| Plan Name | NICHOLS-GIVEN, INC. PROFIT SHARING PLAN |
| Plan identification number | 001 |
| 401k Plan Type | Defined Contribution Pension |
| Plan Features/Benefits |
|
| Company Name: | NICHOLS-GIVEN ASSOCIATES, INC. |
| Employer identification number (EIN): | 840838438 |
| NAIC Classification: | 423800 |
Additional information about NICHOLS-GIVEN ASSOCIATES, INC.
| Jurisdiction of Incorporation: | Colorado Department of State |
| Incorporation Date: | 1981-02-17 |
| Company Identification Number: | 19871425505 |
| Legal Registered Office Address: |
7108 S ALTON WAY BLDG K ENGLEWOOD United States of America (USA) 80112 |
More information about NICHOLS-GIVEN ASSOCIATES, INC.
| Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
|---|---|---|---|---|---|
| 001 | 2013-10-01 | ROBERT GIVEN | ROBERT GIVEN | 2015-01-23 | |
| 001 | 2012-10-01 | ROBERT GIVEN | ROBERT GIVEN | 2014-04-29 | |
| 001 | 2011-10-01 | ROBERT GIVEN | |||
| 001 | 2010-10-01 | ROBERT GIVEN | ROBERT GIVEN | 2012-01-04 | |
| 001 | 2009-10-01 | ROBERT GIVEN | ROBERT GIVEN | 2010-11-22 |
| Measure | Date | Value |
|---|---|---|
| 2014 : NICHOLS-GIVEN, INC. PROFIT SHARING PLAN 2014 401k financial data | ||
| Total plan liabilities at end of year | 2014-09-30 | $0 |
| Total plan liabilities at beginning of year | 2014-09-30 | $0 |
| Total income from all sources | 2014-09-30 | $287,838 |
| Expenses. Total of all expenses incurred | 2014-09-30 | $3,626,369 |
| Benefits paid (including direct rollovers) | 2014-09-30 | $3,619,047 |
| Total plan assets at end of year | 2014-09-30 | $0 |
| Total plan assets at beginning of year | 2014-09-30 | $3,338,531 |
| Value of fidelity bond covering the plan | 2014-09-30 | $334,000 |
| Assets. Value of tangible personal property | 2014-09-30 | $0 |
| Total contributions received or receivable from participants | 2014-09-30 | $13,168 |
| Expenses. Other expenses not covered elsewhere | 2014-09-30 | $56 |
| Contributions received from other sources (not participants or employers) | 2014-09-30 | $0 |
| Other income received | 2014-09-30 | $250,128 |
| Noncash contributions received | 2014-09-30 | $0 |
| Net income (gross income less expenses) | 2014-09-30 | $-3,338,531 |
| Net plan assets at end of year (total assets less liabilities) | 2014-09-30 | $0 |
| Net plan assets at beginning of year (total assets less liabilities) | 2014-09-30 | $3,338,531 |
| Assets. Value of participant loans | 2014-09-30 | $0 |
| Total contributions received or receivable from employer(s) | 2014-09-30 | $24,542 |
| Value of certain deemed distributions of participant loans | 2014-09-30 | $0 |
| Value of corrective distributions | 2014-09-30 | $0 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2014-09-30 | $7,266 |
| 2013 : NICHOLS-GIVEN, INC. PROFIT SHARING PLAN 2013 401k financial data | ||
| Total plan liabilities at end of year | 2013-09-30 | $0 |
| Total plan liabilities at beginning of year | 2013-09-30 | $1,801 |
| Total income from all sources | 2013-09-30 | $202,773 |
| Expenses. Total of all expenses incurred | 2013-09-30 | $42,248 |
| Benefits paid (including direct rollovers) | 2013-09-30 | $37,079 |
| Total plan assets at end of year | 2013-09-30 | $3,338,531 |
| Total plan assets at beginning of year | 2013-09-30 | $3,179,807 |
| Value of fidelity bond covering the plan | 2013-09-30 | $334,000 |
| Assets. Value of tangible personal property | 2013-09-30 | $123,829 |
| Total contributions received or receivable from participants | 2013-09-30 | $59,130 |
| Expenses. Other expenses not covered elsewhere | 2013-09-30 | $44 |
| Contributions received from other sources (not participants or employers) | 2013-09-30 | $0 |
| Other income received | 2013-09-30 | $44,560 |
| Noncash contributions received | 2013-09-30 | $0 |
| Net income (gross income less expenses) | 2013-09-30 | $160,525 |
| Net plan assets at end of year (total assets less liabilities) | 2013-09-30 | $3,338,531 |
| Net plan assets at beginning of year (total assets less liabilities) | 2013-09-30 | $3,178,006 |
| Assets. Value of participant loans | 2013-09-30 | $3,079 |
| Total contributions received or receivable from employer(s) | 2013-09-30 | $99,083 |
| Value of certain deemed distributions of participant loans | 2013-09-30 | $0 |
| Value of corrective distributions | 2013-09-30 | $0 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2013-09-30 | $5,125 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-09-30 | $0 |
| 2012 : NICHOLS-GIVEN, INC. PROFIT SHARING PLAN 2012 401k financial data | ||
| Total plan liabilities at end of year | 2012-09-30 | $1,801 |
| Total plan liabilities at beginning of year | 2012-09-30 | $0 |
| Total income from all sources | 2012-09-30 | $464,381 |
| Expenses. Total of all expenses incurred | 2012-09-30 | $5,022 |
| Benefits paid (including direct rollovers) | 2012-09-30 | $0 |
| Total plan assets at end of year | 2012-09-30 | $3,179,807 |
| Total plan assets at beginning of year | 2012-09-30 | $2,718,647 |
| Value of fidelity bond covering the plan | 2012-09-30 | $318,000 |
| Assets. Value of tangible personal property | 2012-09-30 | $165,790 |
| Total contributions received or receivable from participants | 2012-09-30 | $58,595 |
| Expenses. Other expenses not covered elsewhere | 2012-09-30 | $26 |
| Contributions received from other sources (not participants or employers) | 2012-09-30 | $0 |
| Other income received | 2012-09-30 | $307,224 |
| Noncash contributions received | 2012-09-30 | $0 |
| Net income (gross income less expenses) | 2012-09-30 | $459,359 |
| Net plan assets at end of year (total assets less liabilities) | 2012-09-30 | $3,178,006 |
| Net plan assets at beginning of year (total assets less liabilities) | 2012-09-30 | $2,718,647 |
| Assets. Value of participant loans | 2012-09-30 | $4,997 |
| Total contributions received or receivable from employer(s) | 2012-09-30 | $98,562 |
| Value of certain deemed distributions of participant loans | 2012-09-30 | $0 |
| Value of corrective distributions | 2012-09-30 | $0 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2012-09-30 | $4,996 |
| 2011 : NICHOLS-GIVEN, INC. PROFIT SHARING PLAN 2011 401k financial data | ||
| Total plan liabilities at end of year | 2011-09-30 | $0 |
| Total plan liabilities at beginning of year | 2011-09-30 | $0 |
| Total income from all sources | 2011-09-30 | $124,902 |
| Expenses. Total of all expenses incurred | 2011-09-30 | $12,314 |
| Benefits paid (including direct rollovers) | 2011-09-30 | $0 |
| Total plan assets at end of year | 2011-09-30 | $2,718,647 |
| Total plan assets at beginning of year | 2011-09-30 | $2,606,059 |
| Value of fidelity bond covering the plan | 2011-09-30 | $300,000 |
| Assets. Value of tangible personal property | 2011-09-30 | $151,227 |
| Total contributions received or receivable from participants | 2011-09-30 | $57,760 |
| Expenses. Other expenses not covered elsewhere | 2011-09-30 | $0 |
| Contributions received from other sources (not participants or employers) | 2011-09-30 | $0 |
| Other income received | 2011-09-30 | $17,906 |
| Noncash contributions received | 2011-09-30 | $0 |
| Net income (gross income less expenses) | 2011-09-30 | $112,588 |
| Net plan assets at end of year (total assets less liabilities) | 2011-09-30 | $2,718,647 |
| Net plan assets at beginning of year (total assets less liabilities) | 2011-09-30 | $2,606,059 |
| Assets. Value of participant loans | 2011-09-30 | $6,537 |
| Total contributions received or receivable from employer(s) | 2011-09-30 | $49,236 |
| Value of certain deemed distributions of participant loans | 2011-09-30 | $0 |
| Value of corrective distributions | 2011-09-30 | $0 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2011-09-30 | $12,314 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-09-30 | $0 |
| 2010 : NICHOLS-GIVEN, INC. PROFIT SHARING PLAN 2010 401k financial data | ||
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-09-30 | $0 |
| 2013: NICHOLS-GIVEN, INC. PROFIT SHARING PLAN 2013 form 5500 responses | ||
|---|---|---|
| 2013-10-01 | Type of plan entity | Single employer plan |
| 2013-10-01 | Submission has been amended | Yes |
| 2013-10-01 | This submission is the final filing | Yes |
| 2013-10-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2013-10-01 | Plan is a collectively bargained plan | No |
| 2013-10-01 | Plan funding arrangement – Trust | Yes |
| 2013-10-01 | Plan benefit arrangement - Trust | Yes |
| 2012: NICHOLS-GIVEN, INC. PROFIT SHARING PLAN 2012 form 5500 responses | ||
| 2012-10-01 | Type of plan entity | Single employer plan |
| 2012-10-01 | Submission has been amended | No |
| 2012-10-01 | This submission is the final filing | No |
| 2012-10-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2012-10-01 | Plan is a collectively bargained plan | No |
| 2012-10-01 | Plan funding arrangement – Trust | Yes |
| 2012-10-01 | Plan benefit arrangement - Trust | Yes |
| 2011: NICHOLS-GIVEN, INC. PROFIT SHARING PLAN 2011 form 5500 responses | ||
| 2011-10-01 | Type of plan entity | Single employer plan |
| 2011-10-01 | Submission has been amended | No |
| 2011-10-01 | This submission is the final filing | No |
| 2011-10-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2011-10-01 | Plan is a collectively bargained plan | No |
| 2011-10-01 | Plan funding arrangement – Trust | Yes |
| 2011-10-01 | Plan benefit arrangement - Trust | Yes |
| 2010: NICHOLS-GIVEN, INC. PROFIT SHARING PLAN 2010 form 5500 responses | ||
| 2010-10-01 | Type of plan entity | Single employer plan |
| 2010-10-01 | Submission has been amended | No |
| 2010-10-01 | This submission is the final filing | No |
| 2010-10-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2010-10-01 | Plan is a collectively bargained plan | No |
| 2010-10-01 | Plan funding arrangement – Trust | Yes |
| 2010-10-01 | Plan benefit arrangement - Trust | Yes |
| 2009: NICHOLS-GIVEN, INC. PROFIT SHARING PLAN 2009 form 5500 responses | ||
| 2009-10-01 | Type of plan entity | Single employer plan |
| 2009-10-01 | Submission has been amended | No |
| 2009-10-01 | This submission is the final filing | No |
| 2009-10-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2009-10-01 | Plan is a collectively bargained plan | No |
| 2009-10-01 | Plan funding arrangement – Trust | Yes |
| 2009-10-01 | Plan benefit arrangement - Trust | Yes |