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Plan Name | PENTAX OF AMERICA 401(K) PLAN |
Plan identification number | 001 |
401k Plan Type | Defined Contribution Pension |
Plan Features/Benefits |
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Company Name: | PENTAX OF AMERICA, INC. |
Employer identification number (EIN): | 840721450 |
NAIC Classification: | 423990 |
NAIC Description: | Other Miscellaneous Durable Goods Merchant Wholesalers |
Additional information about PENTAX OF AMERICA, INC.
Jurisdiction of Incorporation: | Texas Secretary of State |
Incorporation Date: | 2004-10-14 |
Company Identification Number: | 0800401980 |
Legal Registered Office Address: |
3 PARAGON DR MONTVALE United States of America (USA) 07645 |
More information about PENTAX OF AMERICA, INC.
Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
---|---|---|---|---|---|
001 | 2010-01-01 | ISLAM AWAD | ISLAM AWAD | 2011-10-13 | |
001 | 2009-01-01 | ISLAM AWAD | ISLAM AWAD | 2010-07-07 | |
001 | 2009-01-01 | ISLAM AWAD | ISLAM AWAD | 2010-07-08 |
Measure | Date | Value |
---|---|---|
2010: PENTAX OF AMERICA 401(K) PLAN 2010 401k membership | ||
Total participants, beginning-of-year | 2010-01-01 | 427 |
Total number of active participants reported on line 7a of the Form 5500 | 2010-01-01 | 326 |
Number of retired or separated participants receiving benefits | 2010-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2010-01-01 | 91 |
Total of all active and inactive participants | 2010-01-01 | 417 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2010-01-01 | 0 |
Total participants | 2010-01-01 | 417 |
Number of participants with account balances | 2010-01-01 | 0 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2010-01-01 | 29 |
2009: PENTAX OF AMERICA 401(K) PLAN 2009 401k membership | ||
Total participants, beginning-of-year | 2009-01-01 | 497 |
Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 337 |
Number of retired or separated participants receiving benefits | 2009-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 191 |
Total of all active and inactive participants | 2009-01-01 | 528 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 1 |
Total participants | 2009-01-01 | 529 |
Number of participants with account balances | 2009-01-01 | 452 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 40 |
Measure | Date | Value |
---|---|---|
2011 : PENTAX OF AMERICA 401(K) PLAN 2011 401k financial data | ||
Unrealized appreciation/depreciation of real estate assets | 2011-01-03 | $0 |
Unrealized appreciation/depreciation of other (non real estate) assets | 2011-01-03 | $0 |
Total unrealized appreciation/depreciation of assets | 2011-01-03 | $0 |
Total transfer of assets to this plan | 2011-01-03 | $0 |
Total transfer of assets from this plan | 2011-01-03 | $23,965,776 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-01-03 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-01-03 | $0 |
Expenses. Interest paid | 2011-01-03 | $0 |
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2011-01-03 | $0 |
Total income from all sources (including contributions) | 2011-01-03 | $0 |
Total loss/gain on sale of assets | 2011-01-03 | $0 |
Total of all expenses incurred | 2011-01-03 | $0 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-01-03 | $0 |
Expenses. Certain deemed distributions of participant loans | 2011-01-03 | $0 |
Value of total corrective distributions | 2011-01-03 | $0 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-01-03 | $0 |
Value of total assets at end of year | 2011-01-03 | $0 |
Value of total assets at beginning of year | 2011-01-03 | $23,965,776 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-01-03 | $0 |
Total income from rents | 2011-01-03 | $0 |
Total interest from all sources | 2011-01-03 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-01-03 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-01-03 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-01-03 | $0 |
Administrative expenses professional fees incurred | 2011-01-03 | $0 |
Was this plan covered by a fidelity bond | 2011-01-03 | Yes |
Value of fidelity bond cover | 2011-01-03 | $3,000,000 |
If this is an individual account plan, was there a blackout period | 2011-01-03 | Yes |
Were there any nonexempt tranactions with any party-in-interest | 2011-01-03 | No |
Amount of non-exempt transactions with any party-in-interest | 2011-01-03 | $0 |
Contributions received from participants | 2011-01-03 | $0 |
Participant contributions at end of year | 2011-01-03 | $0 |
Participant contributions at beginning of year | 2011-01-03 | $808,677 |
Participant contributions at end of year | 2011-01-03 | $0 |
Participant contributions at beginning of year | 2011-01-03 | $46,834 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-01-03 | $0 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2011-01-03 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-01-03 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-01-03 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-01-03 | $0 |
Other income not declared elsewhere | 2011-01-03 | $0 |
Administrative expenses (other) incurred | 2011-01-03 | $0 |
Liabilities. Value of operating payables at beginning of year | 2011-01-03 | $0 |
Total non interest bearing cash at beginning of year | 2011-01-03 | $23,084,376 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-01-03 | No |
Income. Non cash contributions | 2011-01-03 | $0 |
Value of net income/loss | 2011-01-03 | $0 |
Value of net assets at end of year (total assets less liabilities) | 2011-01-03 | $0 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-01-03 | $23,965,776 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-01-03 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-01-03 | No |
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year | 2011-01-03 | $0 |
Were any leases to which the plan was party in default or uncollectible | 2011-01-03 | No |
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year | 2011-01-03 | $0 |
Investment advisory and management fees | 2011-01-03 | $0 |
Interest on participant loans | 2011-01-03 | $0 |
Income. Interest from loans (other than to participants) | 2011-01-03 | $0 |
Interest earned on other investments | 2011-01-03 | $0 |
Income. Interest from US Government securities | 2011-01-03 | $0 |
Income. Interest from corporate debt instruments | 2011-01-03 | $0 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-01-03 | $0 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2011-01-03 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-01-03 | $0 |
Net investment gain/loss from pooled separate accounts | 2011-01-03 | $0 |
Net investment gain or loss from common/collective trusts | 2011-01-03 | $0 |
Net gain/loss from 103.12 investment entities | 2011-01-03 | $0 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-01-03 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-01-03 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-01-03 | No |
Contributions received in cash from employer | 2011-01-03 | $0 |
Employer contributions (assets) at end of year | 2011-01-03 | $0 |
Employer contributions (assets) at beginning of year | 2011-01-03 | $25,889 |
Income. Dividends from preferred stock | 2011-01-03 | $0 |
Income. Dividends from common stock | 2011-01-03 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-01-03 | $0 |
Contract administrator fees | 2011-01-03 | $0 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-01-03 | Yes |
Liabilities. Value of benefit claims payable at beginning of year | 2011-01-03 | $0 |
Did the plan have assets held for investment | 2011-01-03 | No |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-01-03 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-01-03 | Yes |
Aggregate proceeds on sale of assets | 2011-01-03 | $0 |
Aggregate carrying amount (costs) on sale of assets | 2011-01-03 | $0 |
Liabilities. Value of acquisition indebtedness at beginning of year | 2011-01-03 | $0 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-01-03 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-01-03 | Disclaimer |
Accountancy firm name | 2011-01-03 | CAUSEY DEMGEN & MOORE INC. |
Accountancy firm EIN | 2011-01-03 | 841158905 |
2010 : PENTAX OF AMERICA 401(K) PLAN 2010 401k financial data | ||
Unrealized appreciation/depreciation of real estate assets | 2010-12-31 | $0 |
Unrealized appreciation/depreciation of other (non real estate) assets | 2010-12-31 | $0 |
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total transfer of assets to this plan | 2010-12-31 | $0 |
Total transfer of assets from this plan | 2010-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Expenses. Interest paid | 2010-12-31 | $0 |
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2010-12-31 | $0 |
Total income from all sources (including contributions) | 2010-12-31 | $5,477,237 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $5,530,359 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $5,522,685 |
Expenses. Certain deemed distributions of participant loans | 2010-12-31 | $0 |
Value of total corrective distributions | 2010-12-31 | $0 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $2,862,129 |
Value of total assets at end of year | 2010-12-31 | $23,965,776 |
Value of total assets at beginning of year | 2010-12-31 | $24,018,898 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $7,674 |
Total income from rents | 2010-12-31 | $0 |
Total interest from all sources | 2010-12-31 | $42,189 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $13,718 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $13,718 |
Administrative expenses professional fees incurred | 2010-12-31 | $0 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $3,000,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Amount of non-exempt transactions with any party-in-interest | 2010-12-31 | $0 |
Contributions received from participants | 2010-12-31 | $1,751,145 |
Participant contributions at end of year | 2010-12-31 | $808,677 |
Participant contributions at beginning of year | 2010-12-31 | $797,396 |
Participant contributions at end of year | 2010-12-31 | $46,834 |
Participant contributions at beginning of year | 2010-12-31 | $48,479 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $147,068 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2010-12-31 | $2,118 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2010-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2010-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2010-12-31 | $0 |
Other income not declared elsewhere | 2010-12-31 | $17 |
Administrative expenses (other) incurred | 2010-12-31 | $0 |
Liabilities. Value of operating payables at beginning of year | 2010-12-31 | $0 |
Total non interest bearing cash at end of year | 2010-12-31 | $23,084,376 |
Total non interest bearing cash at beginning of year | 2010-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Income. Non cash contributions | 2010-12-31 | $0 |
Value of net income/loss | 2010-12-31 | $-53,122 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $23,965,776 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $24,018,898 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year | 2010-12-31 | $0 |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year | 2010-12-31 | $0 |
Investment advisory and management fees | 2010-12-31 | $0 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $0 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $3,230,014 |
Value of interest in pooled separate accounts at end of year | 2010-12-31 | $0 |
Value of interest in pooled separate accounts at beginning of year | 2010-12-31 | $12,214,920 |
Interest on participant loans | 2010-12-31 | $42,189 |
Income. Interest from loans (other than to participants) | 2010-12-31 | $0 |
Interest earned on other investments | 2010-12-31 | $0 |
Income. Interest from US Government securities | 2010-12-31 | $0 |
Income. Interest from corporate debt instruments | 2010-12-31 | $0 |
Value of interest in common/collective trusts at end of year | 2010-12-31 | $0 |
Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $7,612,362 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2010-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2010-12-31 | $87,071 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2010-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $328,906 |
Net investment gain/loss from pooled separate accounts | 2010-12-31 | $2,125,246 |
Net investment gain or loss from common/collective trusts | 2010-12-31 | $105,032 |
Net gain/loss from 103.12 investment entities | 2010-12-31 | $0 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $963,916 |
Employer contributions (assets) at end of year | 2010-12-31 | $25,889 |
Employer contributions (assets) at beginning of year | 2010-12-31 | $28,656 |
Income. Dividends from preferred stock | 2010-12-31 | $0 |
Income. Dividends from common stock | 2010-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $5,520,567 |
Contract administrator fees | 2010-12-31 | $7,674 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | Yes |
Liabilities. Value of benefit claims payable at beginning of year | 2010-12-31 | $0 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Aggregate proceeds on sale of assets | 2010-12-31 | $0 |
Aggregate carrying amount (costs) on sale of assets | 2010-12-31 | $0 |
Liabilities. Value of acquisition indebtedness at beginning of year | 2010-12-31 | $0 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | CAUSEY DEMGEN & MOORE INC. |
Accountancy firm EIN | 2010-12-31 | 841158905 |
2010: PENTAX OF AMERICA 401(K) PLAN 2010 form 5500 responses | ||
---|---|---|
2010-01-01 | Type of plan entity | Single employer plan |
2010-01-01 | This submission is the final filing | No |
2010-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2010-01-01 | Plan is a collectively bargained plan | No |
2010-01-01 | Plan funding arrangement – Insurance | Yes |
2010-01-01 | Plan funding arrangement – Trust | Yes |
2010-01-01 | Plan benefit arrangement – Insurance | Yes |
2010-01-01 | Plan benefit arrangement - Trust | Yes |
2009: PENTAX OF AMERICA 401(K) PLAN 2009 form 5500 responses | ||
2009-01-01 | Type of plan entity | Single employer plan |
2009-01-01 | Submission has been amended | No |
2009-01-01 | This submission is the final filing | No |
2009-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2009-01-01 | Plan is a collectively bargained plan | No |
2009-01-01 | Plan funding arrangement – Insurance | Yes |
2009-01-01 | Plan funding arrangement – Trust | Yes |
2009-01-01 | Plan benefit arrangement – Insurance | Yes |
2009-01-01 | Plan benefit arrangement - Trust | Yes |