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POWERSECURE INTERNATIONAL, INC. 401(K) RETIREMENT PLAN 401k Plan overview

Plan NamePOWERSECURE INTERNATIONAL, INC. 401(K) RETIREMENT PLAN
Plan identification number 003

POWERSECURE INTERNATIONAL, INC. 401(K) RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

POWERSECURE, INC. has sponsored the creation of one or more 401k plans.

Company Name:POWERSECURE, INC.
Employer identification number (EIN):841169358
NAIC Classification:213110
NAIC Description: Support Activities for Mining

Form 5500 Filing Information

Submission information for form 5500 for 401k plan POWERSECURE INTERNATIONAL, INC. 401(K) RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032016-01-01SHEILA BRECKENRIDGE SHEILA BRECKENRIDGE2017-10-12
0032015-01-01BART IANNETTA BART IANNETTA2016-10-14
0032014-01-01BART IANNETTA
0032013-01-01BART IANNETTA
0032012-01-01GARY ZUIDERVEEN GARY ZUIDERVEEN2013-09-03
0032011-01-01GARY ZUIDERVEEN
0032009-01-01GARY ZUIDERVEEN

Plan Statistics for POWERSECURE INTERNATIONAL, INC. 401(K) RETIREMENT PLAN

401k plan membership statisitcs for POWERSECURE INTERNATIONAL, INC. 401(K) RETIREMENT PLAN

Measure Date Value
2016: POWERSECURE INTERNATIONAL, INC. 401(K) RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-011,419
Total number of active participants reported on line 7a of the Form 55002016-01-011,030
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01691
Total of all active and inactive participants2016-01-011,721
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-011,721
Number of participants with account balances2016-01-011,552
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-01370
2015: POWERSECURE INTERNATIONAL, INC. 401(K) RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-011,189
Total number of active participants reported on line 7a of the Form 55002015-01-01904
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01515
Total of all active and inactive participants2015-01-011,419
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-011,419
Number of participants with account balances2015-01-011,264
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-01328
2014: POWERSECURE INTERNATIONAL, INC. 401(K) RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01947
Total number of active participants reported on line 7a of the Form 55002014-01-01849
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01339
Total of all active and inactive participants2014-01-011,188
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-011,188
Number of participants with account balances2014-01-01973
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-01216
2013: POWERSECURE INTERNATIONAL, INC. 401(K) RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01714
Total number of active participants reported on line 7a of the Form 55002013-01-01735
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01212
Total of all active and inactive participants2013-01-01947
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01947
Number of participants with account balances2013-01-01779
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-01169
2012: POWERSECURE INTERNATIONAL, INC. 401(K) RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01603
Total number of active participants reported on line 7a of the Form 55002012-01-01620
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0178
Total of all active and inactive participants2012-01-01698
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01698
Number of participants with account balances2012-01-01390
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0126
2011: POWERSECURE INTERNATIONAL, INC. 401(K) RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01584
Total number of active participants reported on line 7a of the Form 55002011-01-01544
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0159
Total of all active and inactive participants2011-01-01603
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01603
Number of participants with account balances2011-01-01256
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0159
2009: POWERSECURE INTERNATIONAL, INC. 401(K) RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01456
Total number of active participants reported on line 7a of the Form 55002009-01-01409
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0151
Total of all active and inactive participants2009-01-01460
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01460
Number of participants with account balances2009-01-01276
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0126

Financial Data on POWERSECURE INTERNATIONAL, INC. 401(K) RETIREMENT PLAN

Measure Date Value
2016 : POWERSECURE INTERNATIONAL, INC. 401(K) RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets to this plan2016-12-31$1,006,593
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$8,443,325
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$2,340,558
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$2,223,694
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$6,381,645
Value of total assets at end of year2016-12-31$30,159,185
Value of total assets at beginning of year2016-12-31$23,049,825
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$116,864
Total interest from all sources2016-12-31$30,303
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$974,671
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$974,671
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$2,500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$4,419,318
Participant contributions at end of year2016-12-31$606,331
Participant contributions at beginning of year2016-12-31$481,070
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$429,138
Administrative expenses (other) incurred2016-12-31$94,977
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$6,102,767
Value of net assets at end of year (total assets less liabilities)2016-12-31$30,159,185
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$23,049,825
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$21,887
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$27,604,480
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$20,319,566
Interest on participant loans2016-12-31$22,653
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$1,948,374
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$2,249,189
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$2,249,189
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$7,650
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,056,706
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Assets. Invements in employer securities at beginning of year2016-12-31$0
Contributions received in cash from employer2016-12-31$1,533,189
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$2,223,694
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31HEIN & ASSOCIATES, LLP
Accountancy firm EIN2016-12-31840749233
2015 : POWERSECURE INTERNATIONAL, INC. 401(K) RETIREMENT PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$2,368
Total unrealized appreciation/depreciation of assets2015-12-31$2,368
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$5,416,811
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$1,833,325
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,736,482
Expenses. Certain deemed distributions of participant loans2015-12-31$3,430
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$5,413,771
Value of total assets at end of year2015-12-31$23,049,825
Value of total assets at beginning of year2015-12-31$19,466,339
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$93,413
Total interest from all sources2015-12-31$15,480
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,015,656
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$1,015,656
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$2,500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$3,628,879
Participant contributions at end of year2015-12-31$481,070
Participant contributions at beginning of year2015-12-31$252,909
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$313,305
Administrative expenses (other) incurred2015-12-31$74,901
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$3,583,486
Value of net assets at end of year (total assets less liabilities)2015-12-31$23,049,825
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$19,466,339
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$18,512
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$20,319,566
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$16,856,603
Interest on participant loans2015-12-31$14,261
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$2,249,189
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$2,311,493
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$2,311,493
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$1,219
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-1,030,464
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Assets. Invements in employer securities at end of year2015-12-31$0
Assets. Invements in employer securities at beginning of year2015-12-31$45,334
Contributions received in cash from employer2015-12-31$1,471,587
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,736,482
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31HEIN & ASSOCIATES, LLP
Accountancy firm EIN2015-12-31840749233
2014 : POWERSECURE INTERNATIONAL, INC. 401(K) RETIREMENT PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$-21,428
Total unrealized appreciation/depreciation of assets2014-12-31$-21,428
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$877
Total income from all sources (including contributions)2014-12-31$5,027,749
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$1,412,894
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,340,877
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$3,878,286
Value of total assets at end of year2014-12-31$19,466,339
Value of total assets at beginning of year2014-12-31$15,852,361
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$72,017
Total interest from all sources2014-12-31$10,973
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$746,355
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$746,355
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$2,000,000
If this is an individual account plan, was there a blackout period2014-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$2,533,223
Participant contributions at end of year2014-12-31$252,909
Participant contributions at beginning of year2014-12-31$265,367
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$468,448
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$877
Administrative expenses (other) incurred2014-12-31$72,017
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$3,614,855
Value of net assets at end of year (total assets less liabilities)2014-12-31$19,466,339
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$15,851,484
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$16,856,603
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$13,435,206
Interest on participant loans2014-12-31$10,973
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$2,311,493
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$2,085,134
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$2,085,134
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$413,563
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$45,334
Assets. Invements in employer securities at beginning of year2014-12-31$66,654
Contributions received in cash from employer2014-12-31$876,615
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,340,877
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31Yes
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31HEIN & ASSOCIATES, LLP
Accountancy firm EIN2014-12-31840749233
2013 : POWERSECURE INTERNATIONAL, INC. 401(K) RETIREMENT PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$149,086
Total unrealized appreciation/depreciation of assets2013-12-31$149,086
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$877
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$5,939,678
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$2,274,730
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$2,161,385
Value of total corrective distributions2013-12-31$61,416
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$3,516,660
Value of total assets at end of year2013-12-31$15,852,361
Value of total assets at beginning of year2013-12-31$12,186,536
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$51,929
Total interest from all sources2013-12-31$7,694
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$385,443
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$385,443
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$2,000,000
If this is an individual account plan, was there a blackout period2013-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$2,179,256
Participant contributions at end of year2013-12-31$265,367
Participant contributions at beginning of year2013-12-31$156,007
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$108
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$679,470
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$877
Administrative expenses (other) incurred2013-12-31$51,929
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$3,664,948
Value of net assets at end of year (total assets less liabilities)2013-12-31$15,851,484
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$12,186,536
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$13,435,206
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$9,756,190
Interest on participant loans2013-12-31$7,694
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$2,085,134
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$2,040,072
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$2,040,072
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,880,795
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$66,654
Assets. Invements in employer securities at beginning of year2013-12-31$234,159
Contributions received in cash from employer2013-12-31$657,934
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$2,161,385
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31Yes
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31HEIN & ASSOCIATES, LLP
Accountancy firm EIN2013-12-31840749233
2012 : POWERSECURE INTERNATIONAL, INC. 401(K) RETIREMENT PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$85,748
Total unrealized appreciation/depreciation of assets2012-12-31$85,748
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$3,607,855
Total of all expenses incurred2012-12-31$1,987,572
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,904,516
Value of total corrective distributions2012-12-31$51,576
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$2,200,777
Value of total assets at end of year2012-12-31$12,186,536
Value of total assets at beginning of year2012-12-31$10,566,253
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$31,480
Total interest from all sources2012-12-31$7,278
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$306,148
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$306,148
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,625,126
Participant contributions at end of year2012-12-31$156,007
Participant contributions at beginning of year2012-12-31$149,987
Assets. Other investments not covered elsewhere at end of year2012-12-31$108
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$108
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$6,767
Administrative expenses (other) incurred2012-12-31$31,480
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,620,283
Value of net assets at end of year (total assets less liabilities)2012-12-31$12,186,536
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$10,566,253
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$9,756,190
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$8,285,153
Interest on participant loans2012-12-31$7,087
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$2,040,072
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$1,982,594
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$1,982,594
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$191
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,007,904
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Assets. Invements in employer securities at end of year2012-12-31$234,159
Assets. Invements in employer securities at beginning of year2012-12-31$148,411
Contributions received in cash from employer2012-12-31$568,884
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,904,516
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31HEIN AND ASSOCIATES
Accountancy firm EIN2012-12-31840749233
2011 : POWERSECURE INTERNATIONAL, INC. 401(K) RETIREMENT PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-84,849
Total unrealized appreciation/depreciation of assets2011-12-31$-84,849
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$1,513,377
Total of all expenses incurred2011-12-31$5,413,248
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$5,383,250
Value of total corrective distributions2011-12-31$11,861
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,730,844
Value of total assets at end of year2011-12-31$10,566,253
Value of total assets at beginning of year2011-12-31$14,466,124
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$18,137
Total interest from all sources2011-12-31$7,814
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$264,598
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$264,598
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,280,390
Participant contributions at end of year2011-12-31$149,987
Participant contributions at beginning of year2011-12-31$250,535
Assets. Other investments not covered elsewhere at end of year2011-12-31$108
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$108
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$3,329
Administrative expenses (other) incurred2011-12-31$18,137
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-3,899,871
Value of net assets at end of year (total assets less liabilities)2011-12-31$10,566,253
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$14,466,124
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$8,285,153
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$11,826,236
Interest on participant loans2011-12-31$7,497
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$1,982,594
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$2,155,985
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$2,155,985
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$317
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-405,030
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Assets. Invements in employer securities at end of year2011-12-31$148,411
Assets. Invements in employer securities at beginning of year2011-12-31$233,260
Contributions received in cash from employer2011-12-31$447,125
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$5,383,250
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31HEIN AND ASSOCIATES
Accountancy firm EIN2011-12-31840749233
2010 : POWERSECURE INTERNATIONAL, INC. 401(K) RETIREMENT PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$17,090
Total unrealized appreciation/depreciation of assets2010-12-31$17,090
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$3,609,098
Total of all expenses incurred2010-12-31$1,353,622
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,283,662
Expenses. Certain deemed distributions of participant loans2010-12-31$-1,473
Value of total corrective distributions2010-12-31$38,309
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,999,517
Value of total assets at end of year2010-12-31$14,466,124
Value of total assets at beginning of year2010-12-31$12,210,648
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$33,124
Total interest from all sources2010-12-31$15,572
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$189,641
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$189,641
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,427,493
Participant contributions at end of year2010-12-31$250,535
Participant contributions at beginning of year2010-12-31$253,199
Assets. Other investments not covered elsewhere at end of year2010-12-31$108
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$108
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$65,843
Administrative expenses (other) incurred2010-12-31$33,124
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$2,255,476
Value of net assets at end of year (total assets less liabilities)2010-12-31$14,466,124
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$12,210,648
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$11,826,236
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$9,399,896
Interest on participant loans2010-12-31$15,144
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$2,155,985
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$2,341,275
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$2,341,275
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$428
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$1,387,278
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at end of year2010-12-31$233,260
Assets. Invements in employer securities at beginning of year2010-12-31$216,170
Contributions received in cash from employer2010-12-31$506,181
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,283,662
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31HEIN & ASSOCIATES, LLP
Accountancy firm EIN2010-12-31840749233
2009 : POWERSECURE INTERNATIONAL, INC. 401(K) RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for POWERSECURE INTERNATIONAL, INC. 401(K) RETIREMENT PLAN

2016: POWERSECURE INTERNATIONAL, INC. 401(K) RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: POWERSECURE INTERNATIONAL, INC. 401(K) RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: POWERSECURE INTERNATIONAL, INC. 401(K) RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: POWERSECURE INTERNATIONAL, INC. 401(K) RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: POWERSECURE INTERNATIONAL, INC. 401(K) RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: POWERSECURE INTERNATIONAL, INC. 401(K) RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: POWERSECURE INTERNATIONAL, INC. 401(K) RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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