401k Plan data: TRUE LEAF FARMS, LLC 401(K) PLAN plan

TRUE LEAF FARMS, LLC 401(K) PLAN 401k Plan overview

Plan Name	TRUE LEAF FARMS, LLC 401(K) PLAN
Plan identification number	001

TRUE LEAF FARMS, LLC 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

TRUE LEAF FARMS, LLC has sponsored the creation of one or more 401k plans.

Company Name: TRUE LEAF FARMS, LLC

Employer identification number (EIN): 820573623

NAIC Classification: 111900
NAIC Description: Other Crop Farming

Additional information about TRUE LEAF FARMS, LLC

Jurisdiction of Incorporation: Texas Secretary of State

Incorporation Date: 2018-03-22

Company Identification Number: 0802970031

Legal Registered Office Address: PO BOX 879

SN JUN BATSTA
United States of America (USA)
95045

More information about TRUE LEAF FARMS, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan TRUE LEAF FARMS, LLC 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2019-01-01 JAY BROWN 2019-10-27 JAY BROWN 2019-10-27
001 2018-01-01 JAY BROWN 2019-10-08 JAY BROWN 2019-10-08
001 2017-01-01
001 2016-01-01
001 2015-01-01 JAY BROWN

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2019-01-01	JAY BROWN	2019-10-27	JAY BROWN	2019-10-27
001	2018-01-01	JAY BROWN	2019-10-08	JAY BROWN	2019-10-08
001	2017-01-01
001	2016-01-01
001	2015-01-01	JAY BROWN

Plan Statistics for TRUE LEAF FARMS, LLC 401(K) PLAN

401k plan membership statisitcs for TRUE LEAF FARMS, LLC 401(K) PLAN

Measure Date Value
2019: TRUE LEAF FARMS, LLC 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 713
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 0
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 0
Total of all active and inactive participants 2019-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 0
Number of participants with account balances 2019-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: TRUE LEAF FARMS, LLC 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 744
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 669
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 44
Total of all active and inactive participants 2018-01-01 713
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 713
Number of participants with account balances 2018-01-01 133
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 1
2017: TRUE LEAF FARMS, LLC 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 737
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 295
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 59
Total of all active and inactive participants 2017-01-01 354
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 354
Number of participants with account balances 2017-01-01 148
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 2
2016: TRUE LEAF FARMS, LLC 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 659
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 552
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 46
Total of all active and inactive participants 2016-01-01 598
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 598
Number of participants with account balances 2016-01-01 150
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 3
2015: TRUE LEAF FARMS, LLC 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 620
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 345
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 49
Total of all active and inactive participants 2015-01-01 394
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 394
Number of participants with account balances 2015-01-01 138
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 6

Measure	Date	Value
2019: TRUE LEAF FARMS, LLC 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	713
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	0
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	0
Total of all active and inactive participants	2019-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	0
Number of participants with account balances	2019-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: TRUE LEAF FARMS, LLC 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	744
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	669
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	44
Total of all active and inactive participants	2018-01-01	713
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	713
Number of participants with account balances	2018-01-01	133
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	1
2017: TRUE LEAF FARMS, LLC 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	737
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	295
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	59
Total of all active and inactive participants	2017-01-01	354
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	354
Number of participants with account balances	2017-01-01	148
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	2
2016: TRUE LEAF FARMS, LLC 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	659
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	552
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	46
Total of all active and inactive participants	2016-01-01	598
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	598
Number of participants with account balances	2016-01-01	150
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	3
2015: TRUE LEAF FARMS, LLC 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	620
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	345
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	49
Total of all active and inactive participants	2015-01-01	394
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	394
Number of participants with account balances	2015-01-01	138
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	6

Financial Data on TRUE LEAF FARMS, LLC 401(K) PLAN

Measure	Date	Value
2018 : TRUE LEAF FARMS, LLC 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$29
Total income from all sources (including contributions)	2018-12-31	$363,300
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$106,473
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$93,300
Expenses. Certain deemed distributions of participant loans	2018-12-31	$7,828
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$446,762
Value of total assets at end of year	2018-12-31	$1,363,764
Value of total assets at beginning of year	2018-12-31	$1,106,966
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$5,345
Total interest from all sources	2018-12-31	$3,309
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$150,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$351,172
Participant contributions at end of year	2018-12-31	$46,866
Participant contributions at beginning of year	2018-12-31	$45,657
Participant contributions at end of year	2018-12-31	$0
Participant contributions at beginning of year	2018-12-31	$5,099
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$7,846
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2018-12-31	$29
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$256,827
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$1,363,764
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$1,106,937
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Investment advisory and management fees	2018-12-31	$5,345
Value of interest in pooled separate accounts at end of year	2018-12-31	$945,271
Value of interest in pooled separate accounts at beginning of year	2018-12-31	$742,541
Interest on participant loans	2018-12-31	$3,309
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$371,627
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$312,394
Net investment gain/loss from pooled separate accounts	2018-12-31	$-86,771
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$87,744
Employer contributions (assets) at end of year	2018-12-31	$0
Employer contributions (assets) at beginning of year	2018-12-31	$1,275
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$93,300
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	JOHANSON & YAU ACCOUNTANCY CORP.
Accountancy firm EIN	2018-12-31	942702860
2017 : TRUE LEAF FARMS, LLC 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$29
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$538,297
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$78,035
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$66,088
Expenses. Certain deemed distributions of participant loans	2017-12-31	$6,544
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$456,921
Value of total assets at end of year	2017-12-31	$1,106,966
Value of total assets at beginning of year	2017-12-31	$646,675
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$5,403
Total interest from all sources	2017-12-31	$1,912
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Administrative expenses professional fees incurred	2017-12-31	$5,403
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$50,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$327,349
Participant contributions at end of year	2017-12-31	$45,657
Participant contributions at beginning of year	2017-12-31	$17,373
Participant contributions at end of year	2017-12-31	$5,099
Participant contributions at beginning of year	2017-12-31	$207
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$48,918
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2017-12-31	$29
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$460,262
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$1,106,937
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$646,675
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in pooled separate accounts at end of year	2017-12-31	$742,541
Value of interest in pooled separate accounts at beginning of year	2017-12-31	$444,940
Interest on participant loans	2017-12-31	$1,687
Interest earned on other investments	2017-12-31	$225
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$312,394
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$184,086
Net investment gain/loss from pooled separate accounts	2017-12-31	$79,464
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$80,654
Employer contributions (assets) at end of year	2017-12-31	$1,275
Employer contributions (assets) at beginning of year	2017-12-31	$69
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$66,088
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	JOHANSON & YAU ACCOUNTANCY CORP.
Accountancy firm EIN	2017-12-31	942702860
2016 : TRUE LEAF FARMS, LLC 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$401,467
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$98,394
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$90,517
Expenses. Certain deemed distributions of participant loans	2016-12-31	$2,567
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$380,975
Value of total assets at end of year	2016-12-31	$646,675
Value of total assets at beginning of year	2016-12-31	$343,602
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$5,310
Total interest from all sources	2016-12-31	$706
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$50,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$281,715
Participant contributions at end of year	2016-12-31	$17,373
Participant contributions at beginning of year	2016-12-31	$6,769
Participant contributions at end of year	2016-12-31	$207
Participant contributions at beginning of year	2016-12-31	$4,630
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$28,826
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$303,073
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$646,675
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$343,602
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Investment advisory and management fees	2016-12-31	$5,310
Value of interest in pooled separate accounts at end of year	2016-12-31	$444,940
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$229,600
Interest on participant loans	2016-12-31	$654
Interest earned on other investments	2016-12-31	$52
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$184,086
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$101,445
Net investment gain/loss from pooled separate accounts	2016-12-31	$19,786
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$70,434
Employer contributions (assets) at end of year	2016-12-31	$69
Employer contributions (assets) at beginning of year	2016-12-31	$1,158
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$90,517
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	JOHANSON & YAU ACCOUNTANCY CORP.
Accountancy firm EIN	2016-12-31	942702860
2015 : TRUE LEAF FARMS, LLC 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$357,561
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$13,959
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$10,626
Expenses. Certain deemed distributions of participant loans	2015-12-31	$1,185
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$363,415
Value of total assets at end of year	2015-12-31	$343,602
Value of total assets at beginning of year	2015-12-31	$0
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$2,148
Total interest from all sources	2015-12-31	$32
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Was this plan covered by a fidelity bond	2015-12-31	No
If this is an individual account plan, was there a blackout period	2015-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$267,379
Participant contributions at end of year	2015-12-31	$6,769
Participant contributions at beginning of year	2015-12-31	$0
Participant contributions at end of year	2015-12-31	$4,630
Participant contributions at beginning of year	2015-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$29,215
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$343,602
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$343,602
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$0
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$2,148
Value of interest in pooled separate accounts at end of year	2015-12-31	$229,600
Interest on participant loans	2015-12-31	$32
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$101,445
Net investment gain/loss from pooled separate accounts	2015-12-31	$-5,886
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$66,821
Employer contributions (assets) at end of year	2015-12-31	$1,158
Employer contributions (assets) at beginning of year	2015-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$10,626
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	JOHANSON & YAU ACCOUNTANCY CORP.
Accountancy firm EIN	2015-12-31	942702860

Form 5500 Responses for TRUE LEAF FARMS, LLC 401(K) PLAN

2019: TRUE LEAF FARMS, LLC 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	Yes
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: TRUE LEAF FARMS, LLC 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: TRUE LEAF FARMS, LLC 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: TRUE LEAF FARMS, LLC 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: TRUE LEAF FARMS, LLC 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	First time form 5500 has been submitted	Yes
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

812486

Policy instance

Insurance contract or identification number	812486
Number of Individuals Covered	134
Insurance policy start date	2019-01-01
Insurance policy end date	2019-01-11
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $274
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Amount paid for insurance broker fees	274
Insurance broker organization code?	3

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

812486

Policy instance

Insurance contract or identification number	812486
Number of Individuals Covered	133
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Total amount of commissions paid to insurance broker	USD $3,026
Total amount of fees paid to insurance company	USD $2,019
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Commission paid to Insurance Broker	USD $3,026
Amount paid for insurance broker fees	2019
Additional information about fees paid to insurance broker	TPA PARTNERSHIP & ALLIANCE PROGRAM
Insurance broker organization code?	3

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

812486

Policy instance

Insurance contract or identification number	812486
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $2,094
Total amount of fees paid to insurance company	USD $383
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Commission paid to Insurance Broker	USD $2,094
Amount paid for insurance broker fees	383
Additional information about fees paid to insurance broker	TPA PARTNERSHIP & ALLIANCE PROGRAM
Insurance broker organization code?	3
Insurance broker name	QUINTES ADMINISTRATIVE AND

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

812486

Policy instance

Insurance contract or identification number	812486
Number of Individuals Covered	138
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $354
Total amount of fees paid to insurance company	USD $1,637
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Commission paid to Insurance Broker	USD $354
Amount paid for insurance broker fees	1637
Additional information about fees paid to insurance broker	TPA PARTNERSHIP & ALLIANCE PROGRAM
Insurance broker organization code?	3
Insurance broker name	QUINTES ADMINISTRATIVE AND

Potentially related plans

TRUE LEAF KITCHEN & BATH, LLC 401(K) PLAN [EIN = 300598409]

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Company Name:	TRUE LEAF FARMS, LLC
Employer identification number (EIN):	820573623
NAIC Classification:	111900
NAIC Description:	Other Crop Farming

Jurisdiction of Incorporation:	Texas Secretary of State
Incorporation Date:	2018-03-22
Company Identification Number:	0802970031
Legal Registered Office Address:	PO BOX 879 SN JUN BATSTA United States of America (USA) 95045