401k Plan data: BAUERLE AND COMPANY, P.C. 401K PLAN plan

BAUERLE AND COMPANY, P.C. 401K PLAN 401k Plan overview

Plan Name	BAUERLE AND COMPANY, P.C. 401K PLAN
Plan identification number	001

BAUERLE AND COMPANY, P.C. 401K PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

BAUERLE AND COMPANY, P.C. has sponsored the creation of one or more 401k plans.

Company Name: BAUERLE AND COMPANY, P.C.

Employer identification number (EIN): 840817888

NAIC Classification: 541211
NAIC Description: Offices of Certified Public Accountants

Additional information about BAUERLE AND COMPANY, P.C.

Jurisdiction of Incorporation: Colorado Department of State

Incorporation Date: 1980-05-01

Company Identification Number: 19871400368

Legal Registered Office Address: 7887 E. Belleview Ave.
Suite 700
Denver
United States of America (USA)
80111

More information about BAUERLE AND COMPANY, P.C.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan BAUERLE AND COMPANY, P.C. 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2018-01-01
001 2017-01-01
001 2016-01-01
001 2015-01-01 RALPH HOOD
001 2014-01-01 RALPH HOOD
001 2013-01-01 RALPH HOOD
001 2012-01-01 RALPH HOOD
001 2011-01-01 RALPH HOOD
001 2009-01-01 RALPH HOOD

Plan Statistics for BAUERLE AND COMPANY, P.C. 401K PLAN

401k plan membership statisitcs for BAUERLE AND COMPANY, P.C. 401K PLAN

Measure Date Value
2017: BAUERLE AND COMPANY, P.C. 401K PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 93
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 84
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 16
Total of all active and inactive participants 2017-01-01 100
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 100
Number of participants with account balances 2017-01-01 100
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 11
2016: BAUERLE AND COMPANY, P.C. 401K PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 81
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 83
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 10
Total of all active and inactive participants 2016-01-01 93
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 93
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 6
2015: BAUERLE AND COMPANY, P.C. 401K PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 77
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 75
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 8
Total of all active and inactive participants 2015-01-01 83
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 83
Number of participants with account balances 2015-01-01 83
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 4
2014: BAUERLE AND COMPANY, P.C. 401K PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 71
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 62
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 11
Total of all active and inactive participants 2014-01-01 73
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 73
Number of participants with account balances 2014-01-01 72
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 6
2013: BAUERLE AND COMPANY, P.C. 401K PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 63
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 55
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 16
Total of all active and inactive participants 2013-01-01 71
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 71
Number of participants with account balances 2013-01-01 71
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 13
2012: BAUERLE AND COMPANY, P.C. 401K PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 60
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 53
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 10
Total of all active and inactive participants 2012-01-01 63
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 63
Number of participants with account balances 2012-01-01 63
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 1
2011: BAUERLE AND COMPANY, P.C. 401K PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 47
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 29
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 12
Total of all active and inactive participants 2011-01-01 41
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 41
Number of participants with account balances 2011-01-01 41
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 5
2009: BAUERLE AND COMPANY, P.C. 401K PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 43
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 37
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 6
Total of all active and inactive participants 2009-01-01 43
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 43
Number of participants with account balances 2009-01-01 43
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 2

Measure	Date	Value
2017: BAUERLE AND COMPANY, P.C. 401K PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	93
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	84
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	16
Total of all active and inactive participants	2017-01-01	100
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	100
Number of participants with account balances	2017-01-01	100
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	11
2016: BAUERLE AND COMPANY, P.C. 401K PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	81
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	83
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	10
Total of all active and inactive participants	2016-01-01	93
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	93
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	6
2015: BAUERLE AND COMPANY, P.C. 401K PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	77
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	75
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	8
Total of all active and inactive participants	2015-01-01	83
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	83
Number of participants with account balances	2015-01-01	83
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	4
2014: BAUERLE AND COMPANY, P.C. 401K PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	71
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	62
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	11
Total of all active and inactive participants	2014-01-01	73
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	73
Number of participants with account balances	2014-01-01	72
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	6
2013: BAUERLE AND COMPANY, P.C. 401K PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	63
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	55
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	16
Total of all active and inactive participants	2013-01-01	71
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	71
Number of participants with account balances	2013-01-01	71
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	13
2012: BAUERLE AND COMPANY, P.C. 401K PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	60
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	53
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	10
Total of all active and inactive participants	2012-01-01	63
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	63
Number of participants with account balances	2012-01-01	63
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	1
2011: BAUERLE AND COMPANY, P.C. 401K PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	47
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	29
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	12
Total of all active and inactive participants	2011-01-01	41
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	41
Number of participants with account balances	2011-01-01	41
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	5
2009: BAUERLE AND COMPANY, P.C. 401K PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	43
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	37
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	6
Total of all active and inactive participants	2009-01-01	43
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	43
Number of participants with account balances	2009-01-01	43
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	2

Financial Data on BAUERLE AND COMPANY, P.C. 401K PLAN

Measure	Date	Value
2017 : BAUERLE AND COMPANY, P.C. 401K PLAN 2017 401k financial data
Total income from all sources	2017-12-31	$3,061,440
Expenses. Total of all expenses incurred	2017-12-31	$209,015
Benefits paid (including direct rollovers)	2017-12-31	$163,662
Total plan assets at end of year	2017-12-31	$12,920,326
Total plan assets at beginning of year	2017-12-31	$10,067,901
Value of fidelity bond covering the plan	2017-12-31	$500,000
Total contributions received or receivable from participants	2017-12-31	$577,613
Contributions received from other sources (not participants or employers)	2017-12-31	$292,334
Other income received	2017-12-31	$1,836,571
Net income (gross income less expenses)	2017-12-31	$2,852,425
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$12,920,326
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$10,067,901
Assets. Value of participant loans	2017-12-31	$111,964
Assets. Value of assets in partnership/joint-venture interests	2017-12-31	$115,425
Total contributions received or receivable from employer(s)	2017-12-31	$354,922
Expenses. Administrative service providers (salaries,fees and commissions)	2017-12-31	$45,353
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
2016 : BAUERLE AND COMPANY, P.C. 401K PLAN 2016 401k financial data
Total income from all sources	2016-12-31	$1,447,664
Expenses. Total of all expenses incurred	2016-12-31	$71,944
Benefits paid (including direct rollovers)	2016-12-31	$43,307
Total plan assets at end of year	2016-12-31	$10,067,901
Total plan assets at beginning of year	2016-12-31	$8,692,181
Value of fidelity bond covering the plan	2016-12-31	$500,000
Total contributions received or receivable from participants	2016-12-31	$504,712
Contributions received from other sources (not participants or employers)	2016-12-31	$39,199
Other income received	2016-12-31	$578,392
Net income (gross income less expenses)	2016-12-31	$1,375,720
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$10,067,901
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$8,692,181
Assets. Value of participant loans	2016-12-31	$104,426
Assets. Value of assets in partnership/joint-venture interests	2016-12-31	$115,425
Total contributions received or receivable from employer(s)	2016-12-31	$325,361
Expenses. Administrative service providers (salaries,fees and commissions)	2016-12-31	$28,637
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
2015 : BAUERLE AND COMPANY, P.C. 401K PLAN 2015 401k financial data
Total income from all sources	2015-12-31	$631,264
Expenses. Total of all expenses incurred	2015-12-31	$255,649
Benefits paid (including direct rollovers)	2015-12-31	$252,746
Total plan assets at end of year	2015-12-31	$8,692,181
Total plan assets at beginning of year	2015-12-31	$8,316,566
Value of fidelity bond covering the plan	2015-12-31	$500,000
Total contributions received or receivable from participants	2015-12-31	$453,884
Contributions received from other sources (not participants or employers)	2015-12-31	$49,873
Other income received	2015-12-31	$-174,381
Net income (gross income less expenses)	2015-12-31	$375,615
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$8,692,181
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$8,316,566
Assets. Value of participant loans	2015-12-31	$59,534
Assets. Value of assets in partnership/joint-venture interests	2015-12-31	$115,425
Total contributions received or receivable from employer(s)	2015-12-31	$301,888
Expenses. Administrative service providers (salaries,fees and commissions)	2015-12-31	$2,903
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
2014 : BAUERLE AND COMPANY, P.C. 401K PLAN 2014 401k financial data
Total income from all sources	2014-12-31	$1,115,548
Expenses. Total of all expenses incurred	2014-12-31	$333,743
Benefits paid (including direct rollovers)	2014-12-31	$331,000
Total plan assets at end of year	2014-12-31	$8,316,566
Total plan assets at beginning of year	2014-12-31	$7,534,761
Value of fidelity bond covering the plan	2014-12-31	$500,000
Total contributions received or receivable from participants	2014-12-31	$385,496
Contributions received from other sources (not participants or employers)	2014-12-31	$17,590
Other income received	2014-12-31	$439,869
Net income (gross income less expenses)	2014-12-31	$781,805
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$8,316,566
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$7,534,761
Assets. Value of participant loans	2014-12-31	$116,023
Assets. Value of assets in partnership/joint-venture interests	2014-12-31	$115,425
Total contributions received or receivable from employer(s)	2014-12-31	$272,593
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$2,743
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
2013 : BAUERLE AND COMPANY, P.C. 401K PLAN 2013 401k financial data
Total income from all sources	2013-12-31	$1,551,880
Expenses. Total of all expenses incurred	2013-12-31	$116,286
Benefits paid (including direct rollovers)	2013-12-31	$113,816
Total plan assets at end of year	2013-12-31	$7,534,761
Total plan assets at beginning of year	2013-12-31	$6,099,167
Value of fidelity bond covering the plan	2013-12-31	$350,000
Total contributions received or receivable from participants	2013-12-31	$302,955
Contributions received from other sources (not participants or employers)	2013-12-31	$6,007
Other income received	2013-12-31	$1,015,198
Net income (gross income less expenses)	2013-12-31	$1,435,594
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$7,534,761
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$6,099,167
Assets. Value of participant loans	2013-12-31	$92,928
Assets. Value of assets in partnership/joint-venture interests	2013-12-31	$96,896
Total contributions received or receivable from employer(s)	2013-12-31	$227,720
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$2,470
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
2012 : BAUERLE AND COMPANY, P.C. 401K PLAN 2012 401k financial data
Total plan liabilities at beginning of year	2012-12-31	$0
Total income from all sources	2012-12-31	$1,127,735
Expenses. Total of all expenses incurred	2012-12-31	$570,382
Benefits paid (including direct rollovers)	2012-12-31	$566,159
Total plan assets at end of year	2012-12-31	$6,099,167
Total plan assets at beginning of year	2012-12-31	$5,541,814
Value of fidelity bond covering the plan	2012-12-31	$350,000
Total contributions received or receivable from participants	2012-12-31	$278,399
Expenses. Other expenses not covered elsewhere	2012-12-31	$261
Contributions received from other sources (not participants or employers)	2012-12-31	$44,975
Other income received	2012-12-31	$603,239
Net income (gross income less expenses)	2012-12-31	$557,353
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$6,099,167
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$5,541,814
Assets. Value of participant loans	2012-12-31	$115,584
Assets. Value of assets in partnership/joint-venture interests	2012-12-31	$96,896
Total contributions received or receivable from employer(s)	2012-12-31	$201,122
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$3,962
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
2011 : BAUERLE AND COMPANY, P.C. 401K PLAN 2011 401k financial data
Total plan liabilities at end of year	2011-12-31	$0
Total plan liabilities at beginning of year	2011-12-31	$0
Total income from all sources	2011-12-31	$369,098
Expenses. Total of all expenses incurred	2011-12-31	$100,129
Benefits paid (including direct rollovers)	2011-12-31	$88,766
Total plan assets at end of year	2011-12-31	$5,541,814
Total plan assets at beginning of year	2011-12-31	$5,272,845
Value of fidelity bond covering the plan	2011-12-31	$350,000
Total contributions received or receivable from participants	2011-12-31	$264,748
Expenses. Other expenses not covered elsewhere	2011-12-31	$323
Contributions received from other sources (not participants or employers)	2011-12-31	$19,884
Other income received	2011-12-31	$-99,496
Net income (gross income less expenses)	2011-12-31	$268,969
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$5,541,814
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$5,272,845
Assets. Value of participant loans	2011-12-31	$19,155
Assets. Value of assets in partnership/joint-venture interests	2011-12-31	$96,896
Total contributions received or receivable from employer(s)	2011-12-31	$183,962
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$11,040
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
2010 : BAUERLE AND COMPANY, P.C. 401K PLAN 2010 401k financial data
Total plan liabilities at end of year	2010-12-31	$0
Total income from all sources	2010-12-31	$1,065,115
Expenses. Total of all expenses incurred	2010-12-31	$67,618
Benefits paid (including direct rollovers)	2010-12-31	$57,915
Total plan assets at end of year	2010-12-31	$5,272,845
Total plan assets at beginning of year	2010-12-31	$4,275,348
Value of fidelity bond covering the plan	2010-12-31	$350,000
Total contributions received or receivable from participants	2010-12-31	$279,892
Contributions received from other sources (not participants or employers)	2010-12-31	$10,143
Other income received	2010-12-31	$583,667
Net income (gross income less expenses)	2010-12-31	$997,497
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$5,272,845
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$4,275,348
Assets. Value of participant loans	2010-12-31	$29,724
Assets. Value of assets in partnership/joint-venture interests	2010-12-31	$112,528
Total contributions received or receivable from employer(s)	2010-12-31	$191,413
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$9,703
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
2009 : BAUERLE AND COMPANY, P.C. 401K PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for BAUERLE AND COMPANY, P.C. 401K PLAN

2017: BAUERLE AND COMPANY, P.C. 401K PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: BAUERLE AND COMPANY, P.C. 401K PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: BAUERLE AND COMPANY, P.C. 401K PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: BAUERLE AND COMPANY, P.C. 401K PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: BAUERLE AND COMPANY, P.C. 401K PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: BAUERLE AND COMPANY, P.C. 401K PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: BAUERLE AND COMPANY, P.C. 401K PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: BAUERLE AND COMPANY, P.C. 401K PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

62679

Policy instance

Insurance contract or identification number	62679
Number of Individuals Covered	0
Insurance policy start date	2013-01-01
Insurance policy end date	2013-11-18
Total amount of commissions paid to insurance broker	USD $11,624
Total amount of fees paid to insurance company	USD $3,461
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $11,624
Insurance broker organization code?	3
Amount paid for insurance broker fees	3461
Additional information about fees paid to insurance broker	ADMINISTRATIVE FEES
Insurance broker name	UNITED RETIREMENT PLAN CONSULTANTS

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

62679

Policy instance

Insurance contract or identification number	62679
Number of Individuals Covered	63
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $10,801
Total amount of fees paid to insurance company	USD $4,067
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $10,801
Insurance broker organization code?	3
Amount paid for insurance broker fees	4067
Additional information about fees paid to insurance broker	ADMINISTRATIVE FEES
Insurance broker name	UNITED RETIREMENT PLAN CONSULTANTS

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

62679

Policy instance

Insurance contract or identification number	62679
Number of Individuals Covered	41
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $9,864
Total amount of fees paid to insurance company	USD $2,734
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

62679

Policy instance

Insurance contract or identification number	62679
Number of Individuals Covered	46
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $7,696
Total amount of fees paid to insurance company	USD $2,315
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $7,696
Insurance broker organization code?	3
Amount paid for insurance broker fees	2315
Additional information about fees paid to insurance broker	ADMINISTRATIVE FEES
Insurance broker name	REPTECH CORP.

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The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
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Company Name:	BAUERLE AND COMPANY, P.C.
Employer identification number (EIN):	840817888
NAIC Classification:	541211
NAIC Description:	Offices of Certified Public Accountants

Jurisdiction of Incorporation:	Colorado Department of State
Incorporation Date:	1980-05-01
Company Identification Number:	19871400368
Legal Registered Office Address:	7887 E. Belleview Ave. Suite 700 Denver United States of America (USA) 80111

Plan id#	Filing Submission Date	Name of Administrator
001	2018-01-01
001	2017-01-01
001	2016-01-01
001	2015-01-01	RALPH HOOD
001	2014-01-01	RALPH HOOD
001	2013-01-01	RALPH HOOD
001	2012-01-01	RALPH HOOD
001	2011-01-01	RALPH HOOD
001	2009-01-01	RALPH HOOD