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WIS INTERNATIONAL 401(K) SAVINGS PLAN 401k Plan overview

Plan NameWIS INTERNATIONAL 401(K) SAVINGS PLAN
Plan identification number 001

WIS INTERNATIONAL 401(K) SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

RETAIL SERVICES WIS CORPORATION has sponsored the creation of one or more 401k plans.

Company Name:RETAIL SERVICES WIS CORPORATION
Employer identification number (EIN):821186785
NAIC Classification:561900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan WIS INTERNATIONAL 401(K) SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012021-01-01
0012021-01-01
0012020-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012018-01-01
0012017-01-01ALAN HUBBARD ALAN HUBBARD2018-10-09
0012017-01-01
0012016-01-01BRENDA RILEY BRENDA RILEY2018-02-28
0012016-01-01 ALAN HUBBARD2019-04-16
0012016-01-01 ALAN HUBBARD2019-05-07

Plan Statistics for WIS INTERNATIONAL 401(K) SAVINGS PLAN

401k plan membership statisitcs for WIS INTERNATIONAL 401(K) SAVINGS PLAN

Measure Date Value
2021: WIS INTERNATIONAL 401(K) SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-0111,064
Total number of active participants reported on line 7a of the Form 55002021-01-0110,116
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01188
Total of all active and inactive participants2021-01-0110,304
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-0110,304
Number of participants with account balances2021-01-011,248
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0138
2020: WIS INTERNATIONAL 401(K) SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-0110,379
Total number of active participants reported on line 7a of the Form 55002020-01-0110,361
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01273
Total of all active and inactive participants2020-01-0110,634
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-011
Total participants2020-01-0110,635
Number of participants with account balances2020-01-011,485
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0159
2019: WIS INTERNATIONAL 401(K) SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-019,853
Total number of active participants reported on line 7a of the Form 55002019-01-019,697
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01199
Total of all active and inactive participants2019-01-019,896
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-011
Total participants2019-01-019,897
Number of participants with account balances2019-01-011,550
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0173
2018: WIS INTERNATIONAL 401(K) SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-013,584
Total number of active participants reported on line 7a of the Form 55002018-01-015,828
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01269
Total of all active and inactive participants2018-01-016,097
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-011
Total participants2018-01-016,098
Number of participants with account balances2018-01-011,616
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0144
2017: WIS INTERNATIONAL 401(K) SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-012,973
Total number of active participants reported on line 7a of the Form 55002017-01-013,512
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0169
Total of all active and inactive participants2017-01-013,581
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-013
Total participants2017-01-013,584
Number of participants with account balances2017-01-01191
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0113
2016: WIS INTERNATIONAL 401(K) SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-012,519
Total number of active participants reported on line 7a of the Form 55002016-01-012,525
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01492
Total of all active and inactive participants2016-01-013,017
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-016
Total participants2016-01-013,023
Number of participants with account balances2016-01-011,803
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-018

Financial Data on WIS INTERNATIONAL 401(K) SAVINGS PLAN

Measure Date Value
2021 : WIS INTERNATIONAL 401(K) SAVINGS PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$6,138,127
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$3,913,583
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$3,522,269
Value of total corrective distributions2021-12-31$146,053
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$2,662,879
Value of total assets at end of year2021-12-31$31,246,818
Value of total assets at beginning of year2021-12-31$29,022,274
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$245,261
Total interest from all sources2021-12-31$17,876
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$471,068
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$471,068
Administrative expenses professional fees incurred2021-12-31$21,492
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$5,000,000
If this is an individual account plan, was there a blackout period2021-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$2,132,434
Participant contributions at end of year2021-12-31$415,460
Participant contributions at beginning of year2021-12-31$457,392
Participant contributions at end of year2021-12-31$68,159
Participant contributions at beginning of year2021-12-31$7,108
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$114,002
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$2,224,544
Value of net assets at end of year (total assets less liabilities)2021-12-31$31,246,818
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$29,022,274
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$20,679
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$29,530,025
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$27,909,225
Interest on participant loans2021-12-31$17,765
Income. Interest from loans (other than to participants)2021-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$1,220,285
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$645,906
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$645,906
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$111
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$2,986,304
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$416,443
Employer contributions (assets) at end of year2021-12-31$12,889
Employer contributions (assets) at beginning of year2021-12-31$2,643
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$3,522,269
Contract administrator fees2021-12-31$203,090
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31Yes
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31BAKER TILLY US, LLP
Accountancy firm EIN2021-12-31390859910
2020 : WIS INTERNATIONAL 401(K) SAVINGS PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$7,089,100
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$3,711,705
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$3,385,565
Expenses. Certain deemed distributions of participant loans2020-12-31$-4,539
Value of total corrective distributions2020-12-31$111,874
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$3,226,647
Value of total assets at end of year2020-12-31$29,022,274
Value of total assets at beginning of year2020-12-31$25,644,879
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$218,805
Total interest from all sources2020-12-31$25,217
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$415,957
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$415,957
Administrative expenses professional fees incurred2020-12-31$20,520
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$5,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,793,226
Participant contributions at end of year2020-12-31$457,392
Participant contributions at beginning of year2020-12-31$543,509
Participant contributions at end of year2020-12-31$7,108
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$1,086,288
Total non interest bearing cash at beginning of year2020-12-31$65,387
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$3,377,395
Value of net assets at end of year (total assets less liabilities)2020-12-31$29,022,274
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$25,644,879
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$13,355
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$27,909,225
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$25,035,983
Interest on participant loans2020-12-31$23,700
Income. Interest from loans (other than to participants)2020-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$645,906
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$1,517
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$3,421,279
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$347,133
Employer contributions (assets) at end of year2020-12-31$2,643
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$3,385,565
Contract administrator fees2020-12-31$184,930
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31BAKER TILLY US, LLP
Accountancy firm EIN2020-12-31390859910
2019 : WIS INTERNATIONAL 401(K) SAVINGS PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$7,299,152
Total income from all sources (including contributions)2019-12-31$7,299,152
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$3,943,798
Total of all expenses incurred2019-12-31$3,943,798
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$3,727,266
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$3,727,266
Expenses. Certain deemed distributions of participant loans2019-12-31$-2,000
Expenses. Certain deemed distributions of participant loans2019-12-31$-2,000
Value of total corrective distributions2019-12-31$113,223
Value of total corrective distributions2019-12-31$113,223
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,888,783
Value of total assets at end of year2019-12-31$25,644,879
Value of total assets at end of year2019-12-31$25,644,879
Value of total assets at beginning of year2019-12-31$22,289,525
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$105,309
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$105,309
Total interest from all sources2019-12-31$39,185
Total interest from all sources2019-12-31$39,185
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$533,796
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$533,796
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$533,796
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$533,796
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$5,000,000
Value of fidelity bond cover2019-12-31$5,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,849,565
Participant contributions at end of year2019-12-31$543,509
Participant contributions at end of year2019-12-31$543,509
Participant contributions at beginning of year2019-12-31$591,034
Participant contributions at end of year2019-12-31$0
Participant contributions at end of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$15,097
Participant contributions at beginning of year2019-12-31$15,097
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$670,307
Total non interest bearing cash at end of year2019-12-31$65,387
Total non interest bearing cash at end of year2019-12-31$65,387
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$3,355,354
Value of net income/loss2019-12-31$3,355,354
Value of net assets at end of year (total assets less liabilities)2019-12-31$25,644,879
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$22,289,525
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$12,724
Investment advisory and management fees2019-12-31$12,724
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$25,035,983
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$25,035,983
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$20,457,662
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$20,457,662
Interest on participant loans2019-12-31$26,494
Interest on participant loans2019-12-31$26,494
Income. Interest from loans (other than to participants)2019-12-31$0
Income. Interest from loans (other than to participants)2019-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$1,223,054
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$1,223,054
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$12,691
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$12,691
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$3,837,388
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$3,837,388
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$368,911
Employer contributions (assets) at end of year2019-12-31$0
Employer contributions (assets) at end of year2019-12-31$0
Employer contributions (assets) at beginning of year2019-12-31$2,678
Employer contributions (assets) at beginning of year2019-12-31$2,678
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$3,727,266
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$3,727,266
Contract administrator fees2019-12-31$92,585
Contract administrator fees2019-12-31$92,585
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31SQUAR MILNER
Accountancy firm name2019-12-31SQUAR MILNER
Accountancy firm EIN2019-12-31330835986
Accountancy firm EIN2019-12-31330835986
2018 : WIS INTERNATIONAL 401(K) SAVINGS PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total transfer of assets to this plan2018-12-31$4,073,758
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$-144,737
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$2,450,449
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$2,320,625
Expenses. Certain deemed distributions of participant loans2018-12-31$45,071
Value of total corrective distributions2018-12-31$35,293
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,601,803
Value of total assets at end of year2018-12-31$22,289,525
Value of total assets at beginning of year2018-12-31$20,810,953
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$49,460
Total interest from all sources2018-12-31$34,959
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$466,571
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$466,571
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$5,000,000
If this is an individual account plan, was there a blackout period2018-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,316,046
Participant contributions at end of year2018-12-31$591,034
Participant contributions at end of year2018-12-31$15,097
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$735
Other income not declared elsewhere2018-12-31$-18,447
Total non interest bearing cash at end of year2018-12-31$0
Total non interest bearing cash at beginning of year2018-12-31$17,238,727
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-2,595,186
Value of net assets at end of year (total assets less liabilities)2018-12-31$22,289,525
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$20,810,953
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$7,280
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$20,457,662
Interest on participant loans2018-12-31$27,292
Income. Interest from loans (other than to participants)2018-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$1,223,054
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$7,667
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$3,572,226
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-2,229,623
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$285,022
Employer contributions (assets) at end of year2018-12-31$2,678
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$2,320,625
Contract administrator fees2018-12-31$42,180
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31Yes
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31SQUAR MILNER
Accountancy firm EIN2018-12-31330835986
2017 : WIS INTERNATIONAL 401(K) SAVINGS PLAN 2017 401k financial data
Unrealized appreciation/depreciation of real estate assets2017-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$0
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets to this plan2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Expenses. Interest paid2017-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022017-12-31$0
Total income from all sources (including contributions)2017-12-31$4,670,100
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$2,895,356
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$2,797,241
Expenses. Certain deemed distributions of participant loans2017-12-31$0
Value of total corrective distributions2017-12-31$60,908
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,734,193
Value of total assets at end of year2017-12-31$20,810,953
Value of total assets at beginning of year2017-12-31$19,036,209
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$37,207
Total income from rents2017-12-31$0
Total interest from all sources2017-12-31$65,265
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$137,004
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$137,004
Administrative expenses professional fees incurred2017-12-31$0
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$5,000,000
If this is an individual account plan, was there a blackout period2017-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Amount of non-exempt transactions with any party-in-interest2017-12-31$0
Contributions received from participants2017-12-31$1,023,672
Participant contributions at end of year2017-12-31$0
Participant contributions at beginning of year2017-12-31$678,417
Participant contributions at end of year2017-12-31$0
Participant contributions at beginning of year2017-12-31$106
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$479,439
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2017-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$0
Other income not declared elsewhere2017-12-31$135
Administrative expenses (other) incurred2017-12-31$0
Liabilities. Value of operating payables at beginning of year2017-12-31$0
Total non interest bearing cash at end of year2017-12-31$17,238,727
Total non interest bearing cash at beginning of year2017-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Income. Non cash contributions2017-12-31$0
Value of net income/loss2017-12-31$1,774,744
Value of net assets at end of year (total assets less liabilities)2017-12-31$20,810,953
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$19,036,209
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2017-12-31$0
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2017-12-31$0
Investment advisory and management fees2017-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$7,915,024
Value of interest in pooled separate accounts at end of year2017-12-31$0
Value of interest in pooled separate accounts at beginning of year2017-12-31$7,009,227
Interest on participant loans2017-12-31$20,370
Income. Interest from loans (other than to participants)2017-12-31$0
Interest earned on other investments2017-12-31$44,895
Income. Interest from US Government securities2017-12-31$0
Income. Interest from corporate debt instruments2017-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$3,572,226
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$3,433,401
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$1,014,224
Net investment gain/loss from pooled separate accounts2017-12-31$1,719,279
Net investment gain or loss from common/collective trusts2017-12-31$0
Net gain/loss from 103.12 investment entities2017-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$231,082
Employer contributions (assets) at end of year2017-12-31$0
Employer contributions (assets) at beginning of year2017-12-31$34
Income. Dividends from preferred stock2017-12-31$0
Income. Dividends from common stock2017-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$2,797,241
Contract administrator fees2017-12-31$37,207
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31Yes
Liabilities. Value of benefit claims payable at beginning of year2017-12-31$0
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$0
Aggregate carrying amount (costs) on sale of assets2017-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2017-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31SQUAR MILNER
Accountancy firm EIN2017-12-31330835986
2016 : WIS INTERNATIONAL 401(K) SAVINGS PLAN 2016 401k financial data
Unrealized appreciation/depreciation of real estate assets2016-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$0
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets to this plan2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$44,880
Total income from all sources (including contributions)2016-12-31$2,384,022
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$1,604,536
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,571,208
Expenses. Certain deemed distributions of participant loans2016-12-31$0
Value of total corrective distributions2016-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,288,572
Value of total assets at end of year2016-12-31$19,036,209
Value of total assets at beginning of year2016-12-31$18,301,603
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$33,328
Total income from rents2016-12-31$0
Total interest from all sources2016-12-31$82,497
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$100,009
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$100,009
Administrative expenses professional fees incurred2016-12-31$0
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$5,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Amount of non-exempt transactions with any party-in-interest2016-12-31$0
Contributions received from participants2016-12-31$949,214
Participant contributions at end of year2016-12-31$678,417
Participant contributions at beginning of year2016-12-31$682,123
Participant contributions at end of year2016-12-31$106
Participant contributions at beginning of year2016-12-31$1,377
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$117,572
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$44,880
Other income not declared elsewhere2016-12-31$37
Administrative expenses (other) incurred2016-12-31$0
Liabilities. Value of operating payables at beginning of year2016-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$779,486
Value of net assets at end of year (total assets less liabilities)2016-12-31$19,036,209
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$18,256,723
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2016-12-31$0
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2016-12-31$0
Investment advisory and management fees2016-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$7,915,024
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$7,483,369
Value of interest in pooled separate accounts at end of year2016-12-31$7,009,227
Value of interest in pooled separate accounts at beginning of year2016-12-31$6,261,602
Interest on participant loans2016-12-31$21,595
Income. Interest from loans (other than to participants)2016-12-31$0
Interest earned on other investments2016-12-31$60,902
Income. Interest from US Government securities2016-12-31$0
Income. Interest from corporate debt instruments2016-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$3,433,401
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$3,872,802
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$462,176
Net investment gain/loss from pooled separate accounts2016-12-31$450,731
Net investment gain or loss from common/collective trusts2016-12-31$0
Net gain/loss from 103.12 investment entities2016-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$221,786
Employer contributions (assets) at end of year2016-12-31$34
Employer contributions (assets) at beginning of year2016-12-31$330
Income. Dividends from preferred stock2016-12-31$0
Income. Dividends from common stock2016-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,571,208
Contract administrator fees2016-12-31$33,328
Liabilities. Value of benefit claims payable at beginning of year2016-12-31$0
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$0
Aggregate carrying amount (costs) on sale of assets2016-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2016-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31SQUAR MILNER
Accountancy firm EIN2016-12-31330835986

Form 5500 Responses for WIS INTERNATIONAL 401(K) SAVINGS PLAN

2021: WIS INTERNATIONAL 401(K) SAVINGS PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: WIS INTERNATIONAL 401(K) SAVINGS PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: WIS INTERNATIONAL 401(K) SAVINGS PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: WIS INTERNATIONAL 401(K) SAVINGS PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: WIS INTERNATIONAL 401(K) SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedYes
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: WIS INTERNATIONAL 401(K) SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedYes
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number441462
Policy instance 1
Insurance contract or identification number441462
Number of Individuals Covered0
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number519408
Policy instance 2
Insurance contract or identification number519408
Number of Individuals Covered0
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number441462
Policy instance 1
Insurance contract or identification number441462
Number of Individuals Covered191
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $8,242
Total amount of fees paid to insurance companyUSD $327
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $5,562
Amount paid for insurance broker fees0
Insurance broker organization code?3
Additional information about fees paid to insurance brokerPRORATED INCENTIVE, NOT DEDUCTED FROM PLAN
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Insurance broker nameMERRILL LYNCH PIERCE FENNER & SMITH
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number519408
Policy instance 2
Insurance contract or identification number519408
Number of Individuals Covered191
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $17,691
Total amount of fees paid to insurance companyUSD $783
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $12,062
Amount paid for insurance broker fees0
Insurance broker organization code?3
Additional information about fees paid to insurance brokerPRORATED INCENTIVE, NOT DEDUCTED FROM PLAN
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Insurance broker nameMERRILL LYNCH PIERCE FENNER & SMITH

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