401k Plan data: NICHOLS-GIVEN, INC. PROFIT SHARING PLAN plan

NICHOLS-GIVEN, INC. PROFIT SHARING PLAN 401k Plan overview

Plan Name	NICHOLS-GIVEN, INC. PROFIT SHARING PLAN
Plan identification number	001

NICHOLS-GIVEN, INC. PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

NICHOLS-GIVEN ASSOCIATES, INC. has sponsored the creation of one or more 401k plans.

Company Name: NICHOLS-GIVEN ASSOCIATES, INC.

Employer identification number (EIN): 840838438

NAIC Classification: 423800

Additional information about NICHOLS-GIVEN ASSOCIATES, INC.

Jurisdiction of Incorporation: Colorado Department of State

Incorporation Date: 1981-02-17

Company Identification Number: 19871425505

Legal Registered Office Address: 7108 S ALTON WAY BLDG K

Englewood
United States of America (USA)
80112

More information about NICHOLS-GIVEN ASSOCIATES, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NICHOLS-GIVEN, INC. PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2013-10-01 ROBERT GIVEN ROBERT GIVEN 2015-01-23
001 2012-10-01 ROBERT GIVEN ROBERT GIVEN 2014-04-29
001 2011-10-01 ROBERT GIVEN
001 2010-10-01 ROBERT GIVEN ROBERT GIVEN 2012-01-04
001 2009-10-01 ROBERT GIVEN ROBERT GIVEN 2010-11-22

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2013-10-01	ROBERT GIVEN	ROBERT GIVEN	2015-01-23
001	2012-10-01	ROBERT GIVEN	ROBERT GIVEN	2014-04-29
001	2011-10-01	ROBERT GIVEN
001	2010-10-01	ROBERT GIVEN	ROBERT GIVEN	2012-01-04
001	2009-10-01	ROBERT GIVEN	ROBERT GIVEN	2010-11-22

Plan Statistics for NICHOLS-GIVEN, INC. PROFIT SHARING PLAN

401k plan membership statisitcs for NICHOLS-GIVEN, INC. PROFIT SHARING PLAN

Measure Date Value
2013: NICHOLS-GIVEN, INC. PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-10-01 8
Total number of active participants reported on line 7a of the Form 5500 2013-10-01 0
Number of retired or separated participants receiving benefits 2013-10-01 0
Number of other retired or separated participants entitled to future benefits 2013-10-01 0
Total of all active and inactive participants 2013-10-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-10-01 0
Total participants 2013-10-01 0
Number of participants with account balances 2013-10-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-10-01 0
2012: NICHOLS-GIVEN, INC. PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-10-01 8
Total number of active participants reported on line 7a of the Form 5500 2012-10-01 7
Number of retired or separated participants receiving benefits 2012-10-01 1
Number of other retired or separated participants entitled to future benefits 2012-10-01 0
Total of all active and inactive participants 2012-10-01 8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-10-01 0
Total participants 2012-10-01 8
Number of participants with account balances 2012-10-01 8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-10-01 0
2011: NICHOLS-GIVEN, INC. PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-10-01 8
Total number of active participants reported on line 7a of the Form 5500 2011-10-01 8
Number of retired or separated participants receiving benefits 2011-10-01 0
Number of other retired or separated participants entitled to future benefits 2011-10-01 0
Total of all active and inactive participants 2011-10-01 8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-10-01 0
Total participants 2011-10-01 8
Number of participants with account balances 2011-10-01 8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-10-01 0
2010: NICHOLS-GIVEN, INC. PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year 2010-10-01 8
Total number of active participants reported on line 7a of the Form 5500 2010-10-01 8
Number of retired or separated participants receiving benefits 2010-10-01 0
Number of other retired or separated participants entitled to future benefits 2010-10-01 0
Total of all active and inactive participants 2010-10-01 8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-10-01 0
Total participants 2010-10-01 8
Number of participants with account balances 2010-10-01 8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-10-01 0
2009: NICHOLS-GIVEN, INC. PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-10-01 7
Total number of active participants reported on line 7a of the Form 5500 2009-10-01 8
Number of retired or separated participants receiving benefits 2009-10-01 0
Number of other retired or separated participants entitled to future benefits 2009-10-01 0
Total of all active and inactive participants 2009-10-01 8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-10-01 0
Total participants 2009-10-01 8
Number of participants with account balances 2009-10-01 8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-10-01 0

Measure	Date	Value
2013: NICHOLS-GIVEN, INC. PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-10-01	8
Total number of active participants reported on line 7a of the Form 5500	2013-10-01	0
Number of retired or separated participants receiving benefits	2013-10-01	0
Number of other retired or separated participants entitled to future benefits	2013-10-01	0
Total of all active and inactive participants	2013-10-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-10-01	0
Total participants	2013-10-01	0
Number of participants with account balances	2013-10-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-10-01	0
2012: NICHOLS-GIVEN, INC. PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-10-01	8
Total number of active participants reported on line 7a of the Form 5500	2012-10-01	7
Number of retired or separated participants receiving benefits	2012-10-01	1
Number of other retired or separated participants entitled to future benefits	2012-10-01	0
Total of all active and inactive participants	2012-10-01	8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-10-01	0
Total participants	2012-10-01	8
Number of participants with account balances	2012-10-01	8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-10-01	0
2011: NICHOLS-GIVEN, INC. PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-10-01	8
Total number of active participants reported on line 7a of the Form 5500	2011-10-01	8
Number of retired or separated participants receiving benefits	2011-10-01	0
Number of other retired or separated participants entitled to future benefits	2011-10-01	0
Total of all active and inactive participants	2011-10-01	8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-10-01	0
Total participants	2011-10-01	8
Number of participants with account balances	2011-10-01	8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-10-01	0
2010: NICHOLS-GIVEN, INC. PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year	2010-10-01	8
Total number of active participants reported on line 7a of the Form 5500	2010-10-01	8
Number of retired or separated participants receiving benefits	2010-10-01	0
Number of other retired or separated participants entitled to future benefits	2010-10-01	0
Total of all active and inactive participants	2010-10-01	8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-10-01	0
Total participants	2010-10-01	8
Number of participants with account balances	2010-10-01	8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-10-01	0
2009: NICHOLS-GIVEN, INC. PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-10-01	7
Total number of active participants reported on line 7a of the Form 5500	2009-10-01	8
Number of retired or separated participants receiving benefits	2009-10-01	0
Number of other retired or separated participants entitled to future benefits	2009-10-01	0
Total of all active and inactive participants	2009-10-01	8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-10-01	0
Total participants	2009-10-01	8
Number of participants with account balances	2009-10-01	8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-10-01	0

Financial Data on NICHOLS-GIVEN, INC. PROFIT SHARING PLAN

Measure	Date	Value
2014 : NICHOLS-GIVEN, INC. PROFIT SHARING PLAN 2014 401k financial data
Total plan liabilities at end of year	2014-09-30	$0
Total plan liabilities at beginning of year	2014-09-30	$0
Total income from all sources	2014-09-30	$287,838
Expenses. Total of all expenses incurred	2014-09-30	$3,626,369
Benefits paid (including direct rollovers)	2014-09-30	$3,619,047
Total plan assets at end of year	2014-09-30	$0
Total plan assets at beginning of year	2014-09-30	$3,338,531
Value of fidelity bond covering the plan	2014-09-30	$334,000
Assets. Value of tangible personal property	2014-09-30	$0
Total contributions received or receivable from participants	2014-09-30	$13,168
Expenses. Other expenses not covered elsewhere	2014-09-30	$56
Contributions received from other sources (not participants or employers)	2014-09-30	$0
Other income received	2014-09-30	$250,128
Noncash contributions received	2014-09-30	$0
Net income (gross income less expenses)	2014-09-30	$-3,338,531
Net plan assets at end of year (total assets less liabilities)	2014-09-30	$0
Net plan assets at beginning of year (total assets less liabilities)	2014-09-30	$3,338,531
Assets. Value of participant loans	2014-09-30	$0
Total contributions received or receivable from employer(s)	2014-09-30	$24,542
Value of certain deemed distributions of participant loans	2014-09-30	$0
Value of corrective distributions	2014-09-30	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2014-09-30	$7,266
2013 : NICHOLS-GIVEN, INC. PROFIT SHARING PLAN 2013 401k financial data
Total plan liabilities at end of year	2013-09-30	$0
Total plan liabilities at beginning of year	2013-09-30	$1,801
Total income from all sources	2013-09-30	$202,773
Expenses. Total of all expenses incurred	2013-09-30	$42,248
Benefits paid (including direct rollovers)	2013-09-30	$37,079
Total plan assets at end of year	2013-09-30	$3,338,531
Total plan assets at beginning of year	2013-09-30	$3,179,807
Value of fidelity bond covering the plan	2013-09-30	$334,000
Assets. Value of tangible personal property	2013-09-30	$123,829
Total contributions received or receivable from participants	2013-09-30	$59,130
Expenses. Other expenses not covered elsewhere	2013-09-30	$44
Contributions received from other sources (not participants or employers)	2013-09-30	$0
Other income received	2013-09-30	$44,560
Noncash contributions received	2013-09-30	$0
Net income (gross income less expenses)	2013-09-30	$160,525
Net plan assets at end of year (total assets less liabilities)	2013-09-30	$3,338,531
Net plan assets at beginning of year (total assets less liabilities)	2013-09-30	$3,178,006
Assets. Value of participant loans	2013-09-30	$3,079
Total contributions received or receivable from employer(s)	2013-09-30	$99,083
Value of certain deemed distributions of participant loans	2013-09-30	$0
Value of corrective distributions	2013-09-30	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2013-09-30	$5,125
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-09-30	$0
2012 : NICHOLS-GIVEN, INC. PROFIT SHARING PLAN 2012 401k financial data
Total plan liabilities at end of year	2012-09-30	$1,801
Total plan liabilities at beginning of year	2012-09-30	$0
Total income from all sources	2012-09-30	$464,381
Expenses. Total of all expenses incurred	2012-09-30	$5,022
Benefits paid (including direct rollovers)	2012-09-30	$0
Total plan assets at end of year	2012-09-30	$3,179,807
Total plan assets at beginning of year	2012-09-30	$2,718,647
Value of fidelity bond covering the plan	2012-09-30	$318,000
Assets. Value of tangible personal property	2012-09-30	$165,790
Total contributions received or receivable from participants	2012-09-30	$58,595
Expenses. Other expenses not covered elsewhere	2012-09-30	$26
Contributions received from other sources (not participants or employers)	2012-09-30	$0
Other income received	2012-09-30	$307,224
Noncash contributions received	2012-09-30	$0
Net income (gross income less expenses)	2012-09-30	$459,359
Net plan assets at end of year (total assets less liabilities)	2012-09-30	$3,178,006
Net plan assets at beginning of year (total assets less liabilities)	2012-09-30	$2,718,647
Assets. Value of participant loans	2012-09-30	$4,997
Total contributions received or receivable from employer(s)	2012-09-30	$98,562
Value of certain deemed distributions of participant loans	2012-09-30	$0
Value of corrective distributions	2012-09-30	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2012-09-30	$4,996
2011 : NICHOLS-GIVEN, INC. PROFIT SHARING PLAN 2011 401k financial data
Total plan liabilities at end of year	2011-09-30	$0
Total plan liabilities at beginning of year	2011-09-30	$0
Total income from all sources	2011-09-30	$124,902
Expenses. Total of all expenses incurred	2011-09-30	$12,314
Benefits paid (including direct rollovers)	2011-09-30	$0
Total plan assets at end of year	2011-09-30	$2,718,647
Total plan assets at beginning of year	2011-09-30	$2,606,059
Value of fidelity bond covering the plan	2011-09-30	$300,000
Assets. Value of tangible personal property	2011-09-30	$151,227
Total contributions received or receivable from participants	2011-09-30	$57,760
Expenses. Other expenses not covered elsewhere	2011-09-30	$0
Contributions received from other sources (not participants or employers)	2011-09-30	$0
Other income received	2011-09-30	$17,906
Noncash contributions received	2011-09-30	$0
Net income (gross income less expenses)	2011-09-30	$112,588
Net plan assets at end of year (total assets less liabilities)	2011-09-30	$2,718,647
Net plan assets at beginning of year (total assets less liabilities)	2011-09-30	$2,606,059
Assets. Value of participant loans	2011-09-30	$6,537
Total contributions received or receivable from employer(s)	2011-09-30	$49,236
Value of certain deemed distributions of participant loans	2011-09-30	$0
Value of corrective distributions	2011-09-30	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2011-09-30	$12,314
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-09-30	$0
2010 : NICHOLS-GIVEN, INC. PROFIT SHARING PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-09-30	$0

Form 5500 Responses for NICHOLS-GIVEN, INC. PROFIT SHARING PLAN

2013: NICHOLS-GIVEN, INC. PROFIT SHARING PLAN 2013 form 5500 responses
2013-10-01	Type of plan entity	Single employer plan
2013-10-01	Submission has been amended	Yes
2013-10-01	This submission is the final filing	Yes
2013-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-10-01	Plan is a collectively bargained plan	No
2013-10-01	Plan funding arrangement – Trust	Yes
2013-10-01	Plan benefit arrangement - Trust	Yes
2012: NICHOLS-GIVEN, INC. PROFIT SHARING PLAN 2012 form 5500 responses
2012-10-01	Type of plan entity	Single employer plan
2012-10-01	Submission has been amended	No
2012-10-01	This submission is the final filing	No
2012-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-10-01	Plan is a collectively bargained plan	No
2012-10-01	Plan funding arrangement – Trust	Yes
2012-10-01	Plan benefit arrangement - Trust	Yes
2011: NICHOLS-GIVEN, INC. PROFIT SHARING PLAN 2011 form 5500 responses
2011-10-01	Type of plan entity	Single employer plan
2011-10-01	Submission has been amended	No
2011-10-01	This submission is the final filing	No
2011-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-10-01	Plan is a collectively bargained plan	No
2011-10-01	Plan funding arrangement – Trust	Yes
2011-10-01	Plan benefit arrangement - Trust	Yes
2010: NICHOLS-GIVEN, INC. PROFIT SHARING PLAN 2010 form 5500 responses
2010-10-01	Type of plan entity	Single employer plan
2010-10-01	Submission has been amended	No
2010-10-01	This submission is the final filing	No
2010-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-10-01	Plan is a collectively bargained plan	No
2010-10-01	Plan funding arrangement – Trust	Yes
2010-10-01	Plan benefit arrangement - Trust	Yes
2009: NICHOLS-GIVEN, INC. PROFIT SHARING PLAN 2009 form 5500 responses
2009-10-01	Type of plan entity	Single employer plan
2009-10-01	Submission has been amended	No
2009-10-01	This submission is the final filing	No
2009-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-10-01	Plan is a collectively bargained plan	No
2009-10-01	Plan funding arrangement – Trust	Yes
2009-10-01	Plan benefit arrangement - Trust	Yes

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Company Name:	NICHOLS-GIVEN ASSOCIATES, INC.
Employer identification number (EIN):	840838438
NAIC Classification:	423800

Jurisdiction of Incorporation:	Colorado Department of State
Incorporation Date:	1981-02-17
Company Identification Number:	19871425505
Legal Registered Office Address:	7108 S ALTON WAY BLDG K Englewood United States of America (USA) 80112