552
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$2,439,033
Participant contributions at end of year	2021-12-31	$366,822
Participant contributions at beginning of year	2021-12-31	$436,613
Participant contributions at end of year	2021-12-31	$181
Participant contributions at beginning of year	2021-12-31	$33,110
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$310,492
Value of other receiveables (less allowance for doubtful accounts) at end of year	2021-12-31	$103,768
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2021-12-31	$2,374
Administrative expenses (other) incurred	2021-12-31	$76,077
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$7,041,798
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$36,542,704
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$29,500,906
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$33,388,900
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$26,737,636
Interest on participant loans	2021-12-31	$19,437
Value of interest in common/collective trusts at end of year	2021-12-31	$1,632,709
Value of interest in common/collective trusts at beginning of year	2021-12-31	$1,475,582
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2021-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2021-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2021-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$2,883,620
Net investment gain or loss from common/collective trusts	2021-12-31	$28,854
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$1,050,324
Employer contributions (assets) at end of year	2021-12-31	$1,050,324
Employer contributions (assets) at beginning of year	2021-12-31	$815,591
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$1,197,437
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	RSM US LLP
Accountancy firm EIN	2021-12-31	420714325
2020 : ROSE COMPANIES EMPLOYER 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$7,546,062
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$2,226,582
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$2,155,245
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$3,252,762
Value of total assets at end of year	2020-12-31	$29,500,906
Value of total assets at beginning of year	2020-12-31	$24,181,426
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$71,337
Total interest from all sources	2020-12-31	$17,094
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$903,998
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$903,998
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$2,078,316
Participant contributions at end of year	2020-12-31	$436,613
Participant contributions at beginning of year	2020-12-31	$338,990
Participant contributions at end of year	2020-12-31	$33,110
Participant contributions at beginning of year	2020-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$358,855
Value of other receiveables (less allowance for doubtful accounts) at end of year	2020-12-31	$2,374
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2020-12-31	$0
Administrative expenses (other) incurred	2020-12-31	$71,337
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$5,319,480
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$29,500,906
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$24,181,426
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$26,737,636
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$21,627,435
Interest on participant loans	2020-12-31	$17,094
Value of interest in common/collective trusts at end of year	2020-12-31	$1,475,582
Value of interest in common/collective trusts at beginning of year	2020-12-31	$1,468,870
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2020-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2020-12-31	$1
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2020-12-31	$1
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$3,340,100
Net investment gain or loss from common/collective trusts	2020-12-31	$32,108
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$815,591
Employer contributions (assets) at end of year	2020-12-31	$815,591
Employer contributions (assets) at beginning of year	2020-12-31	$746,130
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$2,155,245
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	RSM US LLP
Accountancy firm EIN	2020-12-31	420714325
2019 : ROSE COMPANIES EMPLOYER 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$7,620,418
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$1,930,070
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$1,853,851
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$3,374,925
Value of total assets at end of year	2019-12-31	$24,181,426
Value of total assets at beginning of year	2019-12-31	$18,491,078
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$76,219
Total interest from all sources	2019-12-31	$17,589
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$799,547
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$799,547
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$1,945,855
Participant contributions at end of year	2019-12-31	$338,990
Participant contributions at beginning of year	2019-12-31	$361,118
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$682,940
Administrative expenses (other) incurred	2019-12-31	$76,219
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$5,690,348
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$24,181,426
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$18,491,078
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$21,627,435
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$16,151,404
Interest on participant loans	2019-12-31	$17,589
Value of interest in common/collective trusts at end of year	2019-12-31	$1,468,870
Value of interest in common/collective trusts at beginning of year	2019-12-31	$1,378,367
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$1
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$3,395,813
Net investment gain or loss from common/collective trusts	2019-12-31	$32,544
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$746,130
Employer contributions (assets) at end of year	2019-12-31	$746,130
Employer contributions (assets) at beginning of year	2019-12-31	$600,189
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$1,853,851
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	BDO USA LLP
Accountancy firm EIN	2019-12-31	135381590
2018 : ROSE COMPANIES EMPLOYER 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total transfer of assets to this plan	2018-12-31	$9,285,928
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$1,320,269
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$3,138,486
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$3,083,345
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$2,513,285
Value of total assets at end of year	2018-12-31	$18,491,078
Value of total assets at beginning of year	2018-12-31	$11,023,367
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$55,141
Total interest from all sources	2018-12-31	$18,011
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$690,929
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$690,929
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$1,694,585
Participant contributions at end of year	2018-12-31	$361,118
Participant contributions at beginning of year	2018-12-31	$283,026
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$218,511
Administrative expenses (other) incurred	2018-12-31	$55,141
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-1,818,217
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$18,491,078
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$11,023,367
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$16,151,404
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$10,321,062
Interest on participant loans	2018-12-31	$18,011
Value of interest in common/collective trusts at end of year	2018-12-31	$1,378,367
Value of interest in common/collective trusts at beginning of year	2018-12-31	$166,073
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-1,926,852
Net investment gain or loss from common/collective trusts	2018-12-31	$24,896
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$600,189
Employer contributions (assets) at end of year	2018-12-31	$600,189
Employer contributions (assets) at beginning of year	2018-12-31	$253,206
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$3,083,345
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2018-12-31	No
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	BDO USA LLP
Accountancy firm EIN	2018-12-31	135381590
2017 : ROSE COMPANIES EMPLOYER 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total transfer of assets to this plan	2017-12-31	$9,758,445
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$1,493,632
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$482,493
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$462,692
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$483,085
Value of total assets at end of year	2017-12-31	$10,769,584
Value of total assets at beginning of year	2017-12-31	$0
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$19,801
Total interest from all sources	2017-12-31	$9,920
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$290,238
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$290,238
Was this plan covered by a fidelity bond	2017-12-31	No
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$483,085
Participant contributions at end of year	2017-12-31	$283,025
Participant contributions at beginning of year	2017-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$1,011,139
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$10,769,584
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$0
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Investment advisory and management fees	2017-12-31	$19,801
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$10,320,486
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$0
Interest on participant loans	2017-12-31	$9,920
Value of interest in common/collective trusts at end of year	2017-12-31	$166,073
Value of interest in common/collective trusts at beginning of year	2017-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$708,777
Net investment gain or loss from common/collective trusts	2017-12-31	$1,612
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$253,206
Employer contributions (assets) at end of year	2017-12-31	$253,206
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$462,692
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-12-31	No
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	RSM US LLP
Accountancy firm EIN	2017-12-31	420714325

Form 5500 Responses for ROSE COMPANIES EMPLOYER 401(K) PLAN

2022: ROSE COMPANIES EMPLOYER 401(K) PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	Yes
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: ROSE COMPANIES EMPLOYER 401(K) PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: ROSE COMPANIES EMPLOYER 401(K) PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	Yes
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: ROSE COMPANIES EMPLOYER 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: ROSE COMPANIES EMPLOYER 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	Yes
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: ROSE COMPANIES EMPLOYER 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	First time form 5500 has been submitted	Yes
2017-01-01	Submission has been amended	Yes
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	ROSE COMPANIES EMPLOYER, LLC
Employer identification number (EIN):	813982831
NAIC Classification:	531310