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MOUNTAIN VIEW MEDICAL GROUP, P.C. 401(K) PLAN 401k Plan overview

Plan NameMOUNTAIN VIEW MEDICAL GROUP, P.C. 401(K) PLAN
Plan identification number 002

MOUNTAIN VIEW MEDICAL GROUP, P.C. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

MOUNTAIN VIEW MEDICAL GROUP, PC has sponsored the creation of one or more 401k plans.

Company Name:MOUNTAIN VIEW MEDICAL GROUP, PC
Employer identification number (EIN):841254754
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan MOUNTAIN VIEW MEDICAL GROUP, P.C. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022017-01-01BRUCE MINEAR BRUCE MINEAR2018-04-12
0022016-01-01BRUCE MINEAR BRUCE MINEAR2017-07-28
0022016-01-01BRUCE MINEAR
0022015-01-01BRUCE MINEAR LORI SPAHN2016-10-12
0022014-01-01LORI SPAHN BRUCE MINEAR2015-10-07
0022013-01-01LORI SPAHN BRUCE MINEAR2014-10-09
0022012-01-01HEATHER LEAPER BRUCE MINEAR2013-08-30
0022011-01-01HEATHER LEAPER HEATHER LEAPER2012-09-07
0022010-01-01HEATHER LEAPER KAREN CHILDS2011-09-20
0022009-01-01HEATHER LEAPER KAREN CHILDS2010-09-16

Plan Statistics for MOUNTAIN VIEW MEDICAL GROUP, P.C. 401(K) PLAN

401k plan membership statisitcs for MOUNTAIN VIEW MEDICAL GROUP, P.C. 401(K) PLAN

Measure Date Value
2017: MOUNTAIN VIEW MEDICAL GROUP, P.C. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01344
Total number of active participants reported on line 7a of the Form 55002017-01-010
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-010
Total of all active and inactive participants2017-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-010
Number of participants with account balances2017-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: MOUNTAIN VIEW MEDICAL GROUP, P.C. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01329
Total number of active participants reported on line 7a of the Form 55002016-01-01245
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0172
Total of all active and inactive participants2016-01-01317
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-013
Total participants2016-01-01320
Number of participants with account balances2016-01-01319
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: MOUNTAIN VIEW MEDICAL GROUP, P.C. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01306
Total number of active participants reported on line 7a of the Form 55002015-01-01248
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0168
Total of all active and inactive participants2015-01-01316
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-012
Total participants2015-01-01318
Number of participants with account balances2015-01-01315
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0113
2014: MOUNTAIN VIEW MEDICAL GROUP, P.C. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01345
Total number of active participants reported on line 7a of the Form 55002014-01-01248
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0156
Total of all active and inactive participants2014-01-01304
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01304
Number of participants with account balances2014-01-01275
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0119
2013: MOUNTAIN VIEW MEDICAL GROUP, P.C. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01329
Total number of active participants reported on line 7a of the Form 55002013-01-01231
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0193
Total of all active and inactive participants2013-01-01324
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01324
Number of participants with account balances2013-01-01298
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0132
2012: MOUNTAIN VIEW MEDICAL GROUP, P.C. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01269
Total number of active participants reported on line 7a of the Form 55002012-01-01232
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0174
Total of all active and inactive participants2012-01-01306
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01306
Number of participants with account balances2012-01-01285
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0135
2011: MOUNTAIN VIEW MEDICAL GROUP, P.C. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01282
Total number of active participants reported on line 7a of the Form 55002011-01-01229
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0149
Total of all active and inactive participants2011-01-01278
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01278
Number of participants with account balances2011-01-01245
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0131
2010: MOUNTAIN VIEW MEDICAL GROUP, P.C. 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01278
Total number of active participants reported on line 7a of the Form 55002010-01-01239
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0168
Total of all active and inactive participants2010-01-01307
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01307
Number of participants with account balances2010-01-01248
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0122
2009: MOUNTAIN VIEW MEDICAL GROUP, P.C. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01270
Total number of active participants reported on line 7a of the Form 55002009-01-01231
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0196
Total of all active and inactive participants2009-01-01327
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01327
Number of participants with account balances2009-01-01250
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0124

Financial Data on MOUNTAIN VIEW MEDICAL GROUP, P.C. 401(K) PLAN

Measure Date Value
2017 : MOUNTAIN VIEW MEDICAL GROUP, P.C. 401(K) PLAN 2017 401k financial data
Unrealized appreciation/depreciation of real estate assets2017-09-28$0
Unrealized appreciation/depreciation of other (non real estate) assets2017-09-28$0
Total unrealized appreciation/depreciation of assets2017-09-28$0
Total transfer of assets to this plan2017-09-28$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-09-28$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-09-28$0
Total income from all sources (including contributions)2017-09-28$2,810,555
Total loss/gain on sale of assets2017-09-28$0
Total of all expenses incurred2017-09-28$29,816,344
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-09-28$29,800,931
Expenses. Certain deemed distributions of participant loans2017-09-28$0
Value of total corrective distributions2017-09-28$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-09-28$215,540
Value of total assets at end of year2017-09-28$0
Value of total assets at beginning of year2017-09-28$27,005,789
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-09-28$15,413
Total income from rents2017-09-28$0
Total interest from all sources2017-09-28$614
Total dividends received (eg from common stock, registered investment company shares)2017-09-28$16,879
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-09-28Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2017-09-28$0
Total dividends received from registered investment company shares (eg mutual funds)2017-09-28$16,879
Administrative expenses professional fees incurred2017-09-28$0
Was this plan covered by a fidelity bond2017-09-28Yes
Value of fidelity bond cover2017-09-28$1,000,000
If this is an individual account plan, was there a blackout period2017-09-28No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-09-28$0
Were there any nonexempt tranactions with any party-in-interest2017-09-28No
Amount of non-exempt transactions with any party-in-interest2017-09-28$0
Contributions received from participants2017-09-28$78,119
Participant contributions at end of year2017-09-28$0
Participant contributions at beginning of year2017-09-28$118,365
Participant contributions at end of year2017-09-28$0
Participant contributions at beginning of year2017-09-28$94,806
Assets. Other investments not covered elsewhere at end of year2017-09-28$0
Assets. Other investments not covered elsewhere at beginning of year2017-09-28$274,566
Income. Received or receivable in cash from other sources (including rollovers)2017-09-28$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2017-09-28$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-09-28$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-09-28$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-09-28$0
Other income not declared elsewhere2017-09-28$1,331
Administrative expenses (other) incurred2017-09-28$0
Liabilities. Value of operating payables at beginning of year2017-09-28$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-09-28No
Value of net income/loss2017-09-28$-27,005,789
Value of net assets at end of year (total assets less liabilities)2017-09-28$0
Value of net assets at beginning of year (total assets less liabilities)2017-09-28$27,005,789
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-09-28No
Were any loans by the plan or fixed income obligations due to the plan in default2017-09-28No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2017-09-28$0
Were any leases to which the plan was party in default or uncollectible2017-09-28No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2017-09-28$0
Investment advisory and management fees2017-09-28$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-09-28$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-09-28$1,546,129
Value of interest in pooled separate accounts at end of year2017-09-28$0
Value of interest in pooled separate accounts at beginning of year2017-09-28$23,230,976
Interest on participant loans2017-09-28$614
Income. Interest from loans (other than to participants)2017-09-28$0
Interest earned on other investments2017-09-28$0
Income. Interest from US Government securities2017-09-28$0
Income. Interest from corporate debt instruments2017-09-28$0
Value of interest in common/collective trusts at end of year2017-09-28$0
Value of interest in common/collective trusts at beginning of year2017-09-28$756,493
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-09-28$0
Expenses. Payments to insurance carriers foe the provision of benefits2017-09-28$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-09-28$203,156
Net investment gain/loss from pooled separate accounts2017-09-28$2,365,189
Net investment gain or loss from common/collective trusts2017-09-28$7,846
Net gain/loss from 103.12 investment entities2017-09-28$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-09-28No
Was there a failure to transmit to the plan any participant contributions2017-09-28No
Has the plan failed to provide any benefit when due under the plan2017-09-28No
Contributions received in cash from employer2017-09-28$137,421
Employer contributions (assets) at end of year2017-09-28$0
Employer contributions (assets) at beginning of year2017-09-28$984,454
Income. Dividends from preferred stock2017-09-28$0
Income. Dividends from common stock2017-09-28$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-09-28$29,800,931
Contract administrator fees2017-09-28$15,413
Liabilities. Value of benefit claims payable at beginning of year2017-09-28$0
Did the plan have assets held for investment2017-09-28No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-09-28No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-09-28Yes
Aggregate proceeds on sale of assets2017-09-28$0
Aggregate carrying amount (costs) on sale of assets2017-09-28$0
Liabilities. Value of acquisition indebtedness at beginning of year2017-09-28$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-09-28Yes
Opinion of an independent qualified public accountant for this plan2017-09-28Disclaimer
Accountancy firm name2017-09-28STOCKMAN KAST RYAN AND COMPANY
Accountancy firm EIN2017-09-28841509584
2016 : MOUNTAIN VIEW MEDICAL GROUP, P.C. 401(K) PLAN 2016 401k financial data
Unrealized appreciation/depreciation of real estate assets2016-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$0
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets to this plan2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$4,318,691
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$2,584,885
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$2,579,436
Expenses. Certain deemed distributions of participant loans2016-12-31$0
Value of total corrective distributions2016-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$2,775,553
Value of total assets at end of year2016-12-31$27,005,789
Value of total assets at beginning of year2016-12-31$25,271,983
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$5,449
Total income from rents2016-12-31$0
Total interest from all sources2016-12-31$4,395
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$29,034
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$29,034
Administrative expenses professional fees incurred2016-12-31$0
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Amount of non-exempt transactions with any party-in-interest2016-12-31$0
Contributions received from participants2016-12-31$1,099,331
Participant contributions at end of year2016-12-31$118,365
Participant contributions at beginning of year2016-12-31$105,255
Participant contributions at end of year2016-12-31$94,806
Participant contributions at beginning of year2016-12-31$41,821
Assets. Other investments not covered elsewhere at end of year2016-12-31$274,566
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$302,662
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$192,131
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-12-31$2,744
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$0
Other income not declared elsewhere2016-12-31$40,462
Administrative expenses (other) incurred2016-12-31$0
Liabilities. Value of operating payables at beginning of year2016-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,733,806
Value of net assets at end of year (total assets less liabilities)2016-12-31$27,005,789
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$25,271,983
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2016-12-31$0
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2016-12-31$0
Investment advisory and management fees2016-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$1,546,129
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$1,286,580
Value of interest in pooled separate accounts at end of year2016-12-31$23,230,976
Value of interest in pooled separate accounts at beginning of year2016-12-31$22,070,489
Interest on participant loans2016-12-31$4,395
Income. Interest from loans (other than to participants)2016-12-31$0
Interest earned on other investments2016-12-31$0
Income. Interest from US Government securities2016-12-31$0
Income. Interest from corporate debt instruments2016-12-31$0
Value of interest in common/collective trusts at end of year2016-12-31$756,493
Value of interest in common/collective trusts at beginning of year2016-12-31$668,416
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$-40,071
Net investment gain/loss from pooled separate accounts2016-12-31$1,502,809
Net investment gain or loss from common/collective trusts2016-12-31$6,509
Net gain/loss from 103.12 investment entities2016-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$1,484,091
Employer contributions (assets) at end of year2016-12-31$984,454
Employer contributions (assets) at beginning of year2016-12-31$796,760
Income. Dividends from preferred stock2016-12-31$0
Income. Dividends from common stock2016-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$2,576,692
Contract administrator fees2016-12-31$5,449
Liabilities. Value of benefit claims payable at beginning of year2016-12-31$0
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$0
Aggregate carrying amount (costs) on sale of assets2016-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2016-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31STOCKMAN KAST RYAN AND COMPANY
Accountancy firm EIN2016-12-31841509584
2015 : MOUNTAIN VIEW MEDICAL GROUP, P.C. 401(K) PLAN 2015 401k financial data
Unrealized appreciation/depreciation of real estate assets2015-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$0
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets to this plan2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Expenses. Interest paid2015-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022015-12-31$0
Total income from all sources (including contributions)2015-12-31$2,656,866
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$2,986,920
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$2,982,080
Expenses. Certain deemed distributions of participant loans2015-12-31$0
Value of total corrective distributions2015-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$2,778,090
Value of total assets at end of year2015-12-31$25,271,983
Value of total assets at beginning of year2015-12-31$25,602,037
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$4,840
Total income from rents2015-12-31$0
Total interest from all sources2015-12-31$5,103
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$25,543
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$25,543
Administrative expenses professional fees incurred2015-12-31$0
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Amount of non-exempt transactions with any party-in-interest2015-12-31$0
Contributions received from participants2015-12-31$1,039,110
Participant contributions at end of year2015-12-31$105,255
Participant contributions at beginning of year2015-12-31$144,392
Participant contributions at end of year2015-12-31$41,821
Participant contributions at beginning of year2015-12-31$0
Assets. Other investments not covered elsewhere at end of year2015-12-31$302,662
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$359,036
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2015-12-31$32
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$0
Other income not declared elsewhere2015-12-31$-20,742
Administrative expenses (other) incurred2015-12-31$0
Liabilities. Value of operating payables at beginning of year2015-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Income. Non cash contributions2015-12-31$0
Value of net income/loss2015-12-31$-330,054
Value of net assets at end of year (total assets less liabilities)2015-12-31$25,271,983
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$25,602,037
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2015-12-31$0
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2015-12-31$0
Investment advisory and management fees2015-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$1,286,580
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$2,170,439
Value of interest in pooled separate accounts at end of year2015-12-31$22,070,489
Value of interest in pooled separate accounts at beginning of year2015-12-31$20,900,137
Interest on participant loans2015-12-31$5,103
Income. Interest from loans (other than to participants)2015-12-31$0
Interest earned on other investments2015-12-31$0
Income. Interest from US Government securities2015-12-31$0
Income. Interest from corporate debt instruments2015-12-31$0
Value of interest in common/collective trusts at end of year2015-12-31$668,416
Value of interest in common/collective trusts at beginning of year2015-12-31$992,499
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$18,908
Net investment gain/loss from pooled separate accounts2015-12-31$-151,536
Net investment gain or loss from common/collective trusts2015-12-31$1,500
Net gain/loss from 103.12 investment entities2015-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$1,379,944
Employer contributions (assets) at end of year2015-12-31$796,760
Employer contributions (assets) at beginning of year2015-12-31$1,300,658
Income. Dividends from preferred stock2015-12-31$0
Income. Dividends from common stock2015-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$2,982,048
Contract administrator fees2015-12-31$4,840
Assets. Corporate common stocks other than exployer securities at beginning of year2015-12-31$93,912
Liabilities. Value of benefit claims payable at beginning of year2015-12-31$0
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$0
Aggregate carrying amount (costs) on sale of assets2015-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2015-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31STOCKMAN KAST RYAN AND COMPANY
Accountancy firm EIN2015-12-31841509584
2014 : MOUNTAIN VIEW MEDICAL GROUP, P.C. 401(K) PLAN 2014 401k financial data
Unrealized appreciation/depreciation of real estate assets2014-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$-10,280
Total unrealized appreciation/depreciation of assets2014-12-31$-10,280
Total transfer of assets to this plan2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Expenses. Interest paid2014-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022014-12-31$0
Total income from all sources (including contributions)2014-12-31$3,628,949
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$1,401,132
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,395,668
Expenses. Certain deemed distributions of participant loans2014-12-31$0
Value of total corrective distributions2014-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$2,337,224
Value of total assets at end of year2014-12-31$25,602,037
Value of total assets at beginning of year2014-12-31$23,374,220
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$5,464
Total income from rents2014-12-31$0
Total interest from all sources2014-12-31$7,314
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$42,297
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$41,285
Administrative expenses professional fees incurred2014-12-31$0
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Amount of non-exempt transactions with any party-in-interest2014-12-31$0
Contributions received from participants2014-12-31$978,354
Participant contributions at end of year2014-12-31$144,392
Participant contributions at beginning of year2014-12-31$182,861
Participant contributions at end of year2014-12-31$0
Participant contributions at beginning of year2014-12-31$34,189
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$58,212
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2014-12-31$146
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$0
Other income not declared elsewhere2014-12-31$0
Administrative expenses (other) incurred2014-12-31$0
Liabilities. Value of operating payables at beginning of year2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Income. Non cash contributions2014-12-31$0
Value of net income/loss2014-12-31$2,227,817
Value of net assets at end of year (total assets less liabilities)2014-12-31$25,602,037
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$23,374,220
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2014-12-31$0
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2014-12-31$0
Investment advisory and management fees2014-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$2,170,439
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$1,942,891
Value of interest in pooled separate accounts at end of year2014-12-31$20,900,137
Value of interest in pooled separate accounts at beginning of year2014-12-31$18,630,428
Interest on participant loans2014-12-31$7,314
Income. Interest from loans (other than to participants)2014-12-31$0
Interest earned on other investments2014-12-31$0
Income. Interest from US Government securities2014-12-31$0
Income. Interest from corporate debt instruments2014-12-31$0
Value of interest in common/collective trusts at end of year2014-12-31$992,499
Value of interest in common/collective trusts at beginning of year2014-12-31$1,187,748
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-63,100
Net investment gain/loss from pooled separate accounts2014-12-31$1,303,929
Net investment gain or loss from common/collective trusts2014-12-31$11,565
Net gain/loss from 103.12 investment entities2014-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$1,300,658
Employer contributions (assets) at end of year2014-12-31$1,300,658
Employer contributions (assets) at beginning of year2014-12-31$1,249,015
Income. Dividends from preferred stock2014-12-31$0
Income. Dividends from common stock2014-12-31$1,012
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,395,522
Contract administrator fees2014-12-31$5,464
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$93,912
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$147,088
Liabilities. Value of benefit claims payable at beginning of year2014-12-31$0
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$0
Aggregate carrying amount (costs) on sale of assets2014-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2014-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31STOCKMAN KAST RYAN & COMPANY, LLP
Accountancy firm EIN2014-12-31841509584
2013 : MOUNTAIN VIEW MEDICAL GROUP, P.C. 401(K) PLAN 2013 401k financial data
Unrealized appreciation/depreciation of real estate assets2013-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$-41,719
Total unrealized appreciation/depreciation of assets2013-12-31$-41,719
Total transfer of assets to this plan2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Expenses. Interest paid2013-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022013-12-31$0
Total income from all sources (including contributions)2013-12-31$5,260,556
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$1,229,728
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,225,137
Expenses. Certain deemed distributions of participant loans2013-12-31$0
Value of total corrective distributions2013-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$2,300,876
Value of total assets at end of year2013-12-31$23,374,220
Value of total assets at beginning of year2013-12-31$19,343,392
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$4,591
Total income from rents2013-12-31$0
Total interest from all sources2013-12-31$8,093
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$41,216
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$39,208
Administrative expenses professional fees incurred2013-12-31$0
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Amount of non-exempt transactions with any party-in-interest2013-12-31$0
Contributions received from participants2013-12-31$974,831
Participant contributions at end of year2013-12-31$182,861
Participant contributions at beginning of year2013-12-31$235,179
Participant contributions at end of year2013-12-31$34,189
Participant contributions at beginning of year2013-12-31$140
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$77,030
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$0
Other income not declared elsewhere2013-12-31$0
Administrative expenses (other) incurred2013-12-31$0
Liabilities. Value of operating payables at beginning of year2013-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Income. Non cash contributions2013-12-31$0
Value of net income/loss2013-12-31$4,030,828
Value of net assets at end of year (total assets less liabilities)2013-12-31$23,374,220
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$19,343,392
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2013-12-31$0
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2013-12-31$0
Investment advisory and management fees2013-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$1,942,891
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$1,761,448
Value of interest in pooled separate accounts at end of year2013-12-31$18,630,428
Value of interest in pooled separate accounts at beginning of year2013-12-31$15,137,768
Interest on participant loans2013-12-31$8,093
Income. Interest from loans (other than to participants)2013-12-31$0
Interest earned on other investments2013-12-31$0
Income. Interest from US Government securities2013-12-31$0
Income. Interest from corporate debt instruments2013-12-31$0
Value of interest in common/collective trusts at end of year2013-12-31$1,187,748
Value of interest in common/collective trusts at beginning of year2013-12-31$979,478
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$103,666
Net investment gain/loss from pooled separate accounts2013-12-31$2,856,012
Net investment gain or loss from common/collective trusts2013-12-31$-7,588
Net gain/loss from 103.12 investment entities2013-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$1,249,015
Employer contributions (assets) at end of year2013-12-31$1,249,015
Employer contributions (assets) at beginning of year2013-12-31$1,054,632
Income. Dividends from preferred stock2013-12-31$0
Income. Dividends from common stock2013-12-31$2,008
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,225,137
Contract administrator fees2013-12-31$4,591
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$147,088
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$174,747
Liabilities. Value of benefit claims payable at beginning of year2013-12-31$0
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$0
Aggregate carrying amount (costs) on sale of assets2013-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2013-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31STOCKMAN KAST RYAN & COMPANY, LLP
Accountancy firm EIN2013-12-31841509584
2012 : MOUNTAIN VIEW MEDICAL GROUP, P.C. 401(K) PLAN 2012 401k financial data
Unrealized appreciation/depreciation of real estate assets2012-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$16,058
Total unrealized appreciation/depreciation of assets2012-12-31$16,058
Total transfer of assets to this plan2012-12-31$0
Total transfer of assets from this plan2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Expenses. Interest paid2012-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022012-12-31$0
Total income from all sources (including contributions)2012-12-31$4,173,866
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$1,916,076
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,913,720
Expenses. Certain deemed distributions of participant loans2012-12-31$0
Value of total corrective distributions2012-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,989,677
Value of total assets at end of year2012-12-31$19,343,392
Value of total assets at beginning of year2012-12-31$17,085,602
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$2,356
Total income from rents2012-12-31$0
Total interest from all sources2012-12-31$7,983
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$39,728
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$37,897
Administrative expenses professional fees incurred2012-12-31$0
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Amount of non-exempt transactions with any party-in-interest2012-12-31$0
Contributions received from participants2012-12-31$911,621
Participant contributions at end of year2012-12-31$235,179
Participant contributions at beginning of year2012-12-31$67,093
Participant contributions at end of year2012-12-31$140
Participant contributions at beginning of year2012-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$23,424
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2012-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$0
Other income not declared elsewhere2012-12-31$13
Administrative expenses (other) incurred2012-12-31$0
Liabilities. Value of operating payables at beginning of year2012-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Income. Non cash contributions2012-12-31$0
Value of net income/loss2012-12-31$2,257,790
Value of net assets at end of year (total assets less liabilities)2012-12-31$19,343,392
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$17,085,602
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2012-12-31$0
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2012-12-31$0
Investment advisory and management fees2012-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$1,761,448
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$1,390,368
Value of interest in pooled separate accounts at end of year2012-12-31$15,137,768
Value of interest in pooled separate accounts at beginning of year2012-12-31$14,102,609
Interest on participant loans2012-12-31$7,983
Income. Interest from loans (other than to participants)2012-12-31$0
Interest earned on other investments2012-12-31$0
Income. Interest from US Government securities2012-12-31$0
Income. Interest from corporate debt instruments2012-12-31$0
Value of interest in common/collective trusts at end of year2012-12-31$979,478
Value of interest in common/collective trusts at beginning of year2012-12-31$337,281
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$40
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$40
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2012-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$136,537
Net investment gain/loss from pooled separate accounts2012-12-31$1,966,047
Net investment gain or loss from common/collective trusts2012-12-31$17,823
Net gain/loss from 103.12 investment entities2012-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$1,054,632
Employer contributions (assets) at end of year2012-12-31$1,054,632
Employer contributions (assets) at beginning of year2012-12-31$1,027,199
Income. Dividends from preferred stock2012-12-31$0
Income. Dividends from common stock2012-12-31$1,831
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,913,720
Contract administrator fees2012-12-31$2,356
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$174,747
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$161,012
Liabilities. Value of benefit claims payable at beginning of year2012-12-31$0
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$0
Aggregate carrying amount (costs) on sale of assets2012-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2012-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31STOCKMAN KAST RYAN & COMPANY, LLP
Accountancy firm EIN2012-12-31841509584
2011 : MOUNTAIN VIEW MEDICAL GROUP, P.C. 401(K) PLAN 2011 401k financial data
Unrealized appreciation/depreciation of real estate assets2011-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-11,047
Total unrealized appreciation/depreciation of assets2011-12-31$-11,047
Total transfer of assets to this plan2011-12-31$0
Total transfer of assets from this plan2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Expenses. Interest paid2011-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022011-12-31$0
Total income from all sources (including contributions)2011-12-31$1,678,921
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$703,007
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$700,794
Expenses. Certain deemed distributions of participant loans2011-12-31$0
Value of total corrective distributions2011-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,911,942
Value of total assets at end of year2011-12-31$17,085,602
Value of total assets at beginning of year2011-12-31$16,109,688
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$2,213
Total income from rents2011-12-31$0
Total interest from all sources2011-12-31$3,178
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$21,498
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$20,200
Administrative expenses professional fees incurred2011-12-31$0
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Amount of non-exempt transactions with any party-in-interest2011-12-31$0
Contributions received from participants2011-12-31$864,939
Participant contributions at end of year2011-12-31$67,093
Participant contributions at beginning of year2011-12-31$60,907
Participant contributions at end of year2011-12-31$0
Participant contributions at beginning of year2011-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$19,804
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$0
Other income not declared elsewhere2011-12-31$0
Administrative expenses (other) incurred2011-12-31$0
Liabilities. Value of operating payables at beginning of year2011-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Income. Non cash contributions2011-12-31$0
Value of net income/loss2011-12-31$975,914
Value of net assets at end of year (total assets less liabilities)2011-12-31$17,085,602
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$16,109,688
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2011-12-31$0
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2011-12-31$0
Investment advisory and management fees2011-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$1,390,368
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$482,048
Value of interest in pooled separate accounts at end of year2011-12-31$14,102,609
Value of interest in pooled separate accounts at beginning of year2011-12-31$14,059,684
Interest on participant loans2011-12-31$3,178
Income. Interest from loans (other than to participants)2011-12-31$0
Interest earned on other investments2011-12-31$0
Income. Interest from US Government securities2011-12-31$0
Income. Interest from corporate debt instruments2011-12-31$0
Value of interest in common/collective trusts at end of year2011-12-31$337,281
Value of interest in common/collective trusts at beginning of year2011-12-31$352,965
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$40
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-167,390
Net investment gain/loss from pooled separate accounts2011-12-31$-85,892
Net investment gain or loss from common/collective trusts2011-12-31$6,632
Net gain/loss from 103.12 investment entities2011-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$1,027,199
Employer contributions (assets) at end of year2011-12-31$1,027,199
Employer contributions (assets) at beginning of year2011-12-31$1,074,439
Income. Dividends from preferred stock2011-12-31$0
Income. Dividends from common stock2011-12-31$1,298
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$700,794
Contract administrator fees2011-12-31$2,213
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$161,012
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$79,645
Liabilities. Value of benefit claims payable at beginning of year2011-12-31$0
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$0
Aggregate carrying amount (costs) on sale of assets2011-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2011-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31STOCKMAN KAST RYAN & COMPANY, LLP
Accountancy firm EIN2011-12-31841509584
2010 : MOUNTAIN VIEW MEDICAL GROUP, P.C. 401(K) PLAN 2010 401k financial data
Unrealized appreciation/depreciation of real estate assets2010-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$26,678
Total unrealized appreciation/depreciation of assets2010-12-31$26,678
Total transfer of assets to this plan2010-12-31$0
Total transfer of assets from this plan2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Expenses. Interest paid2010-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022010-12-31$0
Total income from all sources (including contributions)2010-12-31$3,758,993
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$633,649
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$631,323
Expenses. Certain deemed distributions of participant loans2010-12-31$0
Value of total corrective distributions2010-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$2,033,071
Value of total assets at end of year2010-12-31$16,109,688
Value of total assets at beginning of year2010-12-31$12,984,344
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$2,326
Total income from rents2010-12-31$0
Total interest from all sources2010-12-31$1,964
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$8,495
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$8,495
Administrative expenses professional fees incurred2010-12-31$0
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Amount of non-exempt transactions with any party-in-interest2010-12-31$0
Contributions received from participants2010-12-31$855,551
Participant contributions at end of year2010-12-31$60,907
Participant contributions at beginning of year2010-12-31$35,498
Participant contributions at end of year2010-12-31$0
Participant contributions at beginning of year2010-12-31$52,511
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$103,081
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$0
Other income not declared elsewhere2010-12-31$234
Administrative expenses (other) incurred2010-12-31$0
Liabilities. Value of operating payables at beginning of year2010-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Income. Non cash contributions2010-12-31$0
Value of net income/loss2010-12-31$3,125,344
Value of net assets at end of year (total assets less liabilities)2010-12-31$16,109,688
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$12,984,344
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2010-12-31$0
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2010-12-31$0
Investment advisory and management fees2010-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$482,048
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$0
Value of interest in pooled separate accounts at end of year2010-12-31$14,059,684
Value of interest in pooled separate accounts at beginning of year2010-12-31$11,147,331
Interest on participant loans2010-12-31$1,964
Income. Interest from loans (other than to participants)2010-12-31$0
Interest earned on other investments2010-12-31$0
Income. Interest from US Government securities2010-12-31$0
Income. Interest from corporate debt instruments2010-12-31$0
Value of interest in common/collective trusts at end of year2010-12-31$352,965
Value of interest in common/collective trusts at beginning of year2010-12-31$641,744
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$36,737
Net investment gain/loss from pooled separate accounts2010-12-31$1,637,042
Net investment gain or loss from common/collective trusts2010-12-31$14,772
Net gain/loss from 103.12 investment entities2010-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31Yes
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$1,074,439
Employer contributions (assets) at end of year2010-12-31$1,074,439
Employer contributions (assets) at beginning of year2010-12-31$1,107,260
Income. Dividends from preferred stock2010-12-31$0
Income. Dividends from common stock2010-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$631,323
Contract administrator fees2010-12-31$2,326
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$79,645
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2010-12-31$0
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$0
Aggregate carrying amount (costs) on sale of assets2010-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2010-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31STOCKMAN KAST RYAN & CO, LLP
Accountancy firm EIN2010-12-31841509584
2009 : MOUNTAIN VIEW MEDICAL GROUP, P.C. 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for MOUNTAIN VIEW MEDICAL GROUP, P.C. 401(K) PLAN

2017: MOUNTAIN VIEW MEDICAL GROUP, P.C. 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01This submission is the final filingYes
2017-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: MOUNTAIN VIEW MEDICAL GROUP, P.C. 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedYes
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: MOUNTAIN VIEW MEDICAL GROUP, P.C. 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: MOUNTAIN VIEW MEDICAL GROUP, P.C. 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: MOUNTAIN VIEW MEDICAL GROUP, P.C. 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: MOUNTAIN VIEW MEDICAL GROUP, P.C. 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: MOUNTAIN VIEW MEDICAL GROUP, P.C. 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: MOUNTAIN VIEW MEDICAL GROUP, P.C. 401(K) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedYes
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: MOUNTAIN VIEW MEDICAL GROUP, P.C. 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number804180
Policy instance 1
Insurance contract or identification number804180
Number of Individuals Covered0
Insurance policy start date2017-01-01
Insurance policy end date2017-09-28
Total amount of commissions paid to insurance brokerUSD $36,315
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $36,315
Amount paid for insurance broker fees0
Insurance broker organization code?3
Insurance broker nameS B H U LIFE AGENCY INC
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number804180
Policy instance 1
Insurance contract or identification number804180
Number of Individuals Covered318
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $42,980
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $42,980
Amount paid for insurance broker fees0
Insurance broker organization code?3
Insurance broker nameS B H U LIFE AGENCY INC
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number804180
Policy instance 1
Insurance contract or identification number804180
Number of Individuals Covered304
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $39,057
Total amount of fees paid to insurance companyUSD $85
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $39,057
Amount paid for insurance broker fees0
Insurance broker organization code?3
Additional information about fees paid to insurance brokerPRORATED INCENTIVE, NOT DEDUCTED FROM PLAN
Insurance broker nameMORGAN STANLEY DW INC
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number804180
Policy instance 1
Insurance contract or identification number804180
Number of Individuals Covered324
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $33,821
Total amount of fees paid to insurance companyUSD $209
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $33,821
Amount paid for insurance broker fees0
Insurance broker organization code?3
Additional information about fees paid to insurance brokerPRORATED INCENTIVE, NOT DEDUCTED FROM PLAN
Insurance broker nameMORGAN STANLEY DW INC
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number804180
Policy instance 1
Insurance contract or identification number804180
Number of Individuals Covered306
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $22,702
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $22,702
Amount paid for insurance broker fees0
Insurance broker organization code?3
Insurance broker nameS B H U LIFE AGENCY INC
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number804180
Policy instance 1
Insurance contract or identification number804180
Number of Individuals Covered278
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $34,905
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number804180
Policy instance 1
Insurance contract or identification number804180
Number of Individuals Covered307
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $17,809
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $17,809
Amount paid for insurance broker fees0
Insurance broker organization code?3
Insurance broker nameS B H U LIFE AGENCY INC

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