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THREE CHIMNEYS FARM 401(K) RETIREMENT SAVINGS PLAN 401k Plan overview

Plan NameTHREE CHIMNEYS FARM 401(K) RETIREMENT SAVINGS PLAN
Plan identification number 001

THREE CHIMNEYS FARM 401(K) RETIREMENT SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

THREE CHIMNEYS FARM, LLC has sponsored the creation of one or more 401k plans.

Company Name:THREE CHIMNEYS FARM, LLC
Employer identification number (EIN):830399633
NAIC Classification:112900

Additional information about THREE CHIMNEYS FARM, LLC

Jurisdiction of Incorporation: Vermont Secretary of State Corporations Division
Incorporation Date: 2017-02-15
Company Identification Number: 327600
Legal Registered Office Address: 95 Spear St.

Charlotte
United States of America (USA)
05445

More information about THREE CHIMNEYS FARM, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THREE CHIMNEYS FARM 401(K) RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012018-01-01
0012017-01-01
0012016-01-01TODD ADAMS2017-07-20
0012015-01-01DAVID SORRELL2016-07-07
0012014-01-01DAVID SORRELL
0012013-01-01DAVID SORRELL
0012012-01-01MARK ACKERMAN
0012011-01-01MARK ACKERMAN
0012009-01-01MARK ACKERMAN
0012008-01-01MARK ACKERMAN

Plan Statistics for THREE CHIMNEYS FARM 401(K) RETIREMENT SAVINGS PLAN

401k plan membership statisitcs for THREE CHIMNEYS FARM 401(K) RETIREMENT SAVINGS PLAN

Measure Date Value
2014: THREE CHIMNEYS FARM 401(K) RETIREMENT SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01117
Total number of active participants reported on line 7a of the Form 55002014-01-0181
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-019
Total of all active and inactive participants2014-01-0190
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-0190
Number of participants with account balances2014-01-0139
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: THREE CHIMNEYS FARM 401(K) RETIREMENT SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01130
Total number of active participants reported on line 7a of the Form 55002013-01-0199
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-015
Total of all active and inactive participants2013-01-01104
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01104
Number of participants with account balances2013-01-0146
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: THREE CHIMNEYS FARM 401(K) RETIREMENT SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01124
Total number of active participants reported on line 7a of the Form 55002012-01-01118
Number of other retired or separated participants entitled to future benefits2012-01-015
Total of all active and inactive participants2012-01-01123
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01123
Number of participants with account balances2012-01-0146
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: THREE CHIMNEYS FARM 401(K) RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01128
Total number of active participants reported on line 7a of the Form 55002011-01-01113
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-017
Total of all active and inactive participants2011-01-01120
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01120
Number of participants with account balances2011-01-0150
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-012
2009: THREE CHIMNEYS FARM 401(K) RETIREMENT SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01108
Total number of active participants reported on line 7a of the Form 55002009-01-0193
Number of other retired or separated participants entitled to future benefits2009-01-0115
Total of all active and inactive participants2009-01-01108
Total participants2009-01-01108
Number of participants with account balances2009-01-0160
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-015
2008: THREE CHIMNEYS FARM 401(K) RETIREMENT SAVINGS PLAN 2008 401k membership
Total participants, beginning-of-year2008-01-01124
Total number of active participants reported on line 7a of the Form 55002008-01-01107
Number of other retired or separated participants entitled to future benefits2008-01-015
Total of all active and inactive participants2008-01-01112
Total participants2008-01-01112
Number of participants with account balances2008-01-0165
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2008-01-0114

Financial Data on THREE CHIMNEYS FARM 401(K) RETIREMENT SAVINGS PLAN

Measure Date Value
2014 : THREE CHIMNEYS FARM 401(K) RETIREMENT SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$255,938
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$892,314
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$890,387
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$119,330
Value of total assets at end of year2014-12-31$2,247,213
Value of total assets at beginning of year2014-12-31$2,883,589
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$1,927
Total interest from all sources2014-12-31$7,308
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$119,330
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-636,376
Value of net assets at end of year (total assets less liabilities)2014-12-31$2,247,213
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$2,883,589
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in pooled separate accounts at end of year2014-12-31$1,871,564
Value of interest in pooled separate accounts at beginning of year2014-12-31$2,501,804
Interest earned on other investments2014-12-31$7,308
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$375,649
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$381,785
Net investment gain/loss from pooled separate accounts2014-12-31$129,300
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$890,387
Contract administrator fees2014-12-31$1,927
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31DEAN DORTON ALLEN FORD, PLLC
Accountancy firm EIN2014-12-31273858252
2013 : THREE CHIMNEYS FARM 401(K) RETIREMENT SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$625,311
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$64,776
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$61,151
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$168,505
Value of total assets at end of year2013-12-31$2,883,589
Value of total assets at beginning of year2013-12-31$2,323,054
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$3,625
Total interest from all sources2013-12-31$7,590
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$158,317
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$10,188
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$560,535
Value of net assets at end of year (total assets less liabilities)2013-12-31$2,883,589
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$2,323,054
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in pooled separate accounts at end of year2013-12-31$2,501,804
Value of interest in pooled separate accounts at beginning of year2013-12-31$1,963,583
Interest earned on other investments2013-12-31$7,590
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$381,785
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$359,471
Net investment gain/loss from pooled separate accounts2013-12-31$449,216
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$61,151
Contract administrator fees2013-12-31$3,625
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31DEAN DORTON ALLEN FORD, PLLC
Accountancy firm EIN2013-12-31273858252
2012 : THREE CHIMNEYS FARM 401(K) RETIREMENT SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$411,563
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$90,119
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$86,107
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$143,537
Value of total assets at end of year2012-12-31$2,323,054
Value of total assets at beginning of year2012-12-31$2,001,610
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$4,012
Total interest from all sources2012-12-31$6,653
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$143,537
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$321,444
Value of net assets at end of year (total assets less liabilities)2012-12-31$2,323,054
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$2,001,610
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in pooled separate accounts at end of year2012-12-31$1,963,583
Value of interest in pooled separate accounts at beginning of year2012-12-31$1,676,246
Interest earned on other investments2012-12-31$6,653
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$359,471
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$325,364
Net investment gain/loss from pooled separate accounts2012-12-31$261,373
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$86,107
Contract administrator fees2012-12-31$4,012
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31DEAN DORTON ALLEN FORD, PLLC
Accountancy firm EIN2012-12-31273858252
2011 : THREE CHIMNEYS FARM 401(K) RETIREMENT SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$173,431
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$188,842
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$182,894
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$139,025
Value of total assets at end of year2011-12-31$2,001,610
Value of total assets at beginning of year2011-12-31$2,017,021
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$5,948
Total interest from all sources2011-12-31$5,633
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$56
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$56
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$139,025
Participant contributions at end of year2011-12-31$0
Participant contributions at beginning of year2011-12-31$8,234
Other income not declared elsewhere2011-12-31$5,757
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-15,411
Value of net assets at end of year (total assets less liabilities)2011-12-31$2,001,610
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$2,017,021
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$28,238
Value of interest in pooled separate accounts at end of year2011-12-31$1,676,246
Value of interest in pooled separate accounts at beginning of year2011-12-31$1,664,625
Interest earned on other investments2011-12-31$5,633
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$325,364
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$315,924
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$2,288
Net investment gain/loss from pooled separate accounts2011-12-31$20,672
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$182,894
Contract administrator fees2011-12-31$5,948
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31DEAN DORTON ALLEN FORD, PLLC
Accountancy firm EIN2011-12-31273858252
2010 : THREE CHIMNEYS FARM 401(K) RETIREMENT SAVINGS PLAN 2010 401k financial data
Total income from all sources (including contributions)2010-12-31$402,556
Total of all expenses incurred2010-12-31$240,894
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$234,800
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$157,312
Value of total assets at end of year2010-12-31$2,017,021
Value of total assets at beginning of year2010-12-31$1,860,009
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$6,094
Total interest from all sources2010-12-31$3,560
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$441
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$441
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$100,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$139,302
Participant contributions at end of year2010-12-31$8,234
Participant contributions at beginning of year2010-12-31$9,614
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$3,987
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$13,360
Other income not declared elsewhere2010-12-31$-8,790
Administrative expenses (other) incurred2010-12-31$6,094
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$161,662
Value of net assets at end of year (total assets less liabilities)2010-12-31$2,017,021
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$1,860,009
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$28,238
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$21,233
Value of interest in pooled separate accounts at end of year2010-12-31$1,664,625
Value of interest in pooled separate accounts at beginning of year2010-12-31$1,705,984
Interest earned on other investments2010-12-31$3,560
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$315,924
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$119,191
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$3,132
Net investment gain/loss from pooled separate accounts2010-12-31$246,901
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$4,650
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$234,800
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31DEAN DORTON ALLEN FORD, PLLC
Accountancy firm EIN2010-12-31273858252
2008 : THREE CHIMNEYS FARM 401(K) RETIREMENT SAVINGS PLAN 2008 401k financial data
Total income from all sources (including contributions)2008-12-31$-404,337
Total of all expenses incurred2008-12-31$383,175
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2008-12-31$377,618
Total contributions o plan (from employers,participants, others, non cash contrinutions)2008-12-31$251,809
Value of total assets at end of year2008-12-31$1,613,350
Value of total assets at beginning of year2008-12-31$2,400,862
Total of administrative expenses incurred including professional, contract, advisory and management fees2008-12-31$5,557
Total interest from all sources2008-12-31$5,045
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2008-12-31No
Was this plan covered by a fidelity bond2008-12-31Yes
Value of fidelity bond cover2008-12-31$100,000
If this is an individual account plan, was there a blackout period2008-12-31No
Were there any nonexempt tranactions with any party-in-interest2008-12-31No
Contributions received from participants2008-12-31$200,804
Participant contributions at end of year2008-12-31$15,694
Participant contributions at beginning of year2008-12-31$19,074
Assets. Other investments not covered elsewhere at end of year2008-12-31$3,741
Assets. Other investments not covered elsewhere at beginning of year2008-12-31$3,474
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2008-12-31$380
Other income not declared elsewhere2008-12-31$866
Administrative expenses (other) incurred2008-12-31$5,557
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2008-12-31No
Value of net income/loss2008-12-31$-787,512
Value of net assets at end of year (total assets less liabilities)2008-12-31$1,613,350
Value of net assets at beginning of year (total assets less liabilities)2008-12-31$2,400,862
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2008-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2008-12-31No
Were any leases to which the plan was party in default or uncollectible2008-12-31No
Value of interest in pooled separate accounts at end of year2008-12-31$1,464,046
Value of interest in pooled separate accounts at beginning of year2008-12-31$2,208,406
Interest earned on other investments2008-12-31$5,045
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2008-12-31$124,127
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2008-12-31$161,837
Net investment gain/loss from pooled separate accounts2008-12-31$-662,057
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2008-12-31No
Was there a failure to transmit to the plan any participant contributions2008-12-31No
Has the plan failed to provide any benefit when due under the plan2008-12-31No
Contributions received in cash from employer2008-12-31$51,005
Employer contributions (assets) at end of year2008-12-31$5,742
Employer contributions (assets) at beginning of year2008-12-31$8,071
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2008-12-31$377,238
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32008-12-31No
Did the plan have assets held for investment2008-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2008-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2008-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2008-12-31Yes
Opinion of an independent qualified public accountant for this plan2008-12-31Disclaimer
Accountancy firm name2008-12-31DEAN DORTON ALLEN FORD, PLLC
Accountancy firm EIN2008-12-31273858252

Form 5500 Responses for THREE CHIMNEYS FARM 401(K) RETIREMENT SAVINGS PLAN

2014: THREE CHIMNEYS FARM 401(K) RETIREMENT SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entityMulitple employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: THREE CHIMNEYS FARM 401(K) RETIREMENT SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entityMulitple employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: THREE CHIMNEYS FARM 401(K) RETIREMENT SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entityMulitple employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: THREE CHIMNEYS FARM 401(K) RETIREMENT SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: THREE CHIMNEYS FARM 401(K) RETIREMENT SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01This submission is the final filingNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes
2008: THREE CHIMNEYS FARM 401(K) RETIREMENT SAVINGS PLAN 2008 form 5500 responses
2008-01-01Type of plan entitySingle employer plan
2008-01-01Plan funding arrangement – InsuranceYes
2008-01-01Plan funding arrangement – TrustYes
2008-01-01Plan benefit arrangement – InsuranceYes
2008-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract number807924
Policy instance 1
Insurance contract or identification number807924
Number of Individuals Covered90
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $6,125
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $6,125
Insurance broker organization code?3
Insurance broker nameJOUETT MCDOWELL
STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract number807924
Policy instance 1
Insurance contract or identification number807924
Number of Individuals Covered104
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $6,482
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $6,482
Insurance broker organization code?3
Insurance broker nameJOUETT MCDOWELL
STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract number807924
Policy instance 1
Insurance contract or identification number807924
Number of Individuals Covered123
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $5,480
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $5,480
Insurance broker organization code?3
Insurance broker nameJOUETT MCDOWELL
STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract number807924
Policy instance 1
Insurance contract or identification number807924
Number of Individuals Covered120
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $8,338
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number4-18931
Policy instance 1
Insurance contract or identification number4-18931
Number of Individuals Covered97
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $3,679
Total amount of fees paid to insurance companyUSD $175
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number4-18931
Policy instance 1
Insurance contract or identification number4-18931
Number of Individuals Covered112
Insurance policy start date2008-01-01
Insurance policy end date2008-12-31
Total amount of commissions paid to insurance brokerUSD $4,498
Total amount of fees paid to insurance companyUSD $112
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number0060470
Policy instance 2
Insurance contract or identification number0060470
Number of Individuals Covered1
Insurance policy start date2008-01-01
Insurance policy end date2008-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Life Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $380
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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