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ALUMA-GLASS INDUSTRIES INC STOCK BONUS AND RETIREMENT SAVINGS PLAN 401k Plan overview

Plan NameALUMA-GLASS INDUSTRIES INC STOCK BONUS AND RETIREMENT SAVINGS PLAN
Plan identification number 001

ALUMA-GLASS INDUSTRIES INC STOCK BONUS AND RETIREMENT SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Stock bonus
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ALUMA-GLASS INDUSTRIES INC has sponsored the creation of one or more 401k plans.

Company Name:ALUMA-GLASS INDUSTRIES INC
Employer identification number (EIN):820229962
NAIC Classification:332300

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ALUMA-GLASS INDUSTRIES INC STOCK BONUS AND RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01CHRIS ATKINSON2023-09-12
0012021-01-01CHRIS ATKINSON2022-09-21
0012020-01-01CHRIS ATKINSON2021-10-08
0012020-01-01CHRIS ATKINSON2021-10-08
0012019-01-01CHRIS ATKINSON2020-07-17
0012019-01-01CHRIS ATKINSON2021-10-06
0012018-01-01CHRIS ATKINSON2019-08-20
0012017-01-01CHRIS ATKINSON2018-09-19
0012016-01-01CHRIS ATKINSON
0012015-01-01RICK M ATKINSON
0012014-01-01RICK M ATKINSON
0012013-01-01RICK M ATKINSON
0012012-01-01RICK M ATKINSON
0012011-01-01RICK M ATKINSON
0012009-01-01RICK M ATKINSON

Plan Statistics for ALUMA-GLASS INDUSTRIES INC STOCK BONUS AND RETIREMENT SAVINGS PLAN

401k plan membership statisitcs for ALUMA-GLASS INDUSTRIES INC STOCK BONUS AND RETIREMENT SAVINGS PLAN

Measure Date Value
2016: ALUMA-GLASS INDUSTRIES INC STOCK BONUS AND RETIREMENT SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0148
Total number of active participants reported on line 7a of the Form 55002016-01-0136
Number of other retired or separated participants entitled to future benefits2016-01-018
Total of all active and inactive participants2016-01-0144
Total participants2016-01-0144
Number of participants with account balances2016-01-0138
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-016
2015: ALUMA-GLASS INDUSTRIES INC STOCK BONUS AND RETIREMENT SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0141
Total number of active participants reported on line 7a of the Form 55002015-01-0139
Number of other retired or separated participants entitled to future benefits2015-01-019
Total of all active and inactive participants2015-01-0148
Total participants2015-01-0148
Number of participants with account balances2015-01-0146
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-012
2014: ALUMA-GLASS INDUSTRIES INC STOCK BONUS AND RETIREMENT SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0133
Total number of active participants reported on line 7a of the Form 55002014-01-0134
Number of other retired or separated participants entitled to future benefits2014-01-017
Total of all active and inactive participants2014-01-0141
Total participants2014-01-0141
Number of participants with account balances2014-01-0139
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-014
2013: ALUMA-GLASS INDUSTRIES INC STOCK BONUS AND RETIREMENT SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0126
Total number of active participants reported on line 7a of the Form 55002013-01-0126
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-013
Total of all active and inactive participants2013-01-0129
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0129
Number of participants with account balances2013-01-0129
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-011
2012: ALUMA-GLASS INDUSTRIES INC STOCK BONUS AND RETIREMENT SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0131
Total number of active participants reported on line 7a of the Form 55002012-01-0125
Number of other retired or separated participants entitled to future benefits2012-01-011
Total of all active and inactive participants2012-01-0126
Total participants2012-01-0126
Number of participants with account balances2012-01-0126
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: ALUMA-GLASS INDUSTRIES INC STOCK BONUS AND RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0125
Total number of active participants reported on line 7a of the Form 55002011-01-0126
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-015
Total of all active and inactive participants2011-01-0131
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-0131
Number of participants with account balances2011-01-0130
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-011
2009: ALUMA-GLASS INDUSTRIES INC STOCK BONUS AND RETIREMENT SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0129
Total number of active participants reported on line 7a of the Form 55002009-01-0126
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-010
Total of all active and inactive participants2009-01-0126
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-0126
Number of participants with account balances2009-01-0133

Financial Data on ALUMA-GLASS INDUSTRIES INC STOCK BONUS AND RETIREMENT SAVINGS PLAN

Measure Date Value
2016 : ALUMA-GLASS INDUSTRIES INC STOCK BONUS AND RETIREMENT SAVINGS PLAN 2016 401k financial data
Total plan liabilities at end of year2016-12-31$0
Total plan liabilities at beginning of year2016-12-31$0
Total income from all sources2016-12-31$263,458
Expenses. Total of all expenses incurred2016-12-31$9,764
Benefits paid (including direct rollovers)2016-12-31$6,168
Total plan assets at end of year2016-12-31$1,920,309
Total plan assets at beginning of year2016-12-31$1,666,615
Value of fidelity bond covering the plan2016-12-31$250,000
Total contributions received or receivable from participants2016-12-31$54,871
Other income received2016-12-31$128,943
Net income (gross income less expenses)2016-12-31$253,694
Net plan assets at end of year (total assets less liabilities)2016-12-31$1,920,309
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$1,666,615
Assets. Value of participant loans2016-12-31$115,434
Total contributions received or receivable from employer(s)2016-12-31$79,644
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$3,596
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
2015 : ALUMA-GLASS INDUSTRIES INC STOCK BONUS AND RETIREMENT SAVINGS PLAN 2015 401k financial data
Total plan liabilities at end of year2015-12-31$0
Total plan liabilities at beginning of year2015-12-31$0
Total income from all sources2015-12-31$198,737
Expenses. Total of all expenses incurred2015-12-31$28,442
Benefits paid (including direct rollovers)2015-12-31$23,064
Total plan assets at end of year2015-12-31$1,666,615
Total plan assets at beginning of year2015-12-31$1,496,320
Value of fidelity bond covering the plan2015-12-31$250,000
Total contributions received or receivable from participants2015-12-31$45,949
Contributions received from other sources (not participants or employers)2015-12-31$2,958
Other income received2015-12-31$8,528
Net income (gross income less expenses)2015-12-31$170,295
Net plan assets at end of year (total assets less liabilities)2015-12-31$1,666,615
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$1,496,320
Assets. Value of participant loans2015-12-31$51,412
Total contributions received or receivable from employer(s)2015-12-31$141,302
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$5,378
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
2014 : ALUMA-GLASS INDUSTRIES INC STOCK BONUS AND RETIREMENT SAVINGS PLAN 2014 401k financial data
Total plan liabilities at end of year2014-12-31$0
Total plan liabilities at beginning of year2014-12-31$0
Total income from all sources2014-12-31$295,468
Expenses. Total of all expenses incurred2014-12-31$13,462
Benefits paid (including direct rollovers)2014-12-31$8,249
Total plan assets at end of year2014-12-31$1,496,320
Total plan assets at beginning of year2014-12-31$1,214,314
Value of fidelity bond covering the plan2014-12-31$250,000
Total contributions received or receivable from participants2014-12-31$35,512
Other income received2014-12-31$79,270
Net income (gross income less expenses)2014-12-31$282,006
Net plan assets at end of year (total assets less liabilities)2014-12-31$1,496,320
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$1,214,314
Assets. Value of participant loans2014-12-31$64,645
Total contributions received or receivable from employer(s)2014-12-31$180,686
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$5,213
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
2013 : ALUMA-GLASS INDUSTRIES INC STOCK BONUS AND RETIREMENT SAVINGS PLAN 2013 401k financial data
Total plan liabilities at end of year2013-12-31$0
Total plan liabilities at beginning of year2013-12-31$0
Total income from all sources2013-12-31$384,862
Expenses. Total of all expenses incurred2013-12-31$4,241
Total plan assets at end of year2013-12-31$1,214,314
Total plan assets at beginning of year2013-12-31$833,693
Value of fidelity bond covering the plan2013-12-31$150,000
Total contributions received or receivable from participants2013-12-31$22,038
Other income received2013-12-31$182,355
Net income (gross income less expenses)2013-12-31$380,621
Net plan assets at end of year (total assets less liabilities)2013-12-31$1,214,314
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$833,693
Assets. Value of participant loans2013-12-31$72,321
Total contributions received or receivable from employer(s)2013-12-31$180,469
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$4,241
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
2012 : ALUMA-GLASS INDUSTRIES INC STOCK BONUS AND RETIREMENT SAVINGS PLAN 2012 401k financial data
Total plan liabilities at end of year2012-12-31$0
Total plan liabilities at beginning of year2012-12-31$0
Total income from all sources2012-12-31$136,507
Expenses. Total of all expenses incurred2012-12-31$134,201
Benefits paid (including direct rollovers)2012-12-31$130,006
Total plan assets at end of year2012-12-31$833,693
Total plan assets at beginning of year2012-12-31$831,387
Value of fidelity bond covering the plan2012-12-31$150,000
Total contributions received or receivable from participants2012-12-31$25,069
Expenses. Other expenses not covered elsewhere2012-12-31$553
Other income received2012-12-31$101,037
Net income (gross income less expenses)2012-12-31$2,306
Net plan assets at end of year (total assets less liabilities)2012-12-31$833,693
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$831,387
Assets. Value of participant loans2012-12-31$82,467
Total contributions received or receivable from employer(s)2012-12-31$10,401
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$3,642
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
2011 : ALUMA-GLASS INDUSTRIES INC STOCK BONUS AND RETIREMENT SAVINGS PLAN 2011 401k financial data
Total plan liabilities at end of year2011-12-31$0
Total plan liabilities at beginning of year2011-12-31$48,922
Total income from all sources2011-12-31$32,411
Expenses. Total of all expenses incurred2011-12-31$15,424
Benefits paid (including direct rollovers)2011-12-31$13,860
Total plan assets at end of year2011-12-31$831,387
Total plan assets at beginning of year2011-12-31$863,322
Value of fidelity bond covering the plan2011-12-31$150,000
Total contributions received or receivable from participants2011-12-31$23,398
Expenses. Other expenses not covered elsewhere2011-12-31$553
Contributions received from other sources (not participants or employers)2011-12-31$466
Other income received2011-12-31$8,547
Net income (gross income less expenses)2011-12-31$16,987
Net plan assets at end of year (total assets less liabilities)2011-12-31$831,387
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$814,400
Assets. Value of participant loans2011-12-31$115,377
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$1,011
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
2010 : ALUMA-GLASS INDUSTRIES INC STOCK BONUS AND RETIREMENT SAVINGS PLAN 2010 401k financial data
Total plan liabilities at end of year2010-12-31$48,922
Total income from all sources2010-12-31$115,677
Expenses. Total of all expenses incurred2010-12-31$143,237
Benefits paid (including direct rollovers)2010-12-31$139,491
Total plan assets at end of year2010-12-31$863,322
Total plan assets at beginning of year2010-12-31$841,960
Value of fidelity bond covering the plan2010-12-31$300,000
Total contributions received or receivable from participants2010-12-31$20,277
Expenses. Other expenses not covered elsewhere2010-12-31$553
Other income received2010-12-31$95,400
Net income (gross income less expenses)2010-12-31$-27,560
Net plan assets at end of year (total assets less liabilities)2010-12-31$814,400
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$841,960
Assets. Value of participant loans2010-12-31$117,503
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$3,193

Form 5500 Responses for ALUMA-GLASS INDUSTRIES INC STOCK BONUS AND RETIREMENT SAVINGS PLAN

2016: ALUMA-GLASS INDUSTRIES INC STOCK BONUS AND RETIREMENT SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: ALUMA-GLASS INDUSTRIES INC STOCK BONUS AND RETIREMENT SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: ALUMA-GLASS INDUSTRIES INC STOCK BONUS AND RETIREMENT SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: ALUMA-GLASS INDUSTRIES INC STOCK BONUS AND RETIREMENT SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: ALUMA-GLASS INDUSTRIES INC STOCK BONUS AND RETIREMENT SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: ALUMA-GLASS INDUSTRIES INC STOCK BONUS AND RETIREMENT SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: ALUMA-GLASS INDUSTRIES INC STOCK BONUS AND RETIREMENT SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69204 )
Policy contract number034542
Policy instance 1
Insurance contract or identification number034542
Number of Individuals Covered1
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with allocated funds for individual policies?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JOHN HANCOCK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69204 )
Policy contract number034542
Policy instance 1
Insurance contract or identification number034542
Number of Individuals Covered1
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Are there contracts with allocated funds for individual policies?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JOHN HANCOCK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69204 )
Policy contract number034542
Policy instance 1
Insurance contract or identification number034542
Number of Individuals Covered1
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Are there contracts with allocated funds for individual policies?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JOHN HANCOCK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69204 )
Policy contract number034542
Policy instance 1
Insurance contract or identification number034542
Number of Individuals Covered1
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Are there contracts with allocated funds for individual policies?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JOHN HANCOCK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69204 )
Policy contract number034542
Policy instance 1
Insurance contract or identification number034542
Number of Individuals Covered1
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JOHN HANCOCK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69204 )
Policy contract number034542
Policy instance 1
Insurance contract or identification number034542
Number of Individuals Covered1
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Are there contracts with allocated funds for individual policies?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Insurance broker nameSIGNATURE RESOURCES

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