ATRIA WEALTH SOLUTIONS has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan ATRIA WEALTH SOLUTIONS 401(K) PLAN
| Measure | Date | Value |
|---|
| 2023 : ATRIA WEALTH SOLUTIONS 401(K) PLAN 2023 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2023-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $10,414 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $10,185 |
| Total income from all sources (including contributions) | 2023-12-31 | $14,178,436 |
| Total loss/gain on sale of assets | 2023-12-31 | $0 |
| Total of all expenses incurred | 2023-12-31 | $8,193,824 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-12-31 | $8,193,824 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-12-31 | $6,634,549 |
| Value of total assets at end of year | 2023-12-31 | $48,944,354 |
| Value of total assets at beginning of year | 2023-12-31 | $42,959,513 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-12-31 | $0 |
| Total interest from all sources | 2023-12-31 | $24,305 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-12-31 | No |
| Assets. Real estate other than employer real property at beginning of year | 2023-12-31 | $0 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2023-12-31 | $0 |
| Was this plan covered by a fidelity bond | 2023-12-31 | Yes |
| Value of fidelity bond cover | 2023-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2023-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-12-31 | No |
| Contributions received from participants | 2023-12-31 | $4,890,815 |
| Participant contributions at end of year | 2023-12-31 | $505,134 |
| Participant contributions at beginning of year | 2023-12-31 | $407,432 |
| Participant contributions at end of year | 2023-12-31 | $12,049 |
| Participant contributions at beginning of year | 2023-12-31 | $1,914 |
| Assets. Other investments not covered elsewhere at end of year | 2023-12-31 | $4,937,691 |
| Assets. Other investments not covered elsewhere at beginning of year | 2023-12-31 | $3,944,977 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2023-12-31 | $348,550 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2023-12-31 | $0 |
| Assets. Loans (other than to participants) at beginning of year | 2023-12-31 | $0 |
| Other income not declared elsewhere | 2023-12-31 | $1,048,915 |
| Liabilities. Value of operating payables at end of year | 2023-12-31 | $10,414 |
| Liabilities. Value of operating payables at beginning of year | 2023-12-31 | $10,185 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Value of net income/loss | 2023-12-31 | $5,984,612 |
| Value of net assets at end of year (total assets less liabilities) | 2023-12-31 | $48,933,940 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-12-31 | $42,949,328 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-12-31 | No |
| Assets. partnership/joint venture interests at beginning of year | 2023-12-31 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-12-31 | $0 |
| Interest on participant loans | 2023-12-31 | $24,305 |
| Value of interest in common/collective trusts at end of year | 2023-12-31 | $43,485,546 |
| Value of interest in common/collective trusts at beginning of year | 2023-12-31 | $38,604,952 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2023-12-31 | $0 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2023-12-31 | $0 |
| Asset value of US Government securities at beginning of year | 2023-12-31 | $0 |
| Net investment gain or loss from common/collective trusts | 2023-12-31 | $6,470,667 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2023-12-31 | No |
| Contributions received in cash from employer | 2023-12-31 | $1,395,184 |
| Employer contributions (assets) at end of year | 2023-12-31 | $3,934 |
| Employer contributions (assets) at beginning of year | 2023-12-31 | $238 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-12-31 | $8,193,824 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2023-12-31 | $0 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2023-12-31 | $0 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2023-12-31 | $0 |
| Did the plan have assets held for investment | 2023-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-12-31 | Unqualified |
| Accountancy firm name | 2023-12-31 | LUDWIG KLEWER & RUDNER PLLC |
| Accountancy firm EIN | 2023-12-31 | 364538293 |
| Total unrealized appreciation/depreciation of assets | 2023-01-01 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-01-01 | $10,414 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-01-01 | $10,185 |
| Total income from all sources (including contributions) | 2023-01-01 | $14,178,436 |
| Total loss/gain on sale of assets | 2023-01-01 | $0 |
| Total of all expenses incurred | 2023-01-01 | $8,193,824 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-01-01 | $8,193,824 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-01-01 | $6,634,549 |
| Value of total assets at end of year | 2023-01-01 | $48,944,354 |
| Value of total assets at beginning of year | 2023-01-01 | $42,959,513 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-01-01 | $0 |
| Total interest from all sources | 2023-01-01 | $24,305 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-01-01 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-01-01 | No |
| Assets. Real estate other than employer real property at beginning of year | 2023-01-01 | $0 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2023-01-01 | $0 |
| Was this plan covered by a fidelity bond | 2023-01-01 | Yes |
| Value of fidelity bond cover | 2023-01-01 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2023-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-01-01 | No |
| Contributions received from participants | 2023-01-01 | $4,890,815 |
| Participant contributions at end of year | 2023-01-01 | $505,134 |
| Participant contributions at beginning of year | 2023-01-01 | $407,432 |
| Participant contributions at end of year | 2023-01-01 | $12,049 |
| Participant contributions at beginning of year | 2023-01-01 | $1,914 |
| Assets. Other investments not covered elsewhere at end of year | 2023-01-01 | $4,937,691 |
| Assets. Other investments not covered elsewhere at beginning of year | 2023-01-01 | $3,944,977 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2023-01-01 | $348,550 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2023-01-01 | $0 |
| Assets. Loans (other than to participants) at beginning of year | 2023-01-01 | $0 |
| Other income not declared elsewhere | 2023-01-01 | $1,048,915 |
| Liabilities. Value of operating payables at end of year | 2023-01-01 | $10,414 |
| Liabilities. Value of operating payables at beginning of year | 2023-01-01 | $10,185 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Value of net income/loss | 2023-01-01 | $5,984,612 |
| Value of net assets at end of year (total assets less liabilities) | 2023-01-01 | $48,933,940 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-01-01 | $42,949,328 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-01-01 | No |
| Assets. partnership/joint venture interests at beginning of year | 2023-01-01 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-01-01 | $0 |
| Interest on participant loans | 2023-01-01 | $24,305 |
| Value of interest in common/collective trusts at end of year | 2023-01-01 | $43,485,546 |
| Value of interest in common/collective trusts at beginning of year | 2023-01-01 | $38,604,952 |
| Asset value of US Government securities at beginning of year | 2023-01-01 | $0 |
| Net investment gain or loss from common/collective trusts | 2023-01-01 | $6,470,667 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-01-01 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2023-01-01 | No |
| Contributions received in cash from employer | 2023-01-01 | $1,395,184 |
| Employer contributions (assets) at end of year | 2023-01-01 | $3,934 |
| Employer contributions (assets) at beginning of year | 2023-01-01 | $238 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-01-01 | $8,193,824 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2023-01-01 | $0 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2023-01-01 | $0 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2023-01-01 | $0 |
| Did the plan have assets held for investment | 2023-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-01-01 | 1 |
| Accountancy firm name | 2023-01-01 | LUDWIG KLEWER & RUDNER PLLC |
| Accountancy firm EIN | 2023-01-01 | 364538293 |
