SUN OPTICS has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan SUN OPTICS 401(K) PROFIT SHARING PLAN
| Measure | Date | Value |
|---|
| 2018: SUN OPTICS 401(K) PROFIT SHARING PLAN 2018 401k membership |
|---|
| Total participants, beginning-of-year | 2018-01-01 | 11 |
| Total number of active participants reported on line 7a of the Form 5500 | 2018-01-01 | 0 |
| Number of retired or separated participants receiving benefits | 2018-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2018-01-01 | 0 |
| Total of all active and inactive participants | 2018-01-01 | 0 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2018-01-01 | 0 |
| Total participants | 2018-01-01 | 0 |
| Number of participants with account balances | 2018-01-01 | 0 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2018-01-01 | 0 |
| 2017: SUN OPTICS 401(K) PROFIT SHARING PLAN 2017 401k membership |
|---|
| Total participants, beginning-of-year | 2017-01-01 | 11 |
| Total number of active participants reported on line 7a of the Form 5500 | 2017-01-01 | 8 |
| Number of retired or separated participants receiving benefits | 2017-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2017-01-01 | 3 |
| Total of all active and inactive participants | 2017-01-01 | 11 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-01-01 | 0 |
| Total participants | 2017-01-01 | 11 |
| Number of participants with account balances | 2017-01-01 | 11 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2017-01-01 | 0 |
| 2016: SUN OPTICS 401(K) PROFIT SHARING PLAN 2016 401k membership |
|---|
| Total participants, beginning-of-year | 2016-01-01 | 13 |
| Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 9 |
| Number of retired or separated participants receiving benefits | 2016-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2016-01-01 | 3 |
| Total of all active and inactive participants | 2016-01-01 | 12 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-01-01 | 0 |
| Total participants | 2016-01-01 | 12 |
| Number of participants with account balances | 2016-01-01 | 11 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-01-01 | 0 |
| 2015: SUN OPTICS 401(K) PROFIT SHARING PLAN 2015 401k membership |
|---|
| Total participants, beginning-of-year | 2015-01-01 | 18 |
| Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 9 |
| Number of retired or separated participants receiving benefits | 2015-01-01 | 2 |
| Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 4 |
| Total of all active and inactive participants | 2015-01-01 | 15 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-01-01 | 0 |
| Total participants | 2015-01-01 | 15 |
| Number of participants with account balances | 2015-01-01 | 15 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-01-01 | 0 |
| 2014: SUN OPTICS 401(K) PROFIT SHARING PLAN 2014 401k membership |
|---|
| Total participants, beginning-of-year | 2014-01-01 | 17 |
| Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 11 |
| Number of retired or separated participants receiving benefits | 2014-01-01 | 2 |
| Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 5 |
| Total of all active and inactive participants | 2014-01-01 | 18 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 0 |
| Total participants | 2014-01-01 | 18 |
| Number of participants with account balances | 2014-01-01 | 18 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-01-01 | 1 |
| 2013: SUN OPTICS 401(K) PROFIT SHARING PLAN 2013 401k membership |
|---|
| Total participants, beginning-of-year | 2013-01-01 | 18 |
| Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 13 |
| Number of retired or separated participants receiving benefits | 2013-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 4 |
| Total of all active and inactive participants | 2013-01-01 | 17 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-01-01 | 0 |
| Total participants | 2013-01-01 | 17 |
| Number of participants with account balances | 2013-01-01 | 17 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 0 |
| 2012: SUN OPTICS 401(K) PROFIT SHARING PLAN 2012 401k membership |
|---|
| Total participants, beginning-of-year | 2012-01-01 | 21 |
| Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 13 |
| Number of retired or separated participants receiving benefits | 2012-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 5 |
| Total of all active and inactive participants | 2012-01-01 | 18 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 0 |
| Total participants | 2012-01-01 | 18 |
| Number of participants with account balances | 2012-01-01 | 18 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 0 |
| Measure | Date | Value |
|---|
| 2018 : SUN OPTICS 401(K) PROFIT SHARING PLAN 2018 401k financial data |
|---|
| Total income from all sources | 2018-10-04 | $258,355 |
| Expenses. Total of all expenses incurred | 2018-10-04 | $1,542,353 |
| Benefits paid (including direct rollovers) | 2018-10-04 | $1,542,353 |
| Total plan assets at end of year | 2018-10-04 | $0 |
| Total plan assets at beginning of year | 2018-10-04 | $1,283,998 |
| Value of fidelity bond covering the plan | 2018-10-04 | $15,000 |
| Total contributions received or receivable from participants | 2018-10-04 | $135,799 |
| Other income received | 2018-10-04 | $14,613 |
| Net income (gross income less expenses) | 2018-10-04 | $-1,283,998 |
| Net plan assets at end of year (total assets less liabilities) | 2018-10-04 | $0 |
| Net plan assets at beginning of year (total assets less liabilities) | 2018-10-04 | $1,283,998 |
| Total contributions received or receivable from employer(s) | 2018-10-04 | $107,943 |
| 2017 : SUN OPTICS 401(K) PROFIT SHARING PLAN 2017 401k financial data |
|---|
| Total income from all sources | 2017-12-31 | $363,055 |
| Expenses. Total of all expenses incurred | 2017-12-31 | $3,068 |
| Benefits paid (including direct rollovers) | 2017-12-31 | $3,068 |
| Total plan assets at end of year | 2017-12-31 | $1,283,998 |
| Total plan assets at beginning of year | 2017-12-31 | $924,011 |
| Value of fidelity bond covering the plan | 2017-12-31 | $15,000 |
| Total contributions received or receivable from participants | 2017-12-31 | $113,704 |
| Other income received | 2017-12-31 | $130,237 |
| Net income (gross income less expenses) | 2017-12-31 | $359,987 |
| Net plan assets at end of year (total assets less liabilities) | 2017-12-31 | $1,283,998 |
| Net plan assets at beginning of year (total assets less liabilities) | 2017-12-31 | $924,011 |
| Total contributions received or receivable from employer(s) | 2017-12-31 | $119,114 |
| 2016 : SUN OPTICS 401(K) PROFIT SHARING PLAN 2016 401k financial data |
|---|
| Total income from all sources | 2016-12-31 | $343,746 |
| Expenses. Total of all expenses incurred | 2016-12-31 | $126,782 |
| Benefits paid (including direct rollovers) | 2016-12-31 | $126,782 |
| Total plan assets at end of year | 2016-12-31 | $924,011 |
| Total plan assets at beginning of year | 2016-12-31 | $707,047 |
| Value of fidelity bond covering the plan | 2016-12-31 | $15,000 |
| Total contributions received or receivable from participants | 2016-12-31 | $120,580 |
| Contributions received from other sources (not participants or employers) | 2016-12-31 | $56,869 |
| Other income received | 2016-12-31 | $58,720 |
| Net income (gross income less expenses) | 2016-12-31 | $216,964 |
| Net plan assets at end of year (total assets less liabilities) | 2016-12-31 | $924,011 |
| Net plan assets at beginning of year (total assets less liabilities) | 2016-12-31 | $707,047 |
| Total contributions received or receivable from employer(s) | 2016-12-31 | $107,577 |
| 2015 : SUN OPTICS 401(K) PROFIT SHARING PLAN 2015 401k financial data |
|---|
| Total income from all sources | 2015-12-31 | $213,579 |
| Expenses. Total of all expenses incurred | 2015-12-31 | $317,254 |
| Benefits paid (including direct rollovers) | 2015-12-31 | $317,254 |
| Total plan assets at end of year | 2015-12-31 | $707,047 |
| Total plan assets at beginning of year | 2015-12-31 | $810,722 |
| Value of fidelity bond covering the plan | 2015-12-31 | $15,000 |
| Total contributions received or receivable from participants | 2015-12-31 | $117,423 |
| Other income received | 2015-12-31 | $-16,819 |
| Net income (gross income less expenses) | 2015-12-31 | $-103,675 |
| Net plan assets at end of year (total assets less liabilities) | 2015-12-31 | $707,047 |
| Net plan assets at beginning of year (total assets less liabilities) | 2015-12-31 | $810,722 |
| Total contributions received or receivable from employer(s) | 2015-12-31 | $112,975 |
| 2014 : SUN OPTICS 401(K) PROFIT SHARING PLAN 2014 401k financial data |
|---|
| Total income from all sources | 2014-12-31 | $302,013 |
| Expenses. Total of all expenses incurred | 2014-12-31 | $756,339 |
| Benefits paid (including direct rollovers) | 2014-12-31 | $756,339 |
| Total plan assets at end of year | 2014-12-31 | $810,722 |
| Total plan assets at beginning of year | 2014-12-31 | $1,265,048 |
| Value of fidelity bond covering the plan | 2014-12-31 | $150,000 |
| Total contributions received or receivable from participants | 2014-12-31 | $132,366 |
| Other income received | 2014-12-31 | $42,430 |
| Net income (gross income less expenses) | 2014-12-31 | $-454,326 |
| Net plan assets at end of year (total assets less liabilities) | 2014-12-31 | $810,722 |
| Net plan assets at beginning of year (total assets less liabilities) | 2014-12-31 | $1,265,048 |
| Assets. Value of participant loans | 2014-12-31 | $4,931 |
| Total contributions received or receivable from employer(s) | 2014-12-31 | $127,217 |
| 2013 : SUN OPTICS 401(K) PROFIT SHARING PLAN 2013 401k financial data |
|---|
| Total income from all sources | 2013-12-31 | $313,494 |
| Expenses. Total of all expenses incurred | 2013-12-31 | $1,496 |
| Benefits paid (including direct rollovers) | 2013-12-31 | $1,496 |
| Total plan assets at end of year | 2013-12-31 | $1,265,048 |
| Total plan assets at beginning of year | 2013-12-31 | $953,050 |
| Value of fidelity bond covering the plan | 2013-12-31 | $150,000 |
| Total contributions received or receivable from participants | 2013-12-31 | $101,777 |
| Other income received | 2013-12-31 | $100,097 |
| Net income (gross income less expenses) | 2013-12-31 | $311,998 |
| Net plan assets at end of year (total assets less liabilities) | 2013-12-31 | $1,265,048 |
| Net plan assets at beginning of year (total assets less liabilities) | 2013-12-31 | $953,050 |
| Assets. Value of participant loans | 2013-12-31 | $6,184 |
| Total contributions received or receivable from employer(s) | 2013-12-31 | $111,620 |
| 2012 : SUN OPTICS 401(K) PROFIT SHARING PLAN 2012 401k financial data |
|---|
| Total income from all sources | 2012-12-31 | $315,982 |
| Expenses. Total of all expenses incurred | 2012-12-31 | $26,924 |
| Benefits paid (including direct rollovers) | 2012-12-31 | $26,924 |
| Total plan assets at end of year | 2012-12-31 | $953,050 |
| Total plan assets at beginning of year | 2012-12-31 | $663,992 |
| Value of fidelity bond covering the plan | 2012-12-31 | $25,000 |
| Total contributions received or receivable from participants | 2012-12-31 | $108,455 |
| Other income received | 2012-12-31 | $62,496 |
| Net income (gross income less expenses) | 2012-12-31 | $289,058 |
| Net plan assets at end of year (total assets less liabilities) | 2012-12-31 | $953,050 |
| Net plan assets at beginning of year (total assets less liabilities) | 2012-12-31 | $663,992 |
| Total contributions received or receivable from employer(s) | 2012-12-31 | $145,031 |
| 2018: SUN OPTICS 401(K) PROFIT SHARING PLAN 2018 form 5500 responses |
|---|
| 2018-01-01 | Type of plan entity | Single employer plan |
| 2018-01-01 | This submission is the final filing | Yes |
| 2018-01-01 | This return/report is a short plan year return/report (less than 12 months) | Yes |
| 2018-01-01 | Plan funding arrangement – Insurance | Yes |
| 2018-01-01 | Plan funding arrangement – Trust | Yes |
| 2018-01-01 | Plan benefit arrangement - Trust | Yes |
| 2017: SUN OPTICS 401(K) PROFIT SHARING PLAN 2017 form 5500 responses |
|---|
| 2017-01-01 | Type of plan entity | Single employer plan |
| 2017-01-01 | Plan funding arrangement – Insurance | Yes |
| 2017-01-01 | Plan funding arrangement – Trust | Yes |
| 2017-01-01 | Plan benefit arrangement - Trust | Yes |
| 2016: SUN OPTICS 401(K) PROFIT SHARING PLAN 2016 form 5500 responses |
|---|
| 2016-01-01 | Type of plan entity | Single employer plan |
| 2016-01-01 | Plan funding arrangement – Insurance | Yes |
| 2016-01-01 | Plan funding arrangement – Trust | Yes |
| 2016-01-01 | Plan benefit arrangement - Trust | Yes |
| 2015: SUN OPTICS 401(K) PROFIT SHARING PLAN 2015 form 5500 responses |
|---|
| 2015-01-01 | Type of plan entity | Single employer plan |
| 2015-01-01 | Plan funding arrangement – Insurance | Yes |
| 2015-01-01 | Plan funding arrangement – Trust | Yes |
| 2015-01-01 | Plan benefit arrangement - Trust | Yes |
| 2014: SUN OPTICS 401(K) PROFIT SHARING PLAN 2014 form 5500 responses |
|---|
| 2014-01-01 | Type of plan entity | Single employer plan |
| 2014-01-01 | Plan funding arrangement – Insurance | Yes |
| 2014-01-01 | Plan funding arrangement – Trust | Yes |
| 2014-01-01 | Plan benefit arrangement - Trust | Yes |
| 2013: SUN OPTICS 401(K) PROFIT SHARING PLAN 2013 form 5500 responses |
|---|
| 2013-01-01 | Type of plan entity | Single employer plan |
| 2013-01-01 | Plan funding arrangement – Insurance | Yes |
| 2013-01-01 | Plan funding arrangement – Trust | Yes |
| 2013-01-01 | Plan benefit arrangement - Trust | Yes |
| 2012: SUN OPTICS 401(K) PROFIT SHARING PLAN 2012 form 5500 responses |
|---|
| 2012-01-01 | Type of plan entity | Single employer plan |
| 2012-01-01 | Plan funding arrangement – Insurance | Yes |
| 2012-01-01 | Plan funding arrangement – Trust | Yes |
| 2012-01-01 | Plan benefit arrangement - Trust | Yes |
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
| Policy contract number | 104206 |
| Policy instance | 1 |
| Insurance contract or identification number | 104206 | | Number of Individuals Covered | 0 | | Insurance policy start date | 2018-01-01 | | Insurance policy end date | 2018-10-04 | | Total amount of commissions paid to insurance broker | USD $3,845 | | Total amount of fees paid to insurance company | USD $49 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $3,461 | | Insurance broker organization code? | 3 | | Amount paid for insurance broker fees | 49 | | Insurance broker name | HUBER, ERICKSON & BOWMAN, LLC |
|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
| Policy contract number | 104206 |
| Policy instance | 1 |
| Insurance contract or identification number | 104206 | | Number of Individuals Covered | 11 | | Total amount of commissions paid to insurance broker | USD $5,325 | | Total amount of fees paid to insurance company | USD $512 | | Commission paid to Insurance Broker | USD $4,793 | | Insurance broker organization code? | 3 | | Amount paid for insurance broker fees | 512 | | Insurance broker name | HUBER, ERICKSON & BOWMAN |
|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
| Policy contract number | 104206 |
| Policy instance | 1 |
| Insurance contract or identification number | 104206 | | Number of Individuals Covered | 11 | | Total amount of commissions paid to insurance broker | USD $4,103 | | Total amount of fees paid to insurance company | USD $368 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $3,693 | | Insurance broker organization code? | 3 | | Amount paid for insurance broker fees | 368 | | Insurance broker name | HUBER, ERICKSON & BOWMAN |
|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
| Policy contract number | 104206 |
| Policy instance | 1 |
| Insurance contract or identification number | 104206 | | Number of Individuals Covered | 15 | | Total amount of commissions paid to insurance broker | USD $3,687 | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Commission paid to Insurance Broker | USD $3,476 | | Insurance broker organization code? | 3 | | Insurance broker name | WORLD EQUITY GROUP, INC |
|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
| Policy contract number | 104206 |
| Policy instance | 1 |
| Insurance contract or identification number | 104206 | | Number of Individuals Covered | 18 | | Total amount of commissions paid to insurance broker | USD $4,720 | | Commission paid to Insurance Broker | USD $4,720 | | Insurance broker organization code? | 3 | | Insurance broker name | AXA NETWORK |
|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
| Policy contract number | 104206 |
| Policy instance | 1 |
| Insurance contract or identification number | 104206 | | Number of Individuals Covered | 17 | | Total amount of commissions paid to insurance broker | USD $4,549 | | Commission paid to Insurance Broker | USD $4,549 | | Insurance broker organization code? | 3 | | Insurance broker name | AXA NETWORK |
|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
| Policy contract number | 104206 |
| Policy instance | 1 |
| Insurance contract or identification number | 104206 | | Number of Individuals Covered | 18 | | Total amount of commissions paid to insurance broker | USD $7,729 | | Commission paid to Insurance Broker | USD $7,729 | | Insurance broker organization code? | 3 | | Insurance broker name | AXA NETWORK |
|
