401k Plan data: GROUP NINE MEDIA, INC. 401(K) PLAN plan

GROUP NINE MEDIA, INC. 401(K) PLAN 401k Plan overview

Plan Name	GROUP NINE MEDIA, INC. 401(K) PLAN
Plan identification number	001

GROUP NINE MEDIA, INC. 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

GROUP NINE MEDIA, INC. has sponsored the creation of one or more 401k plans.

Company Name: GROUP NINE MEDIA, INC.

Employer identification number (EIN): 814074633

NAIC Classification: 511190

Form 5500 Filing Information

Submission information for form 5500 for 401k plan GROUP NINE MEDIA, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2020-01-01
001 2020-01-01
001 2019-01-01
001 2018-01-01
001 2017-01-01 TOM HOCHBERG
001 2016-12-02 TOM HOCHBERG 2017-10-16

Plan Statistics for GROUP NINE MEDIA, INC. 401(K) PLAN

401k plan membership statisitcs for GROUP NINE MEDIA, INC. 401(K) PLAN

Measure Date Value
2020: GROUP NINE MEDIA, INC. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 842
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 0
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 0
Total of all active and inactive participants 2020-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 0
Number of participants with account balances 2020-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 7
2019: GROUP NINE MEDIA, INC. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 744
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 532
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 310
Total of all active and inactive participants 2019-01-01 842
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 842
Number of participants with account balances 2019-01-01 636
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 28
2018: GROUP NINE MEDIA, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 665
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 550
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 194
Total of all active and inactive participants 2018-01-01 744
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 744
Number of participants with account balances 2018-01-01 520
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 48
2017: GROUP NINE MEDIA, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 96
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 535
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 130
Total of all active and inactive participants 2017-01-01 665
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 665
Number of participants with account balances 2017-01-01 428
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 33

Measure	Date	Value
2020: GROUP NINE MEDIA, INC. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	842
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	0
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	0
Total of all active and inactive participants	2020-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	0
Number of participants with account balances	2020-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	7
2019: GROUP NINE MEDIA, INC. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	744
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	532
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	310
Total of all active and inactive participants	2019-01-01	842
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	842
Number of participants with account balances	2019-01-01	636
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	28
2018: GROUP NINE MEDIA, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	665
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	550
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	194
Total of all active and inactive participants	2018-01-01	744
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	744
Number of participants with account balances	2018-01-01	520
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	48
2017: GROUP NINE MEDIA, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	96
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	535
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	130
Total of all active and inactive participants	2017-01-01	665
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	665
Number of participants with account balances	2017-01-01	428
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	33

Financial Data on GROUP NINE MEDIA, INC. 401(K) PLAN

Measure	Date	Value
2020 : GROUP NINE MEDIA, INC. 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-09-30	$0
Total transfer of assets from this plan	2020-09-30	$12,911,394
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-09-30	$0
Expenses. Interest paid	2020-09-30	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2020-09-30	$0
Total income from all sources (including contributions)	2020-09-30	$2,461,822
Total loss/gain on sale of assets	2020-09-30	$0
Total of all expenses incurred	2020-09-30	$1,401,034
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-09-30	$1,330,801
Expenses. Certain deemed distributions of participant loans	2020-09-30	$0
Value of total corrective distributions	2020-09-30	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-09-30	$1,973,589
Value of total assets at end of year	2020-09-30	$0
Value of total assets at beginning of year	2020-09-30	$11,850,606
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-09-30	$70,233
Total interest from all sources	2020-09-30	$3,522
Total dividends received (eg from common stock, registered investment company shares)	2020-09-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-09-30	No
Administrative expenses professional fees incurred	2020-09-30	$8,624
Was this plan covered by a fidelity bond	2020-09-30	Yes
Value of fidelity bond cover	2020-09-30	$500,000
If this is an individual account plan, was there a blackout period	2020-09-30	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-09-30	$0
Were there any nonexempt tranactions with any party-in-interest	2020-09-30	No
Contributions received from participants	2020-09-30	$1,693,626
Participant contributions at end of year	2020-09-30	$0
Participant contributions at beginning of year	2020-09-30	$68,480
Participant contributions at end of year	2020-09-30	$0
Participant contributions at beginning of year	2020-09-30	$0
Income. Received or receivable in cash from other sources (including rollovers)	2020-09-30	$94,022
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2020-09-30	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2020-09-30	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2020-09-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2020-09-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2020-09-30	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-09-30	No
Income. Non cash contributions	2020-09-30	$0
Value of net income/loss	2020-09-30	$1,060,788
Value of net assets at end of year (total assets less liabilities)	2020-09-30	$0
Value of net assets at beginning of year (total assets less liabilities)	2020-09-30	$11,850,606
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-09-30	No
Were any leases to which the plan was party in default or uncollectible	2020-09-30	No
Investment advisory and management fees	2020-09-30	$61,609
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-09-30	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-09-30	$11,685,538
Interest on participant loans	2020-09-30	$3,522
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2020-09-30	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2020-09-30	$96,588
Expenses. Payments to insurance carriers foe the provision of benefits	2020-09-30	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-09-30	$484,711
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-09-30	No
Was there a failure to transmit to the plan any participant contributions	2020-09-30	No
Has the plan failed to provide any benefit when due under the plan	2020-09-30	No
Contributions received in cash from employer	2020-09-30	$185,941
Employer contributions (assets) at end of year	2020-09-30	$0
Employer contributions (assets) at beginning of year	2020-09-30	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-09-30	$1,330,801
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2020-09-30	Yes
Did the plan have assets held for investment	2020-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2020-09-30	Unqualified
Accountancy firm name	2020-09-30	CARON & BLETZER, PLLC
Accountancy firm EIN	2020-09-30	043499945
2019 : GROUP NINE MEDIA, INC. 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$5,602,379
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$1,640,197
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$1,533,290
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$3,452,433
Value of total assets at end of year	2019-12-31	$11,850,606
Value of total assets at beginning of year	2019-12-31	$7,888,424
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$106,907
Total interest from all sources	2019-12-31	$2,169
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Administrative expenses professional fees incurred	2019-12-31	$10,451
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$500,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$2,450,846
Participant contributions at end of year	2019-12-31	$68,480
Participant contributions at beginning of year	2019-12-31	$42,912
Participant contributions at end of year	2019-12-31	$0
Participant contributions at beginning of year	2019-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$323,841
Value of other receiveables (less allowance for doubtful accounts) at end of year	2019-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2019-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2019-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2019-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Income. Non cash contributions	2019-12-31	$0
Value of net income/loss	2019-12-31	$3,962,182
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$11,850,606
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$7,888,424
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Investment advisory and management fees	2019-12-31	$96,456
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$11,685,538
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$7,765,604
Income. Interest from loans (other than to participants)	2019-12-31	$2,169
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$96,588
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$79,908
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$2,147,777
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$677,746
Employer contributions (assets) at end of year	2019-12-31	$0
Employer contributions (assets) at beginning of year	2019-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$1,533,290
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	CARON & BLETZER, PLLC
Accountancy firm EIN	2019-12-31	043499945
2018 : GROUP NINE MEDIA, INC. 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total transfer of assets to this plan	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$2,654,882
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$970,253
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$880,801
Value of total corrective distributions	2018-12-31	$2,695
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$3,205,676
Value of total assets at end of year	2018-12-31	$7,888,424
Value of total assets at beginning of year	2018-12-31	$6,203,795
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$86,757
Total interest from all sources	2018-12-31	$1,688
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$500,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$2,388,212
Participant contributions at end of year	2018-12-31	$42,912
Participant contributions at beginning of year	2018-12-31	$20,538
Participant contributions at end of year	2018-12-31	$0
Participant contributions at beginning of year	2018-12-31	$64,521
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$268,956
Value of other receiveables (less allowance for doubtful accounts) at end of year	2018-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2018-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2018-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2018-12-31	$0
Administrative expenses (other) incurred	2018-12-31	$86,757
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Income. Non cash contributions	2018-12-31	$0
Value of net income/loss	2018-12-31	$1,684,629
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$7,888,424
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$6,203,795
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$7,765,604
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$5,966,804
Interest on participant loans	2018-12-31	$1,688
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$79,908
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$51,075
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-552,482
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$548,508
Employer contributions (assets) at end of year	2018-12-31	$0
Employer contributions (assets) at beginning of year	2018-12-31	$100,857
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$880,801
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	CARON & BLETZER, PLLC
Accountancy firm EIN	2018-12-31	043499945
2017 : GROUP NINE MEDIA, INC. 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total transfer of assets to this plan	2017-12-31	$2,947,249
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$3,964,116
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$735,939
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$690,373
Value of total corrective distributions	2017-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$3,315,969
Value of total assets at end of year	2017-12-31	$6,203,795
Value of total assets at beginning of year	2017-12-31	$28,369
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$45,566
Total interest from all sources	2017-12-31	$650
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Administrative expenses professional fees incurred	2017-12-31	$45,566
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$1,899,880
Participant contributions at end of year	2017-12-31	$20,538
Participant contributions at beginning of year	2017-12-31	$0
Participant contributions at end of year	2017-12-31	$64,521
Participant contributions at beginning of year	2017-12-31	$14,016
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$749,772
Value of other receiveables (less allowance for doubtful accounts) at end of year	2017-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2017-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$3,228,177
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$6,203,795
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$28,369
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$5,966,804
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$7,097
Interest on participant loans	2017-12-31	$650
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$51,075
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$647,497
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$666,317
Employer contributions (assets) at end of year	2017-12-31	$100,857
Employer contributions (assets) at beginning of year	2017-12-31	$7,256
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$690,373
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	CARON & BLETZER, PLLC
Accountancy firm EIN	2017-12-31	043499945

Form 5500 Responses for GROUP NINE MEDIA, INC. 401(K) PLAN

2020: GROUP NINE MEDIA, INC. 401(K) PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	Yes
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: GROUP NINE MEDIA, INC. 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: GROUP NINE MEDIA, INC. 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: GROUP NINE MEDIA, INC. 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

984-70000

Policy instance

Insurance contract or identification number	984-70000
Number of Individuals Covered	0
Insurance policy start date	2020-01-01
Insurance policy end date	2020-09-30
Total amount of commissions paid to insurance broker	USD $179
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $179
Amount paid for insurance broker fees	0
Additional information about fees paid to insurance broker	INVESTMENT MANAGER/ADVISER
Insurance broker organization code?	7

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

984-70000

Policy instance

Insurance contract or identification number	984-70000
Number of Individuals Covered	636
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Total amount of commissions paid to insurance broker	USD $393
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $393
Amount paid for insurance broker fees	0
Additional information about fees paid to insurance broker	INVESTMENT MANAGER/ADVISER
Insurance broker organization code?	7

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

984-70000

Policy instance

Insurance contract or identification number	984-70000
Number of Individuals Covered	520
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Total amount of commissions paid to insurance broker	USD $340
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $340
Amount paid for insurance broker fees	0
Additional information about fees paid to insurance broker	INVESTMENT MANAGER/ADVISER
Insurance broker organization code?	7

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

984-70000

Policy instance

Insurance contract or identification number	984-70000
Number of Individuals Covered	428
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $176
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $176
Amount paid for insurance broker fees	0
Additional information about fees paid to insurance broker	INVESTMENT MANAGER/ADVISER
Insurance broker organization code?	7
Insurance broker name	AMERIPRISE FINANCIAL SERVICES

Potentially related plans

GROUP NINE ASSOCIATES, INC. 401(K) PLAN [EIN = 953876597]

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Company Name:	GROUP NINE MEDIA, INC.
Employer identification number (EIN):	814074633
NAIC Classification:	511190