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SUMMIT DERMATOLOGY RETIREMENT SAVINGS PLAN 401k Plan overview

Plan NameSUMMIT DERMATOLOGY RETIREMENT SAVINGS PLAN
Plan identification number 001

SUMMIT DERMATOLOGY RETIREMENT SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SUMMIT DERMATOLOGY, P.C. has sponsored the creation of one or more 401k plans.

Company Name:SUMMIT DERMATOLOGY, P.C.
Employer identification number (EIN):841540358
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Additional information about SUMMIT DERMATOLOGY, P.C.

Jurisdiction of Incorporation: Colorado Department of State
Incorporation Date: 2000-03-31
Company Identification Number: 20001066220
Legal Registered Office Address: 8890 N UNION BLVD STE 207

COLORADO SPRINGS
United States of America (USA)
80920

More information about SUMMIT DERMATOLOGY, P.C.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SUMMIT DERMATOLOGY RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01KEVIN WHALEY, M.D.2023-08-31 KEVIN WHALEY, M.D.2023-08-31
0012021-01-01KEVIN WHALEY, M.D.2022-02-17 KEVIN WHALEY, M.D.2022-02-17
0012020-01-01KEVIN WHALEY, M.D.2021-07-28 KEVIN WHALEY, M.D.2021-07-28
0012019-01-01
0012018-01-01KEVIN WHALEY, M.D. KEVIN WHALEY, M.D.2019-06-04
0012017-01-01KEVIN WHALEY, M.D. KEVIN WHALEY, M.D.2018-03-13
0012016-01-01KEVIN WHALEY, M.D. KEVIN WHALEY, M.D.2017-03-23
0012015-01-01KEVIN WHALEY, M.D. KEVIN WHALEY, M.D.2016-07-27
0012014-01-01KEVIN WHALEY, M.D. KEVIN WHALEY, M.D.2015-06-04
0012013-01-01KEVIN WHALEY, M.D. KEVIN WHALEY, M.D.2014-07-29
0012012-01-01KEVIN WHALEY, M.D. KEVIN WHALEY, M.D.2013-10-09
0012011-01-01KEVIN WHALEY, M.D. KEVIN WHALEY, M.D.2012-10-01
0012009-01-01KEVIN WHALEY, M.D. KEVIN WHALEY, M.D.2010-09-14

Plan Statistics for SUMMIT DERMATOLOGY RETIREMENT SAVINGS PLAN

401k plan membership statisitcs for SUMMIT DERMATOLOGY RETIREMENT SAVINGS PLAN

Measure Date Value
2019: SUMMIT DERMATOLOGY RETIREMENT SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-0129
Total number of active participants reported on line 7a of the Form 55002019-01-0116
Number of retired or separated participants receiving benefits2019-01-011
Number of other retired or separated participants entitled to future benefits2019-01-010
Total of all active and inactive participants2019-01-0117
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-0117
Number of participants with account balances2019-01-0112
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: SUMMIT DERMATOLOGY RETIREMENT SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-0119
Total number of active participants reported on line 7a of the Form 55002018-01-0111
Number of retired or separated participants receiving benefits2018-01-013
Number of other retired or separated participants entitled to future benefits2018-01-017
Total of all active and inactive participants2018-01-0121
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-0121
Number of participants with account balances2018-01-0117
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0121
2017: SUMMIT DERMATOLOGY RETIREMENT SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-0119
Total number of active participants reported on line 7a of the Form 55002017-01-0112
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-016
Total of all active and inactive participants2017-01-0118
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-0118
Number of participants with account balances2017-01-0115
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: SUMMIT DERMATOLOGY RETIREMENT SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0121
Total number of active participants reported on line 7a of the Form 55002016-01-0113
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-016
Total of all active and inactive participants2016-01-0119
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-0119
Number of participants with account balances2016-01-0116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: SUMMIT DERMATOLOGY RETIREMENT SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0123
Total number of active participants reported on line 7a of the Form 55002015-01-0118
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-013
Total of all active and inactive participants2015-01-0121
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0121
Number of participants with account balances2015-01-0116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: SUMMIT DERMATOLOGY RETIREMENT SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0120
Total number of active participants reported on line 7a of the Form 55002014-01-0116
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-013
Total of all active and inactive participants2014-01-0119
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-0119
Number of participants with account balances2014-01-0116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: SUMMIT DERMATOLOGY RETIREMENT SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0118
Total number of active participants reported on line 7a of the Form 55002013-01-0111
Number of retired or separated participants receiving benefits2013-01-012
Number of other retired or separated participants entitled to future benefits2013-01-015
Total of all active and inactive participants2013-01-0118
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0118
Number of participants with account balances2013-01-0116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: SUMMIT DERMATOLOGY RETIREMENT SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0118
Total number of active participants reported on line 7a of the Form 55002012-01-0115
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-013
Total of all active and inactive participants2012-01-0118
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0118
Number of participants with account balances2012-01-0117
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: SUMMIT DERMATOLOGY RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0117
Total number of active participants reported on line 7a of the Form 55002011-01-0115
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-013
Total of all active and inactive participants2011-01-0118
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-0118
Number of participants with account balances2011-01-0116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: SUMMIT DERMATOLOGY RETIREMENT SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0116
Total number of active participants reported on line 7a of the Form 55002009-01-0110
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-012
Total of all active and inactive participants2009-01-0112
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-0112
Number of participants with account balances2009-01-0112

Financial Data on SUMMIT DERMATOLOGY RETIREMENT SAVINGS PLAN

Measure Date Value
2019 : SUMMIT DERMATOLOGY RETIREMENT SAVINGS PLAN 2019 401k financial data
Total income from all sources2019-12-31$249,773
Expenses. Total of all expenses incurred2019-12-31$63,384
Benefits paid (including direct rollovers)2019-12-31$63,384
Total plan assets at end of year2019-12-31$712,363
Total plan assets at beginning of year2019-12-31$525,974
Value of fidelity bond covering the plan2019-12-31$75,000
Total contributions received or receivable from participants2019-12-31$106,388
Other income received2019-12-31$120,445
Net income (gross income less expenses)2019-12-31$186,389
Net plan assets at end of year (total assets less liabilities)2019-12-31$712,363
Net plan assets at beginning of year (total assets less liabilities)2019-12-31$525,974
Total contributions received or receivable from employer(s)2019-12-31$22,940
2018 : SUMMIT DERMATOLOGY RETIREMENT SAVINGS PLAN 2018 401k financial data
Total income from all sources2018-12-31$75,442
Expenses. Total of all expenses incurred2018-12-31$150,453
Benefits paid (including direct rollovers)2018-12-31$150,453
Total plan assets at end of year2018-12-31$525,974
Total plan assets at beginning of year2018-12-31$600,985
Value of fidelity bond covering the plan2018-12-31$65,000
Total contributions received or receivable from participants2018-12-31$69,522
Other income received2018-12-31$-13,152
Net income (gross income less expenses)2018-12-31$-75,011
Net plan assets at end of year (total assets less liabilities)2018-12-31$525,974
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$600,985
Total contributions received or receivable from employer(s)2018-12-31$19,072
2017 : SUMMIT DERMATOLOGY RETIREMENT SAVINGS PLAN 2017 401k financial data
Total income from all sources2017-12-31$191,510
Expenses. Total of all expenses incurred2017-12-31$38,144
Benefits paid (including direct rollovers)2017-12-31$38,144
Total plan assets at end of year2017-12-31$600,985
Total plan assets at beginning of year2017-12-31$447,619
Value of fidelity bond covering the plan2017-12-31$65,000
Total contributions received or receivable from participants2017-12-31$72,430
Other income received2017-12-31$94,054
Net income (gross income less expenses)2017-12-31$153,366
Net plan assets at end of year (total assets less liabilities)2017-12-31$600,985
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$447,619
Total contributions received or receivable from employer(s)2017-12-31$25,026
2016 : SUMMIT DERMATOLOGY RETIREMENT SAVINGS PLAN 2016 401k financial data
Total income from all sources2016-12-31$128,119
Total plan assets at end of year2016-12-31$447,619
Total plan assets at beginning of year2016-12-31$319,500
Value of fidelity bond covering the plan2016-12-31$50,000
Total contributions received or receivable from participants2016-12-31$70,666
Other income received2016-12-31$35,548
Net income (gross income less expenses)2016-12-31$128,119
Net plan assets at end of year (total assets less liabilities)2016-12-31$447,619
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$319,500
Total contributions received or receivable from employer(s)2016-12-31$21,905
2015 : SUMMIT DERMATOLOGY RETIREMENT SAVINGS PLAN 2015 401k financial data
Total income from all sources2015-12-31$64,585
Expenses. Total of all expenses incurred2015-12-31$2,797
Benefits paid (including direct rollovers)2015-12-31$2,797
Total plan assets at end of year2015-12-31$319,500
Total plan assets at beginning of year2015-12-31$257,712
Value of fidelity bond covering the plan2015-12-31$50,000
Total contributions received or receivable from participants2015-12-31$79,739
Other income received2015-12-31$-38,310
Net income (gross income less expenses)2015-12-31$61,788
Net plan assets at end of year (total assets less liabilities)2015-12-31$319,500
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$257,712
Total contributions received or receivable from employer(s)2015-12-31$23,156
2014 : SUMMIT DERMATOLOGY RETIREMENT SAVINGS PLAN 2014 401k financial data
Total income from all sources2014-12-31$10,411
Expenses. Total of all expenses incurred2014-12-31$38,487
Benefits paid (including direct rollovers)2014-12-31$38,487
Total plan assets at end of year2014-12-31$257,712
Total plan assets at beginning of year2014-12-31$285,788
Value of fidelity bond covering the plan2014-12-31$35,000
Total contributions received or receivable from participants2014-12-31$65,163
Other income received2014-12-31$-72,979
Net income (gross income less expenses)2014-12-31$-28,076
Net plan assets at end of year (total assets less liabilities)2014-12-31$257,712
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$285,788
Assets. Value of participant loans2014-12-31$0
Total contributions received or receivable from employer(s)2014-12-31$18,227
2013 : SUMMIT DERMATOLOGY RETIREMENT SAVINGS PLAN 2013 401k financial data
Total income from all sources2013-12-31$68,229
Expenses. Total of all expenses incurred2013-12-31$8,361
Benefits paid (including direct rollovers)2013-12-31$8,361
Total plan assets at end of year2013-12-31$285,788
Total plan assets at beginning of year2013-12-31$225,920
Value of fidelity bond covering the plan2013-12-31$35,000
Total contributions received or receivable from participants2013-12-31$59,496
Other income received2013-12-31$-9,400
Net income (gross income less expenses)2013-12-31$59,868
Net plan assets at end of year (total assets less liabilities)2013-12-31$285,788
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$225,920
Assets. Value of participant loans2013-12-31$955
Total contributions received or receivable from employer(s)2013-12-31$18,133
2012 : SUMMIT DERMATOLOGY RETIREMENT SAVINGS PLAN 2012 401k financial data
Total income from all sources2012-12-31$72,349
Expenses. Total of all expenses incurred2012-12-31$8,259
Benefits paid (including direct rollovers)2012-12-31$8,259
Total plan assets at end of year2012-12-31$225,920
Total plan assets at beginning of year2012-12-31$161,830
Value of fidelity bond covering the plan2012-12-31$35,000
Total contributions received or receivable from participants2012-12-31$43,376
Other income received2012-12-31$8,762
Net income (gross income less expenses)2012-12-31$64,090
Net plan assets at end of year (total assets less liabilities)2012-12-31$225,920
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$161,830
Assets. Value of participant loans2012-12-31$4,365
Total contributions received or receivable from employer(s)2012-12-31$20,211
2011 : SUMMIT DERMATOLOGY RETIREMENT SAVINGS PLAN 2011 401k financial data
Total income from all sources2011-12-31$-33,405
Expenses. Total of all expenses incurred2011-12-31$37,834
Benefits paid (including direct rollovers)2011-12-31$37,834
Total plan assets at end of year2011-12-31$161,830
Total plan assets at beginning of year2011-12-31$233,069
Value of fidelity bond covering the plan2011-12-31$35,000
Total contributions received or receivable from participants2011-12-31$18,391
Other income received2011-12-31$-66,179
Net income (gross income less expenses)2011-12-31$-71,239
Net plan assets at end of year (total assets less liabilities)2011-12-31$161,830
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$233,069
Assets. Value of participant loans2011-12-31$11,161
Total contributions received or receivable from employer(s)2011-12-31$14,383
2010 : SUMMIT DERMATOLOGY RETIREMENT SAVINGS PLAN 2010 401k financial data
Total income from all sources2010-12-31$-38,685
Total plan assets at end of year2010-12-31$233,069
Total plan assets at beginning of year2010-12-31$271,754
Value of fidelity bond covering the plan2010-12-31$35,000
Total contributions received or receivable from participants2010-12-31$15,916
Other income received2010-12-31$-70,974
Net income (gross income less expenses)2010-12-31$-38,685
Net plan assets at end of year (total assets less liabilities)2010-12-31$233,069
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$271,754
Assets. Value of participant loans2010-12-31$17,691
Total contributions received or receivable from employer(s)2010-12-31$16,373

Form 5500 Responses for SUMMIT DERMATOLOGY RETIREMENT SAVINGS PLAN

2019: SUMMIT DERMATOLOGY RETIREMENT SAVINGS PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: SUMMIT DERMATOLOGY RETIREMENT SAVINGS PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: SUMMIT DERMATOLOGY RETIREMENT SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: SUMMIT DERMATOLOGY RETIREMENT SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SUMMIT DERMATOLOGY RETIREMENT SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SUMMIT DERMATOLOGY RETIREMENT SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: SUMMIT DERMATOLOGY RETIREMENT SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: SUMMIT DERMATOLOGY RETIREMENT SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: SUMMIT DERMATOLOGY RETIREMENT SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: SUMMIT DERMATOLOGY RETIREMENT SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

ING USA ANNUITY AND LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 00000 )
Policy contract numberC171556-0X
Policy instance 3
Insurance contract or identification numberC171556-0X
Number of Individuals Covered1
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with allocated funds for individual policies?1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Insurance broker organization code?2
ING USA ANNUITY AND LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 00000 )
Policy contract numberC148359-0X
Policy instance 2
Insurance contract or identification numberC148359-0X
Number of Individuals Covered1
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with allocated funds for individual policies?1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Insurance broker organization code?2
ING USA ANNUITY AND LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 00000 )
Policy contract numberC148352-0X
Policy instance 1
Insurance contract or identification numberC148352-0X
Number of Individuals Covered1
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with allocated funds for individual policies?1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Insurance broker organization code?2
ING USA ANNUITY AND LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 00000 )
Policy contract numberC171556-0X
Policy instance 3
Insurance contract or identification numberC171556-0X
Number of Individuals Covered1
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of fees paid to insurance companyUSD $30
Are there contracts with allocated funds for individual policies?1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees30
Insurance broker organization code?2
ING USA ANNUITY AND LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 00000 )
Policy contract numberC148359-0X
Policy instance 2
Insurance contract or identification numberC148359-0X
Number of Individuals Covered1
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of fees paid to insurance companyUSD $30
Are there contracts with allocated funds for individual policies?1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees30
Insurance broker organization code?2
ING USA ANNUITY AND LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 00000 )
Policy contract numberC148352-0X
Policy instance 1
Insurance contract or identification numberC148352-0X
Number of Individuals Covered1
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of fees paid to insurance companyUSD $30
Are there contracts with allocated funds for individual policies?1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees30
Insurance broker organization code?2
ING USA ANNUITY AND LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 00000 )
Policy contract numberC148352-0X
Policy instance 1
Insurance contract or identification numberC148352-0X
Number of Individuals Covered1
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of fees paid to insurance companyUSD $30
Are there contracts with allocated funds for individual policies?1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees30
Insurance broker organization code?3
Insurance broker nameLOUIS M. JIMENEZ
ING USA ANNUITY AND LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 00000 )
Policy contract numberC148359-0X
Policy instance 2
Insurance contract or identification numberC148359-0X
Number of Individuals Covered1
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of fees paid to insurance companyUSD $30
Are there contracts with allocated funds for individual policies?1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees30
Insurance broker organization code?3
Insurance broker nameLOUIS M. JIMENEZ
ING USA ANNUITY AND LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 00000 )
Policy contract numberC171556-0X
Policy instance 3
Insurance contract or identification numberC171556-0X
Number of Individuals Covered1
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of fees paid to insurance companyUSD $30
Are there contracts with allocated funds for individual policies?1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees30
Insurance broker organization code?3
Insurance broker nameLOUIS M. JIMENEZ
ING USA ANNUITY AND LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 00000 )
Policy contract numberC171556-0X
Policy instance 3
Insurance contract or identification numberC171556-0X
Number of Individuals Covered1
Insurance policy start date2016-01-01
Insurance policy end date2016-12-31
Total amount of commissions paid to insurance brokerUSD $30
Are there contracts with allocated funds for individual policies?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $30
Insurance broker organization code?3
Insurance broker nameLOUIS M. JIMENEZ
ING USA ANNUITY AND LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 00000 )
Policy contract numberC148359-0X
Policy instance 2
Insurance contract or identification numberC148359-0X
Number of Individuals Covered1
Insurance policy start date2016-01-01
Insurance policy end date2016-12-31
Total amount of commissions paid to insurance brokerUSD $30
Are there contracts with allocated funds for individual policies?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $30
Insurance broker organization code?3
Insurance broker nameLOUIS M. JIMENEZ
ING USA ANNUITY AND LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 00000 )
Policy contract numberC148352-0X
Policy instance 1
Insurance contract or identification numberC148352-0X
Number of Individuals Covered1
Insurance policy start date2016-01-01
Insurance policy end date2016-12-31
Total amount of commissions paid to insurance brokerUSD $262
Are there contracts with allocated funds for individual policies?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $262
Insurance broker organization code?3
Insurance broker nameLOUIS M. JIMENEZ
ING USA ANNUITY AND LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 00000 )
Policy contract numberC171556-0X
Policy instance 3
Insurance contract or identification numberC171556-0X
Number of Individuals Covered1
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $30
Are there contracts with allocated funds for individual policies?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $30
Insurance broker organization code?3
Insurance broker nameLOUIS M. JIMENEZ
ING USA ANNUITY AND LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 00000 )
Policy contract numberC148359-0X
Policy instance 2
Insurance contract or identification numberC148359-0X
Number of Individuals Covered1
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $30
Are there contracts with allocated funds for individual policies?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $30
Insurance broker organization code?3
Insurance broker nameLOUIS M. JIMENEZ
ING USA ANNUITY AND LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 00000 )
Policy contract numberC148352-0X
Policy instance 1
Insurance contract or identification numberC148352-0X
Number of Individuals Covered1
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $30
Are there contracts with allocated funds for individual policies?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $30
Insurance broker organization code?3
Insurance broker nameLOUIS M. JIMENEZ
ING USA ANNUITY AND LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 00000 )
Policy contract numberC171598-0X
Policy instance 6
Insurance contract or identification numberC171598-0X
Number of Individuals Covered1
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Are there contracts with allocated funds for individual policies?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
ING USA ANNUITY AND LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 00000 )
Policy contract numberC171556-0X
Policy instance 5
Insurance contract or identification numberC171556-0X
Number of Individuals Covered1
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $30
Are there contracts with allocated funds for individual policies?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $30
Insurance broker organization code?6
Insurance broker nameVOYA INSURANCE AND ANNUITY COMPANY
ING USA ANNUITY AND LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 00000 )
Policy contract numberC185034-0X
Policy instance 4
Insurance contract or identification numberC185034-0X
Number of Individuals Covered1
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Are there contracts with allocated funds for individual policies?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
ING USA ANNUITY AND LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 00000 )
Policy contract numberC148359-0X
Policy instance 3
Insurance contract or identification numberC148359-0X
Number of Individuals Covered1
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of fees paid to insurance companyUSD $30
Are there contracts with allocated funds for individual policies?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees30
Insurance broker organization code?6
Insurance broker nameVOYA INSURANCE AND ANNUITY COMPANY
ING USA ANNUITY AND LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 00000 )
Policy contract numberC148352-0X
Policy instance 2
Insurance contract or identification numberC148352-0X
Number of Individuals Covered1
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of fees paid to insurance companyUSD $30
Are there contracts with allocated funds for individual policies?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees30
Insurance broker organization code?6
Insurance broker nameVOYA INSURANCE AND ANNUITY COMPANY
ING USA ANNUITY AND LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 00000 )
Policy contract numberC148614-0X
Policy instance 1
Insurance contract or identification numberC148614-0X
Number of Individuals Covered1
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Are there contracts with allocated funds for individual policies?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
ING USA ANNUITY AND LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 00000 )
Policy contract numberC148352-0X
Policy instance 2
Insurance contract or identification numberC148352-0X
Number of Individuals Covered1
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Are there contracts with allocated funds for individual policies?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Insurance broker organization code?3
Insurance broker nameLOUIS M. JIMENEZ
ING USA ANNUITY AND LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 00000 )
Policy contract numberC148359-0X
Policy instance 3
Insurance contract or identification numberC148359-0X
Number of Individuals Covered1
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Are there contracts with allocated funds for individual policies?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Insurance broker organization code?3
Insurance broker nameLOUIS M. JIMENEZ
ING USA ANNUITY AND LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 00000 )
Policy contract numberC185034-0X
Policy instance 4
Insurance contract or identification numberC185034-0X
Number of Individuals Covered1
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $132
Are there contracts with allocated funds for individual policies?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $132
Insurance broker organization code?3
Insurance broker nameLOUIS M. JIMENEZ
ING USA ANNUITY AND LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 00000 )
Policy contract numberC171556-0X
Policy instance 5
Insurance contract or identification numberC171556-0X
Number of Individuals Covered1
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $187
Are there contracts with allocated funds for individual policies?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $187
Insurance broker organization code?3
Insurance broker nameLOUIS M. JIMENEZ
ING USA ANNUITY AND LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 00000 )
Policy contract numberC171598-0X
Policy instance 6
Insurance contract or identification numberC171598-0X
Number of Individuals Covered1
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Are there contracts with allocated funds for individual policies?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Insurance broker organization code?3
Insurance broker nameDOUGLAS BARTON
ING USA ANNUITY AND LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 00000 )
Policy contract numberC148614-0X
Policy instance 1
Insurance contract or identification numberC148614-0X
Number of Individuals Covered1
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $52
Are there contracts with allocated funds for individual policies?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $52
Insurance broker organization code?3
Insurance broker nameLOUIS M. JIMENEZ
ING USA ANNUITY AND LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 00000 )
Policy contract numberC148614-0X
Policy instance 1
Insurance contract or identification numberC148614-0X
Number of Individuals Covered1
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $190
Total amount of fees paid to insurance companyUSD $30
Are there contracts with allocated funds for individual policies?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $190
Amount paid for insurance broker fees30
Insurance broker organization code?3
Insurance broker nameSAMMONS SECURITIES C/O DOUG BARTON
ING USA ANNUITY AND LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 00000 )
Policy contract numberC171556-0X
Policy instance 5
Insurance contract or identification numberC171556-0X
Number of Individuals Covered1
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $174
Total amount of fees paid to insurance companyUSD $30
Are there contracts with allocated funds for individual policies?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $174
Amount paid for insurance broker fees30
Insurance broker organization code?3
Insurance broker nameSAMMONS SECURITIES
ING USA ANNUITY AND LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 00000 )
Policy contract numberC171598-0X
Policy instance 6
Insurance contract or identification numberC171598-0X
Number of Individuals Covered1
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of fees paid to insurance companyUSD $30
Are there contracts with allocated funds for individual policies?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees30
Insurance broker organization code?3
Insurance broker nameSAMMONS SECURITIES
ING USA ANNUITY AND LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 00000 )
Policy contract numberC185034-0X
Policy instance 4
Insurance contract or identification numberC185034-0X
Number of Individuals Covered1
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $266
Total amount of fees paid to insurance companyUSD $30
Are there contracts with allocated funds for individual policies?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $266
Amount paid for insurance broker fees30
Insurance broker organization code?3
Insurance broker nameSAMMONS SECURITIES
ING USA ANNUITY AND LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 00000 )
Policy contract numberC148359-0X
Policy instance 3
Insurance contract or identification numberC148359-0X
Number of Individuals Covered1
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of fees paid to insurance companyUSD $30
Are there contracts with allocated funds for individual policies?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees30
Insurance broker organization code?3
Insurance broker nameSAMMONS SECURITIES
ING USA ANNUITY AND LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 00000 )
Policy contract numberC148352-0X
Policy instance 2
Insurance contract or identification numberC148352-0X
Number of Individuals Covered1
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of fees paid to insurance companyUSD $30
Are there contracts with allocated funds for individual policies?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees30
Insurance broker organization code?3
Insurance broker nameSAMMONS SECURITIES
ING USA ANNUITY AND LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 00000 )
Policy contract numberC148614-0X
Policy instance 1
Insurance contract or identification numberC148614-0X
Number of Individuals Covered1
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of fees paid to insurance companyUSD $30
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
ING USA ANNUITY AND LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 00000 )
Policy contract numberC148359-0X
Policy instance 3
Insurance contract or identification numberC148359-0X
Number of Individuals Covered1
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of fees paid to insurance companyUSD $30
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
ING USA ANNUITY AND LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 00000 )
Policy contract numberC171598-0X
Policy instance 6
Insurance contract or identification numberC171598-0X
Number of Individuals Covered1
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of fees paid to insurance companyUSD $30
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
ING USA ANNUITY AND LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 00000 )
Policy contract numberC148352-0X
Policy instance 2
Insurance contract or identification numberC148352-0X
Number of Individuals Covered1
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of fees paid to insurance companyUSD $30
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
ING USA ANNUITY AND LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 00000 )
Policy contract numberC185034-0X
Policy instance 4
Insurance contract or identification numberC185034-0X
Number of Individuals Covered1
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of fees paid to insurance companyUSD $30
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
ING USA ANNUITY AND LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 00000 )
Policy contract numberC171556-0X
Policy instance 5
Insurance contract or identification numberC171556-0X
Number of Individuals Covered1
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of fees paid to insurance companyUSD $30
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
ING USA ANNUITY AND LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 00000 )
Policy contract number
Policy instance 1
Number of Individuals Covered8
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $1,049
Total amount of fees paid to insurance companyUSD $300
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,049
Amount paid for insurance broker fees300
Insurance broker organization code?3
Insurance broker nameSAMMONS SECURITIES C/O DOUG BARTON

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