401k Plan data: GALLOWAY AND COMPANY, INC. 401(K) PLAN plan

GALLOWAY AND COMPANY, INC. 401(K) PLAN 401k Plan overview

Plan Name	GALLOWAY AND COMPANY, INC. 401(K) PLAN
Plan identification number	001

GALLOWAY AND COMPANY, INC. 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Prototype plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion or notification letter; and under which a seperate funding medium (for example, a seperate trust or custodial account) is established for the use of each adopting employer.

401k Sponsoring company profile

GALLOWAY & COMPANY, INC. has sponsored the creation of one or more 401k plans.

Company Name: GALLOWAY & COMPANY, INC.

Employer identification number (EIN): 841072642

NAIC Classification: 541330
NAIC Description: Engineering Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan GALLOWAY AND COMPANY, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01 JOHN W. WIRTZ, CFO 2023-10-16
001 2021-01-01 DAVID A. GUETIG 2022-10-11
001 2020-01-01 DAVID A. GUETIG 2021-08-24
001 2019-01-01 DAVID A. GUETIG 2020-08-18
001 2018-01-01
001 2017-01-01 NATHAN CARLSON
001 2016-01-01 DAVID L. JONES
001 2015-01-01 DAVID L. JONES 2016-09-27
001 2014-01-01 DAVID L. JONES 2015-07-30
001 2013-01-01 DAVID L. JONES 2014-07-01
001 2012-01-01 DAVID L. JONES 2013-08-13
001 2011-01-01 JON ANDRESEN JR. 2012-08-17
001 2010-01-01 JON N. ANDRESEN JR. 2011-10-03
001 2007-01-01 JON ANDRESEN JR.

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2022-01-01	JOHN W. WIRTZ, CFO	2023-10-16
001	2021-01-01	DAVID A. GUETIG	2022-10-11
001	2020-01-01	DAVID A. GUETIG	2021-08-24
001	2019-01-01	DAVID A. GUETIG	2020-08-18
001	2018-01-01
001	2017-01-01	NATHAN CARLSON
001	2016-01-01	DAVID L. JONES
001	2015-01-01	DAVID L. JONES	2016-09-27
001	2014-01-01	DAVID L. JONES	2015-07-30
001	2013-01-01	DAVID L. JONES	2014-07-01
001	2012-01-01	DAVID L. JONES	2013-08-13
001	2011-01-01	JON ANDRESEN JR.	2012-08-17
001	2010-01-01	JON N. ANDRESEN JR.	2011-10-03
001	2007-01-01	JON ANDRESEN JR.

Plan Statistics for GALLOWAY AND COMPANY, INC. 401(K) PLAN

401k plan membership statisitcs for GALLOWAY AND COMPANY, INC. 401(K) PLAN

Measure Date Value
2022: GALLOWAY AND COMPANY, INC. 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 269
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 246
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 112
Total of all active and inactive participants 2022-01-01 358
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 358
Number of participants with account balances 2022-01-01 246
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 22
2021: GALLOWAY AND COMPANY, INC. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 242
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 222
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 47
Total of all active and inactive participants 2021-01-01 269
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 269
Number of participants with account balances 2021-01-01 235
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 14
2020: GALLOWAY AND COMPANY, INC. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 180
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 170
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 33
Total of all active and inactive participants 2020-01-01 203
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 203
Number of participants with account balances 2020-01-01 191
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 1
2019: GALLOWAY AND COMPANY, INC. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 179
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 148
Number of retired or separated participants receiving benefits 2019-01-01 1
Number of other retired or separated participants entitled to future benefits 2019-01-01 31
Total of all active and inactive participants 2019-01-01 180
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 180
Number of participants with account balances 2019-01-01 170
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 24
2018: GALLOWAY AND COMPANY, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 179
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 128
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 29
Total of all active and inactive participants 2018-01-01 157
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 157
Number of participants with account balances 2018-01-01 157
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 20
2017: GALLOWAY AND COMPANY, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 157
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 136
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 37
Total of all active and inactive participants 2017-01-01 173
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 173
Number of participants with account balances 2017-01-01 168
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 7
2016: GALLOWAY AND COMPANY, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 130
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 122
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 29
Total of all active and inactive participants 2016-01-01 151
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 151
Number of participants with account balances 2016-01-01 151
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 7
2007: GALLOWAY AND COMPANY, INC. 401(K) PLAN 2007 401k membership
Total participants, beginning-of-year 2007-01-01 69
Total number of active participants reported on line 7a of the Form 5500 2007-01-01 63
Number of retired or separated participants receiving benefits 2007-01-01 0
Number of other retired or separated participants entitled to future benefits 2007-01-01 10
Total of all active and inactive participants 2007-01-01 73
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2007-01-01 0
Total participants 2007-01-01 73
Number of participants with account balances 2007-01-01 68
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2007-01-01 6

Measure	Date	Value
2022: GALLOWAY AND COMPANY, INC. 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	269
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	246
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	112
Total of all active and inactive participants	2022-01-01	358
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	358
Number of participants with account balances	2022-01-01	246
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	22
2021: GALLOWAY AND COMPANY, INC. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	242
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	222
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	47
Total of all active and inactive participants	2021-01-01	269
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	269
Number of participants with account balances	2021-01-01	235
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	14
2020: GALLOWAY AND COMPANY, INC. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	180
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	170
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	33
Total of all active and inactive participants	2020-01-01	203
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	203
Number of participants with account balances	2020-01-01	191
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	1
2019: GALLOWAY AND COMPANY, INC. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	179
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	148
Number of retired or separated participants receiving benefits	2019-01-01	1
Number of other retired or separated participants entitled to future benefits	2019-01-01	31
Total of all active and inactive participants	2019-01-01	180
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	180
Number of participants with account balances	2019-01-01	170
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	24
2018: GALLOWAY AND COMPANY, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	179
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	128
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	29
Total of all active and inactive participants	2018-01-01	157
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	157
Number of participants with account balances	2018-01-01	157
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	20
2017: GALLOWAY AND COMPANY, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	157
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	136
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	37
Total of all active and inactive participants	2017-01-01	173
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	173
Number of participants with account balances	2017-01-01	168
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	7
2016: GALLOWAY AND COMPANY, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	130
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	122
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	29
Total of all active and inactive participants	2016-01-01	151
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	151
Number of participants with account balances	2016-01-01	151
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	7
2007: GALLOWAY AND COMPANY, INC. 401(K) PLAN 2007 401k membership
Total participants, beginning-of-year	2007-01-01	69
Total number of active participants reported on line 7a of the Form 5500	2007-01-01	63
Number of retired or separated participants receiving benefits	2007-01-01	0
Number of other retired or separated participants entitled to future benefits	2007-01-01	10
Total of all active and inactive participants	2007-01-01	73
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2007-01-01	0
Total participants	2007-01-01	73
Number of participants with account balances	2007-01-01	68
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2007-01-01	6

Financial Data on GALLOWAY AND COMPANY, INC. 401(K) PLAN

Measure	Date	Value
2022 : GALLOWAY AND COMPANY, INC. 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$-2,095
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$1,507,741
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$1,361,808
Expenses. Certain deemed distributions of participant loans	2022-12-31	$28,447
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$3,376,925
Value of total assets at end of year	2022-12-31	$18,602,571
Value of total assets at beginning of year	2022-12-31	$20,112,407
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$117,486
Total interest from all sources	2022-12-31	$3,674
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$532,125
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$532,125
Administrative expenses professional fees incurred	2022-12-31	$117,486
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$500,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$1,646,717
Participant contributions at end of year	2022-12-31	$26,006
Participant contributions at beginning of year	2022-12-31	$84,194
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$483,285
Other income not declared elsewhere	2022-12-31	$1,398
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-1,509,836
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$18,602,571
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$20,112,407
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$9,328,195
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$17,287,783
Interest on participant loans	2022-12-31	$3,674
Value of interest in common/collective trusts at end of year	2022-12-31	$7,877,361
Value of interest in common/collective trusts at beginning of year	2022-12-31	$763,644
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2022-12-31	$124,086
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2022-12-31	$1,064,931
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-3,916,217
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$1,246,923
Employer contributions (assets) at end of year	2022-12-31	$1,246,923
Employer contributions (assets) at beginning of year	2022-12-31	$911,855
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$1,361,808
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	CLIFTONLARSONALLEN, LLP
Accountancy firm EIN	2022-12-31	410746749
2021 : GALLOWAY AND COMPANY, INC. 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$4,776,835
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$2,260,760
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$2,144,194
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$2,636,133
Value of total assets at end of year	2021-12-31	$20,112,407
Value of total assets at beginning of year	2021-12-31	$17,596,332
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$116,566
Total interest from all sources	2021-12-31	$5,367
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$1,074,332
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$1,074,332
Administrative expenses professional fees incurred	2021-12-31	$116,566
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$500,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$1,313,858
Participant contributions at end of year	2021-12-31	$84,194
Participant contributions at beginning of year	2021-12-31	$108,946
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$410,420
Other income not declared elsewhere	2021-12-31	$3,646
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$2,516,075
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$20,112,407
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$17,596,332
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$17,287,783
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$15,067,796
Interest on participant loans	2021-12-31	$5,367
Value of interest in common/collective trusts at end of year	2021-12-31	$763,644
Value of interest in common/collective trusts at beginning of year	2021-12-31	$569,058
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2021-12-31	$1,064,931
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2021-12-31	$1,025,617
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$1,057,357
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$911,855
Employer contributions (assets) at end of year	2021-12-31	$911,855
Employer contributions (assets) at beginning of year	2021-12-31	$824,915
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$2,144,194
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	CLIFTONLARSONALLEN, LLP
Accountancy firm EIN	2021-12-31	410746749
2020 : GALLOWAY AND COMPANY, INC. 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$4,662,510
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$329,198
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$172,262
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$2,498,378
Value of total assets at end of year	2020-12-31	$17,596,332
Value of total assets at beginning of year	2020-12-31	$13,263,020
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$156,936
Total interest from all sources	2020-12-31	$7,147
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$788,076
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$788,076
Administrative expenses professional fees incurred	2020-12-31	$156,936
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$500,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$1,098,851
Participant contributions at end of year	2020-12-31	$108,946
Participant contributions at beginning of year	2020-12-31	$146,737
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$575,875
Other income not declared elsewhere	2020-12-31	$4,369
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$4,333,312
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$17,596,332
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$13,263,020
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$15,067,796
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$10,778,954
Interest on participant loans	2020-12-31	$7,147
Value of interest in common/collective trusts at end of year	2020-12-31	$569,058
Value of interest in common/collective trusts at beginning of year	2020-12-31	$957,108
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2020-12-31	$1,025,617
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2020-12-31	$824,687
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$1,364,540
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$823,652
Employer contributions (assets) at end of year	2020-12-31	$824,915
Employer contributions (assets) at beginning of year	2020-12-31	$555,534
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$172,262
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Unqualified
Accountancy firm name	2020-12-31	PLANTE & MORAN, PLLC
Accountancy firm EIN	2020-12-31	381357951
2019 : GALLOWAY AND COMPANY, INC. 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$4,160,203
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$421,617
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$314,123
Expenses. Certain deemed distributions of participant loans	2019-12-31	$-1,273
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$2,080,736
Value of total assets at end of year	2019-12-31	$13,263,020
Value of total assets at beginning of year	2019-12-31	$9,524,434
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$108,767
Total interest from all sources	2019-12-31	$8,517
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$411,570
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$411,570
Administrative expenses professional fees incurred	2019-12-31	$74,337
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$500,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$895,308
Participant contributions at end of year	2019-12-31	$146,737
Participant contributions at beginning of year	2019-12-31	$167,607
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$631,086
Other income not declared elsewhere	2019-12-31	$36,701
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$3,738,586
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$13,263,020
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$9,524,434
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Investment advisory and management fees	2019-12-31	$32,131
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$10,778,954
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$8,180,375
Interest on participant loans	2019-12-31	$8,517
Value of interest in common/collective trusts at end of year	2019-12-31	$957,108
Value of interest in common/collective trusts at beginning of year	2019-12-31	$567,032
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$824,687
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$594,757
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$1,622,679
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$554,342
Employer contributions (assets) at end of year	2019-12-31	$555,534
Employer contributions (assets) at beginning of year	2019-12-31	$14,663
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$314,123
Contract administrator fees	2019-12-31	$2,299
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	PLANTE & MORAN, PLLC
Accountancy firm EIN	2019-12-31	381357951
2018 : GALLOWAY AND COMPANY, INC. 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$1,232,779
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$513,773
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$445,213
Expenses. Certain deemed distributions of participant loans	2018-12-31	$9,078
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$1,736,570
Value of total assets at end of year	2018-12-31	$9,524,434
Value of total assets at beginning of year	2018-12-31	$8,805,428
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$59,482
Total interest from all sources	2018-12-31	$486,460
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$500,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$814,005
Participant contributions at end of year	2018-12-31	$167,607
Participant contributions at beginning of year	2018-12-31	$149,228
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$586,889
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$719,006
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$9,524,434
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$8,805,428
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Investment advisory and management fees	2018-12-31	$57,457
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$8,180,375
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$7,836,535
Interest on participant loans	2018-12-31	$8,048
Interest earned on other investments	2018-12-31	$478,412
Value of interest in common/collective trusts at end of year	2018-12-31	$567,032
Value of interest in common/collective trusts at beginning of year	2018-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$594,757
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$354,116
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-990,251
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$335,676
Employer contributions (assets) at end of year	2018-12-31	$14,663
Employer contributions (assets) at beginning of year	2018-12-31	$465,549
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$445,213
Contract administrator fees	2018-12-31	$2,025
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	PLANTE & MORAN, PLLC
Accountancy firm EIN	2018-12-31	381357951
2017 : GALLOWAY AND COMPANY, INC. 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$2,453,334
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$889,353
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$847,892
Expenses. Certain deemed distributions of participant loans	2017-12-31	$5,676
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$1,239,527
Value of total assets at end of year	2017-12-31	$8,805,428
Value of total assets at beginning of year	2017-12-31	$7,241,447
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$35,785
Total interest from all sources	2017-12-31	$261,454
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$705,064
Participant contributions at end of year	2017-12-31	$149,228
Participant contributions at beginning of year	2017-12-31	$113,794
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$65,446
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$1,563,981
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$8,805,428
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$7,241,447
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Investment advisory and management fees	2017-12-31	$34,535
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$7,836,535
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$6,857,603
Interest on participant loans	2017-12-31	$4,653
Interest earned on other investments	2017-12-31	$256,801
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$354,116
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$270,050
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$952,353
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$469,017
Employer contributions (assets) at end of year	2017-12-31	$465,549
Employer contributions (assets) at beginning of year	2017-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$847,892
Contract administrator fees	2017-12-31	$1,250
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	EKS&H LLLP
Accountancy firm EIN	2017-12-31	461497033
2016 : GALLOWAY AND COMPANY, INC. 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$2,088,391
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$592,801
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$541,295
Expenses. Certain deemed distributions of participant loans	2016-12-31	$20,860
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$1,552,931
Value of total assets at end of year	2016-12-31	$7,241,447
Value of total assets at beginning of year	2016-12-31	$5,745,857
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$30,646
Total interest from all sources	2016-12-31	$8,762
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$551,506
Participant contributions at end of year	2016-12-31	$113,794
Participant contributions at beginning of year	2016-12-31	$133,920
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$299,834
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$1,495,590
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$7,241,447
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$5,745,857
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Investment advisory and management fees	2016-12-31	$29,796
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$6,857,603
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$5,389,300
Interest on participant loans	2016-12-31	$5,871
Interest earned on other investments	2016-12-31	$2,891
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$270,050
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$222,637
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$526,698
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$701,591
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$541,295
Contract administrator fees	2016-12-31	$850
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	EKS&H LLLP
Accountancy firm EIN	2016-12-31	461497033

Form 5500 Responses for GALLOWAY AND COMPANY, INC. 401(K) PLAN

2022: GALLOWAY AND COMPANY, INC. 401(K) PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Insurance	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement – Insurance	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: GALLOWAY AND COMPANY, INC. 401(K) PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement – Insurance	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: GALLOWAY AND COMPANY, INC. 401(K) PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement – Insurance	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: GALLOWAY AND COMPANY, INC. 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: GALLOWAY AND COMPANY, INC. 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: GALLOWAY AND COMPANY, INC. 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: GALLOWAY AND COMPANY, INC. 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2007: GALLOWAY AND COMPANY, INC. 401(K) PLAN 2007 form 5500 responses
2007-01-01	Type of plan entity	Single employer plan
2007-01-01	Submission has been amended	No
2007-01-01	This submission is the final filing	No
2007-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2007-01-01	Plan is a collectively bargained plan	No
2007-01-01	Plan funding arrangement – Insurance	Yes
2007-01-01	Plan benefit arrangement – Insurance	Yes

Insurance Providers Used on plan

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )

Policy contract number

940478-01

Policy instance

Insurance contract or identification number	940478-01
Number of Individuals Covered	11
Insurance policy start date	2022-01-01
Insurance policy end date	2022-12-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )

Policy contract number

940478-01

Policy instance

Insurance contract or identification number	940478-01
Number of Individuals Covered	87
Insurance policy start date	2021-01-01
Insurance policy end date	2021-12-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )

Policy contract number

940478-01

Policy instance

Insurance contract or identification number	940478-01
Number of Individuals Covered	74
Insurance policy start date	2020-01-01
Insurance policy end date	2020-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )

Policy contract number

940478-01

Policy instance

Insurance contract or identification number	940478-01
Number of Individuals Covered	70
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )

Policy contract number

940478-01

Policy instance

Insurance contract or identification number	940478-01
Number of Individuals Covered	71
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )

Policy contract number

940478-01

Policy instance

Insurance contract or identification number	940478-01
Number of Individuals Covered	72
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	GALLOWAY & COMPANY, INC.
Employer identification number (EIN):	841072642
NAIC Classification:	541330
NAIC Description:	Engineering Services