HATHAWAY & KUNZ, LLP has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan HATHAWAY & KUNZ, LLP 401(K) PROFIT SHARING PLAN
401k plan membership statisitcs for HATHAWAY & KUNZ, LLP 401(K) PROFIT SHARING PLAN
| Measure | Date | Value |
|---|
| 2022: HATHAWAY & KUNZ, LLP 401(K) PROFIT SHARING PLAN 2022 401k membership |
|---|
| Total participants, beginning-of-year | 2022-01-01 | 16 |
| Total number of active participants reported on line 7a of the Form 5500 | 2022-01-01 | 14 |
| Number of retired or separated participants receiving benefits | 2022-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2022-01-01 | 2 |
| Total of all active and inactive participants | 2022-01-01 | 16 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2022-01-01 | 0 |
| Total participants | 2022-01-01 | 16 |
| Number of participants with account balances | 2022-01-01 | 15 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2022-01-01 | 0 |
| 2021: HATHAWAY & KUNZ, LLP 401(K) PROFIT SHARING PLAN 2021 401k membership |
|---|
| Total participants, beginning-of-year | 2021-01-01 | 17 |
| Total number of active participants reported on line 7a of the Form 5500 | 2021-01-01 | 14 |
| Number of retired or separated participants receiving benefits | 2021-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2021-01-01 | 1 |
| Total of all active and inactive participants | 2021-01-01 | 15 |
| Total participants | 2021-01-01 | 15 |
| Number of participants with account balances | 2021-01-01 | 14 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2021-01-01 | 0 |
| 2020: HATHAWAY & KUNZ, LLP 401(K) PROFIT SHARING PLAN 2020 401k membership |
|---|
| Total participants, beginning-of-year | 2020-01-01 | 15 |
| Total number of active participants reported on line 7a of the Form 5500 | 2020-01-01 | 14 |
| Number of retired or separated participants receiving benefits | 2020-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2020-01-01 | 2 |
| Total of all active and inactive participants | 2020-01-01 | 16 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2020-01-01 | 0 |
| Total participants | 2020-01-01 | 16 |
| Number of participants with account balances | 2020-01-01 | 14 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2020-01-01 | 0 |
| 2019: HATHAWAY & KUNZ, LLP 401(K) PROFIT SHARING PLAN 2019 401k membership |
|---|
| Total participants, beginning-of-year | 2019-01-01 | 14 |
| Total number of active participants reported on line 7a of the Form 5500 | 2019-01-01 | 10 |
| Number of retired or separated participants receiving benefits | 2019-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2019-01-01 | 3 |
| Total of all active and inactive participants | 2019-01-01 | 13 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2019-01-01 | 1 |
| Total participants | 2019-01-01 | 14 |
| Number of participants with account balances | 2019-01-01 | 14 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2019-01-01 | 0 |
| 2018: HATHAWAY & KUNZ, LLP 401(K) PROFIT SHARING PLAN 2018 401k membership |
|---|
| Total participants, beginning-of-year | 2018-01-01 | 16 |
| Total number of active participants reported on line 7a of the Form 5500 | 2018-01-01 | 11 |
| Number of retired or separated participants receiving benefits | 2018-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2018-01-01 | 2 |
| Total of all active and inactive participants | 2018-01-01 | 13 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2018-01-01 | 1 |
| Total participants | 2018-01-01 | 14 |
| Number of participants with account balances | 2018-01-01 | 14 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2018-01-01 | 0 |
| 2017: HATHAWAY & KUNZ, LLP 401(K) PROFIT SHARING PLAN 2017 401k membership |
|---|
| Total participants, beginning-of-year | 2017-01-01 | 16 |
| Total number of active participants reported on line 7a of the Form 5500 | 2017-01-01 | 11 |
| Number of retired or separated participants receiving benefits | 2017-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2017-01-01 | 4 |
| Total of all active and inactive participants | 2017-01-01 | 15 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-01-01 | 0 |
| Total participants | 2017-01-01 | 15 |
| Number of participants with account balances | 2017-01-01 | 15 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2017-01-01 | 0 |
| Measure | Date | Value |
|---|
| 2022 : HATHAWAY & KUNZ, LLP 401(K) PROFIT SHARING PLAN 2022 401k financial data |
|---|
| Total income from all sources | 2022-12-31 | $-1,349,151 |
| Expenses. Total of all expenses incurred | 2022-12-31 | $8,545 |
| Benefits paid (including direct rollovers) | 2022-12-31 | $1,751 |
| Total plan assets at end of year | 2022-12-31 | $3,538,632 |
| Total plan assets at beginning of year | 2022-12-31 | $4,896,328 |
| Value of fidelity bond covering the plan | 2022-12-31 | $490,000 |
| Total contributions received or receivable from participants | 2022-12-31 | $179,962 |
| Other income received | 2022-12-31 | $-1,576,415 |
| Net income (gross income less expenses) | 2022-12-31 | $-1,357,696 |
| Net plan assets at end of year (total assets less liabilities) | 2022-12-31 | $3,538,632 |
| Net plan assets at beginning of year (total assets less liabilities) | 2022-12-31 | $4,896,328 |
| Assets. Value of participant loans | 2022-12-31 | $43,021 |
| Assets. Value of assets in partnership/joint-venture interests | 2022-12-31 | $524,953 |
| Total contributions received or receivable from employer(s) | 2022-12-31 | $47,302 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2022-12-31 | $6,794 |
| 2021 : HATHAWAY & KUNZ, LLP 401(K) PROFIT SHARING PLAN 2021 401k financial data |
|---|
| Total income from all sources | 2021-12-31 | $1,413,651 |
| Expenses. Total of all expenses incurred | 2021-12-31 | $117,021 |
| Benefits paid (including direct rollovers) | 2021-12-31 | $108,393 |
| Total plan assets at end of year | 2021-12-31 | $4,896,328 |
| Total plan assets at beginning of year | 2021-12-31 | $3,599,698 |
| Value of fidelity bond covering the plan | 2021-12-31 | $448,000 |
| Total contributions received or receivable from participants | 2021-12-31 | $160,410 |
| Other income received | 2021-12-31 | $1,209,336 |
| Net income (gross income less expenses) | 2021-12-31 | $1,296,630 |
| Net plan assets at end of year (total assets less liabilities) | 2021-12-31 | $4,896,328 |
| Net plan assets at beginning of year (total assets less liabilities) | 2021-12-31 | $3,599,698 |
| Assets. Value of participant loans | 2021-12-31 | $71,402 |
| Assets. Value of assets in partnership/joint-venture interests | 2021-12-31 | $461,087 |
| Total contributions received or receivable from employer(s) | 2021-12-31 | $43,905 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2021-12-31 | $8,628 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
| 2020 : HATHAWAY & KUNZ, LLP 401(K) PROFIT SHARING PLAN 2020 401k financial data |
|---|
| Total income from all sources | 2020-12-31 | $775,552 |
| Expenses. Total of all expenses incurred | 2020-12-31 | $152,445 |
| Benefits paid (including direct rollovers) | 2020-12-31 | $144,983 |
| Total plan assets at end of year | 2020-12-31 | $3,578,378 |
| Total plan assets at beginning of year | 2020-12-31 | $2,955,271 |
| Value of fidelity bond covering the plan | 2020-12-31 | $466,000 |
| Total contributions received or receivable from participants | 2020-12-31 | $110,097 |
| Other income received | 2020-12-31 | $639,299 |
| Net income (gross income less expenses) | 2020-12-31 | $623,107 |
| Net plan assets at end of year (total assets less liabilities) | 2020-12-31 | $3,578,378 |
| Net plan assets at beginning of year (total assets less liabilities) | 2020-12-31 | $2,955,271 |
| Assets. Value of participant loans | 2020-12-31 | $3,409 |
| Assets. Value of assets in partnership/joint-venture interests | 2020-12-31 | $447,079 |
| Total contributions received or receivable from employer(s) | 2020-12-31 | $26,156 |
| Value of certain deemed distributions of participant loans | 2020-12-31 | $0 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2020-12-31 | $7,462 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
| 2019 : HATHAWAY & KUNZ, LLP 401(K) PROFIT SHARING PLAN 2019 401k financial data |
|---|
| Total income from all sources | 2019-12-31 | $610,258 |
| Expenses. Total of all expenses incurred | 2019-12-31 | $22,297 |
| Total plan assets at end of year | 2019-12-31 | $2,955,271 |
| Total plan assets at beginning of year | 2019-12-31 | $2,367,310 |
| Value of fidelity bond covering the plan | 2019-12-31 | $410,000 |
| Total contributions received or receivable from participants | 2019-12-31 | $96,004 |
| Other income received | 2019-12-31 | $491,727 |
| Net income (gross income less expenses) | 2019-12-31 | $587,961 |
| Net plan assets at end of year (total assets less liabilities) | 2019-12-31 | $2,955,271 |
| Net plan assets at beginning of year (total assets less liabilities) | 2019-12-31 | $2,367,310 |
| Assets. Value of participant loans | 2019-12-31 | $4,376 |
| Assets. Value of assets in partnership/joint-venture interests | 2019-12-31 | $187,143 |
| Total contributions received or receivable from employer(s) | 2019-12-31 | $22,527 |
| Value of certain deemed distributions of participant loans | 2019-12-31 | $15,000 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2019-12-31 | $7,297 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
| 2018 : HATHAWAY & KUNZ, LLP 401(K) PROFIT SHARING PLAN 2018 401k financial data |
|---|
| Total income from all sources | 2018-12-31 | $78,610 |
| Expenses. Total of all expenses incurred | 2018-12-31 | $277,303 |
| Benefits paid (including direct rollovers) | 2018-12-31 | $262,291 |
| Total plan assets at end of year | 2018-12-31 | $2,367,310 |
| Total plan assets at beginning of year | 2018-12-31 | $2,566,003 |
| Value of fidelity bond covering the plan | 2018-12-31 | $260,000 |
| Total contributions received or receivable from participants | 2018-12-31 | $86,018 |
| Other income received | 2018-12-31 | $-35,270 |
| Net income (gross income less expenses) | 2018-12-31 | $-198,693 |
| Net plan assets at end of year (total assets less liabilities) | 2018-12-31 | $2,367,310 |
| Net plan assets at beginning of year (total assets less liabilities) | 2018-12-31 | $2,566,003 |
| Assets. Value of participant loans | 2018-12-31 | $1,263 |
| Assets. Value of assets in partnership/joint-venture interests | 2018-12-31 | $191,692 |
| Total contributions received or receivable from employer(s) | 2018-12-31 | $27,862 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2018-12-31 | $15,012 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
| 2017 : HATHAWAY & KUNZ, LLP 401(K) PROFIT SHARING PLAN 2017 401k financial data |
|---|
| Total income from all sources | 2017-12-31 | $473,392 |
| Expenses. Total of all expenses incurred | 2017-12-31 | $572,644 |
| Benefits paid (including direct rollovers) | 2017-12-31 | $567,453 |
| Total plan assets at end of year | 2017-12-31 | $2,566,003 |
| Total plan assets at beginning of year | 2017-12-31 | $2,665,255 |
| Value of fidelity bond covering the plan | 2017-12-31 | $270,000 |
| Total contributions received or receivable from participants | 2017-12-31 | $92,423 |
| Other income received | 2017-12-31 | $352,454 |
| Net income (gross income less expenses) | 2017-12-31 | $-99,252 |
| Net plan assets at end of year (total assets less liabilities) | 2017-12-31 | $2,566,003 |
| Net plan assets at beginning of year (total assets less liabilities) | 2017-12-31 | $2,665,255 |
| Assets. Value of participant loans | 2017-12-31 | $12,330 |
| Assets. Value of assets in partnership/joint-venture interests | 2017-12-31 | $77,317 |
| Total contributions received or receivable from employer(s) | 2017-12-31 | $28,515 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2017-12-31 | $5,191 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
| 2022: HATHAWAY & KUNZ, LLP 401(K) PROFIT SHARING PLAN 2022 form 5500 responses |
|---|
| 2022-01-01 | Type of plan entity | Single employer plan |
| 2022-01-01 | Submission has been amended | No |
| 2022-01-01 | This submission is the final filing | No |
| 2022-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2022-01-01 | Plan is a collectively bargained plan | No |
| 2022-01-01 | Plan funding arrangement – Trust | Yes |
| 2022-01-01 | Plan benefit arrangement - Trust | Yes |
| 2021: HATHAWAY & KUNZ, LLP 401(K) PROFIT SHARING PLAN 2021 form 5500 responses |
|---|
| 2021-01-01 | Type of plan entity | Single employer plan |
| 2021-01-01 | Submission has been amended | No |
| 2021-01-01 | This submission is the final filing | No |
| 2021-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2021-01-01 | Plan is a collectively bargained plan | No |
| 2021-01-01 | Plan funding arrangement – Insurance | Yes |
| 2021-01-01 | Plan funding arrangement – Trust | Yes |
| 2021-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2021-01-01 | Plan benefit arrangement - Trust | Yes |
| 2020: HATHAWAY & KUNZ, LLP 401(K) PROFIT SHARING PLAN 2020 form 5500 responses |
|---|
| 2020-01-01 | Type of plan entity | Single employer plan |
| 2020-01-01 | Submission has been amended | No |
| 2020-01-01 | This submission is the final filing | No |
| 2020-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2020-01-01 | Plan is a collectively bargained plan | No |
| 2020-01-01 | Plan funding arrangement – Insurance | Yes |
| 2020-01-01 | Plan funding arrangement – Trust | Yes |
| 2020-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2020-01-01 | Plan benefit arrangement - Trust | Yes |
| 2019: HATHAWAY & KUNZ, LLP 401(K) PROFIT SHARING PLAN 2019 form 5500 responses |
|---|
| 2019-01-01 | Type of plan entity | Single employer plan |
| 2019-01-01 | Submission has been amended | No |
| 2019-01-01 | This submission is the final filing | No |
| 2019-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2019-01-01 | Plan is a collectively bargained plan | No |
| 2019-01-01 | Plan funding arrangement – Insurance | Yes |
| 2019-01-01 | Plan funding arrangement – Trust | Yes |
| 2019-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2019-01-01 | Plan benefit arrangement - Trust | Yes |
| 2018: HATHAWAY & KUNZ, LLP 401(K) PROFIT SHARING PLAN 2018 form 5500 responses |
|---|
| 2018-01-01 | Type of plan entity | Single employer plan |
| 2018-01-01 | Submission has been amended | No |
| 2018-01-01 | This submission is the final filing | No |
| 2018-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2018-01-01 | Plan is a collectively bargained plan | No |
| 2018-01-01 | Plan funding arrangement – Insurance | Yes |
| 2018-01-01 | Plan funding arrangement – Trust | Yes |
| 2018-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2018-01-01 | Plan benefit arrangement - Trust | Yes |
| 2017: HATHAWAY & KUNZ, LLP 401(K) PROFIT SHARING PLAN 2017 form 5500 responses |
|---|
| 2017-01-01 | Type of plan entity | Single employer plan |
| 2017-01-01 | Submission has been amended | No |
| 2017-01-01 | This submission is the final filing | No |
| 2017-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2017-01-01 | Plan is a collectively bargained plan | No |
| 2017-01-01 | Plan funding arrangement – Insurance | Yes |
| 2017-01-01 | Plan funding arrangement – Trust | Yes |
| 2017-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2017-01-01 | Plan benefit arrangement - Trust | Yes |
| SUN LIFE ASSURANCE COMPANY OF CANADA (National Association of Insurance Commissioners NAIC id number: 80802 ) |
| Policy contract number | 917215 |
| Policy instance | 1 |
| Insurance contract or identification number | 917215 | | Number of Individuals Covered | 15 | | Insurance policy start date | 2021-01-01 | | Insurance policy end date | 2021-12-31 | | Total amount of commissions paid to insurance broker | USD $2,408 | | Total amount of fees paid to insurance company | USD $0 | | Long Term Disability Insurance Welfare Benefit | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $1,608 | | Additional information about fees paid to insurance broker | N/A | | Insurance broker organization code? | 3 |
|
| SUN LIFE ASSURANCE COMPANY OF CANADA (National Association of Insurance Commissioners NAIC id number: 80802 ) |
| Policy contract number | 917215 |
| Policy instance | 1 |
| Insurance contract or identification number | 917215 | | Number of Individuals Covered | 14 | | Insurance policy start date | 2019-10-01 | | Insurance policy end date | 2020-09-30 | | Total amount of commissions paid to insurance broker | USD $2,193 | | Total amount of fees paid to insurance company | USD $0 | | Long Term Disability Insurance Welfare Benefit | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $2,193 | | Additional information about fees paid to insurance broker | N/A | | Insurance broker organization code? | 3 |
|
| SUN LIFE ASSURANCE COMPANY OF CANADA (National Association of Insurance Commissioners NAIC id number: 80802 ) |
| Policy contract number | 917215 |
| Policy instance | 1 |
| Insurance contract or identification number | 917215 | | Number of Individuals Covered | 13 | | Insurance policy start date | 2018-10-01 | | Insurance policy end date | 2019-09-30 | | Total amount of commissions paid to insurance broker | USD $2,019 | | Total amount of fees paid to insurance company | USD $0 | | Long Term Disability Insurance Welfare Benefit | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $2,019 | | Additional information about fees paid to insurance broker | N/A | | Insurance broker organization code? | 3 |
|
| RIVERSOURCE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65005 ) |
| Policy contract number | 2989171 |
| Policy instance | 2 |
| Insurance contract or identification number | 2989171 | | Number of Individuals Covered | 3 | | Insurance policy start date | 2019-01-01 | | Insurance policy end date | 2019-12-31 | | Total amount of commissions paid to insurance broker | USD $154 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | 1 | | Commission paid to Insurance Broker | USD $154 | | Amount paid for insurance broker fees | 0 | | Additional information about fees paid to insurance broker | N/A | | Insurance broker organization code? | 3 |
|
| RIVERSOURCE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65005 ) |
| Policy contract number | 2989171 |
| Policy instance | 1 |
| Insurance contract or identification number | 2989171 | | Insurance policy start date | 2018-01-01 | | Insurance policy end date | 2018-12-31 | | Total amount of commissions paid to insurance broker | USD $190 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | 1 | | Commission paid to Insurance Broker | USD $190 | | Insurance broker organization code? | 3 |
|
| RIVERSOURCE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65005 ) |
| Policy contract number | 2989171 |
| Policy instance | 1 |
| Insurance contract or identification number | 2989171 | | Number of Individuals Covered | 3 | | Insurance policy start date | 2017-01-01 | | Insurance policy end date | 2017-12-31 | | Total amount of commissions paid to insurance broker | USD $157 | | Total amount of fees paid to insurance company | USD $0 | | Commission paid to Insurance Broker | USD $157 | | Insurance broker organization code? | 3 | | Insurance broker name | DIXIE MAE ROBERTS CFP CRPC |
|
