CARRIER GLOBAL CORPORATION has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan CARRIER RETIREMENT SAVINGS PLAN
| Measure | Date | Value |
|---|
| 2022 : CARRIER RETIREMENT SAVINGS PLAN 2022 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
| Total transfer of assets to this plan | 2022-12-31 | $7,526,051 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $210,670 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $311,730 |
| Total income from all sources (including contributions) | 2022-12-31 | $132,718,562 |
| Total loss/gain on sale of assets | 2022-12-31 | $0 |
| Total of all expenses incurred | 2022-12-31 | $40,755,685 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $39,319,312 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $204,310,748 |
| Value of total assets at end of year | 2022-12-31 | $527,647,546 |
| Value of total assets at beginning of year | 2022-12-31 | $428,259,678 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $1,436,373 |
| Total interest from all sources | 2022-12-31 | $229,058 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
| Administrative expenses professional fees incurred | 2022-12-31 | $205,115 |
| Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
| Value of fidelity bond cover | 2022-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
| Contributions received from participants | 2022-12-31 | $104,160,547 |
| Participant contributions at end of year | 2022-12-31 | $6,918,539 |
| Participant contributions at beginning of year | 2022-12-31 | $3,918,491 |
| Assets. Other investments not covered elsewhere at end of year | 2022-12-31 | $4,459,222 |
| Assets. Other investments not covered elsewhere at beginning of year | 2022-12-31 | $1,595,300 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $18,669,067 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2022-12-31 | $210,670 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2022-12-31 | $311,730 |
| Administrative expenses (other) incurred | 2022-12-31 | $36,461 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Value of net income/loss | 2022-12-31 | $91,962,877 |
| Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $527,436,876 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $427,947,948 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
| Investment advisory and management fees | 2022-12-31 | $574,838 |
| Value of interest in pooled separate accounts at end of year | 2022-12-31 | $57,615,408 |
| Value of interest in pooled separate accounts at beginning of year | 2022-12-31 | $36,092,978 |
| Interest on participant loans | 2022-12-31 | $229,058 |
| Value of interest in common/collective trusts at end of year | 2022-12-31 | $458,654,377 |
| Value of interest in common/collective trusts at beginning of year | 2022-12-31 | $386,437,103 |
| Net investment gain or loss from common/collective trusts | 2022-12-31 | $-71,821,244 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
| Contributions received in cash from employer | 2022-12-31 | $81,481,134 |
| Employer contributions (assets) at end of year | 2022-12-31 | $0 |
| Employer contributions (assets) at beginning of year | 2022-12-31 | $215,806 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $39,319,312 |
| Contract administrator fees | 2022-12-31 | $619,959 |
| Did the plan have assets held for investment | 2022-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
| Accountancy firm name | 2022-12-31 | GRANT THORNTON, LLP |
| Accountancy firm EIN | 2022-12-31 | 366055558 |
| 2021 : CARRIER RETIREMENT SAVINGS PLAN 2021 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $311,730 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $227,072 |
| Total income from all sources (including contributions) | 2021-12-31 | $274,394,255 |
| Total loss/gain on sale of assets | 2021-12-31 | $0 |
| Total of all expenses incurred | 2021-12-31 | $25,362,009 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $23,707,480 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $233,624,582 |
| Value of total assets at end of year | 2021-12-31 | $428,259,678 |
| Value of total assets at beginning of year | 2021-12-31 | $179,142,774 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $1,654,529 |
| Total interest from all sources | 2021-12-31 | $95,954 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
| Administrative expenses professional fees incurred | 2021-12-31 | $904,307 |
| Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
| Value of fidelity bond cover | 2021-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
| Contributions received from participants | 2021-12-31 | $97,398,377 |
| Participant contributions at end of year | 2021-12-31 | $3,918,491 |
| Participant contributions at beginning of year | 2021-12-31 | $1,047,755 |
| Assets. Other investments not covered elsewhere at end of year | 2021-12-31 | $1,595,300 |
| Assets. Other investments not covered elsewhere at beginning of year | 2021-12-31 | $233,830 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $59,641,060 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2021-12-31 | $311,730 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2021-12-31 | $227,072 |
| Administrative expenses (other) incurred | 2021-12-31 | $2,700 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Value of net income/loss | 2021-12-31 | $249,032,246 |
| Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $427,947,948 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $178,915,702 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
| Investment advisory and management fees | 2021-12-31 | $747,522 |
| Value of interest in pooled separate accounts at end of year | 2021-12-31 | $36,092,978 |
| Value of interest in pooled separate accounts at beginning of year | 2021-12-31 | $18,249,678 |
| Interest on participant loans | 2021-12-31 | $95,954 |
| Value of interest in common/collective trusts at end of year | 2021-12-31 | $386,437,103 |
| Value of interest in common/collective trusts at beginning of year | 2021-12-31 | $159,384,439 |
| Net investment gain or loss from common/collective trusts | 2021-12-31 | $40,673,719 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
| Contributions received in cash from employer | 2021-12-31 | $76,585,145 |
| Employer contributions (assets) at end of year | 2021-12-31 | $215,806 |
| Employer contributions (assets) at beginning of year | 2021-12-31 | $227,072 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $23,707,480 |
| Did the plan have assets held for investment | 2021-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
| Accountancy firm name | 2021-12-31 | GRANT THORNTON, LLP |
| Accountancy firm EIN | 2021-12-31 | 366055558 |
| 2020 : CARRIER RETIREMENT SAVINGS PLAN 2020 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $227,072 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
| Total income from all sources (including contributions) | 2020-12-31 | $183,219,641 |
| Total loss/gain on sale of assets | 2020-12-31 | $0 |
| Total of all expenses incurred | 2020-12-31 | $4,303,939 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $3,615,047 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $160,898,088 |
| Value of total assets at end of year | 2020-12-31 | $179,142,774 |
| Value of total assets at beginning of year | 2020-12-31 | $0 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $688,892 |
| Total interest from all sources | 2020-12-31 | $11,943 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
| Administrative expenses professional fees incurred | 2020-12-31 | $501,681 |
| Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
| Value of fidelity bond cover | 2020-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
| Contributions received from participants | 2020-12-31 | $57,593,431 |
| Participant contributions at end of year | 2020-12-31 | $1,047,755 |
| Participant contributions at beginning of year | 2020-12-31 | $0 |
| Assets. Other investments not covered elsewhere at end of year | 2020-12-31 | $233,830 |
| Assets. Other investments not covered elsewhere at beginning of year | 2020-12-31 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $54,655,379 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2020-12-31 | $227,072 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2020-12-31 | $0 |
| Administrative expenses (other) incurred | 2020-12-31 | $12,718 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Value of net income/loss | 2020-12-31 | $178,915,702 |
| Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $178,915,702 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $0 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
| Investment advisory and management fees | 2020-12-31 | $174,493 |
| Value of interest in pooled separate accounts at end of year | 2020-12-31 | $18,249,678 |
| Value of interest in pooled separate accounts at beginning of year | 2020-12-31 | $0 |
| Interest on participant loans | 2020-12-31 | $11,943 |
| Value of interest in common/collective trusts at end of year | 2020-12-31 | $159,384,439 |
| Value of interest in common/collective trusts at beginning of year | 2020-12-31 | $0 |
| Net investment gain or loss from common/collective trusts | 2020-12-31 | $22,309,610 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
| Contributions received in cash from employer | 2020-12-31 | $48,649,278 |
| Employer contributions (assets) at end of year | 2020-12-31 | $227,072 |
| Employer contributions (assets) at beginning of year | 2020-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $3,615,047 |
| Did the plan have assets held for investment | 2020-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
| Accountancy firm name | 2020-12-31 | GRANT THORNTON, LLP |
| Accountancy firm EIN | 2020-12-31 | 366055558 |
