THE BANK OF NEW YORK MELLON has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan COLLECTIVE TRUST HIGH YIELD FUND
| Measure | Date | Value |
|---|
| 2019 : COLLECTIVE TRUST HIGH YIELD FUND 2019 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2019-09-30 | $1,854,411 |
| Total unrealized appreciation/depreciation of assets | 2019-09-30 | $1,854,411 |
| Total transfer of assets to this plan | 2019-09-30 | $0 |
| Total transfer of assets from this plan | 2019-09-30 | $115,989,330 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-09-30 | $4,021,716 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-09-30 | $6,015,896 |
| Total income from all sources (including contributions) | 2019-09-30 | $7,352,482 |
| Total loss/gain on sale of assets | 2019-09-30 | $3,063,337 |
| Total of all expenses incurred | 2019-09-30 | $18,759 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-09-30 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-09-30 | $0 |
| Value of total assets at end of year | 2019-09-30 | $4,021,716 |
| Value of total assets at beginning of year | 2019-09-30 | $114,671,503 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-09-30 | $18,759 |
| Total interest from all sources | 2019-09-30 | $2,354,224 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-09-30 | $135,561 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2019-09-30 | $135,561 |
| Administrative expenses professional fees incurred | 2019-09-30 | $18,176 |
| Assets. Other investments not covered elsewhere at beginning of year | 2019-09-30 | $183,204 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2019-09-30 | $2,459,848 |
| Assets. Loans (other than to participants) at beginning of year | 2019-09-30 | $2,555,386 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2019-09-30 | $4,021,716 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2019-09-30 | $6,015,896 |
| Total non interest bearing cash at end of year | 2019-09-30 | $4,021,716 |
| Total non interest bearing cash at beginning of year | 2019-09-30 | $4,916,894 |
| Value of net income/loss | 2019-09-30 | $7,333,723 |
| Value of net assets at end of year (total assets less liabilities) | 2019-09-30 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-09-30 | $108,655,607 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-09-30 | $807,255 |
| Income. Interest from loans (other than to participants) | 2019-09-30 | $8,932 |
| Income. Interest from corporate debt instruments | 2019-09-30 | $2,345,292 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-09-30 | $-55,051 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2019-09-30 | $103,748,916 |
| Contract administrator fees | 2019-09-30 | $583 |
| Aggregate proceeds on sale of assets | 2019-09-30 | $95,159,372 |
| Aggregate carrying amount (costs) on sale of assets | 2019-09-30 | $92,096,035 |
| 2018 : COLLECTIVE TRUST HIGH YIELD FUND 2018 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2018-12-31 | $-7,296,015 |
| Total unrealized appreciation/depreciation of assets | 2018-12-31 | $-7,296,015 |
| Total transfer of assets to this plan | 2018-12-31 | $15,000 |
| Total transfer of assets from this plan | 2018-12-31 | $4,402,000 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $6,015,896 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $9,356,770 |
| Total income from all sources (including contributions) | 2018-12-31 | $-1,472,991 |
| Total loss/gain on sale of assets | 2018-12-31 | $-990,925 |
| Total of all expenses incurred | 2018-12-31 | $158,536 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $0 |
| Value of total assets at end of year | 2018-12-31 | $114,671,503 |
| Value of total assets at beginning of year | 2018-12-31 | $124,030,904 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $158,536 |
| Total interest from all sources | 2018-12-31 | $6,817,695 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $0 |
| Administrative expenses professional fees incurred | 2018-12-31 | $36,916 |
| Assets. Other investments not covered elsewhere at end of year | 2018-12-31 | $183,204 |
| Assets. Other investments not covered elsewhere at beginning of year | 2018-12-31 | $549,873 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2018-12-31 | $2,459,848 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2018-12-31 | $3,231,918 |
| Assets. Loans (other than to participants) at end of year | 2018-12-31 | $2,555,386 |
| Assets. Loans (other than to participants) at beginning of year | 2018-12-31 | $6,085,475 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2018-12-31 | $6,015,896 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2018-12-31 | $9,356,770 |
| Total non interest bearing cash at end of year | 2018-12-31 | $4,916,894 |
| Total non interest bearing cash at beginning of year | 2018-12-31 | $4,643,282 |
| Value of net income/loss | 2018-12-31 | $-1,631,527 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $108,655,607 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $114,674,134 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $807,255 |
| Income. Interest from loans (other than to participants) | 2018-12-31 | $32,537 |
| Interest earned on other investments | 2018-12-31 | $3,362,508 |
| Income. Interest from US Government securities | 2018-12-31 | $36,270 |
| Income. Interest from corporate debt instruments | 2018-12-31 | $3,386,380 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-3,746 |
| Asset. Corporate debt instrument debt (other) at end of year | 2018-12-31 | $103,748,916 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2018-12-31 | $109,520,356 |
| Contract administrator fees | 2018-12-31 | $121,620 |
| Aggregate proceeds on sale of assets | 2018-12-31 | $142,911,997 |
| Aggregate carrying amount (costs) on sale of assets | 2018-12-31 | $143,902,922 |
| 2017 : COLLECTIVE TRUST HIGH YIELD FUND 2017 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2017-12-31 | $852,567 |
| Total unrealized appreciation/depreciation of assets | 2017-12-31 | $852,567 |
| Total transfer of assets to this plan | 2017-12-31 | $808,588 |
| Total transfer of assets from this plan | 2017-12-31 | $10,250,687 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $9,356,770 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $4,707,183 |
| Total income from all sources (including contributions) | 2017-12-31 | $7,022,248 |
| Total loss/gain on sale of assets | 2017-12-31 | $-51,593 |
| Total of all expenses incurred | 2017-12-31 | $107,700 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $0 |
| Value of total assets at end of year | 2017-12-31 | $124,030,904 |
| Value of total assets at beginning of year | 2017-12-31 | $121,908,868 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $107,700 |
| Total interest from all sources | 2017-12-31 | $6,209,267 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $0 |
| Administrative expenses professional fees incurred | 2017-12-31 | $27,600 |
| Assets. Other investments not covered elsewhere at end of year | 2017-12-31 | $549,873 |
| Assets. Other investments not covered elsewhere at beginning of year | 2017-12-31 | $441,776 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2017-12-31 | $3,231,918 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2017-12-31 | $2,741,669 |
| Assets. Loans (other than to participants) at end of year | 2017-12-31 | $6,085,475 |
| Assets. Loans (other than to participants) at beginning of year | 2017-12-31 | $1,822,595 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2017-12-31 | $9,356,770 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2017-12-31 | $4,707,183 |
| Total non interest bearing cash at end of year | 2017-12-31 | $4,643,282 |
| Total non interest bearing cash at beginning of year | 2017-12-31 | $6,073,306 |
| Value of net income/loss | 2017-12-31 | $6,914,548 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $114,674,134 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $117,201,685 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $1,653,105 |
| Income. Interest from loans (other than to participants) | 2017-12-31 | $32,910 |
| Interest earned on other investments | 2017-12-31 | $2,644,492 |
| Income. Interest from US Government securities | 2017-12-31 | $61,756 |
| Income. Interest from corporate debt instruments | 2017-12-31 | $3,470,109 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $12,007 |
| Asset. Corporate debt instrument debt (other) at end of year | 2017-12-31 | $109,520,356 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2017-12-31 | $109,176,417 |
| Contract administrator fees | 2017-12-31 | $80,100 |
| Aggregate proceeds on sale of assets | 2017-12-31 | $173,012,712 |
| Aggregate carrying amount (costs) on sale of assets | 2017-12-31 | $173,064,305 |
| 2016 : COLLECTIVE TRUST HIGH YIELD FUND 2016 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2016-12-31 | $4,456,437 |
| Total unrealized appreciation/depreciation of assets | 2016-12-31 | $4,456,437 |
| Total transfer of assets to this plan | 2016-12-31 | $5,056,580 |
| Total transfer of assets from this plan | 2016-12-31 | $41,290,728 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $4,707,183 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $5,311,279 |
| Total income from all sources (including contributions) | 2016-12-31 | $13,865,637 |
| Total loss/gain on sale of assets | 2016-12-31 | $1,697,807 |
| Total of all expenses incurred | 2016-12-31 | $112,489 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $0 |
| Value of total assets at end of year | 2016-12-31 | $121,908,868 |
| Value of total assets at beginning of year | 2016-12-31 | $144,993,964 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $112,489 |
| Total interest from all sources | 2016-12-31 | $7,647,751 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $35,584 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $17,662 |
| Administrative expenses professional fees incurred | 2016-12-31 | $26,796 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2016-12-31 | $261,309 |
| Assets. Other investments not covered elsewhere at end of year | 2016-12-31 | $441,776 |
| Assets. Other investments not covered elsewhere at beginning of year | 2016-12-31 | $739,033 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-12-31 | $2,741,669 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2016-12-31 | $3,582,323 |
| Assets. Loans (other than to participants) at end of year | 2016-12-31 | $1,822,595 |
| Assets. Loans (other than to participants) at beginning of year | 2016-12-31 | $3,049,461 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2016-12-31 | $4,707,183 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2016-12-31 | $5,311,279 |
| Total non interest bearing cash at end of year | 2016-12-31 | $6,073,306 |
| Total non interest bearing cash at beginning of year | 2016-12-31 | $40,532,868 |
| Value of net income/loss | 2016-12-31 | $13,753,148 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $117,201,685 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $139,682,685 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $1,653,105 |
| Income. Interest from loans (other than to participants) | 2016-12-31 | $26,253 |
| Interest earned on other investments | 2016-12-31 | $3,178,965 |
| Income. Interest from US Government securities | 2016-12-31 | $161,370 |
| Income. Interest from corporate debt instruments | 2016-12-31 | $4,281,163 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $28,058 |
| Income. Dividends from preferred stock | 2016-12-31 | $17,922 |
| Asset. Corporate debt instrument debt (other) at end of year | 2016-12-31 | $109,176,417 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2016-12-31 | $96,828,970 |
| Contract administrator fees | 2016-12-31 | $85,693 |
| Aggregate proceeds on sale of assets | 2016-12-31 | $281,820,734 |
| Aggregate carrying amount (costs) on sale of assets | 2016-12-31 | $280,122,927 |
| 2015 : COLLECTIVE TRUST HIGH YIELD FUND 2015 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2015-12-31 | $-6,283,405 |
| Total unrealized appreciation/depreciation of assets | 2015-12-31 | $-6,283,405 |
| Total transfer of assets to this plan | 2015-12-31 | $44,629,815 |
| Total transfer of assets from this plan | 2015-12-31 | $4,204,700 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $5,311,279 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $8,457,706 |
| Total income from all sources (including contributions) | 2015-12-31 | $-1,276,052 |
| Total loss/gain on sale of assets | 2015-12-31 | $-1,452,338 |
| Total of all expenses incurred | 2015-12-31 | $100,263 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $0 |
| Value of total assets at end of year | 2015-12-31 | $144,993,964 |
| Value of total assets at beginning of year | 2015-12-31 | $109,091,591 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $100,263 |
| Total interest from all sources | 2015-12-31 | $6,438,761 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $20,930 |
| Administrative expenses professional fees incurred | 2015-12-31 | $26,400 |
| Assets. Corporate prefeered stocks other than exployer securities at end of year | 2015-12-31 | $261,309 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2015-12-31 | $271,820 |
| Assets. Other investments not covered elsewhere at end of year | 2015-12-31 | $739,033 |
| Assets. Other investments not covered elsewhere at beginning of year | 2015-12-31 | $1,408,778 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-12-31 | $3,582,323 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2015-12-31 | $4,077,799 |
| Assets. Loans (other than to participants) at end of year | 2015-12-31 | $3,049,461 |
| Assets. Loans (other than to participants) at beginning of year | 2015-12-31 | $3,762,912 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2015-12-31 | $5,311,279 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2015-12-31 | $8,457,706 |
| Total non interest bearing cash at end of year | 2015-12-31 | $40,532,868 |
| Total non interest bearing cash at beginning of year | 2015-12-31 | $3,247,638 |
| Value of net income/loss | 2015-12-31 | $-1,376,315 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $139,682,685 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $100,633,885 |
| Income. Interest from loans (other than to participants) | 2015-12-31 | $24,906 |
| Interest earned on other investments | 2015-12-31 | $2,378,943 |
| Income. Interest from US Government securities | 2015-12-31 | $274,763 |
| Income. Interest from corporate debt instruments | 2015-12-31 | $3,760,149 |
| Income. Dividends from preferred stock | 2015-12-31 | $20,930 |
| Asset. Corporate debt instrument debt (other) at end of year | 2015-12-31 | $96,828,970 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2015-12-31 | $96,322,644 |
| Contract administrator fees | 2015-12-31 | $73,863 |
| Aggregate proceeds on sale of assets | 2015-12-31 | $215,743,850 |
| Aggregate carrying amount (costs) on sale of assets | 2015-12-31 | $217,196,188 |
