401k Plan data: AXA GROUP OPERATIONS AMERICAS INC.401(K) PROFIT SHARING PLAN plan

AXA GROUP OPERATIONS AMERICAS INC.401(K) PROFIT SHARING PLAN 401k Plan overview

Plan Name	AXA GROUP OPERATIONS AMERICAS INC.401(K) PROFIT SHARING PLAN
Plan identification number	002

AXA GROUP OPERATIONS AMERICAS INC.401(K) PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

AXA GROUP OPERATIONS AMERICAS INC. has sponsored the creation of one or more 401k plans.

Company Name: AXA GROUP OPERATIONS AMERICAS INC.

Employer identification number (EIN): 834180385

NAIC Classification: 522220
NAIC Description: Sales Financing

Form 5500 Filing Information

Submission information for form 5500 for 401k plan AXA GROUP OPERATIONS AMERICAS INC.401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2022-01-01
002 2021-01-01
002 2020-01-01

Plan Statistics for AXA GROUP OPERATIONS AMERICAS INC.401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for AXA GROUP OPERATIONS AMERICAS INC.401(K) PROFIT SHARING PLAN

Measure Date Value
2022: AXA GROUP OPERATIONS AMERICAS INC.401(K) PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 378
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 247
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 163
Total of all active and inactive participants 2022-01-01 410
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 1
Total participants 2022-01-01 411
Number of participants with account balances 2022-01-01 398
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 17
2021: AXA GROUP OPERATIONS AMERICAS INC.401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 377
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 228
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 148
Total of all active and inactive participants 2021-01-01 376
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 2
Total participants 2021-01-01 378
Number of participants with account balances 2021-01-01 366
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 18
2020: AXA GROUP OPERATIONS AMERICAS INC.401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 365
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 252
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 124
Total of all active and inactive participants 2020-01-01 376
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 1
Total participants 2020-01-01 377
Number of participants with account balances 2020-01-01 373
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 6

Measure	Date	Value
2022: AXA GROUP OPERATIONS AMERICAS INC.401(K) PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	378
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	247
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	163
Total of all active and inactive participants	2022-01-01	410
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	1
Total participants	2022-01-01	411
Number of participants with account balances	2022-01-01	398
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	17
2021: AXA GROUP OPERATIONS AMERICAS INC.401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	377
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	228
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	148
Total of all active and inactive participants	2021-01-01	376
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	2
Total participants	2021-01-01	378
Number of participants with account balances	2021-01-01	366
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	18
2020: AXA GROUP OPERATIONS AMERICAS INC.401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	365
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	252
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	124
Total of all active and inactive participants	2020-01-01	376
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	1
Total participants	2020-01-01	377
Number of participants with account balances	2020-01-01	373
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	6

Financial Data on AXA GROUP OPERATIONS AMERICAS INC.401(K) PROFIT SHARING PLAN

Measure	Date	Value
2022 : AXA GROUP OPERATIONS AMERICAS INC.401(K) PROFIT SHARING PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total transfer of assets from this plan	2022-12-31	$119,929
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$-15,654,149
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$8,648,652
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$8,548,600
Value of total corrective distributions	2022-12-31	$3,413
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$8,722,213
Value of total assets at end of year	2022-12-31	$119,510,900
Value of total assets at beginning of year	2022-12-31	$143,933,630
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$96,639
Total interest from all sources	2022-12-31	$25,131
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$4,003,858
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$4,003,858
Administrative expenses professional fees incurred	2022-12-31	$25,073
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$3,835,636
Participant contributions at end of year	2022-12-31	$486,584
Participant contributions at beginning of year	2022-12-31	$595,346
Participant contributions at end of year	2022-12-31	$0
Participant contributions at beginning of year	2022-12-31	$16,108
Assets. Other investments not covered elsewhere at end of year	2022-12-31	$14,303,898
Assets. Other investments not covered elsewhere at beginning of year	2022-12-31	$16,877,922
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$936,748
Other income not declared elsewhere	2022-12-31	$-2,886,176
Administrative expenses (other) incurred	2022-12-31	$48,228
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-24,302,801
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$119,510,900
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$143,933,630
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Investment advisory and management fees	2022-12-31	$23,338
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$104,303,195
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$126,014,126
Interest on participant loans	2022-12-31	$25,131
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-25,519,175
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$3,949,829
Employer contributions (assets) at end of year	2022-12-31	$417,223
Employer contributions (assets) at beginning of year	2022-12-31	$430,128
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$8,548,600
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	MAYER HOFFMAN MCCANN P.C.
Accountancy firm EIN	2022-12-31	431947695
2021 : AXA GROUP OPERATIONS AMERICAS INC.401(K) PROFIT SHARING PLAN 2021 401k financial data
Unrealized appreciation/depreciation of real estate assets	2021-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2021-12-31	$0
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total transfer of assets to this plan	2021-12-31	$0
Total transfer of assets from this plan	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Expenses. Interest paid	2021-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$23,576,090
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$13,051,408
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$12,933,054
Expenses. Certain deemed distributions of participant loans	2021-12-31	$0
Value of total corrective distributions	2021-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$7,843,504
Value of total assets at end of year	2021-12-31	$143,933,630
Value of total assets at beginning of year	2021-12-31	$133,408,948
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$118,354
Total income from rents	2021-12-31	$0
Total interest from all sources	2021-12-31	$36,172
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$4,357,473
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$4,357,473
Assets. Real estate other than employer real property at end of year	2021-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2021-12-31	$0
Administrative expenses professional fees incurred	2021-12-31	$26,379
Assets. Corporate prefeered stocks other than exployer securities at end of year	2021-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2021-12-31	$0
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$3,771,354
Participant contributions at end of year	2021-12-31	$595,346
Participant contributions at beginning of year	2021-12-31	$767,626
Participant contributions at end of year	2021-12-31	$16,108
Participant contributions at beginning of year	2021-12-31	$21,578
Assets. Other investments not covered elsewhere at end of year	2021-12-31	$16,877,922
Assets. Other investments not covered elsewhere at beginning of year	2021-12-31	$14,446,763
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$124,393
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2021-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2021-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2021-12-31	$0
Assets. Loans (other than to participants) at end of year	2021-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2021-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2021-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2021-12-31	$0
Other income not declared elsewhere	2021-12-31	$1,193,980
Administrative expenses (other) incurred	2021-12-31	$46,655
Liabilities. Value of operating payables at end of year	2021-12-31	$0
Liabilities. Value of operating payables at beginning of year	2021-12-31	$0
Total non interest bearing cash at end of year	2021-12-31	$0
Total non interest bearing cash at beginning of year	2021-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Income. Non cash contributions	2021-12-31	$0
Value of net income/loss	2021-12-31	$10,524,682
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$143,933,630
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$133,408,948
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Assets. partnership/joint venture interests at end of year	2021-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2021-12-31	$21,588
Investment advisory and management fees	2021-12-31	$45,320
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$126,014,126
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$117,549,488
Value of interest in pooled separate accounts at end of year	2021-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2021-12-31	$0
Interest on participant loans	2021-12-31	$36,172
Income. Interest from loans (other than to participants)	2021-12-31	$0
Interest earned on other investments	2021-12-31	$0
Income. Interest from US Government securities	2021-12-31	$0
Income. Interest from corporate debt instruments	2021-12-31	$0
Value of interest in master investment trust accounts at end of year	2021-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2021-12-31	$0
Value of interest in common/collective trusts at end of year	2021-12-31	$0
Value of interest in common/collective trusts at beginning of year	2021-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2021-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2021-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2021-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2021-12-31	$0
Assets. Value of investments in 103.12 investment entities at end of year	2021-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2021-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2021-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2021-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2021-12-31	$0
Asset value of US Government securities at end of year	2021-12-31	$0
Asset value of US Government securities at beginning of year	2021-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$10,144,961
Net investment gain/loss from pooled separate accounts	2021-12-31	$0
Net investment gain or loss from common/collective trusts	2021-12-31	$0
Net gain/loss from 103.12 investment entities	2021-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Assets. Invements in employer securities at end of year	2021-12-31	$0
Assets. Invements in employer securities at beginning of year	2021-12-31	$0
Assets. Value of employer real property at end of year	2021-12-31	$0
Assets. Value of employer real property at beginning of year	2021-12-31	$0
Contributions received in cash from employer	2021-12-31	$3,947,757
Employer contributions (assets) at end of year	2021-12-31	$430,128
Employer contributions (assets) at beginning of year	2021-12-31	$601,905
Income. Dividends from preferred stock	2021-12-31	$0
Income. Dividends from common stock	2021-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$12,933,054
Asset. Corporate debt instrument preferred debt at end of year	2021-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2021-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2021-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2021-12-31	$0
Contract administrator fees	2021-12-31	$0
Assets. Corporate common stocks other than exployer securities at end of year	2021-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2021-12-31	$0
Liabilities. Value of benefit claims payable at end of year	2021-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2021-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2021-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2021-12-31	$0
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Aggregate proceeds on sale of assets	2021-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2021-12-31	$0
Liabilities. Value of acquisition indebtedness at end of year	2021-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2021-12-31	$0
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	MAYER HOFFMAN MCCANN PC
Accountancy firm EIN	2021-12-31	431947695
2020 : AXA GROUP OPERATIONS AMERICAS INC.401(K) PROFIT SHARING PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total transfer of assets from this plan	2020-12-31	$22,364,771
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$25,630,964
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$16,659,097
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$16,566,626
Value of total corrective distributions	2020-12-31	$2,066
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$9,238,391
Value of total assets at end of year	2020-12-31	$133,408,948
Value of total assets at beginning of year	2020-12-31	$146,801,852
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$90,405
Total interest from all sources	2020-12-31	$40,479
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$3,036,337
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$3,036,337
Administrative expenses professional fees incurred	2020-12-31	$36,320
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$3,973,428
Participant contributions at end of year	2020-12-31	$767,626
Participant contributions at beginning of year	2020-12-31	$980,935
Participant contributions at end of year	2020-12-31	$21,578
Participant contributions at beginning of year	2020-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2020-12-31	$14,446,763
Assets. Other investments not covered elsewhere at beginning of year	2020-12-31	$14,577,242
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$956,115
Other income not declared elsewhere	2020-12-31	$1,376,746
Administrative expenses (other) incurred	2020-12-31	$32,085
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$8,971,867
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$133,408,948
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$146,801,852
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Assets. partnership/joint venture interests at end of year	2020-12-31	$21,588
Assets. partnership/joint venture interests at beginning of year	2020-12-31	$22,770
Investment advisory and management fees	2020-12-31	$22,000
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$117,549,488
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$130,337,216
Interest on participant loans	2020-12-31	$40,479
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$11,939,011
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$4,308,848
Employer contributions (assets) at end of year	2020-12-31	$601,905
Employer contributions (assets) at beginning of year	2020-12-31	$883,689
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$16,566,626
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Unqualified
Accountancy firm name	2020-12-31	SHEA LABAGH DOBBERSTEIN
Accountancy firm EIN	2020-12-31	942290202

Form 5500 Responses for AXA GROUP OPERATIONS AMERICAS INC.401(K) PROFIT SHARING PLAN

2022: AXA GROUP OPERATIONS AMERICAS INC.401(K) PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: AXA GROUP OPERATIONS AMERICAS INC.401(K) PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: AXA GROUP OPERATIONS AMERICAS INC.401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	AXA GROUP OPERATIONS AMERICAS INC.
Employer identification number (EIN):	834180385
NAIC Classification:	522220
NAIC Description:	Sales Financing