401k Plan data: MTBR&F PROFIT SHARING PLAN plan

MTBR&F PROFIT SHARING PLAN 401k Plan overview

Plan Name	MTBR&F PROFIT SHARING PLAN
Plan identification number	003

MTBR&F PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

MOFFATT, THOMAS, BARRETT, ROCK & FIELDS, CHTD. has sponsored the creation of one or more 401k plans.

Company Name: MOFFATT, THOMAS, BARRETT, ROCK & FIELDS, CHTD.

Employer identification number (EIN): 820299374

NAIC Classification: 541110
NAIC Description: Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan MTBR&F PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
003 2019-08-01
003 2018-08-01
003 2017-08-01
003 2016-08-01 E. RENN YORGASON
003 2015-08-01 E. RENN YORGASON
003 2014-08-01 E. RENN YORGASON
003 2013-08-01 E. RENN YORGASON
003 2012-08-01 E. RENN YORGASON
003 2011-08-01 E. RENN YORGASON
003 2010-08-01 E. RENN YORGASON
003 2009-08-01 E. RENN YORGASON

Plan Statistics for MTBR&F PROFIT SHARING PLAN

401k plan membership statisitcs for MTBR&F PROFIT SHARING PLAN

Measure Date Value
2019: MTBR&F PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year 2019-08-01 10
Total number of active participants reported on line 7a of the Form 5500 2019-08-01 0
Number of retired or separated participants receiving benefits 2019-08-01 0
Number of other retired or separated participants entitled to future benefits 2019-08-01 0
Total of all active and inactive participants 2019-08-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-08-01 0
Total participants 2019-08-01 0
Number of participants with account balances 2019-08-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-08-01 0
2018: MTBR&F PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year 2018-08-01 13
Total number of active participants reported on line 7a of the Form 5500 2018-08-01 0
Number of retired or separated participants receiving benefits 2018-08-01 0
Number of other retired or separated participants entitled to future benefits 2018-08-01 10
Total of all active and inactive participants 2018-08-01 10
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-08-01 0
Total participants 2018-08-01 10
Number of participants with account balances 2018-08-01 10
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-08-01 0
2017: MTBR&F PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year 2017-08-01 83
Total number of active participants reported on line 7a of the Form 5500 2017-08-01 0
Number of retired or separated participants receiving benefits 2017-08-01 0
Number of other retired or separated participants entitled to future benefits 2017-08-01 13
Total of all active and inactive participants 2017-08-01 13
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-08-01 0
Total participants 2017-08-01 13
Number of participants with account balances 2017-08-01 13
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-08-01 0
2016: MTBR&F PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year 2016-08-01 94
Total number of active participants reported on line 7a of the Form 5500 2016-08-01 45
Number of retired or separated participants receiving benefits 2016-08-01 0
Number of other retired or separated participants entitled to future benefits 2016-08-01 38
Total of all active and inactive participants 2016-08-01 83
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-08-01 0
Total participants 2016-08-01 83
Number of participants with account balances 2016-08-01 83
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-08-01 4
2015: MTBR&F PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year 2015-08-01 93
Total number of active participants reported on line 7a of the Form 5500 2015-08-01 61
Number of retired or separated participants receiving benefits 2015-08-01 0
Number of other retired or separated participants entitled to future benefits 2015-08-01 33
Total of all active and inactive participants 2015-08-01 94
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-08-01 0
Total participants 2015-08-01 94
Number of participants with account balances 2015-08-01 94
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-08-01 3
2014: MTBR&F PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-08-01 90
Total number of active participants reported on line 7a of the Form 5500 2014-08-01 57
Number of retired or separated participants receiving benefits 2014-08-01 0
Number of other retired or separated participants entitled to future benefits 2014-08-01 36
Total of all active and inactive participants 2014-08-01 93
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-08-01 0
Total participants 2014-08-01 93
Number of participants with account balances 2014-08-01 93
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-08-01 2
2013: MTBR&F PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-08-01 94
Total number of active participants reported on line 7a of the Form 5500 2013-08-01 66
Number of retired or separated participants receiving benefits 2013-08-01 0
Number of other retired or separated participants entitled to future benefits 2013-08-01 24
Total of all active and inactive participants 2013-08-01 90
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-08-01 0
Total participants 2013-08-01 90
Number of participants with account balances 2013-08-01 90
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-08-01 0
2012: MTBR&F PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-08-01 97
Total number of active participants reported on line 7a of the Form 5500 2012-08-01 71
Number of retired or separated participants receiving benefits 2012-08-01 0
Number of other retired or separated participants entitled to future benefits 2012-08-01 23
Total of all active and inactive participants 2012-08-01 94
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-08-01 0
Total participants 2012-08-01 94
Number of participants with account balances 2012-08-01 94
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-08-01 3
2011: MTBR&F PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-08-01 99
Total number of active participants reported on line 7a of the Form 5500 2011-08-01 75
Number of retired or separated participants receiving benefits 2011-08-01 0
Number of other retired or separated participants entitled to future benefits 2011-08-01 22
Total of all active and inactive participants 2011-08-01 97
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-08-01 0
Total participants 2011-08-01 97
Number of participants with account balances 2011-08-01 97
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-08-01 4
2010: MTBR&F PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year 2010-08-01 106
Total number of active participants reported on line 7a of the Form 5500 2010-08-01 78
Number of retired or separated participants receiving benefits 2010-08-01 0
Number of other retired or separated participants entitled to future benefits 2010-08-01 20
Total of all active and inactive participants 2010-08-01 98
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-08-01 1
Total participants 2010-08-01 99
Number of participants with account balances 2010-08-01 99
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-08-01 3
2009: MTBR&F PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-08-01 106
Total number of active participants reported on line 7a of the Form 5500 2009-08-01 81
Number of retired or separated participants receiving benefits 2009-08-01 0
Number of other retired or separated participants entitled to future benefits 2009-08-01 25
Total of all active and inactive participants 2009-08-01 106
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-08-01 0
Total participants 2009-08-01 106
Number of participants with account balances 2009-08-01 106
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-08-01 2

Measure	Date	Value
2019: MTBR&F PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year	2019-08-01	10
Total number of active participants reported on line 7a of the Form 5500	2019-08-01	0
Number of retired or separated participants receiving benefits	2019-08-01	0
Number of other retired or separated participants entitled to future benefits	2019-08-01	0
Total of all active and inactive participants	2019-08-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-08-01	0
Total participants	2019-08-01	0
Number of participants with account balances	2019-08-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-08-01	0
2018: MTBR&F PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year	2018-08-01	13
Total number of active participants reported on line 7a of the Form 5500	2018-08-01	0
Number of retired or separated participants receiving benefits	2018-08-01	0
Number of other retired or separated participants entitled to future benefits	2018-08-01	10
Total of all active and inactive participants	2018-08-01	10
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-08-01	0
Total participants	2018-08-01	10
Number of participants with account balances	2018-08-01	10
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-08-01	0
2017: MTBR&F PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year	2017-08-01	83
Total number of active participants reported on line 7a of the Form 5500	2017-08-01	0
Number of retired or separated participants receiving benefits	2017-08-01	0
Number of other retired or separated participants entitled to future benefits	2017-08-01	13
Total of all active and inactive participants	2017-08-01	13
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-08-01	0
Total participants	2017-08-01	13
Number of participants with account balances	2017-08-01	13
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-08-01	0
2016: MTBR&F PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year	2016-08-01	94
Total number of active participants reported on line 7a of the Form 5500	2016-08-01	45
Number of retired or separated participants receiving benefits	2016-08-01	0
Number of other retired or separated participants entitled to future benefits	2016-08-01	38
Total of all active and inactive participants	2016-08-01	83
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-08-01	0
Total participants	2016-08-01	83
Number of participants with account balances	2016-08-01	83
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-08-01	4
2015: MTBR&F PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year	2015-08-01	93
Total number of active participants reported on line 7a of the Form 5500	2015-08-01	61
Number of retired or separated participants receiving benefits	2015-08-01	0
Number of other retired or separated participants entitled to future benefits	2015-08-01	33
Total of all active and inactive participants	2015-08-01	94
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-08-01	0
Total participants	2015-08-01	94
Number of participants with account balances	2015-08-01	94
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-08-01	3
2014: MTBR&F PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-08-01	90
Total number of active participants reported on line 7a of the Form 5500	2014-08-01	57
Number of retired or separated participants receiving benefits	2014-08-01	0
Number of other retired or separated participants entitled to future benefits	2014-08-01	36
Total of all active and inactive participants	2014-08-01	93
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-08-01	0
Total participants	2014-08-01	93
Number of participants with account balances	2014-08-01	93
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-08-01	2
2013: MTBR&F PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-08-01	94
Total number of active participants reported on line 7a of the Form 5500	2013-08-01	66
Number of retired or separated participants receiving benefits	2013-08-01	0
Number of other retired or separated participants entitled to future benefits	2013-08-01	24
Total of all active and inactive participants	2013-08-01	90
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-08-01	0
Total participants	2013-08-01	90
Number of participants with account balances	2013-08-01	90
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-08-01	0
2012: MTBR&F PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-08-01	97
Total number of active participants reported on line 7a of the Form 5500	2012-08-01	71
Number of retired or separated participants receiving benefits	2012-08-01	0
Number of other retired or separated participants entitled to future benefits	2012-08-01	23
Total of all active and inactive participants	2012-08-01	94
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-08-01	0
Total participants	2012-08-01	94
Number of participants with account balances	2012-08-01	94
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-08-01	3
2011: MTBR&F PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-08-01	99
Total number of active participants reported on line 7a of the Form 5500	2011-08-01	75
Number of retired or separated participants receiving benefits	2011-08-01	0
Number of other retired or separated participants entitled to future benefits	2011-08-01	22
Total of all active and inactive participants	2011-08-01	97
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-08-01	0
Total participants	2011-08-01	97
Number of participants with account balances	2011-08-01	97
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-08-01	4
2010: MTBR&F PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year	2010-08-01	106
Total number of active participants reported on line 7a of the Form 5500	2010-08-01	78
Number of retired or separated participants receiving benefits	2010-08-01	0
Number of other retired or separated participants entitled to future benefits	2010-08-01	20
Total of all active and inactive participants	2010-08-01	98
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-08-01	1
Total participants	2010-08-01	99
Number of participants with account balances	2010-08-01	99
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-08-01	3
2009: MTBR&F PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-08-01	106
Total number of active participants reported on line 7a of the Form 5500	2009-08-01	81
Number of retired or separated participants receiving benefits	2009-08-01	0
Number of other retired or separated participants entitled to future benefits	2009-08-01	25
Total of all active and inactive participants	2009-08-01	106
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-08-01	0
Total participants	2009-08-01	106
Number of participants with account balances	2009-08-01	106
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-08-01	2

Financial Data on MTBR&F PROFIT SHARING PLAN

Measure	Date	Value
2019 : MTBR&F PROFIT SHARING PLAN 2019 401k financial data
Total income from all sources	2019-08-31	$-1,520
Expenses. Total of all expenses incurred	2019-08-31	$97,500
Benefits paid (including direct rollovers)	2019-08-31	$96,640
Total plan assets at end of year	2019-08-31	$0
Total plan assets at beginning of year	2019-08-31	$99,020
Value of fidelity bond covering the plan	2019-08-31	$500,000
Other income received	2019-08-31	$-1,520
Net income (gross income less expenses)	2019-08-31	$-99,020
Net plan assets at end of year (total assets less liabilities)	2019-08-31	$0
Net plan assets at beginning of year (total assets less liabilities)	2019-08-31	$99,020
Expenses. Administrative service providers (salaries,fees and commissions)	2019-08-31	$860
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-08-31	$0
Total income from all sources	2019-07-31	$16,624
Expenses. Total of all expenses incurred	2019-07-31	$606,819
Benefits paid (including direct rollovers)	2019-07-31	$605,467
Total plan assets at end of year	2019-07-31	$99,020
Total plan assets at beginning of year	2019-07-31	$689,215
Value of fidelity bond covering the plan	2019-07-31	$500,000
Other income received	2019-07-31	$16,624
Net income (gross income less expenses)	2019-07-31	$-590,195
Net plan assets at end of year (total assets less liabilities)	2019-07-31	$99,020
Net plan assets at beginning of year (total assets less liabilities)	2019-07-31	$689,215
Expenses. Administrative service providers (salaries,fees and commissions)	2019-07-31	$1,352
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-07-31	$0
2018 : MTBR&F PROFIT SHARING PLAN 2018 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-07-31	$0
2017 : MTBR&F PROFIT SHARING PLAN 2017 401k financial data
Total income from all sources	2017-07-31	$1,801,870
Expenses. Total of all expenses incurred	2017-07-31	$4,207,369
Benefits paid (including direct rollovers)	2017-07-31	$4,162,952
Total plan assets at end of year	2017-07-31	$13,444,003
Total plan assets at beginning of year	2017-07-31	$15,849,502
Value of fidelity bond covering the plan	2017-07-31	$500,000
Total contributions received or receivable from participants	2017-07-31	$231,088
Contributions received from other sources (not participants or employers)	2017-07-31	$16,604
Other income received	2017-07-31	$1,494,897
Net income (gross income less expenses)	2017-07-31	$-2,405,499
Net plan assets at end of year (total assets less liabilities)	2017-07-31	$13,444,003
Net plan assets at beginning of year (total assets less liabilities)	2017-07-31	$15,849,502
Assets. Value of participant loans	2017-07-31	$152,933
Total contributions received or receivable from employer(s)	2017-07-31	$59,281
Expenses. Administrative service providers (salaries,fees and commissions)	2017-07-31	$44,417
2016 : MTBR&F PROFIT SHARING PLAN 2016 401k financial data
Total income from all sources	2016-07-31	$907,677
Expenses. Total of all expenses incurred	2016-07-31	$1,318,502
Benefits paid (including direct rollovers)	2016-07-31	$1,275,560
Total plan assets at end of year	2016-07-31	$15,849,502
Total plan assets at beginning of year	2016-07-31	$16,260,327
Value of fidelity bond covering the plan	2016-07-31	$500,000
Total contributions received or receivable from participants	2016-07-31	$286,529
Other income received	2016-07-31	$286,148
Net income (gross income less expenses)	2016-07-31	$-410,825
Net plan assets at end of year (total assets less liabilities)	2016-07-31	$15,849,502
Net plan assets at beginning of year (total assets less liabilities)	2016-07-31	$16,260,327
Assets. Value of participant loans	2016-07-31	$131,979
Total contributions received or receivable from employer(s)	2016-07-31	$335,000
Expenses. Administrative service providers (salaries,fees and commissions)	2016-07-31	$42,942
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-07-31	$0
2015 : MTBR&F PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources	2015-07-31	$1,516,512
Expenses. Total of all expenses incurred	2015-07-31	$1,435,380
Benefits paid (including direct rollovers)	2015-07-31	$1,394,310
Total plan assets at end of year	2015-07-31	$16,260,327
Total plan assets at beginning of year	2015-07-31	$16,179,195
Value of fidelity bond covering the plan	2015-07-31	$500,000
Total contributions received or receivable from participants	2015-07-31	$299,161
Contributions received from other sources (not participants or employers)	2015-07-31	$162,892
Other income received	2015-07-31	$774,459
Net income (gross income less expenses)	2015-07-31	$81,132
Net plan assets at end of year (total assets less liabilities)	2015-07-31	$16,260,327
Net plan assets at beginning of year (total assets less liabilities)	2015-07-31	$16,179,195
Assets. Value of participant loans	2015-07-31	$123,171
Total contributions received or receivable from employer(s)	2015-07-31	$280,000
Expenses. Administrative service providers (salaries,fees and commissions)	2015-07-31	$41,070
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-07-31	$0
2014 : MTBR&F PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources	2014-07-31	$2,435,080
Expenses. Total of all expenses incurred	2014-07-31	$1,492,346
Benefits paid (including direct rollovers)	2014-07-31	$1,458,015
Total plan assets at end of year	2014-07-31	$16,179,195
Total plan assets at beginning of year	2014-07-31	$15,236,461
Value of fidelity bond covering the plan	2014-07-31	$500,000
Total contributions received or receivable from participants	2014-07-31	$390,169
Other income received	2014-07-31	$1,524,911
Net income (gross income less expenses)	2014-07-31	$942,734
Net plan assets at end of year (total assets less liabilities)	2014-07-31	$16,179,195
Net plan assets at beginning of year (total assets less liabilities)	2014-07-31	$15,236,461
Assets. Value of participant loans	2014-07-31	$164,440
Total contributions received or receivable from employer(s)	2014-07-31	$520,000
Expenses. Administrative service providers (salaries,fees and commissions)	2014-07-31	$34,331
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-07-31	$0
2013 : MTBR&F PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources	2013-07-31	$2,957,706
Expenses. Total of all expenses incurred	2013-07-31	$56,908
Benefits paid (including direct rollovers)	2013-07-31	$32,394
Total plan assets at end of year	2013-07-31	$15,236,461
Total plan assets at beginning of year	2013-07-31	$12,335,663
Value of fidelity bond covering the plan	2013-07-31	$500,000
Total contributions received or receivable from participants	2013-07-31	$361,754
Contributions received from other sources (not participants or employers)	2013-07-31	$9,242
Other income received	2013-07-31	$1,746,710
Net income (gross income less expenses)	2013-07-31	$2,900,798
Net plan assets at end of year (total assets less liabilities)	2013-07-31	$15,236,461
Net plan assets at beginning of year (total assets less liabilities)	2013-07-31	$12,335,663
Assets. Value of participant loans	2013-07-31	$116,723
Total contributions received or receivable from employer(s)	2013-07-31	$840,000
Expenses. Administrative service providers (salaries,fees and commissions)	2013-07-31	$24,514
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-07-31	$0
2012 : MTBR&F PROFIT SHARING PLAN 2012 401k financial data
Total plan liabilities at end of year	2012-07-31	$0
Total plan liabilities at beginning of year	2012-07-31	$0
Total income from all sources	2012-07-31	$1,418,607
Expenses. Total of all expenses incurred	2012-07-31	$401,415
Benefits paid (including direct rollovers)	2012-07-31	$367,108
Total plan assets at end of year	2012-07-31	$12,335,663
Total plan assets at beginning of year	2012-07-31	$11,318,471
Value of fidelity bond covering the plan	2012-07-31	$2,000,000
Total contributions received or receivable from participants	2012-07-31	$322,428
Contributions received from other sources (not participants or employers)	2012-07-31	$128,529
Other income received	2012-07-31	$167,650
Noncash contributions received	2012-07-31	$0
Net income (gross income less expenses)	2012-07-31	$1,017,192
Net plan assets at end of year (total assets less liabilities)	2012-07-31	$12,335,663
Net plan assets at beginning of year (total assets less liabilities)	2012-07-31	$11,318,471
Assets. Value of participant loans	2012-07-31	$82,128
Total contributions received or receivable from employer(s)	2012-07-31	$800,000
Expenses. Administrative service providers (salaries,fees and commissions)	2012-07-31	$34,307
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-07-31	$0
2011 : MTBR&F PROFIT SHARING PLAN 2011 401k financial data
Transfers to/from the plan	2011-07-31	$0
Total plan liabilities at end of year	2011-07-31	$0
Total plan liabilities at beginning of year	2011-07-31	$0
Total income from all sources	2011-07-31	$2,410,022
Expenses. Total of all expenses incurred	2011-07-31	$780,019
Benefits paid (including direct rollovers)	2011-07-31	$729,969
Total plan assets at end of year	2011-07-31	$11,318,471
Total plan assets at beginning of year	2011-07-31	$9,688,468
Value of fidelity bond covering the plan	2011-07-31	$2,000,000
Total contributions received or receivable from participants	2011-07-31	$325,463
Expenses. Other expenses not covered elsewhere	2011-07-31	$0
Contributions received from other sources (not participants or employers)	2011-07-31	$4,167
Other income received	2011-07-31	$1,280,392
Noncash contributions received	2011-07-31	$0
Net income (gross income less expenses)	2011-07-31	$1,630,003
Net plan assets at end of year (total assets less liabilities)	2011-07-31	$11,318,471
Net plan assets at beginning of year (total assets less liabilities)	2011-07-31	$9,688,468
Total contributions received or receivable from employer(s)	2011-07-31	$800,000
Value of certain deemed distributions of participant loans	2011-07-31	$0
Value of corrective distributions	2011-07-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2011-07-31	$50,050
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-07-31	$0
2010 : MTBR&F PROFIT SHARING PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-07-31	$0

Form 5500 Responses for MTBR&F PROFIT SHARING PLAN

2019: MTBR&F PROFIT SHARING PLAN 2019 form 5500 responses
2019-08-01	Type of plan entity	Single employer plan
2019-08-01	Submission has been amended	No
2019-08-01	This submission is the final filing	Yes
2019-08-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2019-08-01	Plan is a collectively bargained plan	No
2019-08-01	Plan funding arrangement – Trust	Yes
2019-08-01	Plan benefit arrangement - Trust	Yes
2018: MTBR&F PROFIT SHARING PLAN 2018 form 5500 responses
2018-08-01	Type of plan entity	Single employer plan
2018-08-01	Submission has been amended	No
2018-08-01	This submission is the final filing	No
2018-08-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-08-01	Plan is a collectively bargained plan	No
2018-08-01	Plan funding arrangement – Trust	Yes
2018-08-01	Plan benefit arrangement - Trust	Yes
2017: MTBR&F PROFIT SHARING PLAN 2017 form 5500 responses
2017-08-01	Type of plan entity	Single employer plan
2017-08-01	Submission has been amended	No
2017-08-01	This submission is the final filing	No
2017-08-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-08-01	Plan is a collectively bargained plan	No
2017-08-01	Plan funding arrangement – Trust	Yes
2017-08-01	Plan benefit arrangement - Trust	Yes
2016: MTBR&F PROFIT SHARING PLAN 2016 form 5500 responses
2016-08-01	Type of plan entity	Single employer plan
2016-08-01	Submission has been amended	No
2016-08-01	This submission is the final filing	No
2016-08-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-08-01	Plan is a collectively bargained plan	No
2016-08-01	Plan funding arrangement – Trust	Yes
2016-08-01	Plan benefit arrangement - Trust	Yes
2015: MTBR&F PROFIT SHARING PLAN 2015 form 5500 responses
2015-08-01	Type of plan entity	Single employer plan
2015-08-01	Submission has been amended	No
2015-08-01	This submission is the final filing	No
2015-08-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-08-01	Plan is a collectively bargained plan	No
2015-08-01	Plan funding arrangement – Trust	Yes
2015-08-01	Plan benefit arrangement - Trust	Yes
2014: MTBR&F PROFIT SHARING PLAN 2014 form 5500 responses
2014-08-01	Type of plan entity	Single employer plan
2014-08-01	Submission has been amended	No
2014-08-01	This submission is the final filing	No
2014-08-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-08-01	Plan is a collectively bargained plan	No
2014-08-01	Plan funding arrangement – Trust	Yes
2014-08-01	Plan benefit arrangement - Trust	Yes
2013: MTBR&F PROFIT SHARING PLAN 2013 form 5500 responses
2013-08-01	Type of plan entity	Single employer plan
2013-08-01	Submission has been amended	No
2013-08-01	This submission is the final filing	No
2013-08-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-08-01	Plan is a collectively bargained plan	No
2013-08-01	Plan funding arrangement – Trust	Yes
2013-08-01	Plan benefit arrangement - Trust	Yes
2012: MTBR&F PROFIT SHARING PLAN 2012 form 5500 responses
2012-08-01	Type of plan entity	Single employer plan
2012-08-01	Submission has been amended	No
2012-08-01	This submission is the final filing	No
2012-08-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-08-01	Plan is a collectively bargained plan	No
2012-08-01	Plan funding arrangement – Trust	Yes
2012-08-01	Plan benefit arrangement - Trust	Yes
2011: MTBR&F PROFIT SHARING PLAN 2011 form 5500 responses
2011-08-01	Type of plan entity	Single employer plan
2011-08-01	Submission has been amended	No
2011-08-01	This submission is the final filing	No
2011-08-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-08-01	Plan is a collectively bargained plan	No
2011-08-01	Plan funding arrangement – Trust	Yes
2011-08-01	Plan benefit arrangement - Trust	Yes
2010: MTBR&F PROFIT SHARING PLAN 2010 form 5500 responses
2010-08-01	Type of plan entity	Single employer plan
2010-08-01	Submission has been amended	No
2010-08-01	This submission is the final filing	No
2010-08-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-08-01	Plan is a collectively bargained plan	No
2010-08-01	Plan funding arrangement – Trust	Yes
2010-08-01	Plan benefit arrangement - Trust	Yes
2009: MTBR&F PROFIT SHARING PLAN 2009 form 5500 responses
2009-08-01	Type of plan entity	Single employer plan
2009-08-01	Submission has been amended	No
2009-08-01	This submission is the final filing	No
2009-08-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-08-01	Plan is a collectively bargained plan	No
2009-08-01	Plan funding arrangement – Trust	Yes
2009-08-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

512111-000

Policy instance

Insurance contract or identification number	512111-000
Number of Individuals Covered	0
Insurance policy start date	2019-08-01
Insurance policy end date	2019-08-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

512111-000

Policy instance

Insurance contract or identification number	512111-000
Number of Individuals Covered	10
Insurance policy start date	2018-08-01
Insurance policy end date	2019-07-31
Total amount of commissions paid to insurance broker	USD $34
Total amount of fees paid to insurance company	USD $89
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	89
Additional information about fees paid to insurance broker	TPA FEES
Insurance broker organization code?	5
Commission paid to Insurance Broker	USD $34

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

512111-000

Policy instance

Insurance contract or identification number	512111-000
Number of Individuals Covered	13
Insurance policy start date	2017-08-01
Insurance policy end date	2018-07-31
Total amount of commissions paid to insurance broker	USD $908
Total amount of fees paid to insurance company	USD $4,136
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	MOFFATT, THOMAS, BARRETT, ROCK & FIELDS, CHTD.
Employer identification number (EIN):	820299374
NAIC Classification:	541110
NAIC Description:	Offices of Lawyers