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SDI STORES, LLC 401(K) PLAN 401k Plan overview

Plan NameSDI STORES, LLC 401(K) PLAN
Plan identification number 004

SDI STORES, LLC 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

SDI STORES, LLC has sponsored the creation of one or more 401k plans.

Company Name:SDI STORES, LLC
Employer identification number (EIN):821264751
NAIC Classification:448140
NAIC Description:Family Clothing Stores

Additional information about SDI STORES, LLC

Jurisdiction of Incorporation: Connecticut Secretary of State
Incorporation Date:
Company Identification Number: 1240332

More information about SDI STORES, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SDI STORES, LLC 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0042022-01-01
0042021-01-01
0042020-01-01
0042019-01-01
0042018-01-01
0042017-01-01

Plan Statistics for SDI STORES, LLC 401(K) PLAN

401k plan membership statisitcs for SDI STORES, LLC 401(K) PLAN

Measure Date Value
2022: SDI STORES, LLC 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01380
Total number of active participants reported on line 7a of the Form 55002022-01-01606
Number of retired or separated participants receiving benefits2022-01-011
Number of other retired or separated participants entitled to future benefits2022-01-01191
Total of all active and inactive participants2022-01-01798
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01798
Number of participants with account balances2022-01-01567
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: SDI STORES, LLC 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01385
Total number of active participants reported on line 7a of the Form 55002021-01-01166
Number of retired or separated participants receiving benefits2021-01-011
Number of other retired or separated participants entitled to future benefits2021-01-01193
Total of all active and inactive participants2021-01-01360
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01360
Number of participants with account balances2021-01-01360
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: SDI STORES, LLC 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01426
Total number of active participants reported on line 7a of the Form 55002020-01-01177
Number of retired or separated participants receiving benefits2020-01-011
Number of other retired or separated participants entitled to future benefits2020-01-01207
Total of all active and inactive participants2020-01-01385
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01385
Number of participants with account balances2020-01-01385
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-011
2019: SDI STORES, LLC 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01880
Total number of active participants reported on line 7a of the Form 55002019-01-01225
Number of retired or separated participants receiving benefits2019-01-011
Number of other retired or separated participants entitled to future benefits2019-01-01200
Total of all active and inactive participants2019-01-01426
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01426
Number of participants with account balances2019-01-01426
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-011
2018: SDI STORES, LLC 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-011,477
Total number of active participants reported on line 7a of the Form 55002018-01-01673
Number of retired or separated participants receiving benefits2018-01-011
Number of other retired or separated participants entitled to future benefits2018-01-01206
Total of all active and inactive participants2018-01-01880
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01880
Number of participants with account balances2018-01-01461
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: SDI STORES, LLC 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-011,980
Total number of active participants reported on line 7a of the Form 55002017-01-01257
Number of retired or separated participants receiving benefits2017-01-011
Number of other retired or separated participants entitled to future benefits2017-01-01228
Total of all active and inactive participants2017-01-01486
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01486
Number of participants with account balances2017-01-01486
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-012

Financial Data on SDI STORES, LLC 401(K) PLAN

Measure Date Value
2022 : SDI STORES, LLC 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$14,765
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$20,312
Total income from all sources (including contributions)2022-12-31$-5,974,271
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$3,432,890
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$3,205,615
Expenses. Certain deemed distributions of participant loans2022-12-31$50,387
Value of total corrective distributions2022-12-31$14,765
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$644,788
Value of total assets at end of year2022-12-31$30,962,603
Value of total assets at beginning of year2022-12-31$40,375,311
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$162,123
Total interest from all sources2022-12-31$103,957
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$318,007
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$318,007
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$642,879
Participant contributions at end of year2022-12-31$240,670
Participant contributions at beginning of year2022-12-31$226,661
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$1,909
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$14,765
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$20,312
Other income not declared elsewhere2022-12-31$53,684
Administrative expenses (other) incurred2022-12-31$162,123
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-9,407,161
Value of net assets at end of year (total assets less liabilities)2022-12-31$30,947,838
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$40,354,999
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$23,106,937
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$31,460,827
Value of interest in pooled separate accounts at end of year2022-12-31$126,038
Value of interest in pooled separate accounts at beginning of year2022-12-31$185,480
Interest on participant loans2022-12-31$11,048
Interest earned on other investments2022-12-31$92,909
Value of interest in common/collective trusts at end of year2022-12-31$2,244,674
Value of interest in common/collective trusts at beginning of year2022-12-31$2,713,451
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$5,244,284
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$5,788,892
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-6,645,443
Net investment gain/loss from pooled separate accounts2022-12-31$-59,251
Net investment gain or loss from common/collective trusts2022-12-31$-390,013
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$3,205,615
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31BERRY, DUNN, MCNEIL & PARKER
Accountancy firm EIN2022-12-31010523282
2021 : SDI STORES, LLC 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$20,312
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$15,135
Total income from all sources (including contributions)2021-12-31$5,947,436
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$3,932,011
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$3,716,846
Value of total corrective distributions2021-12-31$20,312
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$555,472
Value of total assets at end of year2021-12-31$40,375,311
Value of total assets at beginning of year2021-12-31$38,354,709
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$194,853
Total interest from all sources2021-12-31$110,043
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$362,248
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$362,248
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$555,472
Participant contributions at end of year2021-12-31$226,661
Participant contributions at beginning of year2021-12-31$313,409
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$20,312
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$15,135
Other income not declared elsewhere2021-12-31$53,457
Administrative expenses (other) incurred2021-12-31$194,853
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$2,015,425
Value of net assets at end of year (total assets less liabilities)2021-12-31$40,354,999
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$38,339,574
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$31,460,827
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$28,627,084
Value of interest in pooled separate accounts at end of year2021-12-31$185,480
Value of interest in pooled separate accounts at beginning of year2021-12-31$166,572
Interest on participant loans2021-12-31$13,422
Interest earned on other investments2021-12-31$96,621
Value of interest in common/collective trusts at end of year2021-12-31$2,713,451
Value of interest in common/collective trusts at beginning of year2021-12-31$2,784,542
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$5,788,892
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$6,463,102
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$4,859,758
Net investment gain/loss from pooled separate accounts2021-12-31$25,851
Net investment gain or loss from common/collective trusts2021-12-31$-19,393
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$3,716,846
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31BERRY, DUNN, MCNEIL & PARKER
Accountancy firm EIN2021-12-31010523282
2020 : SDI STORES, LLC 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$15,135
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$30,338
Total income from all sources (including contributions)2020-12-31$5,122,972
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$5,064,006
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$4,857,113
Expenses. Certain deemed distributions of participant loans2020-12-31$29,755
Value of total corrective distributions2020-12-31$15,135
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$558,691
Value of total assets at end of year2020-12-31$38,354,709
Value of total assets at beginning of year2020-12-31$38,310,946
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$162,003
Total interest from all sources2020-12-31$125,859
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$302,505
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$302,505
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$558,691
Participant contributions at end of year2020-12-31$313,409
Participant contributions at beginning of year2020-12-31$371,401
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$15,135
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$30,338
Other income not declared elsewhere2020-12-31$53,017
Administrative expenses (other) incurred2020-12-31$162,003
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$58,966
Value of net assets at end of year (total assets less liabilities)2020-12-31$38,339,574
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$38,280,608
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$28,627,084
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$29,172,245
Value of interest in pooled separate accounts at end of year2020-12-31$166,572
Value of interest in pooled separate accounts at beginning of year2020-12-31$129,527
Interest on participant loans2020-12-31$15,391
Interest earned on other investments2020-12-31$110,468
Value of interest in common/collective trusts at end of year2020-12-31$2,784,542
Value of interest in common/collective trusts at beginning of year2020-12-31$2,819,405
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$6,463,102
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$5,818,368
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$3,804,345
Net investment gain/loss from pooled separate accounts2020-12-31$35,582
Net investment gain or loss from common/collective trusts2020-12-31$242,973
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$4,857,113
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31BERRY, DUNN, MCNEIL & PARKER
Accountancy firm EIN2020-12-31010523282
2019 : SDI STORES, LLC 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$30,338
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$8,057,738
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$4,093,504
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$3,947,399
Value of total corrective distributions2019-12-31$42,033
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$840,782
Value of total assets at end of year2019-12-31$38,310,946
Value of total assets at beginning of year2019-12-31$34,316,374
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$104,072
Total interest from all sources2019-12-31$122,129
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$410,369
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$410,369
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$716,366
Participant contributions at end of year2019-12-31$371,401
Participant contributions at beginning of year2019-12-31$421,569
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$124,416
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$30,338
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$0
Other income not declared elsewhere2019-12-31$41,205
Administrative expenses (other) incurred2019-12-31$104,072
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$3,964,234
Value of net assets at end of year (total assets less liabilities)2019-12-31$38,280,608
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$34,316,374
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$29,172,245
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$22,943,241
Value of interest in pooled separate accounts at end of year2019-12-31$129,527
Value of interest in pooled separate accounts at beginning of year2019-12-31$5,935,311
Interest on participant loans2019-12-31$19,401
Interest earned on other investments2019-12-31$102,728
Value of interest in common/collective trusts at end of year2019-12-31$2,819,405
Value of interest in common/collective trusts at beginning of year2019-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$5,818,368
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$5,016,253
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$5,880,217
Net investment gain/loss from pooled separate accounts2019-12-31$580,247
Net investment gain or loss from common/collective trusts2019-12-31$182,789
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$3,947,399
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31BERRY, DUNN, MCNEIL & PARKER
Accountancy firm EIN2019-12-31010523282
2018 : SDI STORES, LLC 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$-1,509,299
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$4,912,606
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$4,813,967
Expenses. Certain deemed distributions of participant loans2018-12-31$8,093
Value of total corrective distributions2018-12-31$58,920
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$701,106
Value of total assets at end of year2018-12-31$34,316,374
Value of total assets at beginning of year2018-12-31$40,738,279
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$31,626
Total interest from all sources2018-12-31$99,144
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$302,157
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$302,157
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$701,106
Participant contributions at end of year2018-12-31$421,569
Participant contributions at beginning of year2018-12-31$406,782
Administrative expenses (other) incurred2018-12-31$31,626
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-6,421,905
Value of net assets at end of year (total assets less liabilities)2018-12-31$34,316,374
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$40,738,279
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$22,943,241
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$27,333,725
Value of interest in pooled separate accounts at end of year2018-12-31$5,935,311
Value of interest in pooled separate accounts at beginning of year2018-12-31$7,451,506
Interest on participant loans2018-12-31$22,041
Interest earned on other investments2018-12-31$77,103
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$5,016,253
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$5,546,266
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-2,278,384
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$4,813,967
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31BERRY, DUNN, MCNEIL & PARKER
Accountancy firm EIN2018-12-31010523282
2017 : SDI STORES, LLC 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$7,617,941
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$9,973,588
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$9,775,886
Value of total corrective distributions2017-12-31$166,050
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,071,207
Value of total assets at end of year2017-12-31$40,738,279
Value of total assets at beginning of year2017-12-31$43,093,926
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$31,652
Total interest from all sources2017-12-31$109,013
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$325,891
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$325,891
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$3,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$971,414
Participant contributions at end of year2017-12-31$406,782
Participant contributions at beginning of year2017-12-31$554,792
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$99,793
Administrative expenses (other) incurred2017-12-31$31,652
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$-2,355,647
Value of net assets at end of year (total assets less liabilities)2017-12-31$40,738,279
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$43,093,926
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$27,333,725
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$27,564,570
Value of interest in pooled separate accounts at end of year2017-12-31$7,451,506
Value of interest in pooled separate accounts at beginning of year2017-12-31$8,118,496
Interest on participant loans2017-12-31$22,633
Interest earned on other investments2017-12-31$86,380
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$5,546,266
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$6,856,068
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$5,105,156
Net investment gain/loss from pooled separate accounts2017-12-31$1,006,674
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$9,775,886
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BERRY, DUNN, MCNEIL & PARKER
Accountancy firm EIN2017-12-31010523282

Form 5500 Responses for SDI STORES, LLC 401(K) PLAN

2022: SDI STORES, LLC 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: SDI STORES, LLC 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: SDI STORES, LLC 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: SDI STORES, LLC 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: SDI STORES, LLC 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: SDI STORES, LLC 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedYes
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041162
Policy instance 1
Insurance contract or identification number041162
Number of Individuals Covered798
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041162
Policy instance 1
Insurance contract or identification number041162
Number of Individuals Covered360
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041162
Policy instance 1
Insurance contract or identification number041162
Number of Individuals Covered385
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041162
Policy instance 1
Insurance contract or identification number041162
Number of Individuals Covered426
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041162
Policy instance 1
Insurance contract or identification number041162
Number of Individuals Covered880
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $26,663
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees26663
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?4
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041162
Policy instance 1
Insurance contract or identification number041162
Number of Individuals Covered486
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $18,220
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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