NDC ASSET MANAGEMENT, LLC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan NDC ASSET MANAGEMENT, LLC 401(K) PLAN
Measure | Date | Value |
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2022 : NDC ASSET MANAGEMENT, LLC 401(K) PLAN 2022 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $-9,654 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $254,882 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $221,016 |
Value of total corrective distributions | 2022-12-31 | $18,246 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $233,960 |
Value of total assets at end of year | 2022-12-31 | $1,314,649 |
Value of total assets at beginning of year | 2022-12-31 | $1,579,185 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $15,620 |
Total interest from all sources | 2022-12-31 | $1,826 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Administrative expenses professional fees incurred | 2022-12-31 | $1,100 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $178,266 |
Participant contributions at end of year | 2022-12-31 | $49,285 |
Participant contributions at beginning of year | 2022-12-31 | $44,424 |
Participant contributions at end of year | 2022-12-31 | $0 |
Participant contributions at beginning of year | 2022-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $55,694 |
Other income not declared elsewhere | 2022-12-31 | $-2,348 |
Total non interest bearing cash at end of year | 2022-12-31 | $128 |
Total non interest bearing cash at beginning of year | 2022-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-264,536 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $1,314,649 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $1,579,185 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Investment advisory and management fees | 2022-12-31 | $8,157 |
Value of interest in pooled separate accounts at end of year | 2022-12-31 | $1,265,236 |
Value of interest in pooled separate accounts at beginning of year | 2022-12-31 | $1,534,761 |
Interest on participant loans | 2022-12-31 | $1,826 |
Net investment gain/loss from pooled separate accounts | 2022-12-31 | $-243,092 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $221,016 |
Contract administrator fees | 2022-12-31 | $6,363 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | CARON & BELTZER, PLLC |
Accountancy firm EIN | 2022-12-31 | 043499945 |
2021 : NDC ASSET MANAGEMENT, LLC 401(K) PLAN 2021 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $380,638 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $217,775 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $181,723 |
Value of total corrective distributions | 2021-12-31 | $19,038 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $229,761 |
Value of total assets at end of year | 2021-12-31 | $1,579,185 |
Value of total assets at beginning of year | 2021-12-31 | $1,416,322 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $17,014 |
Total interest from all sources | 2021-12-31 | $2,193 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Administrative expenses professional fees incurred | 2021-12-31 | $1,000 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $229,761 |
Participant contributions at end of year | 2021-12-31 | $44,424 |
Participant contributions at beginning of year | 2021-12-31 | $51,145 |
Participant contributions at end of year | 2021-12-31 | $0 |
Participant contributions at beginning of year | 2021-12-31 | $873 |
Other income not declared elsewhere | 2021-12-31 | $-1,682 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $162,863 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $1,579,185 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $1,416,322 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Investment advisory and management fees | 2021-12-31 | $9,005 |
Value of interest in pooled separate accounts at end of year | 2021-12-31 | $1,534,761 |
Value of interest in pooled separate accounts at beginning of year | 2021-12-31 | $1,364,304 |
Interest on participant loans | 2021-12-31 | $2,193 |
Net investment gain/loss from pooled separate accounts | 2021-12-31 | $150,366 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $181,723 |
Contract administrator fees | 2021-12-31 | $7,009 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | CARON & BELTZER, PLLC |
Accountancy firm EIN | 2021-12-31 | 043499945 |
2020 : NDC ASSET MANAGEMENT, LLC 401(K) PLAN 2020 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $421,001 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $29,317 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $5,846 |
Value of total corrective distributions | 2020-12-31 | $11,067 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $261,209 |
Value of total assets at end of year | 2020-12-31 | $1,416,322 |
Value of total assets at beginning of year | 2020-12-31 | $1,024,638 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $12,404 |
Total interest from all sources | 2020-12-31 | $2,161 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Administrative expenses professional fees incurred | 2020-12-31 | $600 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $216,916 |
Participant contributions at end of year | 2020-12-31 | $51,145 |
Participant contributions at beginning of year | 2020-12-31 | $39,783 |
Participant contributions at end of year | 2020-12-31 | $873 |
Participant contributions at beginning of year | 2020-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $44,293 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $391,684 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $1,416,322 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $1,024,638 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Investment advisory and management fees | 2020-12-31 | $6,622 |
Value of interest in pooled separate accounts at end of year | 2020-12-31 | $1,364,304 |
Value of interest in pooled separate accounts at beginning of year | 2020-12-31 | $984,855 |
Interest on participant loans | 2020-12-31 | $2,161 |
Net investment gain/loss from pooled separate accounts | 2020-12-31 | $157,631 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $5,846 |
Contract administrator fees | 2020-12-31 | $5,182 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Unqualified |
Accountancy firm name | 2020-12-31 | CARON & BELTZER, PLLC |
Accountancy firm EIN | 2020-12-31 | 043499945 |