401k Plan data: HAVTECH INVESTMENTS LLC 401(K) PLAN plan

HAVTECH INVESTMENTS LLC 401(K) PLAN 401k Plan overview

Plan Name	HAVTECH INVESTMENTS LLC 401(K) PLAN
Plan identification number	001

HAVTECH INVESTMENTS LLC 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

HAVTECH INVESTMENTS has sponsored the creation of one or more 401k plans.

Company Name: HAVTECH INVESTMENTS

Employer identification number (EIN): 814236511

NAIC Classification: 238220
NAIC Description: Plumbing, Heating, and Air-Conditioning Contractors

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HAVTECH INVESTMENTS LLC 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01
001 2021-01-01
001 2020-01-01
001 2020-01-01
001 2019-01-01
001 2019-01-01
001 2018-01-01
001 2017-01-01 BRIAN SONG

Plan Statistics for HAVTECH INVESTMENTS LLC 401(K) PLAN

401k plan membership statisitcs for HAVTECH INVESTMENTS LLC 401(K) PLAN

Measure Date Value
2022: HAVTECH INVESTMENTS LLC 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 462
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 400
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 121
Total of all active and inactive participants 2022-01-01 521
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 521
Number of participants with account balances 2022-01-01 452
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 3
2021: HAVTECH INVESTMENTS LLC 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 378
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 331
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 97
Total of all active and inactive participants 2021-01-01 428
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 428
Number of participants with account balances 2021-01-01 375
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 4
2020: HAVTECH INVESTMENTS LLC 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 277
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 222
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 69
Total of all active and inactive participants 2020-01-01 291
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 291
Number of participants with account balances 2020-01-01 254
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 5
2019: HAVTECH INVESTMENTS LLC 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 242
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 203
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 59
Total of all active and inactive participants 2019-01-01 262
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 1
Total participants 2019-01-01 263
Number of participants with account balances 2019-01-01 234
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 14
2018: HAVTECH INVESTMENTS LLC 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 198
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 182
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 54
Total of all active and inactive participants 2018-01-01 236
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 236
Number of participants with account balances 2018-01-01 199
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 3
2017: HAVTECH INVESTMENTS LLC 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 190
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 164
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 50
Total of all active and inactive participants 2017-01-01 214
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 214
Number of participants with account balances 2017-01-01 176
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 10

Measure	Date	Value
2022: HAVTECH INVESTMENTS LLC 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	462
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	400
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	121
Total of all active and inactive participants	2022-01-01	521
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	521
Number of participants with account balances	2022-01-01	452
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	3
2021: HAVTECH INVESTMENTS LLC 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	378
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	331
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	97
Total of all active and inactive participants	2021-01-01	428
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	428
Number of participants with account balances	2021-01-01	375
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	4
2020: HAVTECH INVESTMENTS LLC 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	277
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	222
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	69
Total of all active and inactive participants	2020-01-01	291
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	291
Number of participants with account balances	2020-01-01	254
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	5
2019: HAVTECH INVESTMENTS LLC 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	242
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	203
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	59
Total of all active and inactive participants	2019-01-01	262
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	1
Total participants	2019-01-01	263
Number of participants with account balances	2019-01-01	234
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	14
2018: HAVTECH INVESTMENTS LLC 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	198
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	182
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	54
Total of all active and inactive participants	2018-01-01	236
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	236
Number of participants with account balances	2018-01-01	199
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	3
2017: HAVTECH INVESTMENTS LLC 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	190
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	164
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	50
Total of all active and inactive participants	2017-01-01	214
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	214
Number of participants with account balances	2017-01-01	176
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	10

Financial Data on HAVTECH INVESTMENTS LLC 401(K) PLAN

Measure	Date	Value
2022 : HAVTECH INVESTMENTS LLC 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total transfer of assets to this plan	2022-12-31	$0
Total transfer of assets from this plan	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$-1,461,907
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$2,415,533
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$2,341,818
Expenses. Certain deemed distributions of participant loans	2022-12-31	$8,742
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$3,884,591
Value of total assets at end of year	2022-12-31	$27,196,106
Value of total assets at beginning of year	2022-12-31	$31,073,546
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$64,973
Total interest from all sources	2022-12-31	$13,692
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$946,843
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$946,843
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$500,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$2,311,212
Participant contributions at end of year	2022-12-31	$373,829
Participant contributions at beginning of year	2022-12-31	$267,525
Participant contributions at end of year	2022-12-31	$10,655
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$454,653
Administrative expenses (other) incurred	2022-12-31	$64,973
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-3,877,440
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$27,196,106
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$31,073,546
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$26,806,743
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$30,806,021
Interest on participant loans	2022-12-31	$13,692
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-6,307,033
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$1,118,726
Employer contributions (assets) at end of year	2022-12-31	$4,879
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$2,341,818
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	COHNREZNICK LLP
Accountancy firm EIN	2022-12-31	221478099
2021 : HAVTECH INVESTMENTS LLC 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total transfer of assets to this plan	2021-12-31	$6,983,044
Total transfer of assets from this plan	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$7,127,335
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$1,916,686
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$1,801,778
Value of total corrective distributions	2021-12-31	$53,664
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$3,238,992
Value of total assets at end of year	2021-12-31	$31,073,546
Value of total assets at beginning of year	2021-12-31	$18,879,853
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$61,244
Total interest from all sources	2021-12-31	$15,975
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$863,426
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$863,426
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$500,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$1,908,688
Participant contributions at end of year	2021-12-31	$267,525
Participant contributions at beginning of year	2021-12-31	$264,503
Participant contributions at beginning of year	2021-12-31	$6,383
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$442,990
Other income not declared elsewhere	2021-12-31	$13,359
Administrative expenses (other) incurred	2021-12-31	$61,244
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$5,210,649
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$31,073,546
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$18,879,853
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$30,806,021
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$18,605,488
Interest on participant loans	2021-12-31	$15,975
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$2,995,583
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$887,314
Employer contributions (assets) at beginning of year	2021-12-31	$3,479
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$1,801,778
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	COHNREZNICK LLP
Accountancy firm EIN	2021-12-31	221478099
2020 : HAVTECH INVESTMENTS LLC 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total transfer of assets to this plan	2020-12-31	$0
Total transfer of assets from this plan	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$4,438,621
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$1,792,492
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$1,750,965
Expenses. Certain deemed distributions of participant loans	2020-12-31	$41
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$1,739,619
Value of total assets at end of year	2020-12-31	$18,879,853
Value of total assets at beginning of year	2020-12-31	$16,233,724
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$41,486
Total interest from all sources	2020-12-31	$15,534
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$467,677
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$467,677
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$500,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$1,153,867
Participant contributions at end of year	2020-12-31	$264,503
Participant contributions at beginning of year	2020-12-31	$252,190
Participant contributions at end of year	2020-12-31	$6,383
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$13,016
Other income not declared elsewhere	2020-12-31	$37,645
Administrative expenses (other) incurred	2020-12-31	$41,486
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$2,646,129
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$18,879,853
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$16,233,724
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$18,605,488
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$15,981,534
Interest on participant loans	2020-12-31	$15,534
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$2,178,146
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$572,736
Employer contributions (assets) at end of year	2020-12-31	$3,479
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$1,750,965
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Unqualified
Accountancy firm name	2020-12-31	COHNREZNICK LLP
Accountancy firm EIN	2020-12-31	221478099
2019 : HAVTECH INVESTMENTS LLC 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total transfer of assets to this plan	2019-12-31	$0
Total transfer of assets from this plan	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$4,303,649
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$469,135
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$429,120
Expenses. Certain deemed distributions of participant loans	2019-12-31	$752
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$1,478,729
Value of total assets at end of year	2019-12-31	$16,233,724
Value of total assets at beginning of year	2019-12-31	$12,399,210
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$39,263
Total interest from all sources	2019-12-31	$15,946
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$385,423
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$385,423
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$500,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$959,323
Participant contributions at end of year	2019-12-31	$252,190
Participant contributions at beginning of year	2019-12-31	$280,023
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$44,046
Administrative expenses (other) incurred	2019-12-31	$39,263
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$3,834,514
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$16,233,724
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$12,399,210
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$15,981,534
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$11,585,484
Interest on participant loans	2019-12-31	$15,946
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$2,423,551
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$475,360
Employer contributions (assets) at beginning of year	2019-12-31	$533,703
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$429,120
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	COHNREZNICK LLP
Accountancy firm EIN	2019-12-31	221478099
2018 : HAVTECH INVESTMENTS LLC 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total transfer of assets from this plan	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$1,039,391
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$1,203,066
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$1,197,812
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$1,976,552
Value of total assets at end of year	2018-12-31	$12,399,210
Value of total assets at beginning of year	2018-12-31	$12,562,885
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$5,254
Total interest from all sources	2018-12-31	$14,337
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$311,776
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$311,776
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$500,000
If this is an individual account plan, was there a blackout period	2018-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$709,998
Participant contributions at end of year	2018-12-31	$280,023
Participant contributions at beginning of year	2018-12-31	$193,193
Participant contributions at beginning of year	2018-12-31	$180
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$346,888
Other income not declared elsewhere	2018-12-31	$1,060
Administrative expenses (other) incurred	2018-12-31	$3,083
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-163,675
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$12,399,210
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$12,562,885
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$11,585,484
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$11,769,485
Interest on participant loans	2018-12-31	$14,337
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-12-31	$27
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-12-31	$27
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$258,136
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-1,653,044
Net investment gain/loss from pooled separate accounts	2018-12-31	$388,710
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$919,666
Employer contributions (assets) at end of year	2018-12-31	$533,703
Employer contributions (assets) at beginning of year	2018-12-31	$341,864
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$1,197,812
Contract administrator fees	2018-12-31	$2,171
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2018-12-31	Yes
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	COHNREZNICK
Accountancy firm EIN	2018-12-31	221478099
2017 : HAVTECH INVESTMENTS LLC 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$4,318,069
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$2,733,341
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$2,728,708
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$2,632,069
Value of total assets at end of year	2017-12-31	$12,562,885
Value of total assets at beginning of year	2017-12-31	$10,978,157
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$4,633
Total interest from all sources	2017-12-31	$10,566
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Assets. Real estate other than employer real property at end of year	2017-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2017-12-31	$0
Administrative expenses professional fees incurred	2017-12-31	$1,720
Assets. Corporate prefeered stocks other than exployer securities at end of year	2017-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2017-12-31	$0
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$558,960
Participant contributions at end of year	2017-12-31	$193,193
Participant contributions at beginning of year	2017-12-31	$168,540
Participant contributions at end of year	2017-12-31	$180
Participant contributions at beginning of year	2017-12-31	$4,993
Assets. Other investments not covered elsewhere at end of year	2017-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2017-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$1,288,364
Assets. Loans (other than to participants) at end of year	2017-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2017-12-31	$0
Administrative expenses (other) incurred	2017-12-31	$2,913
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$1,584,728
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$12,562,885
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$10,978,157
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Assets. partnership/joint venture interests at end of year	2017-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2017-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$11,769,485
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$10,164,078
Value of interest in pooled separate accounts at end of year	2017-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2017-12-31	$0
Interest on participant loans	2017-12-31	$10,566
Value of interest in master investment trust accounts at end of year	2017-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2017-12-31	$0
Value of interest in common/collective trusts at end of year	2017-12-31	$0
Value of interest in common/collective trusts at beginning of year	2017-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-31	$27
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-31	$28,054
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-31	$28,054
Assets. Value of investments in 103.12 investment entities at end of year	2017-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2017-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$258,136
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$159,229
Asset value of US Government securities at end of year	2017-12-31	$0
Asset value of US Government securities at beginning of year	2017-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$1,675,434
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Assets. Invements in employer securities at end of year	2017-12-31	$0
Assets. Invements in employer securities at beginning of year	2017-12-31	$0
Assets. Value of employer real property at end of year	2017-12-31	$0
Assets. Value of employer real property at beginning of year	2017-12-31	$0
Contributions received in cash from employer	2017-12-31	$784,745
Employer contributions (assets) at end of year	2017-12-31	$341,864
Employer contributions (assets) at beginning of year	2017-12-31	$453,263
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$2,728,708
Asset. Corporate debt instrument preferred debt at end of year	2017-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2017-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2017-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2017-12-31	$0
Assets. Corporate common stocks other than exployer securities at end of year	2017-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2017-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2017-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2017-12-31	$0
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	MURPHY & MURPHY, CPA LLC
Accountancy firm EIN	2017-12-31	522138627

Form 5500 Responses for HAVTECH INVESTMENTS LLC 401(K) PLAN

2022: HAVTECH INVESTMENTS LLC 401(K) PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: HAVTECH INVESTMENTS LLC 401(K) PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: HAVTECH INVESTMENTS LLC 401(K) PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: HAVTECH INVESTMENTS LLC 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: HAVTECH INVESTMENTS LLC 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	Yes
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: HAVTECH INVESTMENTS LLC 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	Yes
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

106395

Policy instance

Insurance contract or identification number	106395
Number of Individuals Covered	0
Insurance policy start date	2018-01-01
Insurance policy end date	2018-10-01
Total amount of commissions paid to insurance broker	USD $31,427
Total amount of fees paid to insurance company	USD $7,690
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $26,860
Amount paid for insurance broker fees	3606
Insurance broker organization code?	3

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

112852

Policy instance

Insurance contract or identification number	112852
Number of Individuals Covered	186
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $45,639
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $35,364
Amount paid for insurance broker fees	0
Additional information about fees paid to insurance broker	BROKER COMMISSION & OTHER ALLOWANCES
Insurance broker organization code?	3
Insurance broker name	CDM RETIREMENT CONSULTANTS, INC.

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Company Name:	HAVTECH INVESTMENTS
Employer identification number (EIN):	814236511
NAIC Classification:	238220
NAIC Description:	Plumbing, Heating, and Air-Conditioning Contractors