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CHRISTOPHER F SMITH, M.D. MASTER TRUST 401k Plan overview

Plan NameCHRISTOPHER F SMITH, M.D. MASTER TRUST
Plan identification number 003

CHRISTOPHER F SMITH, M.D. MASTER TRUST Benefits

No plan benefit data available

401k Sponsoring company profile

CHRISTOPHER F SMITH, MD has sponsored the creation of one or more 401k plans.

Company Name:CHRISTOPHER F SMITH, MD
Employer identification number (EIN):841073867

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CHRISTOPHER F SMITH, M.D. MASTER TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032022-01-01
0032022-01-01
0032021-01-01
0032020-01-01
0032019-01-01
0032018-01-01
0032017-01-012018-09-26
0032016-01-012017-07-19
0032015-01-012016-10-07
0032014-01-012015-10-12
0032013-01-012014-09-24
0032012-01-012013-10-10
0032011-01-012012-10-03
0032009-01-012010-10-14

Plan Statistics for CHRISTOPHER F SMITH, M.D. MASTER TRUST

401k plan membership statisitcs for CHRISTOPHER F SMITH, M.D. MASTER TRUST

Measure Date Value
2016: CHRISTOPHER F SMITH, M.D. MASTER TRUST 2016 401k membership
Total of all active and inactive participants2016-01-010
2015: CHRISTOPHER F SMITH, M.D. MASTER TRUST 2015 401k membership
Total of all active and inactive participants2015-01-010
2014: CHRISTOPHER F SMITH, M.D. MASTER TRUST 2014 401k membership
Total of all active and inactive participants2014-01-010
2013: CHRISTOPHER F SMITH, M.D. MASTER TRUST 2013 401k membership
Total participants, beginning-of-year2013-01-010
Total of all active and inactive participants2013-01-010
2012: CHRISTOPHER F SMITH, M.D. MASTER TRUST 2012 401k membership
Total participants, beginning-of-year2012-01-010
Total of all active and inactive participants2012-01-010
2011: CHRISTOPHER F SMITH, M.D. MASTER TRUST 2011 401k membership
Total participants, beginning-of-year2011-01-010
Total of all active and inactive participants2011-01-010
2009: CHRISTOPHER F SMITH, M.D. MASTER TRUST 2009 401k membership
Total of all active and inactive participants2009-01-010
Total participants2009-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on CHRISTOPHER F SMITH, M.D. MASTER TRUST

Measure Date Value
2022 : CHRISTOPHER F SMITH, M.D. MASTER TRUST 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-321,733
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$2,284,988
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$2,280,265
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$0
Value of total assets at end of year2022-12-31$0
Value of total assets at beginning of year2022-12-31$2,606,721
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$4,723
Total interest from all sources2022-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$0
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Administrative expenses (other) incurred2022-12-31$4,723
Value of net income/loss2022-12-31$-2,606,721
Value of net assets at end of year (total assets less liabilities)2022-12-31$0
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$2,606,721
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$2,199,973
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$188,564
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$188,564
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$218,184
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-321,733
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$2,280,265
Did the plan have assets held for investment2022-12-31Yes
2021 : CHRISTOPHER F SMITH, M.D. MASTER TRUST 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$399,370
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$5,064
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$0
Value of total assets at end of year2021-12-31$2,606,721
Value of total assets at beginning of year2021-12-31$2,212,415
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$5,064
Total interest from all sources2021-12-31$17,786
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Administrative expenses (other) incurred2021-12-31$5,064
Value of net income/loss2021-12-31$394,306
Value of net assets at end of year (total assets less liabilities)2021-12-31$2,606,721
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$2,212,415
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$2,199,973
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$1,811,526
Interest earned on other investments2021-12-31$13,907
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$188,564
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$195,720
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$195,720
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$3,879
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$218,184
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$205,169
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$381,584
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Did the plan have assets held for investment2021-12-31Yes
2020 : CHRISTOPHER F SMITH, M.D. MASTER TRUST 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$448,175
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$17,162
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$0
Value of total assets at end of year2020-12-31$2,212,415
Value of total assets at beginning of year2020-12-31$1,781,402
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$17,162
Total interest from all sources2020-12-31$6,881
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31No
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Assets. Other investments not covered elsewhere at end of year2020-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$0
Administrative expenses (other) incurred2020-12-31$17,162
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$431,013
Value of net assets at end of year (total assets less liabilities)2020-12-31$2,212,415
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$1,781,402
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$1,811,526
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$1,377,726
Interest earned on other investments2020-12-31$2,781
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$195,720
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$209,284
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$209,284
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$4,100
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$205,169
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$194,392
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$441,294
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Employer contributions (assets) at end of year2020-12-31$0
Employer contributions (assets) at beginning of year2020-12-31$0
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
2019 : CHRISTOPHER F SMITH, M.D. MASTER TRUST 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$366,508
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$5,655
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$0
Value of total assets at end of year2019-12-31$1,781,402
Value of total assets at beginning of year2019-12-31$1,420,549
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$5,655
Total interest from all sources2019-12-31$8,072
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Assets. Other investments not covered elsewhere at end of year2019-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$0
Administrative expenses (other) incurred2019-12-31$5,655
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$360,853
Value of net assets at end of year (total assets less liabilities)2019-12-31$1,781,402
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$1,420,549
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$1,377,726
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$1,025,949
Interest earned on other investments2019-12-31$3,799
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$209,284
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$205,251
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$205,251
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$4,273
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$194,392
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$189,349
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$358,436
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Employer contributions (assets) at end of year2019-12-31$0
Employer contributions (assets) at beginning of year2019-12-31$0
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
2018 : CHRISTOPHER F SMITH, M.D. MASTER TRUST 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$-2,022
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$5,555
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$0
Value of total assets at end of year2018-12-31$1,420,549
Value of total assets at beginning of year2018-12-31$1,428,126
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$5,555
Total interest from all sources2018-12-31$16,329
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31No
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Assets. Other investments not covered elsewhere at end of year2018-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$0
Administrative expenses (other) incurred2018-12-31$5,555
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-7,577
Value of net assets at end of year (total assets less liabilities)2018-12-31$1,420,549
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$1,428,126
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$1,025,949
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$1,041,789
Interest earned on other investments2018-12-31$13,377
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$205,251
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$207,585
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$207,585
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$2,952
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$189,349
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$178,752
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-18,351
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Employer contributions (assets) at end of year2018-12-31$0
Employer contributions (assets) at beginning of year2018-12-31$0
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
2017 : CHRISTOPHER F SMITH, M.D. MASTER TRUST 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$237,207
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$5,305
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$0
Value of total assets at end of year2017-12-31$1,428,126
Value of total assets at beginning of year2017-12-31$1,196,224
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$5,305
Total interest from all sources2017-12-31$1,616
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Assets. Other investments not covered elsewhere at end of year2017-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$0
Other income not declared elsewhere2017-12-31$18,654
Administrative expenses (other) incurred2017-12-31$5,305
Value of net income/loss2017-12-31$231,902
Value of net assets at end of year (total assets less liabilities)2017-12-31$1,428,126
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$1,196,224
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$1,041,789
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$811,024
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$207,585
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$221,009
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$221,009
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$1,616
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$178,752
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$164,191
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$216,937
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Employer contributions (assets) at end of year2017-12-31$0
Employer contributions (assets) at beginning of year2017-12-31$0
Did the plan have assets held for investment2017-12-31Yes
2016 : CHRISTOPHER F SMITH, M.D. MASTER TRUST 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$41,199
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$7,007
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,762
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$0
Value of total assets at end of year2016-12-31$1,196,224
Value of total assets at beginning of year2016-12-31$1,162,032
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$5,245
Total interest from all sources2016-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Assets. Other investments not covered elsewhere at end of year2016-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$0
Administrative expenses (other) incurred2016-12-31$5,245
Value of net income/loss2016-12-31$34,192
Value of net assets at end of year (total assets less liabilities)2016-12-31$1,196,224
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$1,162,032
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$811,024
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$759,804
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$221,009
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$256,321
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$256,321
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$164,191
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$145,907
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$41,199
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Employer contributions (assets) at end of year2016-12-31$0
Employer contributions (assets) at beginning of year2016-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,762
Did the plan have assets held for investment2016-12-31Yes
2015 : CHRISTOPHER F SMITH, M.D. MASTER TRUST 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$51,522
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$8,054
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$0
Value of total assets at end of year2015-12-31$1,162,032
Value of total assets at beginning of year2015-12-31$1,118,564
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$8,054
Total interest from all sources2015-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Assets. Other investments not covered elsewhere at end of year2015-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$0
Administrative expenses (other) incurred2015-12-31$8,054
Value of net income/loss2015-12-31$43,468
Value of net assets at end of year (total assets less liabilities)2015-12-31$1,162,032
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$1,118,564
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$759,804
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$701,132
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$256,321
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$292,427
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$292,427
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$145,907
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$125,005
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$51,522
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Employer contributions (assets) at end of year2015-12-31$0
Employer contributions (assets) at beginning of year2015-12-31$0
Did the plan have assets held for investment2015-12-31Yes
2014 : CHRISTOPHER F SMITH, M.D. MASTER TRUST 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$54,815
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$9,538
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$9,497
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$0
Value of total assets at end of year2014-12-31$1,118,564
Value of total assets at beginning of year2014-12-31$1,073,287
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$41
Total interest from all sources2014-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Assets. Other investments not covered elsewhere at end of year2014-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$3,870
Administrative expenses (other) incurred2014-12-31$41
Value of net income/loss2014-12-31$45,277
Value of net assets at end of year (total assets less liabilities)2014-12-31$1,118,564
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$1,073,287
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$701,132
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$612,197
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$292,427
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$328,061
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$328,061
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$125,005
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$125,005
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$2,781
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$54,815
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Employer contributions (assets) at end of year2014-12-31$0
Employer contributions (assets) at beginning of year2014-12-31$4,154
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$6,716
Did the plan have assets held for investment2014-12-31Yes
2013 : CHRISTOPHER F SMITH, M.D. MASTER TRUST 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$146,932
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$43,689
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$42,141
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$4,154
Value of total assets at end of year2013-12-31$1,073,287
Value of total assets at beginning of year2013-12-31$970,044
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$1,548
Total interest from all sources2013-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Administrative expenses professional fees incurred2013-12-31$1,548
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Assets. Other investments not covered elsewhere at end of year2013-12-31$3,870
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$3,961
Value of net income/loss2013-12-31$103,243
Value of net assets at end of year (total assets less liabilities)2013-12-31$1,073,287
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$970,044
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$612,197
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$439,697
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$328,061
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$401,381
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$401,381
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$125,005
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$125,005
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$2,781
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$142,778
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$4,154
Employer contributions (assets) at end of year2013-12-31$4,154
Employer contributions (assets) at beginning of year2013-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$39,360
Did the plan have assets held for investment2013-12-31Yes
2012 : CHRISTOPHER F SMITH, M.D. MASTER TRUST 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$96,048
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$404,347
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$403,215
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$12,079
Value of total assets at end of year2012-12-31$970,044
Value of total assets at beginning of year2012-12-31$1,278,343
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$1,132
Total interest from all sources2012-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Administrative expenses professional fees incurred2012-12-31$1,132
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Assets. Other investments not covered elsewhere at end of year2012-12-31$3,961
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$2,839
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2012-12-31$0
Other income not declared elsewhere2012-12-31$4,197
Value of net income/loss2012-12-31$-308,299
Value of net assets at end of year (total assets less liabilities)2012-12-31$970,044
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$1,278,343
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$439,697
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$336,466
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$401,381
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$818,230
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$818,230
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$125,005
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$120,808
Expenses. Payments to insurance carriers foe the provision of benefits2012-12-31$2,781
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$79,772
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$12,079
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$400,434
Did the plan have assets held for investment2012-12-31Yes
2011 : CHRISTOPHER F SMITH, M.D. MASTER TRUST 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$5,912
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$4,924
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$2,781
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$10,721
Value of total assets at end of year2011-12-31$1,278,343
Value of total assets at beginning of year2011-12-31$1,277,355
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$2,143
Total interest from all sources2011-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Administrative expenses professional fees incurred2011-12-31$2,143
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Assets. Other investments not covered elsewhere at end of year2011-12-31$2,839
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$3,013
Value of net income/loss2011-12-31$988
Value of net assets at end of year (total assets less liabilities)2011-12-31$1,278,343
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$1,277,355
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$336,466
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$321,482
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$818,230
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$843,370
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$843,370
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$120,808
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$109,490
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$2,781
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-4,809
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$10,721
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$0
Did the plan have assets held for investment2011-12-31Yes
2010 : CHRISTOPHER F SMITH, M.D. MASTER TRUST 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$190,032
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$36,307
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$32,780
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$11,157
Value of total assets at end of year2010-12-31$1,277,355
Value of total assets at beginning of year2010-12-31$1,123,630
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$3,527
Total interest from all sources2010-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Administrative expenses professional fees incurred2010-12-31$3,527
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Assets. Other investments not covered elsewhere at end of year2010-12-31$3,013
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$2,304
Value of net income/loss2010-12-31$153,725
Value of net assets at end of year (total assets less liabilities)2010-12-31$1,277,355
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$1,123,630
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$321,482
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$259,857
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$843,370
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$861,469
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$861,469
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$109,490
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$2,781
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$178,875
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$11,157
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$29,999
Did the plan have assets held for investment2010-12-31Yes

Form 5500 Responses for CHRISTOPHER F SMITH, M.D. MASTER TRUST

2022: CHRISTOPHER F SMITH, M.D. MASTER TRUST 2022 form 5500 responses
2022-01-01Type of plan entityDFE (Diect Filing Entity)
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingYes
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2021: CHRISTOPHER F SMITH, M.D. MASTER TRUST 2021 form 5500 responses
2021-01-01Type of plan entityDFE (Diect Filing Entity)
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2020: CHRISTOPHER F SMITH, M.D. MASTER TRUST 2020 form 5500 responses
2020-01-01Type of plan entityDFE (Diect Filing Entity)
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2019: CHRISTOPHER F SMITH, M.D. MASTER TRUST 2019 form 5500 responses
2019-01-01Type of plan entityDFE (Diect Filing Entity)
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2018: CHRISTOPHER F SMITH, M.D. MASTER TRUST 2018 form 5500 responses
2018-01-01Type of plan entityDFE (Diect Filing Entity)
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2017: CHRISTOPHER F SMITH, M.D. MASTER TRUST 2017 form 5500 responses
2017-01-01Type of plan entityDFE (Diect Filing Entity)
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2016: CHRISTOPHER F SMITH, M.D. MASTER TRUST 2016 form 5500 responses
2016-01-01Type of plan entityDFE (Diect Filing Entity)
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2015: CHRISTOPHER F SMITH, M.D. MASTER TRUST 2015 form 5500 responses
2015-01-01Type of plan entityDFE (Diect Filing Entity)
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2014: CHRISTOPHER F SMITH, M.D. MASTER TRUST 2014 form 5500 responses
2014-01-01Type of plan entityDFE (Diect Filing Entity)
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2013: CHRISTOPHER F SMITH, M.D. MASTER TRUST 2013 form 5500 responses
2013-01-01Type of plan entityDFE (Diect Filing Entity)
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2012: CHRISTOPHER F SMITH, M.D. MASTER TRUST 2012 form 5500 responses
2012-01-01Type of plan entityDFE (Diect Filing Entity)
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2011: CHRISTOPHER F SMITH, M.D. MASTER TRUST 2011 form 5500 responses
2011-01-01Type of plan entityDFE (Diect Filing Entity)
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2009: CHRISTOPHER F SMITH, M.D. MASTER TRUST 2009 form 5500 responses
2009-01-01Type of plan entityDFE (Diect Filing Entity)
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo

Insurance Providers Used on plan

CONNECTICUT GENERAL LIFE INSURANCE COMPANY AND AFFILIATES (National Association of Insurance Commissioners NAIC id number: 62308 )
Policy contract numberEPJ599
Policy instance 1
Insurance contract or identification numberEPJ599
Number of Individuals Covered0
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees0
Additional information about fees paid to insurance broker3
Insurance broker organization code?3
CONNECTICUT GENERAL LIFE INSURANCE COMPANY AND AFFILIATES (National Association of Insurance Commissioners NAIC id number: 62308 )
Policy contract numberEPJ599
Policy instance 1
Insurance contract or identification numberEPJ599
Number of Individuals Covered1
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees0
Additional information about fees paid to insurance broker3
Insurance broker organization code?3
CONNECTICUT GENERAL LIFE INSURANCE COMPANY AND AFFILIATES (National Association of Insurance Commissioners NAIC id number: 62308 )
Policy contract numberEPJ599
Policy instance 1
Insurance contract or identification numberEPJ599
Number of Individuals Covered1
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees0
Additional information about fees paid to insurance broker3
Insurance broker organization code?3
CONNECTICUT GENERAL LIFE INSURANCE COMPANY AND AFFILIATES (National Association of Insurance Commissioners NAIC id number: 62308 )
Policy contract numberEPJ599
Policy instance 1
Insurance contract or identification numberEPJ599
Number of Individuals Covered1
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees0
Additional information about fees paid to insurance broker3
Insurance broker organization code?3
CONNECTICUT GENERAL LIFE INSURANCE COMPANY AND AFFILIATES (National Association of Insurance Commissioners NAIC id number: 62308 )
Policy contract numberEPJ599
Policy instance 1
Insurance contract or identification numberEPJ599
Number of Individuals Covered1
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees0
Additional information about fees paid to insurance broker3
Insurance broker organization code?3
CONNECTICUT GENERAL LIFE INSURANCE COMPANY AND AFFILIATES (National Association of Insurance Commissioners NAIC id number: 62308 )
Policy contract numberEPJ599
Policy instance 1
Insurance contract or identification numberEPJ599
Number of Individuals Covered1
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees0
Additional information about fees paid to insurance broker3
Insurance broker organization code?3
Insurance broker nameTHOMAS L ROGERS
CONNECTICUT GENERAL LIFE INSURANCE COMPANY AND AFFILIATES (National Association of Insurance Commissioners NAIC id number: 62308 )
Policy contract numberEPJ599
Policy instance 1
Insurance contract or identification numberEPJ599
Number of Individuals Covered1
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees0
Additional information about fees paid to insurance broker3
Insurance broker organization code?3
Insurance broker nameTHOMAS L ROGERS
CONNECTICUT GENERAL LIFE INSURANCE COMPANY AND AFFILIATES (National Association of Insurance Commissioners NAIC id number: 62308 )
Policy contract numberEPJ599
Policy instance 1
Insurance contract or identification numberEPJ599
Number of Individuals Covered1
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees0
Additional information about fees paid to insurance broker3
Insurance broker organization code?3
Insurance broker nameTHOMAS L ROGERS
CONNECTICUT GENERAL LIFE INSURANCE COMPANY AND AFFILIATES (National Association of Insurance Commissioners NAIC id number: 62308 )
Policy contract numberEPJ599
Policy instance 1
Insurance contract or identification numberEPJ599
Number of Individuals Covered1
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees0
Additional information about fees paid to insurance broker3
Insurance broker organization code?3
Insurance broker nameTHOMAS L ROGERS
CONNECTICUT GENERAL LIFE INSURANCE COMPANY AND AFFILIATES (National Association of Insurance Commissioners NAIC id number: 62308 )
Policy contract numberEPJ599
Policy instance 1
Insurance contract or identification numberEPJ599
Number of Individuals Covered1
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees0
Additional information about fees paid to insurance broker3
Insurance broker organization code?3
Insurance broker nameTHOMAS L ROGERS
CONNECTICUT GENERAL LIFE INSURANCE COMPANY AND AFFILIATES (National Association of Insurance Commissioners NAIC id number: 62308 )
Policy contract numberEPJ599
Policy instance 1
Insurance contract or identification numberEPJ599
Number of Individuals Covered1
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
CONNECTICUT GENERAL LIFE INSURANCE COMPANY AND AFFILIATES (National Association of Insurance Commissioners NAIC id number: 62308 )
Policy contract numberEPJ599
Policy instance 1
Insurance contract or identification numberEPJ599
Number of Individuals Covered1
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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