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OPSEC SECURITY RETIREMENT PLAN 401k Plan overview

Plan NameOPSEC SECURITY RETIREMENT PLAN
Plan identification number 001

OPSEC SECURITY RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

OPSEC SECURITY, INC. has sponsored the creation of one or more 401k plans.

Company Name:OPSEC SECURITY, INC.
Employer identification number (EIN):841458633
NAIC Classification:541990
NAIC Description:All Other Professional, Scientific, and Technical Services

Additional information about OPSEC SECURITY, INC.

Jurisdiction of Incorporation: Colorado Department of State
Incorporation Date: 1998-04-14
Company Identification Number: 19981069308
Legal Registered Office Address: 7333 W Jefferson Ave, Suite 165

Lakewood
United States of America (USA)
80235

More information about OPSEC SECURITY, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan OPSEC SECURITY RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012020-01-01
0012019-01-01
0012018-01-01WILLIAM J. HOUGHTON
0012018-01-01
0012017-01-01WILLIAM HOUGHTON
0012016-01-01WILLIAM HOUGHTON WILLIAM HOUGHTON2017-07-27
0012015-01-01WILLIAM HOUGHTON WILLIAM HOUGHTON2016-07-29
0012014-01-01WILLIAM HOUGHTON WILLIAM HOUGHTON2015-10-12

Plan Statistics for OPSEC SECURITY RETIREMENT PLAN

401k plan membership statisitcs for OPSEC SECURITY RETIREMENT PLAN

Measure Date Value
2022: OPSEC SECURITY RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01449
Total number of active participants reported on line 7a of the Form 55002022-01-01335
Number of retired or separated participants receiving benefits2022-01-018
Number of other retired or separated participants entitled to future benefits2022-01-01156
Total of all active and inactive participants2022-01-01499
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01499
Number of participants with account balances2022-01-01477
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0183
2021: OPSEC SECURITY RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01413
Total number of active participants reported on line 7a of the Form 55002021-01-01329
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01118
Total of all active and inactive participants2021-01-01447
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01447
Number of participants with account balances2021-01-01429
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0149
2020: OPSEC SECURITY RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01401
Total number of active participants reported on line 7a of the Form 55002020-01-01350
Number of retired or separated participants receiving benefits2020-01-013
Number of other retired or separated participants entitled to future benefits2020-01-0160
Total of all active and inactive participants2020-01-01413
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01413
Number of participants with account balances2020-01-01389
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0121
2019: OPSEC SECURITY RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01208
Total number of active participants reported on line 7a of the Form 55002019-01-01151
Number of retired or separated participants receiving benefits2019-01-011
Number of other retired or separated participants entitled to future benefits2019-01-0145
Total of all active and inactive participants2019-01-01197
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01197
Number of participants with account balances2019-01-01169
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0114
2018: OPSEC SECURITY RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01213
Total number of active participants reported on line 7a of the Form 55002018-01-01166
Number of retired or separated participants receiving benefits2018-01-011
Number of other retired or separated participants entitled to future benefits2018-01-0139
Total of all active and inactive participants2018-01-01206
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01206
Number of participants with account balances2018-01-01176
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0112
2017: OPSEC SECURITY RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01227
Total number of active participants reported on line 7a of the Form 55002017-01-01168
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0144
Total of all active and inactive participants2017-01-01212
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-011
Total participants2017-01-01213
Number of participants with account balances2017-01-01174
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-014
2016: OPSEC SECURITY RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01226
Total number of active participants reported on line 7a of the Form 55002016-01-01187
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0139
Total of all active and inactive participants2016-01-01226
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-01227
Number of participants with account balances2016-01-01170
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-017
2015: OPSEC SECURITY RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01227
Total number of active participants reported on line 7a of the Form 55002015-01-01194
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0135
Total of all active and inactive participants2015-01-01229
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01229
Number of participants with account balances2015-01-01167
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0111
2014: OPSEC SECURITY RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01215
Total number of active participants reported on line 7a of the Form 55002014-01-01170
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0133
Total of all active and inactive participants2014-01-01203
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01203
Number of participants with account balances2014-01-01169
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0116

Financial Data on OPSEC SECURITY RETIREMENT PLAN

Measure Date Value
2022 : OPSEC SECURITY RETIREMENT PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$140,354
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$2,986,222
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$2,917,299
Expenses. Certain deemed distributions of participant loans2022-12-31$1,040
Value of total corrective distributions2022-12-31$4,846
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$3,646,199
Value of total assets at end of year2022-12-31$22,474,995
Value of total assets at beginning of year2022-12-31$25,320,863
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$63,037
Total interest from all sources2022-12-31$7,163
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$774,574
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$774,574
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$2,113,165
Participant contributions at end of year2022-12-31$153,925
Participant contributions at beginning of year2022-12-31$165,884
Participant contributions at end of year2022-12-31$73,442
Participant contributions at beginning of year2022-12-31$77,583
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$534,112
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-2,845,868
Value of net assets at end of year (total assets less liabilities)2022-12-31$22,474,995
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$25,320,863
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$19,413,368
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$22,332,595
Interest on participant loans2022-12-31$7,163
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$2,802,845
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$2,723,828
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-4,287,582
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$998,922
Employer contributions (assets) at end of year2022-12-31$31,415
Employer contributions (assets) at beginning of year2022-12-31$20,973
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$2,917,299
Contract administrator fees2022-12-31$63,037
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31RKL LLP
Accountancy firm EIN2022-12-31232108173
2021 : OPSEC SECURITY RETIREMENT PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$5,719,858
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$4,127,603
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$4,017,337
Expenses. Certain deemed distributions of participant loans2021-12-31$6,291
Value of total corrective distributions2021-12-31$15,878
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$3,200,987
Value of total assets at end of year2021-12-31$25,320,863
Value of total assets at beginning of year2021-12-31$23,728,608
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$88,097
Total interest from all sources2021-12-31$12,896
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$975,985
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$975,985
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$2,103,242
Participant contributions at end of year2021-12-31$165,884
Participant contributions at beginning of year2021-12-31$264,758
Participant contributions at end of year2021-12-31$77,583
Participant contributions at beginning of year2021-12-31$63,324
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$457,564
Other income not declared elsewhere2021-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$1,592,255
Value of net assets at end of year (total assets less liabilities)2021-12-31$25,320,863
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$23,728,608
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$22,332,595
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$20,826,558
Interest on participant loans2021-12-31$12,896
Interest earned on other investments2021-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$2,723,828
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$2,554,266
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$1,529,990
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$640,181
Employer contributions (assets) at end of year2021-12-31$20,973
Employer contributions (assets) at beginning of year2021-12-31$19,702
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$4,017,337
Contract administrator fees2021-12-31$88,097
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31RKL LLP
Accountancy firm EIN2021-12-31232108173
2020 : OPSEC SECURITY RETIREMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$12,354,636
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$1,297,099
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$1,204,388
Expenses. Certain deemed distributions of participant loans2020-12-31$20,419
Value of total corrective distributions2020-12-31$5,452
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$8,712,790
Value of total assets at end of year2020-12-31$23,728,608
Value of total assets at beginning of year2020-12-31$12,671,071
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$66,840
Total interest from all sources2020-12-31$16,313
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$460,858
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$460,858
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$675,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,799,244
Participant contributions at end of year2020-12-31$264,758
Participant contributions at beginning of year2020-12-31$173,305
Participant contributions at end of year2020-12-31$63,324
Participant contributions at beginning of year2020-12-31$18,836
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$6,271,843
Other income not declared elsewhere2020-12-31$12,979
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$11,057,537
Value of net assets at end of year (total assets less liabilities)2020-12-31$23,728,608
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$12,671,071
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$12,942
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$20,826,558
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$10,668,386
Interest on participant loans2020-12-31$16,313
Interest earned on other investments2020-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$2,554,266
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$1,805,184
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$3,164,675
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$641,703
Employer contributions (assets) at end of year2020-12-31$19,702
Employer contributions (assets) at beginning of year2020-12-31$5,360
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$1,204,388
Contract administrator fees2020-12-31$53,898
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31RKL LLP
Accountancy firm EIN2020-12-31232108173
2019 : OPSEC SECURITY RETIREMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$3,352,916
Total income from all sources (including contributions)2019-12-31$3,352,916
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$1,124,942
Total of all expenses incurred2019-12-31$1,124,942
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,060,405
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,060,405
Expenses. Certain deemed distributions of participant loans2019-12-31$1,633
Expenses. Certain deemed distributions of participant loans2019-12-31$1,633
Value of total corrective distributions2019-12-31$13,514
Value of total corrective distributions2019-12-31$13,514
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,414,819
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,414,819
Value of total assets at end of year2019-12-31$12,671,071
Value of total assets at end of year2019-12-31$12,671,071
Value of total assets at beginning of year2019-12-31$10,443,097
Value of total assets at beginning of year2019-12-31$10,443,097
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$49,390
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$49,390
Total interest from all sources2019-12-31$41,012
Total interest from all sources2019-12-31$41,012
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$288,818
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$288,818
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$288,818
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$288,818
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$675,000
Value of fidelity bond cover2019-12-31$675,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$875,515
Contributions received from participants2019-12-31$875,515
Participant contributions at end of year2019-12-31$173,305
Participant contributions at end of year2019-12-31$173,305
Participant contributions at beginning of year2019-12-31$168,757
Participant contributions at beginning of year2019-12-31$168,757
Participant contributions at end of year2019-12-31$18,836
Participant contributions at end of year2019-12-31$18,836
Participant contributions at beginning of year2019-12-31$596
Participant contributions at beginning of year2019-12-31$596
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$281,744
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$281,744
Other income not declared elsewhere2019-12-31$-2,148
Other income not declared elsewhere2019-12-31$-2,148
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$2,227,974
Value of net income/loss2019-12-31$2,227,974
Value of net assets at end of year (total assets less liabilities)2019-12-31$12,671,071
Value of net assets at end of year (total assets less liabilities)2019-12-31$12,671,071
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$10,443,097
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$10,443,097
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$3,738
Investment advisory and management fees2019-12-31$3,738
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$10,668,386
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$10,668,386
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$8,958,630
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$8,958,630
Interest on participant loans2019-12-31$9,993
Interest on participant loans2019-12-31$9,993
Interest earned on other investments2019-12-31$31,019
Interest earned on other investments2019-12-31$31,019
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$1,805,184
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$1,805,184
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$1,314,930
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$1,314,930
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,610,415
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,610,415
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$257,560
Contributions received in cash from employer2019-12-31$257,560
Employer contributions (assets) at end of year2019-12-31$5,360
Employer contributions (assets) at end of year2019-12-31$5,360
Employer contributions (assets) at beginning of year2019-12-31$184
Employer contributions (assets) at beginning of year2019-12-31$184
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,060,405
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,060,405
Contract administrator fees2019-12-31$45,652
Contract administrator fees2019-12-31$45,652
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31RKL LLP
Accountancy firm name2019-12-31RKL LLP
Accountancy firm EIN2019-12-31232108173
Accountancy firm EIN2019-12-31232108173
2018 : OPSEC SECURITY RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$550,444
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$1,275,274
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$1,188,622
Value of total corrective distributions2018-12-31$40,773
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,088,230
Value of total assets at end of year2018-12-31$10,443,097
Value of total assets at beginning of year2018-12-31$11,167,927
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$45,879
Total interest from all sources2018-12-31$35,058
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$350,552
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$350,552
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$650,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$819,287
Participant contributions at end of year2018-12-31$168,757
Participant contributions at beginning of year2018-12-31$161,256
Participant contributions at end of year2018-12-31$596
Participant contributions at beginning of year2018-12-31$25,504
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$47,452
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-724,830
Value of net assets at end of year (total assets less liabilities)2018-12-31$10,443,097
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$11,167,927
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$8,958,630
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$9,689,777
Interest on participant loans2018-12-31$8,367
Interest earned on other investments2018-12-31$26,691
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$1,314,930
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$1,283,137
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-923,396
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$221,491
Employer contributions (assets) at end of year2018-12-31$184
Employer contributions (assets) at beginning of year2018-12-31$8,253
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$1,188,622
Contract administrator fees2018-12-31$45,879
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31Yes
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31RKL LLP
Accountancy firm EIN2018-12-31232108173
2017 : OPSEC SECURITY RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$2,630,279
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$2,362,188
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$2,313,354
Value of total corrective distributions2017-12-31$4,487
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,019,290
Value of total assets at end of year2017-12-31$11,167,927
Value of total assets at beginning of year2017-12-31$10,899,836
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$44,347
Total interest from all sources2017-12-31$18,432
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$114,729
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$114,729
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$744,099
Participant contributions at end of year2017-12-31$161,256
Participant contributions at beginning of year2017-12-31$197,402
Participant contributions at end of year2017-12-31$25,504
Participant contributions at beginning of year2017-12-31$26,556
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$54,962
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$268,091
Value of net assets at end of year (total assets less liabilities)2017-12-31$11,167,927
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$10,899,836
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$23,031
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$9,689,777
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$2,479,391
Value of interest in pooled separate accounts at end of year2017-12-31$0
Value of interest in pooled separate accounts at beginning of year2017-12-31$4,718,113
Interest on participant loans2017-12-31$10,300
Interest earned on other investments2017-12-31$8,132
Value of interest in common/collective trusts at end of year2017-12-31$0
Value of interest in common/collective trusts at beginning of year2017-12-31$3,131,333
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$1,283,137
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$339,620
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$574,617
Net investment gain/loss from pooled separate accounts2017-12-31$526,892
Net investment gain or loss from common/collective trusts2017-12-31$376,319
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$220,229
Employer contributions (assets) at end of year2017-12-31$8,253
Employer contributions (assets) at beginning of year2017-12-31$7,421
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$2,313,354
Contract administrator fees2017-12-31$21,316
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31Yes
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31REINSEL KUNTZ LESHER LLP
Accountancy firm EIN2017-12-31232108173
2016 : OPSEC SECURITY RETIREMENT PLAN 2016 401k financial data
Unrealized appreciation/depreciation of real estate assets2016-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$0
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets to this plan2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$2,411,366
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$980,755
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$949,184
Expenses. Certain deemed distributions of participant loans2016-12-31$0
Value of total corrective distributions2016-12-31$6,457
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,615,991
Value of total assets at end of year2016-12-31$10,899,836
Value of total assets at beginning of year2016-12-31$9,469,225
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$25,114
Total income from rents2016-12-31$0
Total interest from all sources2016-12-31$10,397
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$16,997
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$16,997
Administrative expenses professional fees incurred2016-12-31$0
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Amount of non-exempt transactions with any party-in-interest2016-12-31$0
Contributions received from participants2016-12-31$741,245
Participant contributions at end of year2016-12-31$197,402
Participant contributions at beginning of year2016-12-31$108,354
Participant contributions at end of year2016-12-31$26,556
Participant contributions at beginning of year2016-12-31$24,038
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$662,806
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-12-31$789
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$0
Other income not declared elsewhere2016-12-31$334
Administrative expenses (other) incurred2016-12-31$7
Liabilities. Value of operating payables at beginning of year2016-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,430,611
Value of net assets at end of year (total assets less liabilities)2016-12-31$10,899,836
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$9,469,225
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2016-12-31$0
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2016-12-31$0
Investment advisory and management fees2016-12-31$21,433
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$2,479,391
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$2,272,977
Value of interest in pooled separate accounts at end of year2016-12-31$4,718,113
Value of interest in pooled separate accounts at beginning of year2016-12-31$4,311,124
Interest on participant loans2016-12-31$7,380
Income. Interest from loans (other than to participants)2016-12-31$0
Interest earned on other investments2016-12-31$3,017
Income. Interest from US Government securities2016-12-31$0
Income. Interest from corporate debt instruments2016-12-31$0
Value of interest in common/collective trusts at end of year2016-12-31$3,131,333
Value of interest in common/collective trusts at beginning of year2016-12-31$2,370,691
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$339,620
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$374,680
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$145,718
Net investment gain/loss from pooled separate accounts2016-12-31$401,456
Net investment gain or loss from common/collective trusts2016-12-31$220,473
Net gain/loss from 103.12 investment entities2016-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$211,940
Employer contributions (assets) at end of year2016-12-31$7,421
Employer contributions (assets) at beginning of year2016-12-31$7,361
Income. Dividends from preferred stock2016-12-31$0
Income. Dividends from common stock2016-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$948,395
Contract administrator fees2016-12-31$3,674
Liabilities. Value of benefit claims payable at beginning of year2016-12-31$0
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$0
Aggregate carrying amount (costs) on sale of assets2016-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2016-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31RKL LLP
Accountancy firm EIN2016-12-31232108173
2015 : OPSEC SECURITY RETIREMENT PLAN 2015 401k financial data
Unrealized appreciation/depreciation of real estate assets2015-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$0
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets to this plan2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$985,507
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$2,080,928
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$2,050,497
Expenses. Certain deemed distributions of participant loans2015-12-31$0
Value of total corrective distributions2015-12-31$5,658
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,153,398
Value of total assets at end of year2015-12-31$9,469,225
Value of total assets at beginning of year2015-12-31$10,564,646
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$24,773
Total income from rents2015-12-31$0
Total interest from all sources2015-12-31$7,980
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$21,708
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$21,708
Administrative expenses professional fees incurred2015-12-31$0
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Amount of non-exempt transactions with any party-in-interest2015-12-31$0
Contributions received from participants2015-12-31$849,629
Participant contributions at end of year2015-12-31$108,354
Participant contributions at beginning of year2015-12-31$85,351
Participant contributions at end of year2015-12-31$24,038
Participant contributions at beginning of year2015-12-31$45,105
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$63,692
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$0
Other income not declared elsewhere2015-12-31$-322
Administrative expenses (other) incurred2015-12-31$0
Liabilities. Value of operating payables at beginning of year2015-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-1,095,421
Value of net assets at end of year (total assets less liabilities)2015-12-31$9,469,225
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$10,564,646
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2015-12-31$0
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2015-12-31$0
Investment advisory and management fees2015-12-31$20,455
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$2,272,977
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$2,590,244
Value of interest in pooled separate accounts at end of year2015-12-31$4,311,124
Value of interest in pooled separate accounts at beginning of year2015-12-31$5,238,174
Interest on participant loans2015-12-31$5,479
Income. Interest from loans (other than to participants)2015-12-31$0
Interest earned on other investments2015-12-31$2,501
Income. Interest from US Government securities2015-12-31$0
Income. Interest from corporate debt instruments2015-12-31$0
Value of interest in common/collective trusts at end of year2015-12-31$2,370,691
Value of interest in common/collective trusts at beginning of year2015-12-31$2,199,585
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$374,680
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$396,556
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-33,828
Net investment gain/loss from pooled separate accounts2015-12-31$-128,839
Net investment gain or loss from common/collective trusts2015-12-31$-34,590
Net gain/loss from 103.12 investment entities2015-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$240,077
Employer contributions (assets) at end of year2015-12-31$7,361
Employer contributions (assets) at beginning of year2015-12-31$9,631
Income. Dividends from preferred stock2015-12-31$0
Income. Dividends from common stock2015-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$2,050,497
Contract administrator fees2015-12-31$4,318
Liabilities. Value of benefit claims payable at beginning of year2015-12-31$0
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$0
Aggregate carrying amount (costs) on sale of assets2015-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2015-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31REINSEL KUNTZ LESHER LLP
Accountancy firm EIN2015-12-31232108173
2014 : OPSEC SECURITY RETIREMENT PLAN 2014 401k financial data
Unrealized appreciation/depreciation of real estate assets2014-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$0
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$1,917,999
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$1,519,580
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,487,887
Expenses. Certain deemed distributions of participant loans2014-12-31$0
Value of total corrective distributions2014-12-31$12,063
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,268,063
Value of total assets at end of year2014-12-31$10,564,646
Value of total assets at beginning of year2014-12-31$10,166,227
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$19,630
Total income from rents2014-12-31$0
Total interest from all sources2014-12-31$7,279
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$16,432
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$16,432
Administrative expenses professional fees incurred2014-12-31$0
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Amount of non-exempt transactions with any party-in-interest2014-12-31$0
Contributions received from participants2014-12-31$851,932
Participant contributions at end of year2014-12-31$85,351
Participant contributions at beginning of year2014-12-31$83,404
Participant contributions at end of year2014-12-31$45,105
Participant contributions at beginning of year2014-12-31$3,804
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$185,774
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$0
Other income not declared elsewhere2014-12-31$-1,115
Administrative expenses (other) incurred2014-12-31$501
Liabilities. Value of operating payables at beginning of year2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$398,419
Value of net assets at end of year (total assets less liabilities)2014-12-31$10,564,646
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$10,166,227
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2014-12-31$0
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2014-12-31$0
Investment advisory and management fees2014-12-31$14,822
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$2,590,244
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$3,243,788
Value of interest in pooled separate accounts at end of year2014-12-31$5,238,174
Value of interest in pooled separate accounts at beginning of year2014-12-31$4,853,382
Interest on participant loans2014-12-31$4,565
Income. Interest from loans (other than to participants)2014-12-31$0
Interest earned on other investments2014-12-31$2,714
Income. Interest from US Government securities2014-12-31$0
Income. Interest from corporate debt instruments2014-12-31$0
Value of interest in common/collective trusts at end of year2014-12-31$2,199,585
Value of interest in common/collective trusts at beginning of year2014-12-31$1,589,023
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$396,556
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$391,920
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$54,126
Net investment gain/loss from pooled separate accounts2014-12-31$448,764
Net investment gain or loss from common/collective trusts2014-12-31$124,450
Net gain/loss from 103.12 investment entities2014-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$230,357
Employer contributions (assets) at end of year2014-12-31$9,631
Employer contributions (assets) at beginning of year2014-12-31$906
Income. Dividends from preferred stock2014-12-31$0
Income. Dividends from common stock2014-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,487,887
Contract administrator fees2014-12-31$4,307
Liabilities. Value of benefit claims payable at beginning of year2014-12-31$0
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$0
Aggregate carrying amount (costs) on sale of assets2014-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2014-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31REINSEL KUNTZ LESHER LLP
Accountancy firm EIN2014-12-31232108173

Form 5500 Responses for OPSEC SECURITY RETIREMENT PLAN

2022: OPSEC SECURITY RETIREMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: OPSEC SECURITY RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: OPSEC SECURITY RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: OPSEC SECURITY RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: OPSEC SECURITY RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: OPSEC SECURITY RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: OPSEC SECURITY RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: OPSEC SECURITY RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: OPSEC SECURITY RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number895079+087
Policy instance 1
Insurance contract or identification number895079+087
Number of Individuals Covered251
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number895079+087
Policy instance 1
Insurance contract or identification number895079+087
Number of Individuals Covered233
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number895079+087
Policy instance 1
Insurance contract or identification number895079+087
Number of Individuals Covered231
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number895079+087
Policy instance 1
Insurance contract or identification number895079+087
Number of Individuals Covered134
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number895079+087
Policy instance 1
Insurance contract or identification number895079+087
Number of Individuals Covered116
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number435453
Policy instance 1
Insurance contract or identification number435453
Number of Individuals Covered0
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number895079+087
Policy instance 2
Insurance contract or identification number895079+087
Number of Individuals Covered122
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number435453
Policy instance 1
Insurance contract or identification number435453
Number of Individuals Covered229
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $991
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees991
Additional information about fees paid to insurance brokerPRORATED INCENTIVE, NOT DEDUCTED FROM PLAN
Insurance broker organization code?3
Insurance broker nameNFP ADVISOR SERVICES LLC
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number435453
Policy instance 1
Insurance contract or identification number435453
Number of Individuals Covered203
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $5,781
Total amount of fees paid to insurance companyUSD $1,838
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $5,781
Amount paid for insurance broker fees1186
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
Insurance broker nameNFP ADVISOR SERVICES LLC

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