401k Plan data: PACIFIC WESTERN TECHNOLOGIES, LTD. 401(K) RETIREMENT SAVINGS PLAN plan

PACIFIC WESTERN TECHNOLOGIES, LTD. 401(K) RETIREMENT SAVINGS PLAN 401k Plan overview

Plan Name	PACIFIC WESTERN TECHNOLOGIES, LTD. 401(K) RETIREMENT SAVINGS PLAN
Plan identification number	001

PACIFIC WESTERN TECHNOLOGIES, LTD. 401(K) RETIREMENT SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

PACIFIC WESTERN TECHNOLOGIES, LTD. has sponsored the creation of one or more 401k plans.

Company Name: PACIFIC WESTERN TECHNOLOGIES, LTD.

Employer identification number (EIN): 841087476

NAIC Classification: 541600

Additional information about PACIFIC WESTERN TECHNOLOGIES, LTD.

Jurisdiction of Incorporation: Colorado Department of State

Incorporation Date: 1987-09-23

Company Identification Number: 19871752803

Legal Registered Office Address: 3000 Youngfield St Ste 300

Wheat Ridge
United States of America (USA)
80215

More information about PACIFIC WESTERN TECHNOLOGIES, LTD.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PACIFIC WESTERN TECHNOLOGIES, LTD. 401(K) RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01 BILLY LEE 2023-06-29 BILLY LEE 2023-06-29
001 2021-01-01 BILLY LEE 2022-08-22 BILLY LEE 2022-08-22
001 2020-01-01 BILLY LEE 2021-08-24 BILLY LEE 2021-08-24
001 2019-01-01 BILLY LEE 2020-08-31 BILLY LEE 2020-08-31
001 2018-01-01 BILLY LEE 2019-08-22 BILLY LEE 2019-08-22
001 2017-01-01 BILLY LEE 2018-06-13 BILLY LEE 2018-06-13
001 2016-01-01 BILLY LEE 2017-08-04 BILLY LEE 2017-08-04
001 2015-01-01 BILLY LEE 2016-08-11 BILLY LEE 2016-08-11
001 2014-01-01 BILLY LEE BILLY LEE 2015-09-23
001 2013-01-01 DAVID MAJIDI DAVD MAJIDI 2014-10-08
001 2012-01-01 DAVID MAJIDI DAVID MAJIDI 2013-10-02
001 2011-01-01 DAVID MAJIDI
001 2009-01-01 GINNIE NELSON SUSAN DEFFERT 2010-09-28
001 2009-01-01 GINNIE NELSON SUSAN DEFFERT 2010-09-28

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2022-01-01	BILLY LEE	2023-06-29	BILLY LEE	2023-06-29
001	2021-01-01	BILLY LEE	2022-08-22	BILLY LEE	2022-08-22
001	2020-01-01	BILLY LEE	2021-08-24	BILLY LEE	2021-08-24
001	2019-01-01	BILLY LEE	2020-08-31	BILLY LEE	2020-08-31
001	2018-01-01	BILLY LEE	2019-08-22	BILLY LEE	2019-08-22
001	2017-01-01	BILLY LEE	2018-06-13	BILLY LEE	2018-06-13
001	2016-01-01	BILLY LEE	2017-08-04	BILLY LEE	2017-08-04
001	2015-01-01	BILLY LEE	2016-08-11	BILLY LEE	2016-08-11
001	2014-01-01	BILLY LEE		BILLY LEE	2015-09-23
001	2013-01-01	DAVID MAJIDI		DAVD MAJIDI	2014-10-08
001	2012-01-01	DAVID MAJIDI		DAVID MAJIDI	2013-10-02
001	2011-01-01	DAVID MAJIDI
001	2009-01-01	GINNIE NELSON		SUSAN DEFFERT	2010-09-28
001	2009-01-01	GINNIE NELSON		SUSAN DEFFERT	2010-09-28

Plan Statistics for PACIFIC WESTERN TECHNOLOGIES, LTD. 401(K) RETIREMENT SAVINGS PLAN

401k plan membership statisitcs for PACIFIC WESTERN TECHNOLOGIES, LTD. 401(K) RETIREMENT SAVINGS PLAN

Measure Date Value
2014: PACIFIC WESTERN TECHNOLOGIES, LTD. 401(K) RETIREMENT SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 128
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 26
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 71
Total of all active and inactive participants 2014-01-01 97
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 97
Number of participants with account balances 2014-01-01 97
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 7
2013: PACIFIC WESTERN TECHNOLOGIES, LTD. 401(K) RETIREMENT SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 143
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 72
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 56
Total of all active and inactive participants 2013-01-01 128
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 128
Number of participants with account balances 2013-01-01 128
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 5
2012: PACIFIC WESTERN TECHNOLOGIES, LTD. 401(K) RETIREMENT SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 159
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 84
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 59
Total of all active and inactive participants 2012-01-01 143
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 143
Number of participants with account balances 2012-01-01 140
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 3
2011: PACIFIC WESTERN TECHNOLOGIES, LTD. 401(K) RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 159
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 96
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 61
Total of all active and inactive participants 2011-01-01 157
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 157
Number of participants with account balances 2011-01-01 126
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 6
2009: PACIFIC WESTERN TECHNOLOGIES, LTD. 401(K) RETIREMENT SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 174
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 91
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 69
Total of all active and inactive participants 2009-01-01 160
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 160
Number of participants with account balances 2009-01-01 160
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 3

Measure	Date	Value
2014: PACIFIC WESTERN TECHNOLOGIES, LTD. 401(K) RETIREMENT SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	128
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	26
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	71
Total of all active and inactive participants	2014-01-01	97
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	97
Number of participants with account balances	2014-01-01	97
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	7
2013: PACIFIC WESTERN TECHNOLOGIES, LTD. 401(K) RETIREMENT SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	143
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	72
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	56
Total of all active and inactive participants	2013-01-01	128
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	128
Number of participants with account balances	2013-01-01	128
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	5
2012: PACIFIC WESTERN TECHNOLOGIES, LTD. 401(K) RETIREMENT SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	159
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	84
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	59
Total of all active and inactive participants	2012-01-01	143
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	143
Number of participants with account balances	2012-01-01	140
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	3
2011: PACIFIC WESTERN TECHNOLOGIES, LTD. 401(K) RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	159
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	96
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	61
Total of all active and inactive participants	2011-01-01	157
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	157
Number of participants with account balances	2011-01-01	126
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	6
2009: PACIFIC WESTERN TECHNOLOGIES, LTD. 401(K) RETIREMENT SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	174
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	91
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	69
Total of all active and inactive participants	2009-01-01	160
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	160
Number of participants with account balances	2009-01-01	160
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	3

Financial Data on PACIFIC WESTERN TECHNOLOGIES, LTD. 401(K) RETIREMENT SAVINGS PLAN

Measure	Date	Value
2014 : PACIFIC WESTERN TECHNOLOGIES, LTD. 401(K) RETIREMENT SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$614,401
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$1,126,569
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$1,104,532
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$232,892
Value of total assets at end of year	2014-12-31	$7,153,930
Value of total assets at beginning of year	2014-12-31	$7,666,098
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$22,037
Total interest from all sources	2014-12-31	$11,455
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$28,224
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$28,224
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$231,034
Participant contributions at end of year	2014-12-31	$38,848
Participant contributions at beginning of year	2014-12-31	$50,681
Other income not declared elsewhere	2014-12-31	$20,061
Administrative expenses (other) incurred	2014-12-31	$22,037
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$-512,168
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$7,153,930
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$7,666,098
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$4,036,557
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$4,280,163
Value of interest in pooled separate accounts at end of year	2014-12-31	$2,258,084
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$2,298,899
Interest on participant loans	2014-12-31	$1,909
Interest earned on other investments	2014-12-31	$9,546
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$820,441
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$1,036,355
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$206,326
Net investment gain/loss from pooled separate accounts	2014-12-31	$115,443
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$1,858
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$1,104,532
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	STRATAGEM, CPA
Accountancy firm EIN	2014-12-31	271239580
2013 : PACIFIC WESTERN TECHNOLOGIES, LTD. 401(K) RETIREMENT SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$2,059,828
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$599,209
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$576,990
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$551,653
Value of total assets at end of year	2013-12-31	$7,666,098
Value of total assets at beginning of year	2013-12-31	$6,205,479
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$22,219
Total interest from all sources	2013-12-31	$16,671
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$26,494
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$26,494
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$430,652
Participant contributions at end of year	2013-12-31	$50,681
Participant contributions at beginning of year	2013-12-31	$45,808
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$30,361
Other income not declared elsewhere	2013-12-31	$-16,183
Administrative expenses (other) incurred	2013-12-31	$22,219
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$1,460,619
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$7,666,098
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$6,205,479
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$4,280,163
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$2,651,169
Value of interest in pooled separate accounts at end of year	2013-12-31	$2,298,899
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$2,312,368
Interest on participant loans	2013-12-31	$1,878
Interest earned on other investments	2013-12-31	$14,793
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$1,036,355
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$1,196,134
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$811,557
Net investment gain/loss from pooled separate accounts	2013-12-31	$669,636
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$90,640
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$576,990
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	BRADLEY CONSULTING GROUP, P.C.
Accountancy firm EIN	2013-12-31	271239580
2012 : PACIFIC WESTERN TECHNOLOGIES, LTD. 401(K) RETIREMENT SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$1,272,311
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$584,045
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$547,800
Value of total corrective distributions	2012-12-31	$16,303
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$622,681
Value of total assets at end of year	2012-12-31	$6,205,479
Value of total assets at beginning of year	2012-12-31	$5,517,213
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$19,942
Total interest from all sources	2012-12-31	$23,761
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$21,854
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$21,854
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$468,546
Participant contributions at end of year	2012-12-31	$45,808
Participant contributions at beginning of year	2012-12-31	$85,162
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$13,892
Other income not declared elsewhere	2012-12-31	$22,177
Administrative expenses (other) incurred	2012-12-31	$19,942
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$688,266
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$6,205,479
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$5,517,213
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$2,651,169
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$89,692
Value of interest in pooled separate accounts at end of year	2012-12-31	$2,312,368
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$3,972,097
Interest on participant loans	2012-12-31	$2,710
Interest earned on other investments	2012-12-31	$21,051
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$1,196,134
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$1,370,262
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$167,457
Net investment gain/loss from pooled separate accounts	2012-12-31	$414,381
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$140,243
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$547,800
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	BRADLEY CONSULTING GROUP, P.C.
Accountancy firm EIN	2012-12-31	271239580
2011 : PACIFIC WESTERN TECHNOLOGIES, LTD. 401(K) RETIREMENT SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$316,577
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$871,650
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$848,278
Value of total corrective distributions	2011-12-31	$718
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$522,357
Value of total assets at end of year	2011-12-31	$5,517,213
Value of total assets at beginning of year	2011-12-31	$6,072,286
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$22,654
Total interest from all sources	2011-12-31	$22,910
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$389,832
Participant contributions at end of year	2011-12-31	$85,162
Participant contributions at beginning of year	2011-12-31	$62,840
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$27,584
Other income not declared elsewhere	2011-12-31	$20,004
Administrative expenses (other) incurred	2011-12-31	$22,654
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-555,073
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$5,517,213
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$6,072,286
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$89,692
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$0
Value of interest in pooled separate accounts at end of year	2011-12-31	$3,972,097
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$4,809,773
Interest on participant loans	2011-12-31	$2,686
Interest earned on other investments	2011-12-31	$20,224
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$1,370,262
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$1,199,673
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-8,315
Net investment gain/loss from pooled separate accounts	2011-12-31	$-240,379
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$104,941
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$848,278
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	BRADLEY CONSULTING GROUP, P.C.
Accountancy firm EIN	2011-12-31	271239580
2010 : PACIFIC WESTERN TECHNOLOGIES, LTD. 401(K) RETIREMENT SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$1,056,869
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$621,917
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$599,034
Value of total corrective distributions	2010-12-31	$1,649
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$478,671
Value of total assets at end of year	2010-12-31	$6,072,286
Value of total assets at beginning of year	2010-12-31	$5,637,334
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$21,234
Total interest from all sources	2010-12-31	$24,289
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$408,221
Participant contributions at end of year	2010-12-31	$62,840
Participant contributions at beginning of year	2010-12-31	$83,873
Other income not declared elsewhere	2010-12-31	$9,497
Administrative expenses (other) incurred	2010-12-31	$21,234
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$434,952
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$6,072,286
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$5,637,334
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in pooled separate accounts at end of year	2010-12-31	$4,809,773
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$4,445,206
Interest on participant loans	2010-12-31	$4,344
Interest earned on other investments	2010-12-31	$19,945
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$1,199,673
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$1,108,255
Net investment gain/loss from pooled separate accounts	2010-12-31	$544,412
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$70,450
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$599,034
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	BRADLEY CONSULTING GROUP, P.C.
Accountancy firm EIN	2010-12-31	271239580
2009 : PACIFIC WESTERN TECHNOLOGIES, LTD. 401(K) RETIREMENT SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for PACIFIC WESTERN TECHNOLOGIES, LTD. 401(K) RETIREMENT SAVINGS PLAN

2014: PACIFIC WESTERN TECHNOLOGIES, LTD. 401(K) RETIREMENT SAVINGS PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: PACIFIC WESTERN TECHNOLOGIES, LTD. 401(K) RETIREMENT SAVINGS PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: PACIFIC WESTERN TECHNOLOGIES, LTD. 401(K) RETIREMENT SAVINGS PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: PACIFIC WESTERN TECHNOLOGIES, LTD. 401(K) RETIREMENT SAVINGS PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: PACIFIC WESTERN TECHNOLOGIES, LTD. 401(K) RETIREMENT SAVINGS PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

39285-001

Policy instance

Insurance contract or identification number	39285-001
Number of Individuals Covered	97
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

39285-001

Policy instance

Insurance contract or identification number	39285-001
Number of Individuals Covered	128
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

39285-001

Policy instance

Insurance contract or identification number	39285-001
Number of Individuals Covered	143
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

39285-001

Policy instance

Insurance contract or identification number	39285-001
Number of Individuals Covered	157
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

39285-001

Policy instance

Insurance contract or identification number	39285-001
Number of Individuals Covered	151
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	PACIFIC WESTERN TECHNOLOGIES, LTD.
Employer identification number (EIN):	841087476
NAIC Classification:	541600

Jurisdiction of Incorporation:	Colorado Department of State
Incorporation Date:	1987-09-23
Company Identification Number:	19871752803
Legal Registered Office Address:	3000 Youngfield St Ste 300 Wheat Ridge United States of America (USA) 80215