401k Plan data: SLEEPING GIANT 401(K) PLAN plan

SLEEPING GIANT 401(K) PLAN 401k Plan overview

Plan Name	SLEEPING GIANT 401(K) PLAN
Plan identification number	001

SLEEPING GIANT 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SLEEPING GIANT has sponsored the creation of one or more 401k plans.

Company Name: SLEEPING GIANT

Employer identification number (EIN): 825088763

NAIC Classification: 722410
NAIC Description: Drinking Places (Alcoholic Beverages)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SLEEPING GIANT 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2023-01-01
001 2022-01-01 DAVID MOHALLY 2023-07-21 DAVID MOHALLY 2023-07-21
001 2021-01-01 DAVID MOHALLY 2023-02-07 DAVID MOHALLY 2023-02-07
001 2020-01-01 DAVID MOHALLY 2021-09-13 DAVID MOHALLY 2021-09-13
001 2019-01-01 DAVID MOHALLY 2020-10-14 DAVID MOHALLY 2020-10-14
001 2019-01-01 DAVID MOHALLY 2020-11-13 DAVID MOHALLY 2020-11-13
001 2018-01-01

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2023-01-01
001	2022-01-01	DAVID MOHALLY	2023-07-21	DAVID MOHALLY	2023-07-21
001	2021-01-01	DAVID MOHALLY	2023-02-07	DAVID MOHALLY	2023-02-07
001	2020-01-01	DAVID MOHALLY	2021-09-13	DAVID MOHALLY	2021-09-13
001	2019-01-01	DAVID MOHALLY	2020-10-14	DAVID MOHALLY	2020-10-14
001	2019-01-01	DAVID MOHALLY	2020-11-13	DAVID MOHALLY	2020-11-13
001	2018-01-01

Plan Statistics for SLEEPING GIANT 401(K) PLAN

401k plan membership statisitcs for SLEEPING GIANT 401(K) PLAN

Measure Date Value
2025: SLEEPING GIANT 401(K) PLAN 2025 401k membership
Total number of particpants at beginning of year 2025-07-11 196
Total number of particpants at end of year 2025-07-11 223
Number of Participants With Account Balances 2025-07-11 58
2024: SLEEPING GIANT 401(K) PLAN 2024 401k membership
Total number of particpants at beginning of year 2024-09-30 180
Total number of particpants at end of year 2024-09-30 189
Number of Participants With Account Balances 2024-09-30 58
2022: SLEEPING GIANT 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 123
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 150
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 30
Total of all active and inactive participants 2022-01-01 180
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 180
Number of participants with account balances 2022-01-01 58
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 0
2021: SLEEPING GIANT 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 128
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 92
Number of retired or separated participants receiving benefits 2021-01-01 1
Number of other retired or separated participants entitled to future benefits 2021-01-01 30
Total of all active and inactive participants 2021-01-01 123
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 123
Number of participants with account balances 2021-01-01 56
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 0
2020: SLEEPING GIANT 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 150
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 96
Number of retired or separated participants receiving benefits 2020-01-01 1
Number of other retired or separated participants entitled to future benefits 2020-01-01 31
Total of all active and inactive participants 2020-01-01 128
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 128
Number of participants with account balances 2020-01-01 61
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0
2019: SLEEPING GIANT 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 127
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 129
Number of retired or separated participants receiving benefits 2019-01-01 2
Number of other retired or separated participants entitled to future benefits 2019-01-01 19
Total of all active and inactive participants 2019-01-01 150
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 150
Number of participants with account balances 2019-01-01 62
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0

Measure	Date	Value
2025: SLEEPING GIANT 401(K) PLAN 2025 401k membership
Total number of particpants at beginning of year	2025-07-11	196
Total number of particpants at end of year	2025-07-11	223
Number of Participants With Account Balances	2025-07-11	58
2024: SLEEPING GIANT 401(K) PLAN 2024 401k membership
Total number of particpants at beginning of year	2024-09-30	180
Total number of particpants at end of year	2024-09-30	189
Number of Participants With Account Balances	2024-09-30	58
2022: SLEEPING GIANT 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	123
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	150
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	30
Total of all active and inactive participants	2022-01-01	180
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	180
Number of participants with account balances	2022-01-01	58
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	0
2021: SLEEPING GIANT 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	128
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	92
Number of retired or separated participants receiving benefits	2021-01-01	1
Number of other retired or separated participants entitled to future benefits	2021-01-01	30
Total of all active and inactive participants	2021-01-01	123
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	123
Number of participants with account balances	2021-01-01	56
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	0
2020: SLEEPING GIANT 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	150
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	96
Number of retired or separated participants receiving benefits	2020-01-01	1
Number of other retired or separated participants entitled to future benefits	2020-01-01	31
Total of all active and inactive participants	2020-01-01	128
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	128
Number of participants with account balances	2020-01-01	61
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0
2019: SLEEPING GIANT 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	127
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	129
Number of retired or separated participants receiving benefits	2019-01-01	2
Number of other retired or separated participants entitled to future benefits	2019-01-01	19
Total of all active and inactive participants	2019-01-01	150
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	150
Number of participants with account balances	2019-01-01	62
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0

Financial Data on SLEEPING GIANT 401(K) PLAN

Measure	Date	Value
2025 : SLEEPING GIANT 401(K) PLAN 2025 401k financial data
Total expenses incurred by plan in this plan year	2025-07-11	186669
Net assets as of the end of the plan year	2025-07-11	4841222
Total assets as of the beginning of the plan year	2025-07-11	3963543
Value of plan covered by a fidelity bond	2025-07-11	396355
Participant contributions to plan in this plan year	2025-07-11	280005
Value of participant loans at end of plan year	2025-07-11	29022
Other income to plan in this plan year	2025-07-11	641138
Plan net income in this plan year	2025-07-11	877679
Net assets as of the end of the plan year	2025-07-11	4841222
Net assets as of the beginning of the plan year	2025-07-11	3963543
Employer contributions to plan in this plan year	2025-07-11	143205
Fees paid to broker by Benefit Provider	2025-07-11	13248
Expensese paid to adminstrative service provicers from plan in this plan year	2025-07-11	25471
2024 : SLEEPING GIANT 401(K) PLAN 2024 401k financial data
Total liabilities as of the beginning of the plan year	2024-09-30	0
Total expenses incurred by plan in this plan year	2024-09-30	139562
Net assets as of the end of the plan year	2024-09-30	3963543
Total assets as of the beginning of the plan year	2024-09-30	3117746
Value of plan covered by a fidelity bond	2024-09-30	312000
Participant contributions to plan in this plan year	2024-09-30	223400
Value of participant loans at end of plan year	2024-09-30	2015
Other income to plan in this plan year	2024-09-30	645048
Plan net income in this plan year	2024-09-30	845797
Net assets as of the end of the plan year	2024-09-30	3963543
Net assets as of the beginning of the plan year	2024-09-30	3117746
Employer contributions to plan in this plan year	2024-09-30	116911
Fees paid to broker by Benefit Provider	2024-09-30	10374
Expensese paid to adminstrative service provicers from plan in this plan year	2024-09-30	20474
2022 : SLEEPING GIANT 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$-352,062
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$160,094
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$124,635
Expenses. Certain deemed distributions of participant loans	2022-12-31	$14,806
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$359,178
Value of total assets at end of year	2022-12-31	$3,117,746
Value of total assets at beginning of year	2022-12-31	$3,629,902
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$20,653
Total interest from all sources	2022-12-31	$1,154
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$363,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$229,097
Participant contributions at end of year	2022-12-31	$2,275
Participant contributions at beginning of year	2022-12-31	$2,029
Assets. Loans (other than to participants) at end of year	2022-12-31	$18,722
Assets. Loans (other than to participants) at beginning of year	2022-12-31	$20,630
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-512,156
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$3,117,746
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$3,629,902
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Investment advisory and management fees	2022-12-31	$20,653
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$3,078,146
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$3,572,649
Interest on participant loans	2022-12-31	$1,154
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2022-12-31	$17,268
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2022-12-31	$33,589
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-712,394
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$130,081
Employer contributions (assets) at end of year	2022-12-31	$1,335
Employer contributions (assets) at beginning of year	2022-12-31	$1,005
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$124,635
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	CLIFTONLARSONALLEN LLP
Accountancy firm EIN	2022-12-31	410746749
Total unrealized appreciation/depreciation of assets	2022-01-01	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-01-01	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-01-01	$0
Total income from all sources (including contributions)	2022-01-01	$-352,062
Total loss/gain on sale of assets	2022-01-01	$0
Total of all expenses incurred	2022-01-01	$160,094
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-01-01	$124,635
Expenses. Certain deemed distributions of participant loans	2022-01-01	$14,806
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-01-01	$359,178
Value of total assets at end of year	2022-01-01	$3,117,746
Value of total assets at beginning of year	2022-01-01	$3,629,902
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-01-01	$20,653
Total interest from all sources	2022-01-01	$1,154
Total dividends received (eg from common stock, registered investment company shares)	2022-01-01	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-01-01	No
Was this plan covered by a fidelity bond	2022-01-01	Yes
Value of fidelity bond cover	2022-01-01	$363,000
If this is an individual account plan, was there a blackout period	2022-01-01	No
Were there any nonexempt tranactions with any party-in-interest	2022-01-01	No
Contributions received from participants	2022-01-01	$229,097
Participant contributions at end of year	2022-01-01	$2,275
Participant contributions at beginning of year	2022-01-01	$2,029
Assets. Loans (other than to participants) at end of year	2022-01-01	$18,722
Assets. Loans (other than to participants) at beginning of year	2022-01-01	$20,630
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-01-01	No
Value of net income/loss	2022-01-01	$-512,156
Value of net assets at end of year (total assets less liabilities)	2022-01-01	$3,117,746
Value of net assets at beginning of year (total assets less liabilities)	2022-01-01	$3,629,902
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-01-01	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-01-01	No
Were any leases to which the plan was party in default or uncollectible	2022-01-01	No
Investment advisory and management fees	2022-01-01	$20,653
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-01-01	$3,078,146
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-01-01	$3,572,649
Interest on participant loans	2022-01-01	$1,154
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2022-01-01	$17,268
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2022-01-01	$33,589
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-01-01	$-712,394
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-01-01	No
Was there a failure to transmit to the plan any participant contributions	2022-01-01	No
Has the plan failed to provide any benefit when due under the plan	2022-01-01	No
Contributions received in cash from employer	2022-01-01	$130,081
Employer contributions (assets) at end of year	2022-01-01	$1,335
Employer contributions (assets) at beginning of year	2022-01-01	$1,005
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-01-01	$124,635
Did the plan have assets held for investment	2022-01-01	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-01-01	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-01-01	No
Opinion of an independent qualified public accountant for this plan	2022-01-01	1
Accountancy firm name	2022-01-01	CLIFTONLARSONALLEN LLP
Accountancy firm EIN	2022-01-01	410746749
2021 : SLEEPING GIANT 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$684,287
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$237,407
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$197,777
Expenses. Certain deemed distributions of participant loans	2021-12-31	$16,281
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$204,362
Value of total assets at end of year	2021-12-31	$3,629,902
Value of total assets at beginning of year	2021-12-31	$3,183,022
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$23,349
Total interest from all sources	2021-12-31	$1,003
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Administrative expenses professional fees incurred	2021-12-31	$23,349
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$319,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$136,734
Participant contributions at end of year	2021-12-31	$2,029
Participant contributions at beginning of year	2021-12-31	$1,496
Assets. Loans (other than to participants) at end of year	2021-12-31	$20,630
Assets. Loans (other than to participants) at beginning of year	2021-12-31	$16,013
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$446,880
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$3,629,902
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$3,183,022
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$3,572,649
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$3,126,110
Interest on participant loans	2021-12-31	$1,003
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2021-12-31	$33,589
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2021-12-31	$38,619
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$478,922
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$67,628
Employer contributions (assets) at end of year	2021-12-31	$1,005
Employer contributions (assets) at beginning of year	2021-12-31	$784
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$197,777
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Disclaimer
Accountancy firm name	2021-12-31	CLIFTONLARSONALLEN LLP
Accountancy firm EIN	2021-12-31	410746749
2020 : SLEEPING GIANT 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$618,093
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$344,410
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$308,877
Expenses. Certain deemed distributions of participant loans	2020-12-31	$13,018
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$150,727
Value of total assets at end of year	2020-12-31	$3,183,022
Value of total assets at beginning of year	2020-12-31	$2,909,339
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$22,515
Total interest from all sources	2020-12-31	$468
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Administrative expenses professional fees incurred	2020-12-31	$22,515
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$291,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$96,356
Participant contributions at end of year	2020-12-31	$1,496
Participant contributions at beginning of year	2020-12-31	$0
Assets. Loans (other than to participants) at end of year	2020-12-31	$16,013
Assets. Loans (other than to participants) at beginning of year	2020-12-31	$30,546
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$273,683
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$3,183,022
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$2,909,339
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$3,126,110
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$2,820,919
Interest on participant loans	2020-12-31	$468
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2020-12-31	$38,619
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2020-12-31	$57,874
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$466,898
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$54,371
Employer contributions (assets) at end of year	2020-12-31	$784
Employer contributions (assets) at beginning of year	2020-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$308,877
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	CLIFTONLARSONALLEN LLP
Accountancy firm EIN	2020-12-31	410746749
2019 : SLEEPING GIANT 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$785,594
Total income from all sources (including contributions)	2019-12-31	$785,594
Total loss/gain on sale of assets	2019-12-31	$0
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$34,012
Total of all expenses incurred	2019-12-31	$34,012
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$15,239
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$15,239
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$250,065
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$250,065
Value of total assets at end of year	2019-12-31	$2,909,339
Value of total assets at end of year	2019-12-31	$2,909,339
Value of total assets at beginning of year	2019-12-31	$2,157,757
Value of total assets at beginning of year	2019-12-31	$2,157,757
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$18,773
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$18,773
Total interest from all sources	2019-12-31	$4,832
Total interest from all sources	2019-12-31	$4,832
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Administrative expenses professional fees incurred	2019-12-31	$18,773
Administrative expenses professional fees incurred	2019-12-31	$18,773
Was this plan covered by a fidelity bond	2019-12-31	Yes
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$220,000
Value of fidelity bond cover	2019-12-31	$220,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$151,532
Contributions received from participants	2019-12-31	$151,532
Participant contributions at end of year	2019-12-31	$0
Participant contributions at end of year	2019-12-31	$0
Participant contributions at beginning of year	2019-12-31	$63,918
Participant contributions at beginning of year	2019-12-31	$63,918
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$7,295
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$7,295
Assets. Loans (other than to participants) at end of year	2019-12-31	$30,546
Assets. Loans (other than to participants) at end of year	2019-12-31	$30,546
Assets. Loans (other than to participants) at beginning of year	2019-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2019-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$751,582
Value of net income/loss	2019-12-31	$751,582
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$2,909,339
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$2,909,339
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$2,157,757
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$2,157,757
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$2,820,919
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$2,820,919
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$1,998,284
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$1,998,284
Interest on participant loans	2019-12-31	$1,191
Interest on participant loans	2019-12-31	$1,191
Interest earned on other investments	2019-12-31	$3,641
Interest earned on other investments	2019-12-31	$3,641
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$57,874
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$57,874
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$57,367
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$57,367
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$530,697
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$530,697
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$91,238
Contributions received in cash from employer	2019-12-31	$91,238
Employer contributions (assets) at end of year	2019-12-31	$0
Employer contributions (assets) at end of year	2019-12-31	$0
Employer contributions (assets) at beginning of year	2019-12-31	$38,188
Employer contributions (assets) at beginning of year	2019-12-31	$38,188
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$15,239
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$15,239
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	CLIFTONLARSONALLEN LLP
Accountancy firm name	2019-12-31	CLIFTONLARSONALLEN LLP
Accountancy firm EIN	2019-12-31	410746749
Accountancy firm EIN	2019-12-31	410746749

Form 5500 Responses for SLEEPING GIANT 401(K) PLAN

2022: SLEEPING GIANT 401(K) PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement – Insurance	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: SLEEPING GIANT 401(K) PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	Yes
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement – Insurance	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: SLEEPING GIANT 401(K) PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement – Insurance	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: SLEEPING GIANT 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

LINCOLN LIFE AND ANNUITY CO OF NY (National Association of Insurance Commissioners NAIC id number: 62057 )

Policy contract number

GP 41508

Policy instance

Insurance contract or identification number	GP 41508
Number of Individuals Covered	58
Insurance policy start date	2022-01-01
Insurance policy end date	2022-12-31
Total amount of commissions paid to insurance broker	USD $8,011
Total amount of fees paid to insurance company	USD $1,608
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

LINCOLN LIFE AND ANNUITY CO OF NY (National Association of Insurance Commissioners NAIC id number: 62057 )

Policy contract number

GP 41508

Policy instance

LINCOLN LIFE AND ANNUITY CO OF NY (National Association of Insurance Commissioners NAIC id number: 62057 )

Policy contract number

GP 41508

Policy instance

LINCOLN LIFE AND ANNUITY CO OF NY (National Association of Insurance Commissioners NAIC id number: 62057 )

Policy contract number

GP 41508

Policy instance

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Company Name:	SLEEPING GIANT
Employer identification number (EIN):	825088763
NAIC Classification:	722410
NAIC Description:	Drinking Places (Alcoholic Beverages)