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| Plan Name | MILBERG PHILLIPS GROSSMAN LLP 401(K) PLAN |
| Plan identification number | 004 |
| 401k Plan Type | Defined Contribution Pension |
| Plan Features/Benefits |
|
| Company Name: | MILBERG PHILLIPS GROSSMAN LLP |
| Employer identification number (EIN): | 822809512 |
| NAIC Classification: | 541110 |
| NAIC Description: | Offices of Lawyers |
Additional information about MILBERG PHILLIPS GROSSMAN LLP
| Jurisdiction of Incorporation: | New York Department of State |
| Incorporation Date: | 2017-09-14 |
| Company Identification Number: | 5202259 |
| Legal Registered Office Address: |
ONE PENNSYLVANIA PLAZA 50TH FLOOR NEW YORK United States of America (USA) 10119 |
More information about MILBERG PHILLIPS GROSSMAN LLP
| Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
|---|---|---|---|---|---|
| 004 | 2020-01-01 | R. GLENN PHILLIPS | 2021-09-14 | ||
| 004 | 2019-01-01 | R. GLENN PHILLIPS | 2020-10-15 | ||
| 004 | 2018-01-01 | R. GLENN PHILLIPS | 2019-10-14 |
| Measure | Date | Value |
|---|---|---|
| 2020 : MILBERG PHILLIPS GROSSMAN LLP 401(K) PLAN 2020 401k financial data | ||
| Total unrealized appreciation/depreciation of assets | 2020-11-30 | $0 |
| Total transfer of assets from this plan | 2020-11-30 | $17,987,247 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-11-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-11-30 | $36,153 |
| Total income from all sources (including contributions) | 2020-11-30 | $-2,779,392 |
| Total loss/gain on sale of assets | 2020-11-30 | $0 |
| Total of all expenses incurred | 2020-11-30 | $3,894,470 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-11-30 | $3,867,197 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-11-30 | $24,237 |
| Value of total assets at end of year | 2020-11-30 | $0 |
| Value of total assets at beginning of year | 2020-11-30 | $24,697,262 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-11-30 | $27,273 |
| Total interest from all sources | 2020-11-30 | $246 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-11-30 | $37,628 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-11-30 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2020-11-30 | $37,628 |
| Administrative expenses professional fees incurred | 2020-11-30 | $22,327 |
| Was this plan covered by a fidelity bond | 2020-11-30 | No |
| If this is an individual account plan, was there a blackout period | 2020-11-30 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-11-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2020-11-30 | No |
| Contributions received from participants | 2020-11-30 | $24,237 |
| Participant contributions at end of year | 2020-11-30 | $0 |
| Participant contributions at beginning of year | 2020-11-30 | $29,271 |
| Participant contributions at end of year | 2020-11-30 | $0 |
| Participant contributions at beginning of year | 2020-11-30 | $0 |
| Assets. Other investments not covered elsewhere at end of year | 2020-11-30 | $0 |
| Assets. Other investments not covered elsewhere at beginning of year | 2020-11-30 | $6,341,639 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2020-11-30 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2020-11-30 | $9,381 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2020-11-30 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2020-11-30 | $18,000 |
| Other income not declared elsewhere | 2020-11-30 | $9,494 |
| Liabilities. Value of operating payables at end of year | 2020-11-30 | $0 |
| Liabilities. Value of operating payables at beginning of year | 2020-11-30 | $18,153 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-11-30 | No |
| Value of net income/loss | 2020-11-30 | $-6,673,862 |
| Value of net assets at end of year (total assets less liabilities) | 2020-11-30 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-11-30 | $24,661,109 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-11-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-11-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-11-30 | No |
| Investment advisory and management fees | 2020-11-30 | $4,946 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-11-30 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-11-30 | $18,077,802 |
| Interest on participant loans | 2020-11-30 | $246 |
| Value of interest in common/collective trusts at end of year | 2020-11-30 | $0 |
| Value of interest in common/collective trusts at beginning of year | 2020-11-30 | $211,382 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2020-11-30 | $0 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2020-11-30 | $27,787 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2020-11-30 | $27,787 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-11-30 | $-2,854,530 |
| Net investment gain or loss from common/collective trusts | 2020-11-30 | $3,533 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-11-30 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2020-11-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2020-11-30 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-11-30 | $3,867,197 |
| Did the plan have assets held for investment | 2020-11-30 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-11-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-11-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2020-11-30 | Disclaimer |
| Accountancy firm name | 2020-11-30 | BUCHBINDER TUNICK & COMPANY LLP |
| Accountancy firm EIN | 2020-11-30 | 131578842 |
| 2019 : MILBERG PHILLIPS GROSSMAN LLP 401(K) PLAN 2019 401k financial data | ||
| Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $36,153 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $52,991 |
| Total income from all sources (including contributions) | 2019-12-31 | $5,457,392 |
| Total loss/gain on sale of assets | 2019-12-31 | $0 |
| Total of all expenses incurred | 2019-12-31 | $5,409,051 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $5,330,896 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $267,417 |
| Value of total assets at end of year | 2019-12-31 | $24,697,262 |
| Value of total assets at beginning of year | 2019-12-31 | $24,665,759 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $78,155 |
| Total interest from all sources | 2019-12-31 | $2,326 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $1,168,882 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $1,168,882 |
| Administrative expenses professional fees incurred | 2019-12-31 | $50,680 |
| Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
| Value of fidelity bond cover | 2019-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
| Contributions received from participants | 2019-12-31 | $267,417 |
| Participant contributions at end of year | 2019-12-31 | $29,271 |
| Participant contributions at beginning of year | 2019-12-31 | $105,263 |
| Participant contributions at end of year | 2019-12-31 | $0 |
| Participant contributions at beginning of year | 2019-12-31 | $0 |
| Assets. Other investments not covered elsewhere at end of year | 2019-12-31 | $6,341,639 |
| Assets. Other investments not covered elsewhere at beginning of year | 2019-12-31 | $7,557,024 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2019-12-31 | $9,381 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2019-12-31 | $7,191 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2019-12-31 | $18,000 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2019-12-31 | $42,000 |
| Other income not declared elsewhere | 2019-12-31 | $-26,639 |
| Liabilities. Value of operating payables at end of year | 2019-12-31 | $18,153 |
| Liabilities. Value of operating payables at beginning of year | 2019-12-31 | $10,991 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Value of net income/loss | 2019-12-31 | $48,341 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $24,661,109 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $24,612,768 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
| Investment advisory and management fees | 2019-12-31 | $27,475 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $18,077,802 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $16,861,973 |
| Interest on participant loans | 2019-12-31 | $2,326 |
| Value of interest in common/collective trusts at end of year | 2019-12-31 | $211,382 |
| Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $104,822 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-12-31 | $27,787 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-12-31 | $29,486 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-12-31 | $29,486 |
| Net investment gain or loss from common/collective trusts | 2019-12-31 | $3,780 |
| Net gain/loss from 103.12 investment entities | 2019-12-31 | $4,041,626 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $5,330,896 |
| Did the plan have assets held for investment | 2019-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
| Accountancy firm name | 2019-12-31 | BUCHBINDER TUNICK & COMPANY LLP |
| Accountancy firm EIN | 2019-12-31 | 131578842 |
| 2018 : MILBERG PHILLIPS GROSSMAN LLP 401(K) PLAN 2018 401k financial data | ||
| Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $52,991 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $133,310 |
| Total income from all sources (including contributions) | 2018-12-31 | $-1,322,711 |
| Total loss/gain on sale of assets | 2018-12-31 | $0 |
| Total of all expenses incurred | 2018-12-31 | $5,488,561 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $5,410,410 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $275,846 |
| Value of total assets at end of year | 2018-12-31 | $24,665,759 |
| Value of total assets at beginning of year | 2018-12-31 | $31,557,350 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $78,151 |
| Total interest from all sources | 2018-12-31 | $5,499 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $1,563,708 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $1,563,708 |
| Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
| Value of fidelity bond cover | 2018-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
| Contributions received from participants | 2018-12-31 | $275,846 |
| Participant contributions at end of year | 2018-12-31 | $105,263 |
| Participant contributions at beginning of year | 2018-12-31 | $200,399 |
| Participant contributions at end of year | 2018-12-31 | $0 |
| Participant contributions at beginning of year | 2018-12-31 | $117,000 |
| Assets. Other investments not covered elsewhere at end of year | 2018-12-31 | $7,557,024 |
| Assets. Other investments not covered elsewhere at beginning of year | 2018-12-31 | $11,516,220 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2018-12-31 | $7,191 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2018-12-31 | $10,081 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2018-12-31 | $42,000 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2018-12-31 | $119,000 |
| Other income not declared elsewhere | 2018-12-31 | $31,900 |
| Liabilities. Value of operating payables at end of year | 2018-12-31 | $10,991 |
| Liabilities. Value of operating payables at beginning of year | 2018-12-31 | $14,310 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Value of net income/loss | 2018-12-31 | $-6,811,272 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $24,612,768 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $31,424,040 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
| Investment advisory and management fees | 2018-12-31 | $28,338 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $16,861,973 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $19,514,525 |
| Interest on participant loans | 2018-12-31 | $5,499 |
| Value of interest in common/collective trusts at end of year | 2018-12-31 | $104,822 |
| Value of interest in common/collective trusts at beginning of year | 2018-12-31 | $63,922 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2018-12-31 | $29,486 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-12-31 | $135,203 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-12-31 | $135,203 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-3,201,034 |
| Net investment gain or loss from common/collective trusts | 2018-12-31 | $1,370 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $5,410,410 |
| Contract administrator fees | 2018-12-31 | $49,813 |
| Did the plan have assets held for investment | 2018-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
| Accountancy firm name | 2018-12-31 | BUCHBINDER TUNICK & COMPANY LLP |
| Accountancy firm EIN | 2018-12-31 | 131578842 |
| 2020: MILBERG PHILLIPS GROSSMAN LLP 401(K) PLAN 2020 form 5500 responses | ||
|---|---|---|
| 2020-01-01 | Type of plan entity | Single employer plan |
| 2020-01-01 | Submission has been amended | No |
| 2020-01-01 | This submission is the final filing | Yes |
| 2020-01-01 | This return/report is a short plan year return/report (less than 12 months) | Yes |
| 2020-01-01 | Plan is a collectively bargained plan | No |
| 2020-01-01 | Plan funding arrangement – Insurance | Yes |
| 2020-01-01 | Plan funding arrangement – Trust | Yes |
| 2020-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2020-01-01 | Plan benefit arrangement - Trust | Yes |
| 2019: MILBERG PHILLIPS GROSSMAN LLP 401(K) PLAN 2019 form 5500 responses | ||
| 2019-01-01 | Type of plan entity | Single employer plan |
| 2019-01-01 | Submission has been amended | No |
| 2019-01-01 | This submission is the final filing | No |
| 2019-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2019-01-01 | Plan is a collectively bargained plan | No |
| 2019-01-01 | Plan funding arrangement – Insurance | Yes |
| 2019-01-01 | Plan funding arrangement – Trust | Yes |
| 2019-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2019-01-01 | Plan benefit arrangement - Trust | Yes |
| 2018: MILBERG PHILLIPS GROSSMAN LLP 401(K) PLAN 2018 form 5500 responses | ||
| 2018-01-01 | Type of plan entity | Single employer plan |
| 2018-01-01 | Submission has been amended | No |
| 2018-01-01 | This submission is the final filing | No |
| 2018-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2018-01-01 | Plan is a collectively bargained plan | No |
| 2018-01-01 | Plan funding arrangement – Insurance | Yes |
| 2018-01-01 | Plan funding arrangement – Trust | Yes |
| 2018-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2018-01-01 | Plan benefit arrangement - Trust | Yes |
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