KIOXIA AMERICA INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan KIOXIA AMERICA, INC. 401(K) SAVINGS PLAN
| Measure | Date | Value |
|---|
| 2023 : KIOXIA AMERICA, INC. 401(K) SAVINGS PLAN 2023 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2023-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $0 |
| Total income from all sources (including contributions) | 2023-12-31 | $26,272,372 |
| Total loss/gain on sale of assets | 2023-12-31 | $0 |
| Total of all expenses incurred | 2023-12-31 | $10,676,727 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-12-31 | $10,470,228 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-12-31 | $8,726,089 |
| Value of total assets at end of year | 2023-12-31 | $108,334,141 |
| Value of total assets at beginning of year | 2023-12-31 | $92,738,496 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-12-31 | $206,499 |
| Total interest from all sources | 2023-12-31 | $39,003 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-12-31 | $1,501,775 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2023-12-31 | $1,501,775 |
| Was this plan covered by a fidelity bond | 2023-12-31 | Yes |
| Value of fidelity bond cover | 2023-12-31 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2023-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-12-31 | No |
| Contributions received from participants | 2023-12-31 | $6,113,989 |
| Participant contributions at end of year | 2023-12-31 | $650,822 |
| Participant contributions at beginning of year | 2023-12-31 | $823,126 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2023-12-31 | $131,367 |
| Other income not declared elsewhere | 2023-12-31 | $106,457 |
| Administrative expenses (other) incurred | 2023-12-31 | $276 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Value of net income/loss | 2023-12-31 | $15,595,645 |
| Value of net assets at end of year (total assets less liabilities) | 2023-12-31 | $108,334,141 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-12-31 | $92,738,496 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-12-31 | No |
| Investment advisory and management fees | 2023-12-31 | $103,013 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-12-31 | $42,962,751 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-12-31 | $37,134,680 |
| Interest on participant loans | 2023-12-31 | $39,003 |
| Value of interest in common/collective trusts at end of year | 2023-12-31 | $64,490,813 |
| Value of interest in common/collective trusts at beginning of year | 2023-12-31 | $54,395,919 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-12-31 | $6,761,275 |
| Net investment gain or loss from common/collective trusts | 2023-12-31 | $9,137,773 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-12-31 | No |
| Contributions received in cash from employer | 2023-12-31 | $2,480,733 |
| Employer contributions (assets) at end of year | 2023-12-31 | $229,755 |
| Employer contributions (assets) at beginning of year | 2023-12-31 | $384,771 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-12-31 | $10,470,228 |
| Did the plan have assets held for investment | 2023-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-12-31 | Unqualified |
| Accountancy firm name | 2023-12-31 | MILLER KAPLAN ARASE LLP |
| Accountancy firm EIN | 2023-12-31 | 952036255 |
| Total unrealized appreciation/depreciation of assets | 2023-01-01 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-01-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-01-01 | $0 |
| Total income from all sources (including contributions) | 2023-01-01 | $26,272,372 |
| Total loss/gain on sale of assets | 2023-01-01 | $0 |
| Total of all expenses incurred | 2023-01-01 | $10,676,727 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-01-01 | $10,470,228 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-01-01 | $8,726,089 |
| Value of total assets at end of year | 2023-01-01 | $108,334,141 |
| Value of total assets at beginning of year | 2023-01-01 | $92,738,496 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-01-01 | $206,499 |
| Total interest from all sources | 2023-01-01 | $39,003 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-01-01 | $1,501,775 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-01-01 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2023-01-01 | $1,501,775 |
| Was this plan covered by a fidelity bond | 2023-01-01 | Yes |
| Value of fidelity bond cover | 2023-01-01 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2023-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-01-01 | No |
| Contributions received from participants | 2023-01-01 | $6,113,989 |
| Participant contributions at end of year | 2023-01-01 | $650,822 |
| Participant contributions at beginning of year | 2023-01-01 | $823,126 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2023-01-01 | $131,367 |
| Other income not declared elsewhere | 2023-01-01 | $106,457 |
| Administrative expenses (other) incurred | 2023-01-01 | $276 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Value of net income/loss | 2023-01-01 | $15,595,645 |
| Value of net assets at end of year (total assets less liabilities) | 2023-01-01 | $108,334,141 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-01-01 | $92,738,496 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-01-01 | No |
| Investment advisory and management fees | 2023-01-01 | $103,013 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-01-01 | $42,962,751 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-01-01 | $37,134,680 |
| Interest on participant loans | 2023-01-01 | $39,003 |
| Value of interest in common/collective trusts at end of year | 2023-01-01 | $64,490,813 |
| Value of interest in common/collective trusts at beginning of year | 2023-01-01 | $54,395,919 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-01-01 | $6,761,275 |
| Net investment gain or loss from common/collective trusts | 2023-01-01 | $9,137,773 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-01-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-01-01 | No |
| Contributions received in cash from employer | 2023-01-01 | $2,480,733 |
| Employer contributions (assets) at end of year | 2023-01-01 | $229,755 |
| Employer contributions (assets) at beginning of year | 2023-01-01 | $384,771 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-01-01 | $10,470,228 |
| Did the plan have assets held for investment | 2023-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-01-01 | 1 |
| Accountancy firm name | 2023-01-01 | MILLER KAPLAN ARASE LLP |
| Accountancy firm EIN | 2023-01-01 | 952036255 |
| 2022 : KIOXIA AMERICA, INC. 401(K) SAVINGS PLAN 2022 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
| Total income from all sources (including contributions) | 2022-12-31 | $-9,475,594 |
| Total loss/gain on sale of assets | 2022-12-31 | $0 |
| Total of all expenses incurred | 2022-12-31 | $7,665,932 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $7,498,425 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $10,784,796 |
| Value of total assets at end of year | 2022-12-31 | $92,738,496 |
| Value of total assets at beginning of year | 2022-12-31 | $109,880,022 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $167,507 |
| Total interest from all sources | 2022-12-31 | $35,092 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $1,605,375 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $1,605,375 |
| Administrative expenses professional fees incurred | 2022-12-31 | $60,563 |
| Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
| Value of fidelity bond cover | 2022-12-31 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
| Contributions received from participants | 2022-12-31 | $7,043,857 |
| Participant contributions at end of year | 2022-12-31 | $823,126 |
| Participant contributions at beginning of year | 2022-12-31 | $620,041 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $645,269 |
| Other income not declared elsewhere | 2022-12-31 | $101,910 |
| Administrative expenses (other) incurred | 2022-12-31 | $103,927 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Value of net income/loss | 2022-12-31 | $-17,141,526 |
| Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $92,738,496 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $109,880,022 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
| Investment advisory and management fees | 2022-12-31 | $3,017 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $37,134,680 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $48,299,415 |
| Interest on participant loans | 2022-12-31 | $35,092 |
| Value of interest in common/collective trusts at end of year | 2022-12-31 | $54,395,919 |
| Value of interest in common/collective trusts at beginning of year | 2022-12-31 | $60,611,949 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-11,894,579 |
| Net investment gain or loss from common/collective trusts | 2022-12-31 | $-10,108,188 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
| Contributions received in cash from employer | 2022-12-31 | $3,095,670 |
| Employer contributions (assets) at end of year | 2022-12-31 | $384,771 |
| Employer contributions (assets) at beginning of year | 2022-12-31 | $348,617 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $7,498,425 |
| Did the plan have assets held for investment | 2022-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
| Accountancy firm name | 2022-12-31 | MILLER KAPLAN ARASE LLP |
| Accountancy firm EIN | 2022-12-31 | 952036255 |
| Total unrealized appreciation/depreciation of assets | 2022-01-01 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $0 |
| Total income from all sources (including contributions) | 2022-01-01 | $-9,475,594 |
| Total loss/gain on sale of assets | 2022-01-01 | $0 |
| Total of all expenses incurred | 2022-01-01 | $7,665,932 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-01-01 | $7,498,425 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-01-01 | $10,784,796 |
| Value of total assets at end of year | 2022-01-01 | $92,738,496 |
| Value of total assets at beginning of year | 2022-01-01 | $109,880,022 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-01-01 | $167,507 |
| Total interest from all sources | 2022-01-01 | $35,092 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-01-01 | $1,605,375 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-01-01 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-01-01 | $1,605,375 |
| Administrative expenses professional fees incurred | 2022-01-01 | $60,563 |
| Was this plan covered by a fidelity bond | 2022-01-01 | Yes |
| Value of fidelity bond cover | 2022-01-01 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2022-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-01-01 | No |
| Contributions received from participants | 2022-01-01 | $7,043,857 |
| Participant contributions at end of year | 2022-01-01 | $823,126 |
| Participant contributions at beginning of year | 2022-01-01 | $620,041 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-01-01 | $645,269 |
| Other income not declared elsewhere | 2022-01-01 | $101,910 |
| Administrative expenses (other) incurred | 2022-01-01 | $103,927 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Value of net income/loss | 2022-01-01 | $-17,141,526 |
| Value of net assets at end of year (total assets less liabilities) | 2022-01-01 | $92,738,496 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-01-01 | $109,880,022 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-01-01 | No |
| Investment advisory and management fees | 2022-01-01 | $3,017 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-01-01 | $37,134,680 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-01-01 | $48,299,415 |
| Interest on participant loans | 2022-01-01 | $35,092 |
| Value of interest in common/collective trusts at end of year | 2022-01-01 | $54,395,919 |
| Value of interest in common/collective trusts at beginning of year | 2022-01-01 | $60,611,949 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-01-01 | $-11,894,579 |
| Net investment gain or loss from common/collective trusts | 2022-01-01 | $-10,108,188 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-01-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-01-01 | No |
| Contributions received in cash from employer | 2022-01-01 | $3,095,670 |
| Employer contributions (assets) at end of year | 2022-01-01 | $384,771 |
| Employer contributions (assets) at beginning of year | 2022-01-01 | $348,617 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-01-01 | $7,498,425 |
| Did the plan have assets held for investment | 2022-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-01-01 | 1 |
| Accountancy firm name | 2022-01-01 | MILLER KAPLAN ARASE LLP |
| Accountancy firm EIN | 2022-01-01 | 952036255 |
| 2021 : KIOXIA AMERICA, INC. 401(K) SAVINGS PLAN 2021 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
| Total income from all sources (including contributions) | 2021-12-31 | $26,639,303 |
| Total loss/gain on sale of assets | 2021-12-31 | $0 |
| Total of all expenses incurred | 2021-12-31 | $5,375,003 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $5,210,435 |
| Value of total corrective distributions | 2021-12-31 | $2,937 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $12,973,785 |
| Value of total assets at end of year | 2021-12-31 | $109,880,022 |
| Value of total assets at beginning of year | 2021-12-31 | $88,615,722 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $161,631 |
| Total interest from all sources | 2021-12-31 | $31,673 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $2,725,015 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $2,725,015 |
| Administrative expenses professional fees incurred | 2021-12-31 | $60,563 |
| Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
| Value of fidelity bond cover | 2021-12-31 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
| Contributions received from participants | 2021-12-31 | $6,980,886 |
| Participant contributions at end of year | 2021-12-31 | $620,041 |
| Participant contributions at beginning of year | 2021-12-31 | $728,400 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $2,874,500 |
| Other income not declared elsewhere | 2021-12-31 | $99,859 |
| Administrative expenses (other) incurred | 2021-12-31 | $101,068 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Value of net income/loss | 2021-12-31 | $21,264,300 |
| Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $109,880,022 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $88,615,722 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $48,299,415 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $34,942,216 |
| Interest on participant loans | 2021-12-31 | $31,673 |
| Value of interest in common/collective trusts at end of year | 2021-12-31 | $60,611,949 |
| Value of interest in common/collective trusts at beginning of year | 2021-12-31 | $52,647,775 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $4,014,196 |
| Net investment gain or loss from common/collective trusts | 2021-12-31 | $6,794,775 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
| Contributions received in cash from employer | 2021-12-31 | $3,118,399 |
| Employer contributions (assets) at end of year | 2021-12-31 | $348,617 |
| Employer contributions (assets) at beginning of year | 2021-12-31 | $297,331 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $5,210,435 |
| Did the plan have assets held for investment | 2021-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
| Accountancy firm name | 2021-12-31 | MILLER KAPLAN ARASE LLP |
| Accountancy firm EIN | 2021-12-31 | 952036255 |
| 2020 : KIOXIA AMERICA, INC. 401(K) SAVINGS PLAN 2020 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
| Total income from all sources (including contributions) | 2020-12-31 | $22,349,931 |
| Total loss/gain on sale of assets | 2020-12-31 | $0 |
| Total of all expenses incurred | 2020-12-31 | $1,959,113 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $1,798,113 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $9,569,748 |
| Value of total assets at end of year | 2020-12-31 | $88,615,722 |
| Value of total assets at beginning of year | 2020-12-31 | $68,224,904 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $161,000 |
| Total interest from all sources | 2020-12-31 | $38,350 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $1,015,762 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $1,015,762 |
| Administrative expenses professional fees incurred | 2020-12-31 | $70,656 |
| Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
| Value of fidelity bond cover | 2020-12-31 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
| Contributions received from participants | 2020-12-31 | $6,325,480 |
| Participant contributions at end of year | 2020-12-31 | $728,400 |
| Participant contributions at beginning of year | 2020-12-31 | $657,702 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $435,201 |
| Other income not declared elsewhere | 2020-12-31 | $93,293 |
| Administrative expenses (other) incurred | 2020-12-31 | $90,344 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Value of net income/loss | 2020-12-31 | $20,390,818 |
| Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $88,615,722 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $68,224,904 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $34,942,216 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $24,475,185 |
| Interest on participant loans | 2020-12-31 | $38,350 |
| Value of interest in common/collective trusts at end of year | 2020-12-31 | $52,647,775 |
| Value of interest in common/collective trusts at beginning of year | 2020-12-31 | $42,871,921 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $4,427,188 |
| Net investment gain or loss from common/collective trusts | 2020-12-31 | $7,205,590 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
| Contributions received in cash from employer | 2020-12-31 | $2,809,067 |
| Employer contributions (assets) at end of year | 2020-12-31 | $297,331 |
| Employer contributions (assets) at beginning of year | 2020-12-31 | $220,096 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $1,798,113 |
| Did the plan have assets held for investment | 2020-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
| Accountancy firm name | 2020-12-31 | MILLER KAPLAN ARASE LLP |
| Accountancy firm EIN | 2020-12-31 | 952036255 |
| 2019 : KIOXIA AMERICA, INC. 401(K) SAVINGS PLAN 2019 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
| Total income from all sources (including contributions) | 2019-12-31 | $21,077,014 |
| Total loss/gain on sale of assets | 2019-12-31 | $0 |
| Total of all expenses incurred | 2019-12-31 | $5,200,547 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $5,068,031 |
| Value of total corrective distributions | 2019-12-31 | $9,896 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $8,461,982 |
| Value of total assets at end of year | 2019-12-31 | $68,224,904 |
| Value of total assets at beginning of year | 2019-12-31 | $52,348,437 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $122,620 |
| Total interest from all sources | 2019-12-31 | $36,390 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $774,876 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $774,876 |
| Administrative expenses professional fees incurred | 2019-12-31 | $23,809 |
| Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
| Value of fidelity bond cover | 2019-12-31 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
| Contributions received from participants | 2019-12-31 | $5,383,899 |
| Participant contributions at end of year | 2019-12-31 | $657,702 |
| Participant contributions at beginning of year | 2019-12-31 | $518,092 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $750,207 |
| Other income not declared elsewhere | 2019-12-31 | $96,983 |
| Administrative expenses (other) incurred | 2019-12-31 | $78,623 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Value of net income/loss | 2019-12-31 | $15,876,467 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $68,224,904 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $52,348,437 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
| Investment advisory and management fees | 2019-12-31 | $20,188 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $24,475,185 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $23,757,754 |
| Interest on participant loans | 2019-12-31 | $36,390 |
| Value of interest in common/collective trusts at end of year | 2019-12-31 | $42,871,921 |
| Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $27,723,250 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $6,510,412 |
| Net investment gain or loss from common/collective trusts | 2019-12-31 | $5,196,371 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
| Contributions received in cash from employer | 2019-12-31 | $2,327,876 |
| Employer contributions (assets) at end of year | 2019-12-31 | $220,096 |
| Employer contributions (assets) at beginning of year | 2019-12-31 | $349,341 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $5,068,031 |
| Did the plan have assets held for investment | 2019-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
| Accountancy firm name | 2019-12-31 | MILLER KAPLAN ARASE LLP |
| Accountancy firm EIN | 2019-12-31 | 952036255 |
| 2018 : KIOXIA AMERICA, INC. 401(K) SAVINGS PLAN 2018 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
| Total transfer of assets to this plan | 2018-12-31 | $45,904,878 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
| Total income from all sources (including contributions) | 2018-12-31 | $9,149,948 |
| Total loss/gain on sale of assets | 2018-12-31 | $0 |
| Total of all expenses incurred | 2018-12-31 | $2,706,389 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $2,610,550 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $11,845,891 |
| Value of total assets at end of year | 2018-12-31 | $52,348,437 |
| Value of total assets at beginning of year | 2018-12-31 | $0 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $95,839 |
| Total interest from all sources | 2018-12-31 | $24,624 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $1,687,491 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $1,687,491 |
| Administrative expenses professional fees incurred | 2018-12-31 | $27,085 |
| Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
| Value of fidelity bond cover | 2018-12-31 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2018-12-31 | Yes |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
| Contributions received from participants | 2018-12-31 | $5,430,169 |
| Participant contributions at end of year | 2018-12-31 | $518,092 |
| Participant contributions at beginning of year | 2018-12-31 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $3,722,579 |
| Other income not declared elsewhere | 2018-12-31 | $46,606 |
| Administrative expenses (other) incurred | 2018-12-31 | $68,754 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Value of net income/loss | 2018-12-31 | $6,443,559 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $52,348,437 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $0 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $23,757,754 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $0 |
| Interest on participant loans | 2018-12-31 | $24,624 |
| Value of interest in common/collective trusts at end of year | 2018-12-31 | $27,723,250 |
| Value of interest in common/collective trusts at beginning of year | 2018-12-31 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-2,864,455 |
| Net investment gain or loss from common/collective trusts | 2018-12-31 | $-1,590,209 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
| Contributions received in cash from employer | 2018-12-31 | $2,693,143 |
| Employer contributions (assets) at end of year | 2018-12-31 | $349,341 |
| Employer contributions (assets) at beginning of year | 2018-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $2,610,550 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2018-12-31 | Yes |
| Did the plan have assets held for investment | 2018-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
| Accountancy firm name | 2018-12-31 | MILLER KAPLAN ARASE LLP |
| Accountancy firm EIN | 2018-12-31 | 952036255 |
