RIALTO MANAGEMENT GROUP, LLC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan RIALTO ASSOCIATE SERVICES, LLC 401(K) PLAN
| Measure | Date | Value |
|---|
| 2022 : RIALTO ASSOCIATE SERVICES, LLC 401(K) PLAN 2022 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
| Total income from all sources (including contributions) | 2022-12-31 | $-2,657,031 |
| Total loss/gain on sale of assets | 2022-12-31 | $0 |
| Total of all expenses incurred | 2022-12-31 | $1,366,446 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $1,321,352 |
| Value of total corrective distributions | 2022-12-31 | $8,324 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $4,401,577 |
| Value of total assets at end of year | 2022-12-31 | $33,304,650 |
| Value of total assets at beginning of year | 2022-12-31 | $37,328,127 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $36,770 |
| Total interest from all sources | 2022-12-31 | $28,632 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $924,656 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $924,656 |
| Administrative expenses professional fees incurred | 2022-12-31 | $1,020 |
| Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
| Value of fidelity bond cover | 2022-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
| Contributions received from participants | 2022-12-31 | $3,195,696 |
| Participant contributions at end of year | 2022-12-31 | $653,322 |
| Participant contributions at beginning of year | 2022-12-31 | $549,480 |
| Assets. Other investments not covered elsewhere at end of year | 2022-12-31 | $1,228,480 |
| Assets. Other investments not covered elsewhere at beginning of year | 2022-12-31 | $1,103,634 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $153,366 |
| Other income not declared elsewhere | 2022-12-31 | $-485,627 |
| Administrative expenses (other) incurred | 2022-12-31 | $33,795 |
| Total non interest bearing cash at end of year | 2022-12-31 | $0 |
| Total non interest bearing cash at beginning of year | 2022-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Value of net income/loss | 2022-12-31 | $-4,023,477 |
| Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $33,304,650 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $37,328,127 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
| Investment advisory and management fees | 2022-12-31 | $1,955 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $28,863,006 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $32,895,551 |
| Interest on participant loans | 2022-12-31 | $28,632 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-12-31 | $2,426,861 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-12-31 | $2,652,259 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-7,526,269 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
| Contributions received in cash from employer | 2022-12-31 | $1,052,515 |
| Employer contributions (assets) at end of year | 2022-12-31 | $132,981 |
| Employer contributions (assets) at beginning of year | 2022-12-31 | $127,203 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $1,321,352 |
| Did the plan have assets held for investment | 2022-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
| Accountancy firm name | 2022-12-31 | BERKOWITZ POLLACK BRANT |
| Accountancy firm EIN | 2022-12-31 | 592742314 |
| 2021 : RIALTO ASSOCIATE SERVICES, LLC 401(K) PLAN 2021 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
| Total income from all sources (including contributions) | 2021-12-31 | $8,773,063 |
| Total loss/gain on sale of assets | 2021-12-31 | $0 |
| Total of all expenses incurred | 2021-12-31 | $3,287,022 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $3,262,115 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $3,938,263 |
| Value of total assets at end of year | 2021-12-31 | $37,328,127 |
| Value of total assets at beginning of year | 2021-12-31 | $31,842,086 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $24,907 |
| Total interest from all sources | 2021-12-31 | $27,402 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $1,727,135 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $1,727,135 |
| Administrative expenses professional fees incurred | 2021-12-31 | $666 |
| Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
| Value of fidelity bond cover | 2021-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2021-12-31 | Yes |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
| Contributions received from participants | 2021-12-31 | $2,840,952 |
| Participant contributions at end of year | 2021-12-31 | $549,480 |
| Participant contributions at beginning of year | 2021-12-31 | $542,402 |
| Assets. Other investments not covered elsewhere at end of year | 2021-12-31 | $1,103,634 |
| Assets. Other investments not covered elsewhere at beginning of year | 2021-12-31 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $232,837 |
| Other income not declared elsewhere | 2021-12-31 | $70,591 |
| Administrative expenses (other) incurred | 2021-12-31 | $22,574 |
| Total non interest bearing cash at end of year | 2021-12-31 | $0 |
| Total non interest bearing cash at beginning of year | 2021-12-31 | $22,597,595 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Income. Non cash contributions | 2021-12-31 | $0 |
| Value of net income/loss | 2021-12-31 | $5,486,041 |
| Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $37,328,127 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $31,842,086 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
| Investment advisory and management fees | 2021-12-31 | $1,667 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $32,895,551 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $5,067,107 |
| Interest on participant loans | 2021-12-31 | $27,402 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2021-12-31 | $2,652,259 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2021-12-31 | $3,518,749 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $3,009,672 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
| Contributions received in cash from employer | 2021-12-31 | $864,474 |
| Employer contributions (assets) at end of year | 2021-12-31 | $127,203 |
| Employer contributions (assets) at beginning of year | 2021-12-31 | $116,233 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $3,262,115 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2021-12-31 | Yes |
| Did the plan have assets held for investment | 2021-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
| Accountancy firm name | 2021-12-31 | BERKOWITZ POLLACK BRANT |
| Accountancy firm EIN | 2021-12-31 | 592742314 |
| 2020 : RIALTO ASSOCIATE SERVICES, LLC 401(K) PLAN 2020 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
| Total income from all sources (including contributions) | 2020-12-31 | $9,681,119 |
| Total loss/gain on sale of assets | 2020-12-31 | $0 |
| Total of all expenses incurred | 2020-12-31 | $2,057,800 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $2,042,060 |
| Value of total corrective distributions | 2020-12-31 | $2,273 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $4,220,964 |
| Value of total assets at end of year | 2020-12-31 | $31,842,086 |
| Value of total assets at beginning of year | 2020-12-31 | $24,218,767 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $13,467 |
| Total interest from all sources | 2020-12-31 | $119,513 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $217,331 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $217,331 |
| Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
| Value of fidelity bond cover | 2020-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
| Contributions received from participants | 2020-12-31 | $2,442,427 |
| Participant contributions at end of year | 2020-12-31 | $542,402 |
| Participant contributions at beginning of year | 2020-12-31 | $378,058 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $896,341 |
| Other income not declared elsewhere | 2020-12-31 | $-221 |
| Administrative expenses (other) incurred | 2020-12-31 | $13,467 |
| Total non interest bearing cash at end of year | 2020-12-31 | $22,597,595 |
| Total non interest bearing cash at beginning of year | 2020-12-31 | $220 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Value of net income/loss | 2020-12-31 | $7,623,319 |
| Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $31,842,086 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $24,218,767 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $5,067,107 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $14,473,780 |
| Value of interest in pooled separate accounts at end of year | 2020-12-31 | $0 |
| Value of interest in pooled separate accounts at beginning of year | 2020-12-31 | $6,088,689 |
| Interest on participant loans | 2020-12-31 | $25,620 |
| Interest earned on other investments | 2020-12-31 | $93,893 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2020-12-31 | $3,518,749 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2020-12-31 | $3,278,020 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $3,332,111 |
| Net investment gain/loss from pooled separate accounts | 2020-12-31 | $1,791,421 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
| Contributions received in cash from employer | 2020-12-31 | $882,196 |
| Employer contributions (assets) at end of year | 2020-12-31 | $116,233 |
| Employer contributions (assets) at beginning of year | 2020-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $2,042,060 |
| Did the plan have assets held for investment | 2020-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
| Accountancy firm name | 2020-12-31 | BERKOWITZ POLLACK BRANT |
| Accountancy firm EIN | 2020-12-31 | 592742314 |
| 2019 : RIALTO ASSOCIATE SERVICES, LLC 401(K) PLAN 2019 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
| Total transfer of assets to this plan | 2019-12-31 | $21,492,067 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
| Total income from all sources (including contributions) | 2019-12-31 | $4,399,119 |
| Total loss/gain on sale of assets | 2019-12-31 | $0 |
| Total of all expenses incurred | 2019-12-31 | $1,672,419 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $1,661,240 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $1,875,603 |
| Value of total assets at end of year | 2019-12-31 | $24,218,767 |
| Value of total assets at beginning of year | 2019-12-31 | $0 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $11,179 |
| Total interest from all sources | 2019-12-31 | $86,767 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $219,068 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $219,068 |
| Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
| Value of fidelity bond cover | 2019-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
| Contributions received from participants | 2019-12-31 | $1,076,912 |
| Participant contributions at end of year | 2019-12-31 | $378,058 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $434,775 |
| Other income not declared elsewhere | 2019-12-31 | $6,940 |
| Administrative expenses (other) incurred | 2019-12-31 | $11,179 |
| Total non interest bearing cash at end of year | 2019-12-31 | $220 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Value of net income/loss | 2019-12-31 | $2,726,700 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $24,218,767 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $0 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $14,473,780 |
| Value of interest in pooled separate accounts at end of year | 2019-12-31 | $6,088,689 |
| Interest on participant loans | 2019-12-31 | $14,045 |
| Interest earned on other investments | 2019-12-31 | $72,722 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $3,278,020 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $1,537,028 |
| Net investment gain/loss from pooled separate accounts | 2019-12-31 | $673,713 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
| Contributions received in cash from employer | 2019-12-31 | $363,916 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $1,661,240 |
| Did the plan have assets held for investment | 2019-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
| Accountancy firm name | 2019-12-31 | BERKOWITZ POLLACK BRANT ADVISOTS+CP |
| Accountancy firm EIN | 2019-12-31 | 592742314 |
