SAMBANOVA SYSTEMS, INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan SAMBANOVA SYSTEMS, INC. 401(K) PLAN
| Measure | Date | Value |
|---|
| 2023 : SAMBANOVA SYSTEMS, INC. 401(K) PLAN 2023 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2023-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $6,645 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $14,116 |
| Total income from all sources (including contributions) | 2023-12-31 | $10,411,370 |
| Total loss/gain on sale of assets | 2023-12-31 | $0 |
| Total of all expenses incurred | 2023-12-31 | $3,437,436 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-12-31 | $3,354,476 |
| Expenses. Certain deemed distributions of participant loans | 2023-12-31 | $55,000 |
| Value of total corrective distributions | 2023-12-31 | $7,818 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-12-31 | $6,825,911 |
| Value of total assets at end of year | 2023-12-31 | $27,134,112 |
| Value of total assets at beginning of year | 2023-12-31 | $20,167,649 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-12-31 | $20,142 |
| Total interest from all sources | 2023-12-31 | $1,898 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-12-31 | $714,551 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2023-12-31 | $714,551 |
| Was this plan covered by a fidelity bond | 2023-12-31 | Yes |
| Value of fidelity bond cover | 2023-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2023-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-12-31 | No |
| Contributions received from participants | 2023-12-31 | $6,458,436 |
| Participant contributions at end of year | 2023-12-31 | $13,691 |
| Participant contributions at beginning of year | 2023-12-31 | $19,269 |
| Participant contributions at end of year | 2023-12-31 | $141,225 |
| Participant contributions at beginning of year | 2023-12-31 | $155,427 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2023-12-31 | $367,475 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2023-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2023-12-31 | $4,156 |
| Liabilities. Value of operating payables at end of year | 2023-12-31 | $0 |
| Liabilities. Value of operating payables at beginning of year | 2023-12-31 | $7,471 |
| Total non interest bearing cash at end of year | 2023-12-31 | $7,135 |
| Total non interest bearing cash at beginning of year | 2023-12-31 | $15,458 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Value of net income/loss | 2023-12-31 | $6,973,934 |
| Value of net assets at end of year (total assets less liabilities) | 2023-12-31 | $27,127,467 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-12-31 | $20,153,533 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-12-31 | No |
| Investment advisory and management fees | 2023-12-31 | $3,200 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-12-31 | $26,522,362 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-12-31 | $19,093,282 |
| Interest on participant loans | 2023-12-31 | $837 |
| Interest earned on other investments | 2023-12-31 | $670 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2023-12-31 | $449,699 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2023-12-31 | $880,057 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2023-12-31 | $880,057 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2023-12-31 | $391 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-12-31 | $2,869,010 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2023-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-12-31 | $3,354,476 |
| Liabilities. Value of benefit claims payable at end of year | 2023-12-31 | $6,645 |
| Liabilities. Value of benefit claims payable at beginning of year | 2023-12-31 | $6,645 |
| Did the plan have assets held for investment | 2023-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-12-31 | Unqualified |
| Accountancy firm name | 2023-12-31 | BDO USA, P.C. |
| Accountancy firm EIN | 2023-12-31 | 135381590 |
| Total unrealized appreciation/depreciation of assets | 2023-01-01 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-01-01 | $6,645 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-01-01 | $14,116 |
| Total income from all sources (including contributions) | 2023-01-01 | $10,411,370 |
| Total loss/gain on sale of assets | 2023-01-01 | $0 |
| Total of all expenses incurred | 2023-01-01 | $3,437,436 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-01-01 | $3,354,476 |
| Expenses. Certain deemed distributions of participant loans | 2023-01-01 | $55,000 |
| Value of total corrective distributions | 2023-01-01 | $7,818 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-01-01 | $6,825,911 |
| Value of total assets at end of year | 2023-01-01 | $27,134,112 |
| Value of total assets at beginning of year | 2023-01-01 | $20,167,649 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-01-01 | $20,142 |
| Total interest from all sources | 2023-01-01 | $1,898 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-01-01 | $714,551 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-01-01 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2023-01-01 | $714,551 |
| Was this plan covered by a fidelity bond | 2023-01-01 | Yes |
| Value of fidelity bond cover | 2023-01-01 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2023-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-01-01 | No |
| Contributions received from participants | 2023-01-01 | $6,458,436 |
| Participant contributions at end of year | 2023-01-01 | $13,691 |
| Participant contributions at beginning of year | 2023-01-01 | $19,269 |
| Participant contributions at end of year | 2023-01-01 | $141,225 |
| Participant contributions at beginning of year | 2023-01-01 | $155,427 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2023-01-01 | $367,475 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2023-01-01 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2023-01-01 | $4,156 |
| Liabilities. Value of operating payables at end of year | 2023-01-01 | $0 |
| Liabilities. Value of operating payables at beginning of year | 2023-01-01 | $7,471 |
| Total non interest bearing cash at end of year | 2023-01-01 | $7,135 |
| Total non interest bearing cash at beginning of year | 2023-01-01 | $15,458 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Value of net income/loss | 2023-01-01 | $6,973,934 |
| Value of net assets at end of year (total assets less liabilities) | 2023-01-01 | $27,127,467 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-01-01 | $20,153,533 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-01-01 | No |
| Investment advisory and management fees | 2023-01-01 | $3,200 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-01-01 | $26,522,362 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-01-01 | $19,093,282 |
| Interest on participant loans | 2023-01-01 | $837 |
| Interest earned on other investments | 2023-01-01 | $670 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2023-01-01 | $449,699 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2023-01-01 | $391 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-01-01 | $2,869,010 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-01-01 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2023-01-01 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-01-01 | $3,354,476 |
| Liabilities. Value of benefit claims payable at end of year | 2023-01-01 | $6,645 |
| Liabilities. Value of benefit claims payable at beginning of year | 2023-01-01 | $6,645 |
| Did the plan have assets held for investment | 2023-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-01-01 | 1 |
| Accountancy firm name | 2023-01-01 | BDO USA, P.C. |
| Accountancy firm EIN | 2023-01-01 | 135381590 |
| 2022 : SAMBANOVA SYSTEMS, INC. 401(K) PLAN 2022 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $14,116 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $6,645 |
| Total income from all sources (including contributions) | 2022-12-31 | $4,857,917 |
| Total loss/gain on sale of assets | 2022-12-31 | $0 |
| Total of all expenses incurred | 2022-12-31 | $374,480 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $322,780 |
| Expenses. Certain deemed distributions of participant loans | 2022-12-31 | $36,711 |
| Value of total corrective distributions | 2022-12-31 | $3,144 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $7,926,772 |
| Value of total assets at end of year | 2022-12-31 | $20,167,649 |
| Value of total assets at beginning of year | 2022-12-31 | $15,676,741 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $11,845 |
| Total interest from all sources | 2022-12-31 | $1,273 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $617,249 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $617,249 |
| Administrative expenses professional fees incurred | 2022-12-31 | $9,340 |
| Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
| Value of fidelity bond cover | 2022-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
| Contributions received from participants | 2022-12-31 | $6,341,012 |
| Participant contributions at end of year | 2022-12-31 | $19,269 |
| Participant contributions at beginning of year | 2022-12-31 | $61,509 |
| Participant contributions at end of year | 2022-12-31 | $155,427 |
| Participant contributions at beginning of year | 2022-12-31 | $136,391 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $1,585,760 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2022-12-31 | $4,156 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2022-12-31 | $279 |
| Liabilities. Value of operating payables at end of year | 2022-12-31 | $7,471 |
| Liabilities. Value of operating payables at beginning of year | 2022-12-31 | $0 |
| Total non interest bearing cash at end of year | 2022-12-31 | $15,458 |
| Total non interest bearing cash at beginning of year | 2022-12-31 | $15,722 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Value of net income/loss | 2022-12-31 | $4,483,437 |
| Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $20,153,533 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $15,670,096 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
| Investment advisory and management fees | 2022-12-31 | $650 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $19,093,282 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $15,422,965 |
| Interest on participant loans | 2022-12-31 | $1,164 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2022-12-31 | $880,057 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2022-12-31 | $39,875 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2022-12-31 | $39,875 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2022-12-31 | $109 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-3,687,377 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $322,780 |
| Contract administrator fees | 2022-12-31 | $1,855 |
| Liabilities. Value of benefit claims payable at end of year | 2022-12-31 | $6,645 |
| Liabilities. Value of benefit claims payable at beginning of year | 2022-12-31 | $6,645 |
| Did the plan have assets held for investment | 2022-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
| Accountancy firm name | 2022-12-31 | BDO USA, LLP |
| Accountancy firm EIN | 2022-12-31 | 135381590 |
| Total unrealized appreciation/depreciation of assets | 2022-01-01 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $14,116 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $6,645 |
| Total income from all sources (including contributions) | 2022-01-01 | $4,857,917 |
| Total loss/gain on sale of assets | 2022-01-01 | $0 |
| Total of all expenses incurred | 2022-01-01 | $374,480 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-01-01 | $322,780 |
| Expenses. Certain deemed distributions of participant loans | 2022-01-01 | $36,711 |
| Value of total corrective distributions | 2022-01-01 | $3,144 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-01-01 | $7,926,772 |
| Value of total assets at end of year | 2022-01-01 | $20,167,649 |
| Value of total assets at beginning of year | 2022-01-01 | $15,676,741 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-01-01 | $11,845 |
| Total interest from all sources | 2022-01-01 | $1,273 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-01-01 | $617,249 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-01-01 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-01-01 | $617,249 |
| Administrative expenses professional fees incurred | 2022-01-01 | $9,340 |
| Was this plan covered by a fidelity bond | 2022-01-01 | Yes |
| Value of fidelity bond cover | 2022-01-01 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2022-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-01-01 | No |
| Contributions received from participants | 2022-01-01 | $6,341,012 |
| Participant contributions at end of year | 2022-01-01 | $19,269 |
| Participant contributions at beginning of year | 2022-01-01 | $61,509 |
| Participant contributions at end of year | 2022-01-01 | $155,427 |
| Participant contributions at beginning of year | 2022-01-01 | $136,391 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-01-01 | $1,585,760 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2022-01-01 | $4,156 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2022-01-01 | $279 |
| Liabilities. Value of operating payables at end of year | 2022-01-01 | $7,471 |
| Liabilities. Value of operating payables at beginning of year | 2022-01-01 | $0 |
| Total non interest bearing cash at end of year | 2022-01-01 | $15,458 |
| Total non interest bearing cash at beginning of year | 2022-01-01 | $15,722 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Value of net income/loss | 2022-01-01 | $4,483,437 |
| Value of net assets at end of year (total assets less liabilities) | 2022-01-01 | $20,153,533 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-01-01 | $15,670,096 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-01-01 | No |
| Investment advisory and management fees | 2022-01-01 | $650 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-01-01 | $19,093,282 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-01-01 | $15,422,965 |
| Interest on participant loans | 2022-01-01 | $1,164 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2022-01-01 | $880,057 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2022-01-01 | $109 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-01-01 | $-3,687,377 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-01-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-01-01 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-01-01 | $322,780 |
| Contract administrator fees | 2022-01-01 | $1,855 |
| Liabilities. Value of benefit claims payable at end of year | 2022-01-01 | $6,645 |
| Liabilities. Value of benefit claims payable at beginning of year | 2022-01-01 | $6,645 |
| Did the plan have assets held for investment | 2022-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-01-01 | 1 |
| Accountancy firm name | 2022-01-01 | BDO USA, LLP |
| Accountancy firm EIN | 2022-01-01 | 135381590 |
| 2021 : SAMBANOVA SYSTEMS, INC. 401(K) PLAN 2021 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $6,645 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $23,153 |
| Total income from all sources (including contributions) | 2021-12-31 | $7,700,658 |
| Total loss/gain on sale of assets | 2021-12-31 | $0 |
| Total of all expenses incurred | 2021-12-31 | $216,062 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $207,102 |
| Value of total corrective distributions | 2021-12-31 | $3,448 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $6,191,245 |
| Value of total assets at end of year | 2021-12-31 | $15,676,741 |
| Value of total assets at beginning of year | 2021-12-31 | $8,208,653 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $5,512 |
| Total interest from all sources | 2021-12-31 | $1,201 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $394,560 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $394,560 |
| Administrative expenses professional fees incurred | 2021-12-31 | $4,192 |
| Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
| Value of fidelity bond cover | 2021-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
| Contributions received from participants | 2021-12-31 | $4,774,254 |
| Participant contributions at end of year | 2021-12-31 | $61,509 |
| Participant contributions at beginning of year | 2021-12-31 | $36,711 |
| Participant contributions at end of year | 2021-12-31 | $136,391 |
| Participant contributions at beginning of year | 2021-12-31 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $1,408,191 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2021-12-31 | $279 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2021-12-31 | $1,275 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2021-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2021-12-31 | $9,045 |
| Liabilities. Value of operating payables at end of year | 2021-12-31 | $0 |
| Liabilities. Value of operating payables at beginning of year | 2021-12-31 | $14,108 |
| Total non interest bearing cash at end of year | 2021-12-31 | $15,722 |
| Total non interest bearing cash at beginning of year | 2021-12-31 | $137,728 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Value of net income/loss | 2021-12-31 | $7,484,596 |
| Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $15,670,096 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $8,185,500 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
| Investment advisory and management fees | 2021-12-31 | $250 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $15,422,965 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $8,002,743 |
| Interest on participant loans | 2021-12-31 | $1,197 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2021-12-31 | $39,875 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2021-12-31 | $30,196 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2021-12-31 | $30,196 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2021-12-31 | $4 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $1,113,652 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
| Contributions received in cash from employer | 2021-12-31 | $8,800 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $207,102 |
| Contract administrator fees | 2021-12-31 | $1,070 |
| Liabilities. Value of benefit claims payable at end of year | 2021-12-31 | $6,645 |
| Liabilities. Value of benefit claims payable at beginning of year | 2021-12-31 | $0 |
| Did the plan have assets held for investment | 2021-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
| Accountancy firm name | 2021-12-31 | BDO USA, LLP |
| Accountancy firm EIN | 2021-12-31 | 135381590 |
| 2020 : SAMBANOVA SYSTEMS, INC. 401(K) PLAN 2020 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $23,153 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $9,459 |
| Total income from all sources (including contributions) | 2020-12-31 | $4,894,201 |
| Total loss/gain on sale of assets | 2020-12-31 | $0 |
| Total of all expenses incurred | 2020-12-31 | $453,198 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $429,675 |
| Value of total corrective distributions | 2020-12-31 | $6,635 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $3,888,988 |
| Value of total assets at end of year | 2020-12-31 | $8,208,653 |
| Value of total assets at beginning of year | 2020-12-31 | $3,753,956 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $16,888 |
| Total interest from all sources | 2020-12-31 | $3,132 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $155,809 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $155,809 |
| Administrative expenses professional fees incurred | 2020-12-31 | $2,791 |
| Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
| Value of fidelity bond cover | 2020-12-31 | $375,000 |
| If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
| Contributions received from participants | 2020-12-31 | $3,158,413 |
| Participant contributions at end of year | 2020-12-31 | $36,711 |
| Participant contributions at beginning of year | 2020-12-31 | $45,659 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $730,575 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2020-12-31 | $1,275 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2020-12-31 | $705 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2020-12-31 | $9,045 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2020-12-31 | $8,800 |
| Liabilities. Value of operating payables at end of year | 2020-12-31 | $14,108 |
| Liabilities. Value of operating payables at beginning of year | 2020-12-31 | $659 |
| Total non interest bearing cash at end of year | 2020-12-31 | $137,728 |
| Total non interest bearing cash at beginning of year | 2020-12-31 | $64,526 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Value of net income/loss | 2020-12-31 | $4,441,003 |
| Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $8,185,500 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $3,744,497 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
| Investment advisory and management fees | 2020-12-31 | $13,422 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $8,002,743 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $3,632,751 |
| Interest on participant loans | 2020-12-31 | $3,115 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2020-12-31 | $30,196 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2020-12-31 | $10,315 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2020-12-31 | $10,315 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2020-12-31 | $17 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $846,272 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $429,675 |
| Contract administrator fees | 2020-12-31 | $675 |
| Did the plan have assets held for investment | 2020-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Unqualified |
| Accountancy firm name | 2020-12-31 | BDO USA, LLP |
| Accountancy firm EIN | 2020-12-31 | 135381590 |
| 2019 : SAMBANOVA SYSTEMS, INC. 401(K) PLAN 2019 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $9,459 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
| Total income from all sources (including contributions) | 2019-12-31 | $2,766,832 |
| Total loss/gain on sale of assets | 2019-12-31 | $0 |
| Total of all expenses incurred | 2019-12-31 | $34,417 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $0 |
| Value of total corrective distributions | 2019-12-31 | $25,789 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $2,364,514 |
| Value of total assets at end of year | 2019-12-31 | $3,753,956 |
| Value of total assets at beginning of year | 2019-12-31 | $1,012,082 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $8,628 |
| Total interest from all sources | 2019-12-31 | $2,352 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $72,822 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $72,822 |
| Administrative expenses professional fees incurred | 2019-12-31 | $1,248 |
| Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
| Value of fidelity bond cover | 2019-12-31 | $110,000 |
| If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
| Contributions received from participants | 2019-12-31 | $1,782,901 |
| Participant contributions at end of year | 2019-12-31 | $45,659 |
| Participant contributions at beginning of year | 2019-12-31 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $581,411 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2019-12-31 | $705 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2019-12-31 | $210 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2019-12-31 | $8,800 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2019-12-31 | $0 |
| Liabilities. Value of operating payables at end of year | 2019-12-31 | $659 |
| Liabilities. Value of operating payables at beginning of year | 2019-12-31 | $0 |
| Total non interest bearing cash at end of year | 2019-12-31 | $64,526 |
| Total non interest bearing cash at beginning of year | 2019-12-31 | $55,284 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Income. Non cash contributions | 2019-12-31 | $202 |
| Value of net income/loss | 2019-12-31 | $2,732,415 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $3,744,497 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $1,012,082 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
| Investment advisory and management fees | 2019-12-31 | $6,545 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $3,632,751 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $947,825 |
| Interest on participant loans | 2019-12-31 | $2,194 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-12-31 | $10,315 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-12-31 | $8,763 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-12-31 | $8,763 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2019-12-31 | $158 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $327,144 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
| Contract administrator fees | 2019-12-31 | $835 |
| Did the plan have assets held for investment | 2019-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
| Accountancy firm name | 2019-12-31 | BDO USA, LLP |
| Accountancy firm EIN | 2019-12-31 | 135381590 |
